13F-HR filed by Concorde Asset Management, LLC
Concorde Asset Management, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-28, with 141 holding rows worth $129,913,000.
- Accession
- 0001062993-19-004046
- Filer
- CIK 1631773
- Filed
- 2019-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 364 entries on the cover page, a total value of $129,913,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $129,907,000 with VALUE read as thousands by filing date, 13F file number 028-16513. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerSawtooth Solutions, LLC028-16582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 39,823 | $11,885,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 259,695 | $6,836,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 24,798 | $6,131,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 83,154 | $4,187,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 67,197 | $4,103,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 57,177 | $3,664,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 33,532 | $3,632,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 57,958 | $3,357,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 49,740 | $3,337,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 50,283 | $2,464,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 58,000 | $2,455,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 6,182 | $1,927,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 14,794 | $1,886,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 10,044 | $1,858,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 20,937 | $1,686,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 8,246 | $1,547,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 12,346 | $1,472,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 22,667 | $1,468,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 24,634 | $1,397,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 27,023 | $1,348,000 | thousands by filing date | |
| VTI | 922908769 | COM | 8,857 | $1,338,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 62,977 | $1,232,000 | thousands by filing date | |
| IJH | 464287507 | COM | 6,129 | $1,184,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 8,078 | $1,154,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 23,448 | $1,114,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 31,150 | $1,086,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 596 | $1,034,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 6,167 | $1,034,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 8,102 | $1,012,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 35,323 | $996,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 13,209 | $974,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 4,020 | $960,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 49,024 | $956,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 34,060 | $954,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 18,607 | $949,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 24,343 | $924,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 14,918 | $924,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 8,583 | $881,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 14,108 | $878,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 45,612 | $878,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 6,907 | $866,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 8,615 | $848,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 10,647 | $830,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 7,533 | $828,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 6,804 | $820,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,506 | $785,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 22,013 | $768,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 6,523 | $761,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,736 | $746,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 13,730 | $723,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 13,079 | $716,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 6,539 | $711,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 13,466 | $700,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 6,144 | $700,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,354 | $693,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 3,298 | $691,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 7,294 | $673,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 5,794 | $656,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 17,440 | $655,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 22,691 | $647,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 7,911 | $642,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 21,594 | $605,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 6,792 | $592,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 4,599 | $573,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 7,054 | $571,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,196 | $570,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 9,225 | $566,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 20,613 | $556,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,932 | $553,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 14,509 | $548,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 19,862 | $541,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,342 | $519,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 12,566 | $516,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 9,493 | $510,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,139 | $501,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 9,836 | $495,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 7,248 | $495,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 21,812 | $494,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,515 | $489,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,646 | $488,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,003 | $483,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 11,272 | $436,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,733 | $434,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,274 | $430,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,755 | $425,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,536 | $422,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,560 | $419,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 6,222 | $415,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 7,341 | $413,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,371 | $408,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 5,620 | $394,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,689 | $382,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,141 | $373,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 3,365 | $367,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,335 | $353,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 10,275 | $333,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 9,560 | $328,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 12,077 | $328,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 8,184 | $324,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,383 | $316,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 8,341 | $300,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 40,623 | $299,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 5,946 | $294,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 8,284 | $292,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,147 | $285,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 5,969 | $283,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 9,624 | $280,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,320 | $273,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,931 | $268,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,146 | $266,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 6,467 | $264,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,204 | $261,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 8,667 | $260,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,747 | $258,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 16,154 | $257,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 3,520 | $254,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,159 | $251,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 10,662 | $244,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,029 | $243,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 9,276 | $243,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 630 | $240,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,030 | $239,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 9,742 | $236,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 10,522 | $234,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 5,684 | $233,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 19,011 | $221,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 1,985 | $221,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 3,754 | $212,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 3,214 | $209,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 5,285 | $207,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,739 | $206,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 7,444 | $205,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 4,994 | $200,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 11,037 | $177,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 19,584 | $172,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 12,235 | $160,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 10,973 | $159,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 11,649 | $153,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 10,865 | $134,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 12,116 | $111,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 13,346 | $77,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-19-004046 | this filing | 2019-10-28 | acceptance time not in the bulk data set |