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13F-HR filed by Focused Wealth Management, Inc

Focused Wealth Management, Inc filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 692 holding rows worth $293,810,000.

Accession
0001062993-18-004532
Filed
2018-11-13
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2018

A holdings report, 703 entries on the cover page, a total value of $293,810,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $293,810,000 with VALUE read as thousands by filing date, 13F file number 028-15621. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
CME Group Inc. Class A12572Q105COM35$6,000thousands by filing date
Costco Wholesale Corporation22160K105COM25$6,000thousands by filing date
iShares MSCI ACWI Low Carbon Target ETF46434V464SHS50$6,000thousands by filing date
KINDER MORGAN INC DEL COM49456B101Stock362$6,000thousands by filing date
PERRIGO CO PLC SHSG97822103Stock91$6,000thousands by filing date
ISHARES TR464289867CORE 60 BALA ETF136$6,000thousands by filing date
ATLANTICA YIELD PLCG0751N103SHS310$6,000thousands by filing date
OXFORD SQUARE CAP CORP69181V107COM866$6,000thousands by filing date
NUSTAR ENERGY LP67058H102UNIT COM218$6,000thousands by filing date
OPTIMUM COMMUNICATIONS INC02156K903CALL10,000$6,000thousands by filing datecall
ENCANA CORP292505954COM6,000$6,000thousands by filing dateput
DIREXION SHS ETF TR25460E505DAILY CS 2X SH200$6,000thousands by filing date
IMMUNE DESIGN CORP.45252L103Common Stock1,815$6,000thousands by filing date
TRANSENTERIX INC89366M201COM NEW1,000$6,000thousands by filing date
iShares MSCI Mexico ETF464286822SHS100$5,000thousands by filing date
iShares U.S. Medical Devices ETF464288810SHS20$5,000thousands by filing date
Vanguard Small-Cap Value ETF922908611SHS35$5,000thousands by filing date
Vanguard Total World Stock ETF922042742SHS68$5,000thousands by filing date
SOUTHWESTAIRLSCO844741108STOK80$5,000thousands by filing date
OMEGA HEALTHCARE INVS INC COM681936100REIT168$5,000thousands by filing date
STMICROELECTRONICS N V NY REGISTRY861012102ADR250$5,000thousands by filing date
OREILLY AUTOMOTIVE INC COM67103H107Stock15$5,000thousands by filing date
MCCORMICK & CO INC COM NON VTG579780206Stock39$5,000thousands by filing date
GLOBAL MED REIT INC37954A204COM NEW500$5,000thousands by filing date
SNAP INC83304A106CL A543$5,000thousands by filing date
NUVEEN DIVERSIFIED DIVID & I6706EP105COM480$5,000thousands by filing date
FIREEYE INC31816Q101COM300$5,000thousands by filing date
FIAT CHRYSLER AUTOMOBILES NN31738102SHS300$5,000thousands by filing date
INVESCO CURRENCYSHARES BRITISH46138m109INDX FD38$5,000thousands by filing date
EXPEDIA GROUP INC30212P903CALL5,400$5,000thousands by filing datecall
GLOBAL X FDS37950E549GLB X SUPERDIV250$5,000thousands by filing date
CORELOGIC INC21871D103COM100$5,000thousands by filing date
Boston Scientific Corporation101137107COM100$4,000thousands by filing date
CHIPOTLEMEXICANGRILLI169656105STOK9$4,000thousands by filing date
TECHNIPFMC PLC COMG87110105Stock136$4,000thousands by filing date
BROADRIDGE FINL SOLUTIONS INC COM11133T103Stock31$4,000thousands by filing date
LUMENTUM HLDGS INC COM55024U109Stock62$4,000thousands by filing date
FLEX LTD ORDY2573F102Stock306$4,000thousands by filing date
KRANESHARES TRUST CSI CHI INTERNET500767306CSI CHI INTERNET73$4,000thousands by filing date
DENTSPLY SIRONA INC24906P109COM100$4,000thousands by filing date
ISHARES TR464288257MSCI ACWI ETF53$4,000thousands by filing date
VIAVI SOLUTIONS INC925550105COM337$4,000thousands by filing date
GOLUB CAP BDC INC38173M102COM200$4,000thousands by filing date
CATHAY GEN BANCORP149150104COM100$4,000thousands by filing date
CLEAN ENERGY FUELS CORP184499101COMMON STOCK1,416$4,000thousands by filing date
DB COMMODITY INDEX TRACKING46138B103ETF240$4,000thousands by filing date
XEROX CORP984121608COM NEW139$4,000thousands by filing date
APERGY CORP03755L104COM84$4,000thousands by filing date
ISHARES INC46434G814MSCI MLY ETF NEW125$4,000thousands by filing date
EUROPEAN EQUITY FD INC COM298768102CEF407$4,000thousands by filing date
WISDOMTREE TR97717W869EUROPE SMCP DV67$4,000thousands by filing date
FEDEX CORP31428X906CALL5,200$4,000thousands by filing datecall
RED HAT INC756577902COM1,600$4,000thousands by filing datecall
FIAT CHRYSLER AUTOMOBILES NN31738902OPTION14,000$4,000thousands by filing datecall
iShares Core S&P Small-Cap ETF464287804SHS36$3,000thousands by filing date
CANADIANNATLRYCOF136375102STOK34$3,000thousands by filing date
VALE S A91912E105SPONSORED ADS232$3,000thousands by filing date
PNC FINL SVCS GROUP INC COM693475105Stock25$3,000thousands by filing date
CROWN CASTLE INC COM22822V101REIT26$3,000thousands by filing date
LADDER CAP CORP CL A505743104REIT200$3,000thousands by filing date
GAP INC COM364760108Stock112$3,000thousands by filing date
HP INC COM40434L105Stock100$3,000thousands by filing date
AECOM COM00766T100Stock100$3,000thousands by filing date
PAGSEGURO DIGITAL LTDG68707101COM CL A120$3,000thousands by filing date
PLUG PWR INC72919P202COM NEW1,360$3,000thousands by filing date
ISHARES TR464287564SELECT US REIT31$3,000thousands by filing date
LXP INDUSTRIAL TRUST529043101COM310$3,000thousands by filing date
VECTOR GROUP LTD92240M108COM224$3,000thousands by filing date
MARVELL TECHNOLOGY GROUP LTDG5876H105ORD171$3,000thousands by filing date
CDK GLOBAL INC12508E101COM41$3,000thousands by filing date
SUBURBAN PROPANE PARTNERS L.P.864482104COM120$3,000thousands by filing date
ISHARES INC46434G780MSCI SINGPOR ETF117$3,000thousands by filing date
NIKE INC654106903CALL2,000$3,000thousands by filing datecall
APOLLO INVT CORP03761U106COM545$3,000thousands by filing date
TEXTAINER GROUP HOLDINGS LTDG8766E109SHS211$3,000thousands by filing date
TARO PHARMACEUTICAL INDS LTDM8737E108SHS33$3,000thousands by filing date
DELL TECHNOLOGIES INC CLASS CLASS C24703L103CLASS C33$3,000thousands by filing date
REVOLUTION LIGHTING TECHNOLO76155G206COM NEW1,100$3,000thousands by filing date
iShares iBoxx Inv Grade Corporate Bond ETF464287242SHS20$2,000thousands by filing date
Vanguard Intermediate-Term Bond ETF921937819SHS24$2,000thousands by filing date
XCELENERGY INC98389B100COM50$2,000thousands by filing date
NOKIA CORP654902204SPONSORED ADR304$2,000thousands by filing date
RITHM CAPITAL CORP COM NEW64828T201REIT100$2,000thousands by filing date
WISDOMTREE EUROPE HEDGED EQUITY FUND97717X701ETF30$2,000thousands by filing date
PACCAR INC COM693718108Stock33$2,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33733E302DJ INTERNT IDX14$2,000thousands by filing date
JBT MAREL CORPORATION477839104COM14$2,000thousands by filing date
INVESCO EXCH TRADED FD TR II46138E727RAFI EMRGNG MRKT91$2,000thousands by filing date
SUNPOWER CORP867652406COM305$2,000thousands by filing date
U S SILICA HLDGS INC90346E103COM126$2,000thousands by filing date
AVANOS MED INC05350V106COM31$2,000thousands by filing date
SCHNITZER STEEL INDUSTRIES INC806882106CL A63$2,000thousands by filing date
COLONY CAPITAL INC19626G108CL A COM334$2,000thousands by filing date
MANCHESTER UTD PLC NEWG5784H106CMN100$2,000thousands by filing date
MORGAN STANLEY617446908Option33,000$2,000thousands by filing datecall
VERSUM MATLS INC92532W103COM53$2,000thousands by filing date
PCSB FINL CORP COM69324R104Stock100$2,000thousands by filing date
SIERRA WIRELESS INC826516106COM100$2,000thousands by filing date
FNCB BANCORP INC302578109COM200$2,000thousands by filing date
CAPITAL PRODUCT PARTNERS L PY11082107COM UNIT LP659$2,000thousands by filing date
ORGANOVO HOLDINGS INC68620A104COMMON2,000$2,000thousands by filing date
HI-CRUSH PARTNERS LP428337109COM UNIT LTD200$2,000thousands by filing date
McDonalds Corporation580135101COM4$1,000thousands by filing date
Vanguard Utilities ETF92204A876SHS8$1,000thousands by filing date
METHANEX CORP COM59151K108Stock10$1,000thousands by filing date
HASBRO INC COM418056107Stock10$1,000thousands by filing date
INFOSYS LTD SPONSORED ADR456788108ADR95$1,000thousands by filing date
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH03938L203ADR33$1,000thousands by filing date
MOTOROLA SOLUTIONS INC COM NEW620076307Stock7$1,000thousands by filing date
ISHARES TR464287796U.S. ENERGY ETF14$1,000thousands by filing date
EATON VANCE LIMITED DURATION27828H105COM112$1,000thousands by filing date
INVESCO EXCH TRADED FD TR II46138E784EMRNG MKT SVRG47$1,000thousands by filing date
ISHARES TR MSCI EURO FL ETF464289180MSCI EURO FL ETF73$1,000thousands by filing date
ISHARES INC MSCI BRAZIL ETF464286400MSCI BRAZIL ETF15$1,000thousands by filing date
BRIGHTHOUSE FINL INC10922N103COM17$1,000thousands by filing date
LIBERTY BROADBAND CORP530307305COM SER C6$1,000thousands by filing date
ADVANSIX INC00773T101COM26$1,000thousands by filing date
INVESCO EXCHANGE TRADED FD T46137V134WILDERHIL CLAN31$1,000thousands by filing date
PJT PARTNERS INC69343T107COM CL A14$1,000thousands by filing date
RENEWABLE ENERGY GROUP INC75972A301COM NEW24$1,000thousands by filing date
Mallinckrodt PlcG5785G107SHS26$1,000thousands by filing date
IMAX CORP45245E109COM30$1,000thousands by filing date
3D SYSTEMS CORP88554D205COMMON STOCK30$1,000thousands by filing date
POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT46138E651ETF55$1,000thousands by filing date
FRONTIER COMMUNICATIONS CORP35906A306COM NEW204$1,000thousands by filing date
ASA GOLD AND PRECIOUS MTLS LG3156P103SHS100$1,000thousands by filing date
PROSHARES TR74347B201PSHS ULTSH 20YRS28$1,000thousands by filing date
GABELLI GLOBAL SMALL & MID C36249W104COM48$1,000thousands by filing date
ORACLE CORP68389X955PUT10,000$1,000thousands by filing dateput
3M CO88579Y901CALL2,000$1,000thousands by filing datecall
ABERCROMBIE & FITCH CO002896907CALL4,000$1,000thousands by filing datecall
UNDER ARMOUR INC904311957PUT2,100$1,000thousands by filing dateput
JD.COM INC47215P906SPON ADS CL A8,000$1,000thousands by filing datecall
SENDGRID INC816883102COM30$1,000thousands by filing date
SPRINT CORP85207U105COM SER 1200$1,000thousands by filing date
ADVANTAGE OIL & GAS LTD00765F101COMMON STOCK-FO450$1,000thousands by filing date
IMMUNOGEN INC45253H101COMMON STOCK100$1,000thousands by filing date
PENGROWTH ENERGY CORP70706P104COMMON STOCK-FO1,121$1,000thousands by filing date
LIBERTY MEDIA CORP DEL531229607COM C SIRIUSXM24$1,000thousands by filing date
LIBERTY MEDIA CORP DEL531229409COM A SIRIUSXM12$1,000thousands by filing date
FINISAR CORP31787A507COM NEW62$1,000thousands by filing date
YAMANA GOLD INC98462Y100COM383$1,000thousands by filing date
TRUSTCO BK CORP N Y898349105COM150$1,000thousands by filing date
ZIOPHARM ONCOLOGY INC98973P101COM250$1,000thousands by filing date
FERRELLGAS PARTNERS L.P.315293100UNIT LTD PART598$1,000thousands by filing date
MICHAEL KORS HOLDINGS LTDG60754901COM8,000$1,000thousands by filing datecall
FC GLOBAL RLTY INC30258F102COM2,593$1,000thousands by filing date
Real Estate Select Sector SPDR Fund81369Y860SHS4$0thousands by filing dateValue filed as zero, left out of ratios.
SPDR S&P Aerospace & Defense ETF78464A631SHS1$0thousands by filing dateValue filed as zero, left out of ratios.
Starbucks Corporation855244109COM1$0thousands by filing dateValue filed as zero, left out of ratios.
KINROSS GOLD CORP496902404COM100$0thousands by filing dateValue filed as zero, left out of ratios.
STEEL DYNAMICS INC COM858119100Stock10$0thousands by filing dateValue filed as zero, left out of ratios.
VERMILION ENERGY INC COM923725105Stock9$0thousands by filing dateValue filed as zero, left out of ratios.
BANCO SANTANDER SA ADR05964H105ADR23$0thousands by filing dateValue filed as zero, left out of ratios.
NORTHERN DYNASTY MINERALS LTD COM NEW66510M204Stock290$0thousands by filing dateValue filed as zero, left out of ratios.
COEUR MNG INC COM NEW192108504Stock10$0thousands by filing dateValue filed as zero, left out of ratios.
TEXTRON INC COM883203101Stock1$0thousands by filing dateValue filed as zero, left out of ratios.
ONE GAS INC COM68235P108Stock4$0thousands by filing dateValue filed as zero, left out of ratios.
DIANA SHIPPING INCY2066G104COM100$0thousands by filing dateValue filed as zero, left out of ratios.
SMUCKER J M CO832696405COM NEW2$0thousands by filing dateValue filed as zero, left out of ratios.
CONDUENT INC206787103COM2$0thousands by filing dateValue filed as zero, left out of ratios.
BARINGS BDC INC06759L103COM7$0thousands by filing dateValue filed as zero, left out of ratios.
Whiting Petroleum Corpora966387409COM NEW6$0thousands by filing dateValue filed as zero, left out of ratios.
E TRADE FINANCIAL CORP269246401COM NEW5$0thousands by filing dateValue filed as zero, left out of ratios.
LIBERTY MEDIA CORP DEL531229854COM SER C FRMLA6$0thousands by filing dateValue filed as zero, left out of ratios.
PIPER SANDLER COMPANIES724078100COM2$0thousands by filing dateValue filed as zero, left out of ratios.
CBS CORP NEW124857202CL B5$0thousands by filing dateValue filed as zero, left out of ratios.
LENNAR CORP CL B526057302Stock8$0thousands by filing dateValue filed as zero, left out of ratios.
LEXICON PHARMACEUTICALS INC528872302COMMON STOCK7$0thousands by filing dateValue filed as zero, left out of ratios.
LIBERTY BROADBAND A530307107COMMON STOCK3$0thousands by filing dateValue filed as zero, left out of ratios.
APPLE INC037833900CALL100$0thousands by filing datecallValue filed as zero, left out of ratios.
APPLE INC037833950PUT100$0thousands by filing dateputValue filed as zero, left out of ratios.
FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS33738R845ETF6$0thousands by filing dateValue filed as zero, left out of ratios.
INTREPID POTASH INC46121Y102COM50$0thousands by filing dateValue filed as zero, left out of ratios.
SPDR INDEX SHS FDS78463X400CMN1$0thousands by filing dateValue filed as zero, left out of ratios.
MICROBOT MED INC59503A204COM NEW1$0thousands by filing dateValue filed as zero, left out of ratios.
Enzo Biochem Inc294100102Common Stock110$0thousands by filing dateValue filed as zero, left out of ratios.
WEIBO CORP948596901SPONSORED ADR5,000$0thousands by filing datecallValue filed as zero, left out of ratios.
GOLDCORP INC NEW380956409COM32$0thousands by filing dateValue filed as zero, left out of ratios.
LIBERTY MEDIA CORP DELAWARE531229870COM SER A FRMLA3$0thousands by filing dateValue filed as zero, left out of ratios.
INTERNAP CORPORATION45885A409COMMON STOCK25$0thousands by filing dateValue filed as zero, left out of ratios.
LIBERTY531229888COMMON STOCK2$0thousands by filing dateValue filed as zero, left out of ratios.
VERITIV CORP923454102COM5$0thousands by filing dateValue filed as zero, left out of ratios.
Helios and Matheson Analytics Inc42327L309Common Stock7,700$0thousands by filing dateValue filed as zero, left out of ratios.
World Gold TR98149E204SPRD GLD Minis5$0thousands by filing dateValue filed as zero, left out of ratios.
LIBERTY MEDIA CORP DEL531229706COM A BRAVES GRP1$0thousands by filing dateValue filed as zero, left out of ratios.
EMAGIN CORP29076N206COM30$0thousands by filing dateValue filed as zero, left out of ratios.
CELLDEX THERAPEUTICS INC NEW15117B103COM350$0thousands by filing dateValue filed as zero, left out of ratios.
OCLARO INC67555N206COM20$0thousands by filing dateValue filed as zero, left out of ratios.
FUELCELL ENERGY INC35952H502COM NEW81$0thousands by filing dateValue filed as zero, left out of ratios.
CYTRX CORP232828608COM PAR251$0thousands by filing dateValue filed as zero, left out of ratios.
CASI PHARMACEUTICALS INC14757U109COM45$0thousands by filing dateValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001062993-18-004532this filing2018-11-13acceptance time not in the bulk data set