13F-HR filed by Focused Wealth Management, Inc
Focused Wealth Management, Inc filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 692 holding rows worth $293,810,000.
- Accession
- 0001062993-18-004532
- Filer
- CIK 1586052
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 703 entries on the cover page, a total value of $293,810,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $293,810,000 with VALUE read as thousands by filing date, 13F file number 028-15621. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 868,917 | $33,227,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 778,160 | $24,216,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 105,521 | $12,557,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 447,850 | $12,410,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 334,936 | $11,666,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 213,029 | $10,217,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 191,303 | $9,360,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 101,443 | $8,835,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 153,237 | $8,347,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 271,495 | $6,937,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 52,628 | $6,745,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 23,353 | $4,730,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 25,061 | $4,122,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 50,999 | $4,047,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 84,046 | $3,914,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 217,503 | $3,806,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 83,780 | $3,692,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 85,994 | $3,275,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 79,813 | $3,054,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 42,264 | $3,032,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 61,487 | $2,908,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 254,326 | $2,871,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 34,924 | $2,567,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 32,415 | $2,551,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 21,531 | $2,188,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 143,260 | $2,059,000 | thousands by filing date | |
| VTI | 922908769 | COM | 13,692 | $2,049,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 21,594 | $1,958,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 200,974 | $1,909,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 8,534 | $1,798,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 9,881 | $1,783,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 62,438 | $1,703,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 24,408 | $1,693,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 159,678 | $1,678,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 19,056 | $1,673,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 10,023 | $1,651,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 10,602 | $1,617,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 47,030 | $1,579,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 9,181 | $1,483,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 9,448 | $1,429,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 9,855 | $1,362,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 14,505 | $1,362,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 29,349 | $1,327,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 11,536 | $1,319,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 16,594 | $1,281,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 45,512 | $1,255,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5,291 | $1,186,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 33,726 | $1,136,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 95,227 | $1,082,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 12,468 | $1,060,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 19,078 | $1,029,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 6,102 | $1,015,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 52,342 | $988,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 8,114 | $978,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,420 | $906,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 8,135 | $900,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 34,202 | $892,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 16,461 | $879,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 27,186 | $865,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,949 | $863,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,118 | $856,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 38,554 | $830,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 26,326 | $807,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 49,098 | $791,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 12,140 | $781,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 4,109 | $770,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,073 | $722,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5,863 | $717,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,185 | $701,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 8,327 | $693,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 56,933 | $691,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 53,899 | $670,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 50,790 | $654,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 16,507 | $636,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5,476 | $622,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 12,557 | $611,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,413 | $611,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 5,194 | $575,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 9,320 | $568,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 9,983 | $512,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 39,576 | $508,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 11,864 | $507,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 38,009 | $485,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 5,891 | $483,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,801 | $476,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,264 | $472,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,483 | $461,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 8,166 | $458,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 31,490 | $438,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 20,510 | $436,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 6,309 | $422,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,835 | $405,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 6,314 | $401,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,319 | $392,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,489 | $389,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,810 | $377,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 12,823 | $330,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,239 | $328,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 11,573 | $320,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,596 | $312,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,398 | $311,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,375 | $310,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,692 | $306,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,180 | $302,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 248 | $299,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 26,665 | $297,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,130 | $296,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,800 | $291,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,579 | $291,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 4,849 | $277,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 7,403 | $275,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 4,763 | $275,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5,000 | $275,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 12,214 | $275,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 226 | $270,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 7,855 | $264,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2,572 | $263,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,589 | $258,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,568 | $256,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,397 | $252,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 665 | $249,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 7,000 | $247,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,257 | $242,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,167 | $241,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,000 | $240,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,020 | $238,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 700 | $237,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,299 | $233,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,828 | $231,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,535 | $227,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,717 | $222,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,625 | $220,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 23,629 | $219,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,792 | $218,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,199 | $217,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,529 | $211,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 7,200 | $211,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,216 | $210,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,183 | $210,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 5,250 | $210,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 14,967 | $209,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 6,048 | $206,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 11,509 | $205,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,150 | $201,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 9,786 | $201,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,200 | $199,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 2,600 | $194,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 2,856 | $193,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,300 | $192,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 2,750 | $192,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,621 | $190,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,100 | $185,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 5,900 | $183,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 3,550 | $183,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,372 | $182,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 6,500 | $181,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 2,000 | $178,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 11,609 | $177,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,300 | $176,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,700 | $174,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,019 | $171,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 2,500 | $171,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 3,392 | $169,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 3,364 | $169,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 2,550 | $168,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,200 | $168,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,350 | $167,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,263 | $164,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,250 | $163,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,294 | $161,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,850 | $160,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 7,545 | $160,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 3,200 | $159,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,200 | $159,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 6,000 | $159,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 4,500 | $158,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 1,627 | $156,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 818 | $156,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,579 | $154,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 2,272 | $154,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,055 | $153,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 20,550 | $153,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 2,600 | $152,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 6,367 | $148,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 2,750 | $147,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 4,131 | $146,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,000 | $145,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 11,462 | $145,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 1,750 | $145,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 2,050 | $144,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 4,100 | $142,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,300 | $142,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 5,890 | $142,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 2,162 | $139,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 3,528 | $138,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 10,426 | $136,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,423 | $135,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 2,300 | $135,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 825 | $134,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,321 | $133,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 655 | $133,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 2,425 | $131,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,200 | $131,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 358 | $131,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 4,752 | $131,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 4,100 | $125,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 606 | $125,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 2,834 | $122,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 779 | $121,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,903 | $120,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1,196 | $118,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 38,699 | $118,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 670 | $115,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 500 | $114,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,235 | $114,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 3,974 | $114,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,017 | $113,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1,500 | $109,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 800 | $107,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 404 | $107,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 401 | $107,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 991 | $106,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 1,702 | $105,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 7,029 | $105,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 891 | $104,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 2,740 | $104,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 2,117 | $103,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 618 | $102,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 3,000 | $100,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 650 | $99,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 604 | $98,000 | thousands by filing date | |
| IJH | 464287507 | COM | 483 | $97,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 1,900 | $95,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,150 | $94,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 2,164 | $94,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 1,100 | $92,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 1,600 | $91,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 780 | $90,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,059 | $90,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 427 | $88,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 1,280 | $87,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 1,600 | $87,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 4,782 | $86,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,045 | $84,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 3,400 | $84,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 1,200 | $82,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,400 | $81,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 822 | $81,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 2,775 | $81,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 1,530 | $81,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,524 | $80,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 3,786 | $80,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,782 | $78,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 959 | $78,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 7,346 | $78,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 600 | $77,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 2,000 | $77,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 3,851 | $77,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 672 | $76,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,886 | $76,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 800 | $75,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 4,850 | $75,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 5,911 | $74,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 1,734 | $73,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 2,003 | $72,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 4,000 | $67,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 37,397 | $67,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 763 | $64,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,000 | $64,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 2,927 | $64,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 591 | $63,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 3,882 | $63,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 1,654 | $62,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 1,597 | $62,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 419 | $61,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 176 | $61,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 1,623 | $61,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 405 | $61,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 697 | $61,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 1,114 | $61,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 571 | $60,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 10,494 | $59,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 668 | $58,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 475 | $57,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 800 | $56,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 637 | $55,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 560 | $55,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 985 | $54,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 354 | $53,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 1,167 | $53,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 428 | $52,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 577 | $52,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 4,533 | $52,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 924 | $51,000 | thousands by filing date | |
| DISNEY WALT CO | 254687906 | COM | 17,000 | $51,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 541 | $49,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 1,355 | $49,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,476 | $48,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 700 | $48,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733R902 | CALL | 1,200 | $47,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 164 | $46,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 1,000 | $46,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 310 | $46,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 2,250 | $46,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 10,000 | $45,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 1,300 | $44,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 2,000 | $44,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 542 | $43,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 580 | $43,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 531 | $41,000 | thousands by filing date | |
| V F CORP | 918204908 | COM | 11,000 | $41,000 | thousands by filing date | call |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 904 | $40,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 754 | $39,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 1,201 | $38,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 35,740 | $38,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,661 | $37,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 697 | $37,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 324 | $36,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 221 | $36,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 501 | $36,000 | thousands by filing date | |
| CATERPILLAR INC | 149123901 | CALL | 14,000 | $36,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 100 | $35,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 494 | $35,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 500 | $34,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 622 | $33,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 549 | $33,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 1,708 | $33,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 2,700 | $33,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,154 | $33,000 | thousands by filing date | |
| BIOGEN INC | 09062X903 | CALL | 2,000 | $33,000 | thousands by filing date | call |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 302 | $32,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 700 | $32,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 1,734 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 384 | $31,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 297 | $31,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 1,750 | $31,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 401 | $30,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 2,381 | $29,000 | thousands by filing date | |
| LAUDER ESTEE COS INC | 518439904 | CALL | 10,000 | $29,000 | thousands by filing date | call |
| iShares Russell Midcap ETF | 464287499 | SHS | 129 | $28,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 1,650 | $28,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 210 | $28,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 4,447 | $28,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 600 | $28,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 1,251 | $28,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212901 | CALL | 5,000 | $26,000 | thousands by filing date | call |
| iShares MSCI Japan ETF | 46434G822 | SHS | 420 | $25,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 579 | $25,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 213 | $25,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 488 | $25,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 481 | $25,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 426 | $25,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512909 | CALL | 10,000 | $25,000 | thousands by filing date | call |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 261 | $24,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 1,917 | $24,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 303 | $23,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 439 | $23,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 325 | $23,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 611 | $22,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 600 | $22,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 802 | $22,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 700 | $21,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 298 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 470 | $20,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 153 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 111 | $20,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 200 | $20,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,000 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 445 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 200 | $19,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 1,000 | $19,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,507 | $19,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 303 | $19,000 | thousands by filing date | |
| JD.COM INC | 47215P956 | PUT | 4,000 | $19,000 | thousands by filing date | put |
| PIVOTAL SOFTWARE INC | 72582H957 | PUT | 3,600 | $19,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 121 | $18,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 200 | $18,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 279 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 266 | $18,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 386 | $18,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1,500 | $18,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707901 | COM CL A | 12,000 | $18,000 | thousands by filing date | call |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 5,000 | $18,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 100 | $17,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 415 | $17,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 215 | $17,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,500 | $17,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 350 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 127 | $17,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,789 | $17,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 1,000 | $17,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 216 | $17,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 150 | $17,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 403 | $16,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 141 | $16,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 2,216 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 510 | $16,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 721 | $16,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 3,388 | $16,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 272 | $15,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 405 | $15,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 175 | $15,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 100 | $15,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 168 | $15,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 711 | $15,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 130 | $15,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 519 | $15,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 616 | $15,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 425 | $15,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 67 | $14,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 302 | $14,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 100 | $14,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 300 | $14,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 45 | $14,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 112 | $14,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 966 | $14,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 14,000 | $14,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 180 | $13,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 44 | $13,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 65 | $13,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 700 | $13,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 700 | $13,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 239 | $13,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 100 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 575 | $13,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 327 | $13,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 321 | $13,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 57 | $12,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 532 | $12,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 121 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 839 | $12,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 1,045 | $12,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 106 | $12,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 235 | $12,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 1,050 | $12,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 4,303 | $12,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 150 | $11,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 100 | $11,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 57 | $11,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 641 | $11,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 200 | $11,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 135 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 324 | $11,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 477 | $11,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 175 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 623 | $11,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 136 | $10,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 40 | $10,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 306 | $10,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 503 | $10,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 750 | $10,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,005 | $10,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 200 | $10,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 614 | $10,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 478 | $10,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502901 | COM | 6,000 | $10,000 | thousands by filing date | call |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 75 | $9,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 196 | $9,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 200 | $9,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 236 | $9,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 75 | $9,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 200 | $9,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 784 | $9,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 413 | $9,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 375 | $9,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 623 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 283 | $9,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW | 61174X909 | COM | 17,000 | $9,000 | thousands by filing date | call |
| iShares Global Healthcare ETF | 464287325 | SHS | 124 | $8,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 55 | $8,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 242 | $8,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 749 | $8,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 437 | $8,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 400 | $8,000 | thousands by filing date | |
| AMERICAN TOWER CORP | 03027X900 | COM | 22,000 | $8,000 | thousands by filing date | call |
| VMWARE INC-CLASS A | 928563902 | COM | 800 | $8,000 | thousands by filing date | call |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 23 | $7,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 40 | $7,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 391 | $7,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 80 | $7,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 833 | $7,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 312 | $7,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 200 | $7,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 250 | $7,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 100 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 40 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 258 | $7,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 140 | $7,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 231 | $7,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 150 | $7,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 100 | $7,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,010 | $7,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 100 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 63 | $7,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 250 | $7,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512959 | OPTION | 5,000 | $7,000 | thousands by filing date | put |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 775 | $7,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 150 | $7,000 | thousands by filing date | |
| TIFFANY CO | 886547908 | COM | 20,000 | $7,000 | thousands by filing date | call |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 714 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-18-004532 | this filing | 2018-11-13 | acceptance time not in the bulk data set |