13F-HR filed by VERTEX ONE ASSET MANAGEMENT INC.
VERTEX ONE ASSET MANAGEMENT INC. filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 137 holding rows worth $616,305,000.
- Accession
- 0001062993-18-003330
- Filer
- CIK 1389610
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 137 entries on the cover page, a total value of $616,305,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $616,310,000 with VALUE read as thousands by filing date, 13F file number 028-12402. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,070,264 | $43,785,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 6,677,492 | $34,723,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 2,769,386 | $30,380,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 3,684,439 | $26,749,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 547,480 | $20,985,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 370,200 | $19,413,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 223,158 | $16,287,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 2,529,727 | $16,013,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,165,676 | $15,667,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 420,070 | $14,156,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 100,784 | $13,574,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 98,500 | $12,921,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 518,709 | $12,068,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 108,300 | $11,834,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 11,025,874 | $11,742,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 266,662 | $11,738,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 181,379 | $11,505,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 210,000 | $10,435,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 52,000 | $9,542,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 702,273 | $9,059,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 121,000 | $8,074,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 143,000 | $8,001,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 264,924 | $7,238,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 112,309 | $6,941,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 352,018 | $6,900,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 626,100 | $6,763,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 238,794 | $6,650,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 100,000 | $6,506,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 38,467 | $6,493,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 298,900 | $6,235,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 336,000 | $5,450,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 301,039 | $5,419,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 55,607 | $5,374,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 312,852 | $5,322,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 412,690 | $5,254,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 354,470 | $5,228,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 8,738,596 | $4,730,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 148,224 | $4,676,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 87,300 | $4,602,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 183,556 | $4,301,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 400,000 | $4,100,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 288,700 | $4,074,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 120,588 | $4,067,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 192,174 | $3,926,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 337,000 | $3,697,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,714,800 | $3,548,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 40,857 | $3,534,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W206 | UNIT 01/19/2023 | 325,000 | $3,370,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 40,199 | $3,223,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L205 | UNIT 05/11/2025 | 285,000 | $2,867,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 1,577,892 | $2,840,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 125,000 | $2,675,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A123 | UNIT 06/21/2023 | 250,000 | $2,515,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 227,000 | $2,349,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 34,619 | $2,340,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A206 | UNIT 02/28/2021 | 230,000 | $2,335,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870206 | UNIT 10/19/2022 | 228,900 | $2,314,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 64,962 | $2,301,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 225,000 | $2,266,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643202 | UNIT 05/31/2024 | 220,000 | $2,204,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D128 | UNIT 11/02/2022 | 210,000 | $2,119,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 330,000 | $2,115,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N128 | UNIT 08/21/2022 | 175,000 | $2,111,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 199,800 | $2,098,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 66,560 | $2,048,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L121 | UNIT 99/99/9999 | 200,000 | $2,034,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E208 | UNIT 01/30/2023 | 200,000 | $2,033,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431901 | CALL | 10,300 | $2,033,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760110 | UNIT 99/99/9999 | 200,000 | $2,030,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N202 | UNIT 05/11/2023 | 200,000 | $2,013,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L126 | UNIT 01/09/2023 | 200,000 | $2,010,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R118 | UNIT 01/01/2025 | 200,000 | $2,008,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 190,000 | $1,976,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 184,000 | $1,895,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 20,000 | $1,887,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 53,198 | $1,821,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J203 | UNIT 07/21/2024 | 175,000 | $1,820,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING COMMON | 25271C902 | Cmn | 3,720 | $1,773,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P118 | UNIT 99/99/9999 | 175,000 | $1,768,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 1,536,700 | $1,742,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397108 | CL A COM | 170,000 | $1,726,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 716,200 | $1,654,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V206 | UNIT 99/99/9999 | 159,300 | $1,629,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 21,354 | $1,608,000 | thousands by filing date | |
| MATLIN & PARTNE | 57682V205 | Common Stock | 152,000 | $1,604,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482202 | UNIT 11/20/2022 | 150,000 | $1,579,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 150,000 | $1,529,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076209 | UNIT 03/12/2025 | 150,000 | $1,511,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788206 | UNIT 01/18/2023 | 140,000 | $1,443,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N205 | UNIT 03/06/2025 | 125,000 | $1,313,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 93,650 | $1,275,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867208 | UNIT 99/99/9999 | 119,000 | $1,267,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848117 | UNIT 99/99/9999 | 125,000 | $1,253,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 22,100 | $1,226,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E204 | UNIT 07/27/2022 | 112,500 | $1,193,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 289,200 | $1,145,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 16,123 | $1,142,000 | thousands by filing date | |
| RIG 270115C00010000 | h8817h900 | CALL | 4,200 | $1,134,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 100,300 | $1,025,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745204 | UNIT 02/01/2023 | 100,000 | $1,025,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P209 | UNIT 03/07/2023 | 100,000 | $1,006,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P116 | UNIT 99/99/9999 | 100,000 | $1,005,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 100,000 | $1,004,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 1,000,000 | $1,000,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T205 | UNIT 05/09/2023 | 90,000 | $904,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 374,938 | $862,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 245,800 | $813,000 | thousands by filing date | |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 70,000 | $692,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 572,431 | $607,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | N6596X959 | COM | 388 | $564,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 550,000 | $552,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 500,000 | $509,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 400 | $504,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R114 | UNIT 06/21/2023 | 50,000 | $503,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 500,000 | $491,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 500,000 | $487,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 340,000 | $462,000 | thousands by filing date | |
| ENSCO PLC-CL A | G3157S906 | COM | 3,300 | $429,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 33,167,809 | $415,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAC5 | NOTE 4.750% 3/2 | 415,000 | $400,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 400,000 | $386,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 20,000 | $373,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 24,663 | $370,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 11,062 | $355,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 15,000 | $349,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656111 | *W EXP 99/99/999 | 96,366 | $265,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 47,035 | $251,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 14,000 | $187,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 14,000 | $136,000 | thousands by filing date | |
| MATLIN & PARTNERS ACQUISITIO | 57682V114 | *W EXP 05/28/202 | 175,000 | $114,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V115 | *W EXP 07/24/202 | 70,200 | $91,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 48,666 | $90,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y114 | W EXP 02/02/202 | 131,350 | $90,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J112 | *W EXP 08/01/202 | 105,000 | $63,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397116 | *W EXP 07/21/202 | 25,000 | $40,000 | thousands by filing date | |
| ALTA MESA RES INC 3 | 02133L117 | COM | 23,333 | $33,000 | thousands by filing date | |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 35,000 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-18-003330 | this filing | 2018-08-14 | acceptance time not in the bulk data set |