13F-HR/A filed by CAPTRUST FINANCIAL ADVISORS
CAPTRUST FINANCIAL ADVISORS filed this 13F-HR/A for the quarter ended 2017-09-30, filed 2018-02-16, with 578 holding rows worth $1,318,714,000.
- Accession
- 0001062993-18-000905
- Filer
- CIK 1512024
- Filed
- 2018-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, amendment of type new holdings, 578 entries on the cover page, a total value of $1,318,714,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,318,702,000 with VALUE read as thousands by filing date, 13F file number 028-14079. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 1,417,855 | $377,147,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,447,576 | $100,506,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 266,455 | $89,325,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 276,646 | $74,130,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,210,735 | $56,456,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 403,293 | $43,080,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 328,489 | $33,197,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 633,055 | $23,379,000 | thousands by filing date | |
| IJH | 464287507 | COM | 111,135 | $20,472,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 256,736 | $19,014,000 | thousands by filing date | |
| VTI | 922908769 | COM | 131,889 | $17,996,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 106,540 | $16,745,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 198,101 | $14,251,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 171,692 | $12,861,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 83,225 | $12,357,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 149,547 | $11,762,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 55,225 | $10,934,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 166,680 | $10,696,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 71,167 | $10,528,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 110,026 | $8,640,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 8,106 | $8,528,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 7,728 | $8,482,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 51,395 | $8,446,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 181,864 | $8,446,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 200,754 | $7,821,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 85,595 | $7,689,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 157,590 | $6,945,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 90,387 | $6,752,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 121,937 | $6,613,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 55,722 | $6,595,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 68,826 | $6,537,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 174,300 | $6,376,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 39,967 | $6,148,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 59,314 | $6,071,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 73,728 | $6,009,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 49,625 | $5,960,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 45,304 | $5,888,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 46,546 | $5,869,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 62,362 | $5,699,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 167,686 | $5,547,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 57,068 | $5,463,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 71,396 | $5,448,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 131,216 | $5,410,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 37,206 | $5,283,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 150,599 | $5,262,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 14,321 | $5,016,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 68,846 | $4,523,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 83,461 | $3,965,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 35,263 | $3,937,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 51,778 | $3,825,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 24,996 | $3,821,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 46,821 | $3,609,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 128,808 | $3,448,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 50,466 | $3,327,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 38,578 | $3,073,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 21,557 | $3,015,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 54,091 | $2,964,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 14,483 | $2,959,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 26,320 | $2,792,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 24,003 | $2,609,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 10,369 | $2,536,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 57,693 | $2,536,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 24,406 | $2,428,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 165,407 | $2,427,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 28,160 | $2,370,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 16,504 | $2,251,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 31,350 | $2,245,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 13,315 | $2,238,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 26,127 | $2,132,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 16,090 | $1,956,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 18,017 | $1,851,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 7,633 | $1,766,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 35,088 | $1,685,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 33,359 | $1,673,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 10,391 | $1,659,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 25,392 | $1,646,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 57,986 | $1,635,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 16,588 | $1,569,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 16,556 | $1,520,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 28,753 | $1,515,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 11,000 | $1,507,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 13,272 | $1,427,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 25,087 | $1,415,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 35,438 | $1,393,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 104,690 | $1,336,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 19,007 | $1,283,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 6,943 | $1,277,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 12,143 | $1,275,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 8,115 | $1,259,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,354 | $1,213,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 19,227 | $1,209,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 23,053 | $1,173,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 40,969 | $1,152,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 10,796 | $1,121,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 16,035 | $1,088,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 13,113 | $1,087,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 15,480 | $1,085,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 18,313 | $1,084,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 10,503 | $1,061,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 32,638 | $1,058,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 21,760 | $1,049,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 8,238 | $1,047,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 10,596 | $1,030,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 19,131 | $1,018,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 5,702 | $1,018,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 11,367 | $1,017,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 22,554 | $1,003,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 4,279 | $999,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 6,436 | $998,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 19,951 | $990,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 20,240 | $981,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 17,947 | $981,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 14,873 | $943,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 17,578 | $909,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 7,327 | $909,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 17,785 | $904,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 8,642 | $900,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 12,037 | $895,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 19,246 | $891,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 16,427 | $887,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 18,641 | $883,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 12,629 | $868,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 7,220 | $864,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 13,229 | $864,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 7,917 | $846,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,691 | $845,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 7,236 | $841,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 10,538 | $834,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 28,499 | $831,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 47,636 | $828,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 22,977 | $815,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 6,694 | $815,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 17,937 | $811,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 15,120 | $803,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 19,183 | $802,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 14,592 | $795,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 68,140 | $739,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 11,169 | $734,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 10,877 | $728,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 42,328 | $728,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 13,680 | $717,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 15,708 | $707,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 9,339 | $702,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,206 | $698,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 6,052 | $686,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 7,467 | $683,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 4,274 | $677,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 20,053 | $672,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,655 | $670,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 4,016 | $665,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 5,537 | $655,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 5,915 | $647,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 7,386 | $617,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 11,469 | $616,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 9,103 | $595,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 4,536 | $581,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 3,702 | $580,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 17,008 | $579,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 4,522 | $546,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 10,264 | $535,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 4,728 | $528,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,225 | $503,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 5,187 | $470,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 7,834 | $466,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 16,895 | $461,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,596 | $435,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,756 | $430,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 3,165 | $430,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 16,911 | $408,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 6,489 | $394,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,105 | $387,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,429 | $352,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,343 | $351,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 19,069 | $350,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 3,851 | $336,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,715 | $334,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,730 | $322,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 6,155 | $318,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 3,150 | $316,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,495 | $315,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 5,274 | $308,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $298,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,611 | $292,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,750 | $282,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 3,700 | $257,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 6,329 | $245,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,211 | $243,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,792 | $240,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,750 | $238,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 20,000 | $237,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 3,678 | $235,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,400 | $232,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,130 | $231,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,646 | $226,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 3,852 | $223,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 4,264 | $222,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 1,999 | $216,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,930 | $212,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,398 | $211,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1,600 | $208,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,437 | $207,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 8,191 | $196,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 2,947 | $190,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,203 | $190,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,544 | $186,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,210 | $186,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 12,800 | $185,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 5,135 | $184,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 1,730 | $181,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,012 | $177,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,690 | $174,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,564 | $172,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 3,504 | $170,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,496 | $168,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 118 | $167,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 5,024 | $165,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,036 | $158,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 4,222 | $155,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,430 | $155,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,150 | $151,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 2,300 | $151,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,266 | $146,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 5,857 | $144,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,178 | $142,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 2,938 | $141,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 6,000 | $140,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 934 | $138,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 10,225 | $138,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 4,985 | $135,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 876 | $135,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 3,405 | $132,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 3,757 | $131,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 4,246 | $126,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 2,313 | $125,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1,777 | $125,000 | thousands by filing date | |
| Reckitt Benckiser Group PLC | G74079107 | COM | 1,366 | $121,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 4,151 | $119,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,750 | $119,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 1,815 | $117,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 1,176 | $115,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 701 | $113,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 697 | $109,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 2,180 | $109,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 847 | $105,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 6,000 | $103,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 1,454 | $102,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 813 | $102,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 938 | $98,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 6,074 | $97,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 1,775 | $96,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,062 | $95,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 1,833 | $94,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 752 | $92,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 800 | $88,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 711 | $83,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 850 | $83,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 930 | $81,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 2,006 | $79,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 497 | $78,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 4,790 | $78,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 500 | $77,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,250 | $76,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 2,123 | $76,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,673 | $74,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,725 | $74,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 1,347 | $73,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 136 | $71,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 2,783 | $70,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 1,000 | $69,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 4,000 | $69,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 2,000 | $69,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 2,240 | $68,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 425 | $68,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 1,542 | $66,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 550 | $61,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 436 | $61,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 872 | $61,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 789 | $59,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 2,114 | $57,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 202 | $56,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 2,425 | $56,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 1,248 | $56,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 668 | $54,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 804 | $53,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 821 | $52,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 313 | $51,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 431 | $51,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 2,066 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 430 | $46,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,511 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 216 | $46,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 2,010 | $44,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 1,389 | $43,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 651 | $43,000 | thousands by filing date | |
| Tourmaline Oil Corp Com | 89156V106 | COM | 2,933 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 1,500 | $42,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 250 | $41,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 1,765 | $41,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,069 | $40,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 536 | $40,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 719 | $39,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 919 | $39,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 506 | $38,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 875 | $38,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 35 | $37,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 268 | $37,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 513 | $36,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,075 | $35,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 591 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 300 | $33,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 830 | $33,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 775 | $32,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 350 | $32,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1,650 | $31,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 276 | $31,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 400 | $30,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 266 | $29,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 214 | $29,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 567 | $29,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 600 | $29,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 607 | $29,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 83 | $28,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 270 | $28,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 176 | $28,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 700 | $28,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 500 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 440 | $28,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 630 | $28,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 650 | $28,000 | thousands by filing date | |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 1,500 | $28,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 600 | $27,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 378 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 974 | $27,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,600 | $27,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 600 | $26,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 417 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 908 | $26,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 238 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 525 | $25,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 1,610 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 140 | $24,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 99 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 700 | $24,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 540 | $24,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 137 | $23,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 750 | $23,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 147 | $23,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 700 | $23,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 915 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 700 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 371 | $23,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 439 | $22,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 145 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 307 | $22,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 62,500 | $22,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 890 | $22,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 121 | $21,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 800 | $21,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,338 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 845 | $21,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 630 | $21,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 700 | $21,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 518 | $20,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 370 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 444 | $20,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 365 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 400 | $19,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 465 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 629 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 500 | $19,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 223 | $18,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 462 | $18,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 300 | $18,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 220 | $18,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 150 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 250 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 196 | $18,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 415 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 265 | $18,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 590 | $18,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 1,180 | $18,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 104 | $17,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 83 | $17,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 81 | $17,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 270 | $17,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 390 | $17,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 530 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 415 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 300 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 237 | $17,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 735 | $17,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 236 | $17,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 300 | $17,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 310 | $16,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 381 | $16,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 463 | $16,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 650 | $16,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 650 | $16,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 149 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 680 | $15,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 800 | $15,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 1,073 | $15,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 128 | $14,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 137 | $14,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 380 | $14,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,000 | $14,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 643 | $14,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 438 | $13,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 99 | $13,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 166 | $13,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 255 | $13,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 145 | $13,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 200 | $13,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 492 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 850 | $13,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 244 | $12,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 250 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 500 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 109 | $12,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 124 | $12,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 49 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 250 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 280 | $12,000 | thousands by filing date | |
| Invesco Wilderhill Clean Energy ETF | 73935x112 | COM | 520 | $12,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 180 | $11,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 100 | $11,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 99 | $11,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 177 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 239 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 130 | $11,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 200 | $11,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 57 | $10,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 350 | $10,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 50 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 180 | $10,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 82 | $9,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 50 | $9,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 91 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 155 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 285 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 100 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 50 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 100 | $9,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 235 | $9,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 150 | $9,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 500 | $9,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 497 | $8,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 75 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 200 | $8,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 500 | $8,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 735 | $8,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 80 | $8,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 40 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 150 | $8,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 600 | $8,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 138 | $8,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 76 | $7,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 169 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 50 | $7,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 100 | $7,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 340 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 177 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 50 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 200 | $7,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 300 | $7,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 27 | $6,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 37 | $6,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 200 | $6,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 300 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 280 | $6,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 350 | $6,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 20 | $6,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 71 | $6,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 100 | $6,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 85 | $6,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 179 | $6,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 200 | $6,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 200 | $6,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 250 | $6,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 268 | $6,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 235 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 250 | $6,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 235 | $6,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 500 | $5,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 38 | $5,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 42 | $5,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 51 | $5,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 82 | $5,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 100 | $5,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 54 | $5,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 34 | $5,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 300 | $5,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 136 | $4,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 43 | $4,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 51 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 37 | $4,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 52 | $4,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 79 | $4,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 58 | $4,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 86 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-17-004807 | superseded | 2017-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001062993-18-000905 | this filing | 2018-02-16 | acceptance time not in the bulk data set |