13F-HR filed by CAPTRUST FINANCIAL ADVISORS
CAPTRUST FINANCIAL ADVISORS filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 363 holding rows worth $1,035,296,000.
- Accession
- 0001062993-17-004807
- Filer
- CIK 1512024
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 363 entries on the cover page, a total value of $1,035,296,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,035,299,000 with VALUE read as thousands by filing date, 13F file number 028-14079. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 1,170,734 | $294,124,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,566,358 | $107,264,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 219,166 | $71,520,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 260,087 | $65,784,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,027,120 | $44,752,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 329,577 | $36,118,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 298,269 | $28,273,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 319,895 | $25,574,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 230,071 | $24,507,000 | thousands by filing date | |
| IJH | 464287507 | COM | 96,696 | $17,300,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 110,505 | $16,502,000 | thousands by filing date | |
| VTI | 922908769 | COM | 119,437 | $15,470,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 240,019 | $14,620,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 347,052 | $13,469,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 175,800 | $12,492,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 149,122 | $11,949,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 157,036 | $11,655,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 74,252 | $11,003,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 128,487 | $10,851,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 69,550 | $9,729,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 102,129 | $8,152,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 147,618 | $7,061,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 74,123 | $6,942,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 151,259 | $6,566,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 116,970 | $6,165,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 68,779 | $5,715,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 46,595 | $5,665,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 55,916 | $5,107,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 39,443 | $4,480,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 28,904 | $3,837,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 45,948 | $3,766,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 22,269 | $3,284,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 21,557 | $2,774,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 26,320 | $2,745,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 18,240 | $2,617,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 21,919 | $2,430,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 25,112 | $2,399,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 9,645 | $2,226,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 56,554 | $2,171,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 44,627 | $2,169,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 12,807 | $1,952,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 29,417 | $1,944,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 23,734 | $1,924,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 22,539 | $1,908,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 9,221 | $1,818,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 39,620 | $1,775,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 59,656 | $1,683,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 16,556 | $1,666,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 10,767 | $1,566,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 4,208 | $1,404,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 29,362 | $1,374,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 10,798 | $1,350,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 106,695 | $1,313,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 50,513 | $1,306,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 21,331 | $1,261,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 18,160 | $1,244,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 23,013 | $1,205,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 10,796 | $1,153,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 35,425 | $1,142,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 11,414 | $1,139,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 38,293 | $1,131,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 12,482 | $1,124,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 12,940 | $1,114,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 6,200 | $1,110,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 14,655 | $1,092,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 18,313 | $1,091,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 10,002 | $1,091,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 7,130 | $1,088,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 22,430 | $1,086,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 18,796 | $1,077,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 16,629 | $1,068,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 27,329 | $1,063,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 14,968 | $1,060,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 14,294 | $1,050,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 20,509 | $1,049,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 22,984 | $1,049,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,337 | $1,045,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 13,580 | $1,045,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 31,302 | $1,042,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 6,549 | $1,041,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 21,232 | $1,027,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 18,307 | $1,019,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 19,367 | $1,006,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 8,243 | $1,004,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 33,697 | $984,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 11,898 | $972,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 15,443 | $970,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 25,236 | $961,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 16,945 | $961,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 9,003 | $957,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 12,177 | $951,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 26,360 | $941,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 18,465 | $930,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,121 | $921,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 13,421 | $904,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 17,355 | $874,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 43,990 | $844,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 16,202 | $844,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 6,942 | $842,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 12,941 | $836,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 7,433 | $825,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 73,540 | $825,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 17,896 | $819,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 23,744 | $801,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 20,563 | $791,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 6,694 | $778,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 11,470 | $773,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 22,587 | $763,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 19,083 | $760,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 14,007 | $756,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 6,354 | $753,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 7,165 | $752,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 15,120 | $725,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 4,630 | $707,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 9,263 | $706,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 37,296 | $705,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 44,121 | $657,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 12,017 | $648,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 14,406 | $635,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 5,301 | $590,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 5,081 | $575,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 10,296 | $564,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 10,516 | $545,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 4,183 | $537,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 5,251 | $525,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 9,632 | $511,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 4,826 | $510,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3,409 | $482,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 3,180 | $477,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 6,544 | $465,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 5,183 | $455,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 4,875 | $410,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,985 | $405,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 17,396 | $405,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 7,531 | $402,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 6,984 | $397,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,603 | $389,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 7,607 | $381,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 18,769 | $356,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,090 | $344,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 4,700 | $329,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 5,471 | $319,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 8,157 | $309,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 9,204 | $308,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 3,110 | $298,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,308 | $293,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 4,755 | $248,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,762 | $245,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 15,769 | $237,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,149 | $224,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,498 | $220,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 5,877 | $219,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 1,941 | $215,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,950 | $209,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,685 | $209,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 20,000 | $209,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 3,760 | $203,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,544 | $191,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 6,791 | $177,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,012 | $174,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1,600 | $173,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 3,456 | $171,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,290 | $156,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 3,171 | $155,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,818 | $154,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 2,357 | $146,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,079 | $134,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 834 | $124,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,493 | $118,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 780 | $115,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 847 | $113,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 5,000 | $112,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,080 | $111,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 1,992 | $109,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 706 | $108,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 1,000 | $107,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 2,880 | $107,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 6,000 | $105,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,192 | $103,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 715 | $103,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 969 | $102,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 1,028 | $102,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 3,258 | $100,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 3,446 | $98,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 6,074 | $98,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 3,472 | $93,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 1,823 | $91,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 595 | $90,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,889 | $78,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 5,040 | $78,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 665 | $73,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 2,123 | $73,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 1,430 | $72,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,000 | $71,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 2,785 | $71,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 1,541 | $70,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,195 | $69,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 1,257 | $69,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 4,000 | $69,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 444 | $64,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 425 | $63,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 550 | $62,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 2,000 | $60,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 320 | $57,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 445 | $56,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 2,425 | $56,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 789 | $54,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 202 | $52,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 2,156 | $52,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 800 | $49,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 2,052 | $48,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 500 | $46,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 1,470 | $46,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 440 | $46,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 1,502 | $42,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 329 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 1,500 | $39,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 250 | $37,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,075 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 300 | $34,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 571 | $34,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 830 | $34,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 700 | $33,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 350 | $33,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1,650 | $31,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 567 | $30,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 285 | $30,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 276 | $30,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 259 | $29,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 630 | $29,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 650 | $29,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 214 | $28,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 500 | $28,000 | thousands by filing date | |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 1,500 | $28,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 687 | $27,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 519 | $26,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 1,024 | $26,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 600 | $26,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 750 | $26,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 650 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 440 | $25,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 700 | $25,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 509 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 525 | $23,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 540 | $23,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 1,318 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 140 | $22,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 330 | $22,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 630 | $22,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 439 | $21,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 855 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 307 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 845 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 400 | $18,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 370 | $18,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 530 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 91 | $18,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 590 | $18,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 310 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 196 | $17,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 415 | $17,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 1,180 | $17,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 2,575 | $17,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 650 | $17,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 390 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 237 | $16,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 330 | $16,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 735 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 265 | $16,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 650 | $16,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 650 | $16,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 1,073 | $16,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 128 | $15,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 163 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 415 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 680 | $15,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 145 | $14,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 125 | $14,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 220 | $14,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 380 | $14,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 492 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 850 | $14,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 255 | $13,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 124 | $13,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 244 | $12,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 250 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 500 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 130 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 250 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 280 | $12,000 | thousands by filing date | |
| Invesco Wilderhill Clean Energy ETF | 73935x112 | COM | 2,600 | $12,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 100 | $11,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 500 | $11,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 150 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 239 | $10,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 300 | $10,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 200 | $10,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 160 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 74 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 241 | $9,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 65 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 285 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 100 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 50 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 148 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 100 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 155 | $8,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 150 | $8,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 90 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 162 | $8,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 138 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 250 | $8,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 71 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 50 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 200 | $7,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 339 | $7,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 397 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 50 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 280 | $6,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 100 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 140 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 50 | $6,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 200 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 100 | $6,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 175 | $6,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 250 | $6,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 42 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 143 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 163 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 124 | $5,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 500 | $4,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 27 | $4,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 100 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 51 | $4,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 300 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 250 | $4,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 30 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 164 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 70 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 50 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 153 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 65 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 51 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 50 | $3,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 50 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 98 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 50 | $2,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 35 | $2,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 35 | $2,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 12 | $1,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 14 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 20 | $1,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 31 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 130 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 30 | $1,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALBEMARLE CORP | 012653101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-17-004807 | this filing | 2017-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001062993-18-000905 | base | 2018-02-16 | acceptance time not in the bulk data set |