13F-HR filed by VERTEX ONE ASSET MANAGEMENT INC.
VERTEX ONE ASSET MANAGEMENT INC. filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 116 holding rows worth $632,503,000.
- Accession
- 0001062993-17-003699
- Filer
- CIK 1389610
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 116 entries on the cover page, a total value of $632,503,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $632,499,000 with VALUE read as thousands by filing date, 13F file number 028-12402. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 694,288 | $43,408,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,520,226 | $36,060,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 7,013,074 | $34,364,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 474,379 | $23,857,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 438,700 | $23,576,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 323,058 | $23,276,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 203,500 | $22,273,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1,040,527 | $21,934,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 770,780 | $20,814,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 440,000 | $19,708,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 162,060 | $16,272,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 1,591,627 | $15,709,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,302,574 | $13,010,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 108,300 | $12,818,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 486,221 | $12,253,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 33,000 | $10,432,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,453,500 | $9,278,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 94,347 | $9,053,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 143,700 | $9,024,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 144,016 | $8,540,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 633,700 | $8,261,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 319,071 | $7,913,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 5,484,600 | $7,628,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 382,253 | $7,098,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,912,906 | $6,925,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 105,996 | $6,894,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 272,400 | $6,815,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 484,307 | $6,645,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 180,000 | $6,491,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 307,339 | $6,205,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 97,820 | $6,194,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 515,071 | $5,856,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 130,000 | $5,474,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 102,976 | $5,447,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 325,700 | $5,312,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 411,739 | $5,307,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 100,000 | $5,032,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,751,800 | $4,586,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 223,356 | $4,541,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656202 | UNIT 99/99/9999 | 430,000 | $4,489,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 437,000 | $4,377,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 345,040 | $4,334,000 | thousands by filing date | |
| MATLIN & PARTNE | 57682V205 | Common Stock | 420,000 | $4,213,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 253,296 | $4,129,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 506,400 | $4,127,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 75,084 | $3,835,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867208 | UNIT 99/99/9999 | 365,000 | $3,811,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 289,000 | $3,699,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 165,785 | $3,647,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 57,400 | $3,508,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 94,176 | $3,327,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 395,800 | $3,257,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 20,340,393 | $3,051,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 270,000 | $2,901,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 262,792 | $2,846,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 792,000 | $2,702,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 220,550 | $2,649,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 275,000 | $2,618,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 96,912 | $2,568,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 250,000 | $2,565,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 235,000 | $2,371,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 232,000 | $2,301,000 | thousands by filing date | |
| GLOBAL PARTNER ACQUISITION C | 37954X105 | COM | 229,600 | $2,287,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 55,121 | $2,247,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 220,000 | $2,229,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 825,000 | $2,228,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 79,615 | $2,120,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 1,600,000 | $2,020,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 61,348 | $1,945,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L204 | UNIT 06/15/2024 | 175,000 | $1,759,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 137,600 | $1,735,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 1,558,966 | $1,668,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P202 | UNIT 99/99/9999 | 149,900 | $1,538,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 27,678 | $1,467,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 38,000 | $1,352,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 29,021 | $1,284,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 24,500 | $1,079,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 133,915 | $1,070,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 159,764 | $1,069,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 15,500 | $1,068,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 70,000 | $1,060,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 1,000,000 | $1,058,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 48,500 | $1,043,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 1,000,000 | $1,033,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 100,000 | $1,024,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34985B202 | UNIT 09/30/2025 | 100,000 | $1,019,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G208 | UNIT 99/99/9999 | 95,000 | $980,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 12,454 | $977,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 100,000 | $959,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 50,000 | $925,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 52,000 | $913,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 171,800 | $886,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 44,898 | $840,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 22,981 | $820,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 36,500 | $786,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 100,000 | $721,000 | thousands by filing date | |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 70,000 | $692,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 7,000 | $646,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 8,000 | $566,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 500,000 | $565,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 175,200 | $496,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 500,000 | $457,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 500,000 | $423,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 42,600 | $331,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L109 | UNIT 99/99/9999 | 25,000 | $260,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 16,962 | $248,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U119 | *W EXP 01/01/202 | 444,232 | $169,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 275,000 | $151,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 50,000 | $148,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 34,065 | $141,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 320,000 | $115,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 161,108 | $106,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 100,000 | $65,000 | thousands by filing date | |
| Global Partner Acquisition Corp | 37954X113 | *W EXP 07/01/202 | 250,000 | $50,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A111 | *W EXP 03/28/202 | 23,333 | $42,000 | thousands by filing date | |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 35,000 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-17-003699 | this filing | 2017-08-11 | acceptance time not in the bulk data set |