13F-HR filed by CAPTRUST FINANCIAL ADVISORS
CAPTRUST FINANCIAL ADVISORS filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-10, with 1,225 holding rows worth $1,167,592,000.
- Accession
- 0001062993-17-003651
- Filer
- CIK 1512024
- Filed
- 2017-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 1,225 entries on the cover page, a total value of $1,167,592,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,167,588,000 with VALUE read as thousands by filing date, 13F file number 028-14079. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CANOPY GROWTH CORP | 138035100 | COM | 500 | $3,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 700 | $3,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 2,000 | $3,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 100 | $3,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 150 | $3,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 1,363 | $3,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 8,000 | $3,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 500 | $3,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 200 | $3,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 2,000 | $3,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 2,000 | $3,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 1,500 | $3,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 8,000 | $3,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 95 | $3,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 138 | $3,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 2,000 | $3,000 | thousands by filing date | |
| ARCH THERAPEUTICS INC | 03939W109 | COMMON STOCK | 4,500 | $3,000 | thousands by filing date | |
| LINN ENERGY INC | 53601P304 | COM | 108 | $3,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 4,000 | $3,000 | thousands by filing date | |
| ALTAIR CORP DEL COM PAR $50 | 021367206 | Common Stock | 1 | $3,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 20 | $2,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 24 | $2,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 75 | $2,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 180 | $2,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 24 | $2,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 38 | $2,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 25 | $2,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 92 | $2,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 26 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 21 | $2,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 55 | $2,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 24 | $2,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 43 | $2,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 34 | $2,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 155 | $2,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 500 | $2,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 12 | $2,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 59 | $2,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 25 | $2,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 123 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 62 | $2,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 200 | $2,000 | thousands by filing date | |
| CRIMSON WINE GROUP LTD COM | 22662X100 | COM | 200 | $2,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 50 | $2,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 2,380 | $2,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 66 | $2,000 | thousands by filing date | |
| Grayscale Bitcoin Trust (BTC) | 09173T108 | Exchange Traded Fund | 5 | $2,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 245 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 82 | $2,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 250 | $2,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 1,100 | $2,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 527 | $2,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 300 | $2,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 600 | $2,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 40 | $2,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 2,625 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 98 | $2,000 | thousands by filing date | |
| SIONIX CORP | 829400100 | COM | 523,500 | $2,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 1,772 | $2,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 1,500 | $2,000 | thousands by filing date | |
| COMMAND CENTER INC | 200497105 | COMMON STOCK | 5,000 | $2,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 13 | $1,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 8 | $1,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 10 | $1,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 12 | $1,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 6 | $1,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 39 | $1,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 23 | $1,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 23 | $1,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 7 | $1,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 22 | $1,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 50 | $1,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 21 | $1,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 10 | $1,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 20 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 27 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 11 | $1,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 10 | $1,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 17 | $1,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 26 | $1,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 35 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 10 | $1,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 47 | $1,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 20 | $1,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 18 | $1,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 21 | $1,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 150 | $1,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 35 | $1,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 200 | $1,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 100 | $1,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 32 | $1,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 251 | $1,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 33 | $1,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 45 | $1,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 225 | $1,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,843 | $1,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 10 | $1,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 60 | $1,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 14 | $1,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 350 | $1,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 1,000 | $1,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 500 | $1,000 | thousands by filing date | |
| OWC Pharmaceutical Research Corp | 67109N108 | STOCK | 2,100 | $1,000 | thousands by filing date | |
| Two Rivers Wtr & Farming | 90207B107 | COM | 2,500 | $1,000 | thousands by filing date | |
| SANUWAVE HEALTH INC | 80303D107 | COM | 5,000 | $1,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 44 | $1,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 46 | $1,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 231 | $1,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 77 | $1,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 728 | $1,000 | thousands by filing date | |
| VECIMA NETWORKS INC COM | 92241Y101 | Common Stock | 121 | $1,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 500 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 30 | $1,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOMEDIATECHNOLOGIESIN | 640505400 | STOK | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAMB WESTON HLDGS INC | 513272104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN DIGITAL CORP | 958102105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BCE INC COM NEW | 05534B760 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MURPHY OIL CORP COM | 626717102 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMESTOP CORP | 36467W109 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANESBRANDS INC | 410345102 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSALTA CORP | 89346D107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS CDA INC | 81234D109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 245 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGAND PHARMACEUTICALS INC ROC | 53220K215 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORUS BANKSHARES INC | 220873103 | COMMON STOCK | 3,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY | 531229888 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCH COAL INC | 039380407 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDEARC INC | 451663108 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hugoton Royalty Trust | 444717102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPYGLASS RES CORP COM | 852193101 | COM | 317 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Xcelera Inc Com Stk | G31611109 | Common / Ordinary Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOZOOM INC | 09072T100 | COM | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHISLE COPPER & GOL F | 66644R103 | FOREIGN CANADIAN | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vg Life Sciences Inc | 91822T101 | COMMON | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 1,092 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNEDISON INC | 86732Y109 | COM | 2,601 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD | 92205F106 | Domestic Common | 740 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GPSIndustriesInc.(Delisted12/18/12,CH117/09) | 383870102 | COMMON | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFELOCK INC COM | 53224V100 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERGREEN SOLAR INC | 30033R306 | COM | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEAWRIGHT HLDGS INC | 81282T105 | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIVS INTELLIMEDIA TECHNOLOGY GROUP INC | 62914U108 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Universal Express Inc | 91349P103 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICOR TECHNOLOGIES INC COM | 92581N103 | COM | 52,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Contura Energy | 21241b118 | WARRANT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTURA ENERGY INC | 21241B100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPIRAL TOYS INC | 84857J106 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Troy Gold & Mineral Corp | 89732M109 | Common / Ordinary Stock | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGAND PHARMACEUTICALS INC GLUCN CONT RT | 53220K181 | Common Stock | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGAND PHARMACEUTICALS INC GNRAL CONT RT | 53220K199 | Common Stock | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGAND PHARMACEUTICALS INC TR BET CONT RT | 53220K173 | Common Stock | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTEX INDS INC COM | 021454103 | Common Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXYSURE THERAPEUTICS INC COM | 69208T101 | COM | 6,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALLEY FORGE COMPOSITE TECH IN COM | 919639104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY SYS SOLUTIONS INC COM | 29273N108 | COM | 550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTEST GROUP INC COM NEW | 29383T300 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MDU COMMUNICATIONS INTL IN COM NEW | 582828208 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETAIL PRO INC COM | 76131K107 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Distributed Energy Systems Corporation | 25475V104 | Common Stock | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YTB INTL INC | 98425R309 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BULK SHIPPING INC WARRANT | Y2187A135 | WARRANT | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERISANTE TECHNOLOGY INC COM | 92346G104 | Common Stock | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMAGING DIAGNOSTIC SYS INC COM NEW | 45244W308 | Stock | 164 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COPPER NORTH MNG CORP COM NEW | 21751R206 | Common Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPOTLIGHT CAP HLDGS IN COM | 849205109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEARNING PRIORITY INC COM | 52201E107 | Common Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLINT TELECOM GROUP INC COM NEW | 339670200 | Common Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cord Blood Amer Inc Com New | 21839P206 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERRA TECH CORP | 88102J100 | REIT ETF | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA NAT RES HOLDING (ANR spi | 02077Y109 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANR INC COM CL C-1 (ANR spinof | 03634H100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIZACOM INC COM NEW | 92855E201 | Common Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWEET SUCCESS ENTERPRISES INC COM | 87042Q109 | Common Stock | 500,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BPO MGMT SVCS INC PA COM | 05570D100 | Common Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOLLOMAN ENERGY CORP COM | 435694104 | Common Stock | 24,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESTORS HERITAGE CAP CORP COM | 461556102 | Common Stock | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWER AIR CORPORATION COM NEW | 739191203 | Common Stock | 14,998 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INCUMAKER INC COM | 45337J107 | Common Stock | 1,334 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RACKWISE INC COM NEW | 75008R203 | Common Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASS HYSTERIA ENTMT CO INC COM NEW | 57541P209 | Common Stock | 2,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOLECULAR INSIGHT PHARMACEUTICALS INC COM | 60852M104 | Common Stock | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-17-003651 | this filing | 2017-08-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001062993-17-004770 | base | 2017-11-13 | acceptance time not in the bulk data set |