13F-HR filed by CAPTRUST FINANCIAL ADVISORS
CAPTRUST FINANCIAL ADVISORS filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-10, with 1,225 holding rows worth $1,167,592,000.
- Accession
- 0001062993-17-003651
- Filer
- CIK 1512024
- Filed
- 2017-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 1,225 entries on the cover page, a total value of $1,167,592,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,167,588,000 with VALUE read as thousands by filing date, 13F file number 028-14079. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Automatic Data Processing,Inc. | 053015103 | COM | 352 | $36,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 35,000 | $36,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,858 | $35,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 220 | $35,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 478 | $35,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 215 | $35,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 375 | $35,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 1,842 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 300 | $34,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 442 | $34,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 378 | $34,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 2,866 | $34,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 888 | $34,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 525 | $34,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 1,500 | $34,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 350 | $33,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 296 | $33,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 232 | $33,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 859 | $33,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 830 | $32,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 799 | $32,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 600 | $32,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,825 | $32,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 639 | $32,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 532 | $31,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 866 | $31,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 500 | $31,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,641 | $31,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 1,000 | $31,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 800 | $31,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 100 | $31,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 567 | $30,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 232 | $30,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 1,500 | $30,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 324 | $30,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,801 | $30,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 406 | $30,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 886 | $30,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 485 | $30,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 518 | $30,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 267 | $30,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 285 | $30,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 350 | $30,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 5,530 | $30,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 1,000 | $30,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 500 | $30,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 14,000 | $30,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 393 | $29,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 600 | $29,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 182 | $29,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 299 | $29,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 860 | $29,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 920 | $29,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 757 | $29,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 525 | $29,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 276 | $29,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 11,890 | $28,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 656 | $28,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 850 | $28,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 750 | $28,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 162 | $28,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,203 | $28,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,000 | $28,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 3,000 | $28,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 655 | $27,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 485 | $27,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 712 | $27,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 595 | $27,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 245 | $27,000 | thousands by filing date | |
| SIEMENS AG | D69671218 | COM | 199 | $27,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 4,700 | $27,000 | thousands by filing date | |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 1,500 | $27,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 214 | $26,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 258 | $26,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 477 | $26,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 729 | $26,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 563 | $26,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 272 | $26,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 654 | $26,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 275 | $26,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 334 | $26,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 560 | $26,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,320 | $26,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 1,000 | $25,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 288 | $25,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 1,179 | $25,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,333 | $25,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 750 | $25,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 800 | $25,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 515 | $25,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 373 | $24,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,006 | $24,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 253 | $24,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 131 | $24,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 374 | $24,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 230 | $24,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 725 | $24,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 500 | $23,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 156 | $23,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 500 | $23,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 329 | $23,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 412 | $23,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,700 | $23,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 181 | $22,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 400 | $22,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 299 | $22,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 317 | $22,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 431 | $22,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 92 | $22,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 152 | $22,000 | thousands by filing date | |
| WAL-MART DE MEXICO SAB DE CV | P98180188 | FOREIGN | 9,628 | $22,000 | thousands by filing date | |
| Novartis AG | H5820Q150 | FOREIGN | 270 | $22,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 507 | $22,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 322 | $22,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 325 | $21,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 255 | $21,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 306 | $21,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 653 | $21,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 972 | $21,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 259 | $21,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 390 | $21,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 161 | $21,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 435 | $21,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 48,194 | $21,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 125 | $20,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 88 | $20,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 914 | $20,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 452 | $20,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 414 | $20,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,100 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 184 | $20,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 915 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 307 | $20,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 400 | $20,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 566 | $20,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 333 | $20,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,159 | $20,000 | thousands by filing date | |
| BROOKFIELD REAL ESTATE SVCS IN COM | 11283T101 | Common Stock | 1,550 | $20,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 380 | $19,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 152 | $19,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 203 | $19,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 500 | $19,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 683 | $19,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 303 | $19,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 196 | $19,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 182 | $19,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 387 | $19,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 446 | $19,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 207 | $19,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,209 | $19,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 508 | $18,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 188 | $18,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 164 | $18,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 476 | $18,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 162 | $18,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 335 | $18,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,000 | $18,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 258 | $18,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 536 | $18,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 630 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 845 | $18,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,192 | $18,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 925 | $18,000 | thousands by filing date | |
| Roche Holding AG | H69293217 | COM | 70 | $18,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 310 | $17,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 239 | $17,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 193 | $17,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 362 | $17,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 530 | $17,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 520 | $17,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 174 | $17,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 491 | $17,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,000 | $17,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 448 | $17,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 415 | $17,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 600 | $17,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 590 | $17,000 | thousands by filing date | |
| NESTLE SA | H57312649 | COM | 193 | $17,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 284 | $17,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 300 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 400 | $16,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 372 | $16,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 284 | $16,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 256 | $16,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 386 | $16,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 163 | $16,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 250 | $16,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,900 | $16,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 223 | $16,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 365 | $16,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 454 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 237 | $16,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 202 | $16,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 205 | $16,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 330 | $16,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 551 | $16,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 1,180 | $16,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 648 | $16,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 615 | $15,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 133 | $15,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 370 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 78 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 680 | $15,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 420 | $15,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 241 | $15,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 500 | $15,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,391 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 265 | $15,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 359 | $15,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 256 | $15,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 900 | $15,000 | thousands by filing date | |
| N State Telecommunications Class B | 662642206 | Com | 238 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 850 | $15,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 1,073 | $15,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 220 | $14,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 201 | $14,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 86 | $14,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 651 | $14,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 336 | $14,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 500 | $14,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 617 | $14,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 768 | $14,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 100 | $14,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 156 | $14,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 594 | $14,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 735 | $14,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 150 | $14,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 1,015 | $14,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 559 | $14,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 155 | $14,000 | thousands by filing date | |
| SUPERVALU INC COM | 086853630 | Common Stock | 4,210 | $14,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 306 | $13,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 369 | $13,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 1,620 | $13,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 169 | $13,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 22 | $13,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 400 | $13,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 160 | $13,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 390 | $13,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 452 | $13,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 380 | $13,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 615 | $13,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 688 | $13,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 337 | $13,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 150 | $13,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 300 | $12,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 94 | $12,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 250 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 500 | $12,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 300 | $12,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 160 | $12,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 250 | $12,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 94 | $12,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 364 | $12,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 220 | $11,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 244 | $11,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 70 | $11,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 100 | $11,000 | thousands by filing date | |
| MTG CORP | 313400301 | COM | 5,000 | $11,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $11,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 144 | $11,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 309 | $11,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 175 | $11,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 433 | $11,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 262 | $11,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 141 | $11,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 500 | $11,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 2,500 | $11,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 406 | $11,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 450 | $11,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 9,000 | $11,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,346 | $11,000 | thousands by filing date | |
| Canadian Tire Corp Ltd | 136681202 | COM | 101 | $11,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 558 | $11,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 200 | $10,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 350 | $10,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 610 | $10,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 239 | $10,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 500 | $10,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 694 | $10,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 336 | $10,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 75 | $10,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 730 | $10,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 261 | $10,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 214 | $10,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 342 | $10,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 200 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 285 | $10,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 2,000 | $10,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 300 | $10,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 500 | $10,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 500 | $10,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 148 | $9,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 126 | $9,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 300 | $9,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 734 | $9,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 146 | $9,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 604 | $9,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 100 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 239 | $9,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 139 | $9,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 103 | $9,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 121 | $9,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 400 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 100 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 50 | $9,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 200 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 223 | $9,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 813 | $9,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 800 | $9,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 35 | $8,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 172 | $8,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,800 | $8,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 157 | $8,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 276 | $8,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 100 | $8,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 150 | $8,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 131 | $8,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 121 | $8,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 163 | $8,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 60 | $8,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 200 | $8,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 250 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 86 | $8,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 102 | $8,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 402 | $8,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 50 | $8,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 170 | $8,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 210 | $8,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 250 | $8,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 306 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 148 | $8,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 228 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 100 | $8,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 40 | $8,000 | thousands by filing date | |
| Bladex, Inc. Class E | P16994132 | COM | 306 | $8,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 132 | $8,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 510 | $8,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 202 | $8,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 150 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 650 | $8,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 350 | $8,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 417 | $8,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 429 | $8,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 305 | $8,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 138 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 250 | $8,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 145 | $8,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 127 | $7,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 157 | $7,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 106 | $7,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 152 | $7,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 78 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 50 | $7,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 137 | $7,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 99 | $7,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 269 | $7,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 200 | $7,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 209 | $7,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 86 | $7,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 381 | $7,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 764 | $7,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 141 | $7,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 119 | $7,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 160 | $7,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 1,000 | $7,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 3,000 | $7,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 111 | $7,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 1,000 | $7,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 1,000 | $7,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 284 | $7,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 148 | $6,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 100 | $6,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 96 | $6,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 110 | $6,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 89 | $6,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 300 | $6,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 70 | $6,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 200 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 200 | $6,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 90 | $6,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 319 | $6,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 250 | $6,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 673 | $6,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 378 | $6,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 262 | $6,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 210 | $6,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 200 | $6,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 250 | $6,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 200 | $6,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 228 | $6,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 68 | $6,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 175 | $6,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 2,000 | $6,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 187 | $6,000 | thousands by filing date | |
| DETOUR GOLD CORP F | 250669108 | COM | 500 | $6,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,000 | $6,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 42 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 50 | $5,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 100 | $5,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 200 | $5,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 758 | $5,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 36 | $5,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 75 | $5,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 66 | $5,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,500 | $5,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 103 | $5,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 81 | $5,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 100 | $5,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 25 | $5,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 184 | $5,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 500 | $5,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 76 | $5,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 110 | $5,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 730 | $5,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 295 | $5,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 200 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 100 | $5,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 500 | $5,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,413 | $5,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 750 | $5,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 11,750 | $5,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 600 | $5,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,000 | $5,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 300 | $5,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 1,000 | $5,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,742 | $5,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 2,000 | $5,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 750 | $5,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 1,000 | $5,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 388 | $5,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 1,000 | $5,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 100 | $5,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 97 | $5,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,000 | $5,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 4,000 | $5,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 2,000 | $5,000 | thousands by filing date | |
| SPROTT INC COM NEW | 852066109 | Stock | 2,762 | $5,000 | thousands by filing date | |
| GENERATION ZERO GROUP INC COM | 37148T101 | COM | 205,877 | $5,000 | thousands by filing date | |
| AUXILIO INC | 05334N204 | COM NEW | 1,001 | $5,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 43 | $4,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 500 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 36 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 200 | $4,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 30 | $4,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 3,000 | $4,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 48 | $4,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 1,508 | $4,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 329 | $4,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 100 | $4,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 70 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 51 | $4,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 30 | $4,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 60 | $4,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 144 | $4,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 72 | $4,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 182 | $4,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 6,000 | $4,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 1,000 | $4,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 1,500 | $4,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,000 | $4,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 1,500 | $4,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 99 | $4,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 292 | $4,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 220 | $4,000 | thousands by filing date | |
| CHESAPEAKE FINANCIAL SHARES | 16517A109 | COM | 138 | $4,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 80 | $4,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,000 | $4,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 319 | $4,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 160 | $4,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 750 | $4,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 3,000 | $4,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 750 | $4,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 800 | $4,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| PHX Energy Services Corp | 69338U101 | Com | 2,000 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 268 | $4,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 300 | $4,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 3,000 | $4,000 | thousands by filing date | |
| BEIJING ENTRPRS WATER GRP LTD | G0957L109 | COMMON | 5,000 | $4,000 | thousands by filing date | |
| CIMETRIX INC COM PAR | 17185E308 | Common Stock | 2,000 | $4,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 33 | $3,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 24 | $3,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 76 | $3,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 39 | $3,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 45 | $3,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 500 | $3,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 20 | $3,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 75 | $3,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 55 | $3,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 65 | $3,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 151 | $3,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 1,000 | $3,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 925 | $3,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 200 | $3,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 300 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-17-003651 | this filing | 2017-08-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001062993-17-004770 | base | 2017-11-13 | acceptance time not in the bulk data set |