13F-HR filed by VERTEX ONE ASSET MANAGEMENT INC.
VERTEX ONE ASSET MANAGEMENT INC. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-12, with 122 holding rows worth $590,423,000.
- Accession
- 0001062993-17-002427
- Filer
- CIK 1389610
- Filed
- 2017-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 122 entries on the cover page, a total value of $590,423,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $590,430,000 with VALUE read as thousands by filing date, 13F file number 028-12402. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,397,690 | $36,522,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 399,488 | $22,267,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 2,342,343 | $21,948,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 471,379 | $21,830,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 806,580 | $19,928,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 174,600 | $18,071,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,302,574 | $13,673,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 447,337 | $13,407,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,215,400 | $13,284,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 437,694 | $12,658,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 915,549 | $11,325,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,903,500 | $11,161,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 476,527 | $10,183,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 96,247 | $9,430,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 456,221 | $9,421,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 101,900 | $9,077,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 122,900 | $8,931,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,428,717 | $8,844,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 88,800 | $8,677,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 208,021 | $8,533,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 277,215 | $8,330,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 633,700 | $8,276,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 564,400 | $8,201,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 214,700 | $7,729,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 175,000 | $7,375,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 172,533 | $7,246,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 81,400 | $7,204,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 558,739 | $6,878,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 97,820 | $6,707,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 520,271 | $5,994,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 330,700 | $5,880,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 484,307 | $5,875,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 102,600 | $5,674,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 325,700 | $5,472,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 610,500 | $5,464,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 86,096 | $5,426,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 221,067 | $5,365,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,751,800 | $5,320,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 180,000 | $5,159,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 95,008 | $5,045,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 92,169 | $5,002,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 3,504,500 | $4,992,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 86,938 | $4,975,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 199,070 | $4,587,000 | thousands by filing date | |
| GLOBAL PARTNER ACQUISITION C | 37954X105 | COM | 450,000 | $4,500,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 450,000 | $4,487,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 253,296 | $4,357,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867208 | UNIT 99/99/9999 | 420,000 | $4,322,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 345,800 | $4,305,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 70,000 | $4,298,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 75,000 | $4,049,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 289,000 | $4,032,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 400,000 | $4,008,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 320,000 | $3,994,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 156,571 | $3,977,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 252,230 | $3,872,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 59,935 | $3,841,000 | thousands by filing date | |
| MATLIN & PARTNE | 57682V205 | Common Stock | 375,000 | $3,758,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 223,356 | $3,750,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 936,033 | $3,725,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 32,000 | $3,622,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 100,920 | $3,539,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 291,000 | $3,536,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C120 | UNIT 99/99/9999 | 310,000 | $3,230,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 86,543 | $3,129,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 230,550 | $3,080,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 38,100 | $3,061,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 20,340,393 | $2,990,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 173,492 | $2,899,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 222,600 | $2,811,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 260,000 | $2,748,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 67,008 | $2,726,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G208 | UNIT 99/99/9999 | 235,000 | $2,411,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 102,400 | $2,399,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 293,976 | $2,337,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 825,000 | $2,261,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 103,000 | $2,132,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 22,500 | $2,059,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 425,000 | $2,004,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 1,786,166 | $1,983,000 | thousands by filing date | |
| HUNTER MARITIME ACQUISITION | Y37828103 | UNIT 99/99/9999 | 160,000 | $1,664,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 131,200 | $1,640,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 25,000 | $1,603,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 100,000 | $1,558,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 162,400 | $1,548,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 178,700 | $1,439,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 38,000 | $1,380,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 100,000 | $1,286,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 898,472 | $1,168,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 174,764 | $1,061,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP III | 14055M106 | COMMON STOCK | 100,000 | $1,055,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 1,000,000 | $1,031,000 | thousands by filing date | |
| RIG 270115C00010000 | h8817h900 | CALL | 3,000 | $1,013,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 39,000 | $999,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 1,000,000 | $996,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 15,000 | $988,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 25,826 | $943,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 12,454 | $914,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 49,683 | $879,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 19,000 | $814,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 27,203 | $806,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 175,200 | $776,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 21,169 | $771,000 | thousands by filing date | |
| ENSCO PLC-CL A | G3157S906 | COM | 2,750 | $619,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 791,997 | $590,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 500,000 | $563,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 8,000 | $543,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A202 | UNIT 99/99/9999 | 50,000 | $522,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L109 | UNIT 99/99/9999 | 50,000 | $510,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 500,000 | $474,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 500,000 | $468,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 28,360 | $366,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 85,000 | $361,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 187,250 | $323,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 288,042 | $228,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U119 | *W EXP 01/01/202 | 450,000 | $225,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431901 | CALL | 2,900 | $215,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 2,900 | $201,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 34,065 | $169,000 | thousands by filing date | |
| Global Partner Acquisition Corp | 37954X113 | *W EXP 07/01/202 | 250,000 | $98,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 19,013 | $39,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q114 | *W EXP 05/09/201 | 45,000 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-17-002427 | this filing | 2017-05-12 | acceptance time not in the bulk data set |