13F-HR filed by VERTEX ONE ASSET MANAGEMENT INC.
VERTEX ONE ASSET MANAGEMENT INC. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 111 holding rows worth $596,442,000.
- Accession
- 0001062993-17-000988
- Filer
- CIK 1389610
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 111 entries on the cover page, a total value of $596,442,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $596,441,000 with VALUE read as thousands by filing date, 13F file number 028-12402. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,287,090 | $36,746,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 4,648,600 | $25,755,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 954,880 | $22,970,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 2,498,043 | $22,283,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 486,379 | $21,532,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 1,564,000 | $20,035,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 399,488 | $19,040,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 302,900 | $17,750,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 156,000 | $15,290,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,522,892 | $13,889,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 506,984 | $12,000,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 136,577 | $10,952,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 281,908 | $10,842,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 232,021 | $9,531,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,302,574 | $8,912,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 482,038 | $8,638,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 445,017 | $8,424,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 195,533 | $8,416,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 564,400 | $8,105,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 310,469 | $7,967,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 304,655 | $7,830,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 253,100 | $7,813,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,312,217 | $7,768,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 103,900 | $7,757,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 564,958 | $7,751,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 313,800 | $7,544,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 399,081 | $7,515,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 564,315 | $7,505,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 277,210 | $7,462,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 633,700 | $6,985,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 319,071 | $6,700,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 276,527 | $6,487,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 371,813 | $6,377,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 495,000 | $6,183,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 161,750 | $6,122,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 330,700 | $6,042,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 311,530 | $5,997,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 521,595 | $5,873,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 100,000 | $5,855,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 108,950 | $5,745,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 100,238 | $5,649,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 102,600 | $5,628,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 93,669 | $5,278,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 363,700 | $5,226,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 65,000 | $5,138,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,751,800 | $5,134,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 86,966 | $4,874,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 225,000 | $4,736,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U200 | UNIT 01/01/2023X | 450,000 | $4,558,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 289,000 | $4,321,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 70,000 | $4,213,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 421,300 | $4,095,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 88,145 | $3,622,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 51,681 | $3,222,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 85,000 | $3,136,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 235,550 | $3,107,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C120 | UNIT 99/99/9999 | 300,000 | $3,049,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 170,492 | $3,018,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 202,800 | $2,989,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 49,850 | $2,740,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 25,800 | $2,714,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 24,000 | $2,668,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 111,500 | $2,648,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 250,000 | $2,593,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J100 | COM | 250,000 | $2,523,000 | thousands by filing date | |
| GLOBAL PARTNER A | 37954X204 | UNIT | 250,000 | $2,500,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 1,815,831 | $2,379,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 425,000 | $2,320,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 15,000,000 | $2,280,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 40,000 | $2,168,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 700,000 | $2,166,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 120,170 | $2,103,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 38,452 | $2,065,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 30,647 | $1,941,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 59,143 | $1,910,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 218,700 | $1,826,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 17,500 | $1,813,000 | thousands by filing date | |
| RIG 270115C00010000 | h8817h900 | CALL | 3,000 | $1,719,000 | thousands by filing date | |
| HUNTER MARITIME ACQUISITION | Y37828103 | UNIT 99/99/9999 | 150,000 | $1,522,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874904 | COM NEW | 2,750 | $1,515,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 50,000 | $1,454,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 38,000 | $1,360,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 825,000 | $1,271,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 300,000 | $1,185,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 24,500 | $1,042,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 36,500 | $1,006,000 | thousands by filing date | |
| WHITEWAVE FOODS CO - CL A | 966244905 | COM | 1,751 | $981,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 1,000,000 | $974,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 1,000,000 | $969,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 120,000 | $961,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 45,800 | $927,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 30,000 | $921,000 | thousands by filing date | |
| ENSCO PLC-CL A | G3157S906 | COM | 2,750 | $921,000 | thousands by filing date | |
| BOFI HLDG INC | 05566U908 | COM | 831 | $918,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 176,764 | $916,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 20,000 | $831,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 48,000 | $727,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 17,131 | $659,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 47,400 | $622,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 34,222 | $610,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 8,000 | $522,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 70,000 | $505,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L109 | UNIT 99/99/9999 | 50,000 | $503,000 | thousands by filing date | |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 13,624 | $457,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 453,742 | $309,000 | thousands by filing date | |
| PACE HLDGS CORP | G6865N129 | UNIT 99/99/9999 | 25,000 | $269,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 126,716 | $256,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431901 | CALL | 2,900 | $252,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 54,065 | $249,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 2,900 | $207,000 | thousands by filing date | |
| CONYERS | 212894208 | UNIT9 | 15,000 | $163,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-17-000988 | this filing | 2017-02-14 | acceptance time not in the bulk data set |