13F-HR filed by VERTEX ONE ASSET MANAGEMENT INC.
VERTEX ONE ASSET MANAGEMENT INC. filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-11, with 120 holding rows worth $911,027,000.
- Accession
- 0001062993-15-000650
- Filer
- CIK 1389610
- Filed
- 2015-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 120 entries on the cover page, a total value of $911,027,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $911,025,000 with VALUE read as thousands by filing date, 13F file number 028-12402. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLERGAN INC | 018490102 | COM | 253,300 | $53,849,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 4,400,000 | $53,284,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 4,325,000 | $33,865,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 1,458,100 | $32,282,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 821,349 | $26,817,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 2,750,000 | $23,581,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 1,130,184 | $22,977,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 377,200 | $22,383,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 214,900 | $21,980,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,692,699 | $21,616,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 187,400 | $19,274,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 492,935 | $19,244,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 634,700 | $18,711,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 856,100 | $18,689,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 227,093 | $17,895,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 658,231 | $17,831,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 1,680,680 | $17,361,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 238,000 | $16,577,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 206,400 | $15,007,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 108,000 | $14,825,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 178,200 | $14,115,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 133,000 | $13,811,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 444,400 | $13,752,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 130,000 | $13,085,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 357,290 | $12,798,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 185,647 | $12,557,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 427,000 | $12,199,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,396,589 | $11,634,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 137,500 | $11,247,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 250,000 | $10,577,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,224,500 | $10,408,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 132,071 | $9,697,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 270,000 | $9,458,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 271,000 | $9,344,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 616,142 | $8,466,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 8,500,000 | $8,463,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 606,700 | $8,409,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 244,321 | $8,397,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 923,140 | $8,013,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 96,800 | $7,943,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 653,950 | $7,700,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,735,662 | $7,168,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 525,000 | $7,051,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 360,000 | $7,006,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 85,876 | $6,682,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 342,876 | $6,638,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 393,525 | $6,529,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 465,400 | $6,469,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 566,595 | $6,414,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 586,600 | $6,194,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 138,700 | $5,935,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 150,000 | $5,252,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 172,933 | $4,930,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 498,800 | $4,769,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 304,200 | $4,566,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 29,800 | $4,531,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 102,600 | $4,299,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 256,217 | $4,246,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 456,000 | $4,163,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 2,552,903 | $4,161,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 112,092 | $4,115,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 141,743 | $3,960,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 3,481,100 | $3,577,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 215,766 | $3,549,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 152,748 | $3,488,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 129,200 | $3,420,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 67,500 | $3,363,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 90,000 | $3,080,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P203 | UNIT 06/27/2019 | 300,000 | $3,003,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 193,300 | $2,996,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 96,300 | $2,806,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 73,400 | $2,664,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 110,850 | $2,589,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 54,450 | $2,577,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 71,194 | $2,577,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 64,900 | $2,569,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 46,200 | $2,533,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 18,139 | $2,070,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 116,000 | $2,039,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 35,000 | $2,020,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 1,950,000 | $1,960,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUIS | 425886108 | COM | 200,000 | $1,960,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 186,700 | $1,535,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 1,500,000 | $1,509,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 50,000 | $1,498,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 78,600 | $1,358,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 1,000,000 | $1,350,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 1,000,000 | $1,249,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 1,221,854 | $1,222,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 300,000 | $1,215,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 70,000 | $1,186,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 44,117 | $1,125,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 391,038 | $1,083,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 89,372 | $1,067,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 1,000,000 | $1,061,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 20,000 | $1,009,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 1,000,000 | $1,002,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 1,000,000 | $961,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 1,000,000 | $960,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYSTEMS GROUP INC | 01167PAE1 | CV SR SUB NT | 1,000,000 | $951,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 856,949 | $874,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 31,500 | $799,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 25,500 | $757,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 37,700 | $691,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 25,000 | $689,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 700,000 | $666,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D203 | UNIT 06/11/2019 | 55,993 | $642,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 160,334 | $641,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 147,100 | $616,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 22,694 | $564,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 500,000 | $502,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 13,500 | $489,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 339,300 | $381,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 5,100 | $276,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 250,000 | $267,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AB4 | MTNF 6.500% 3/0 | 500,000 | $225,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 84,049 | $194,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 70,701 | $187,000 | thousands by filing date | |
| LIBERTY BB-C RGH2014 | 530307115 | COM | 13,500 | $129,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUIS-CW19 | 425886116 | W | 150,000 | $56,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-15-000650 | this filing | 2015-02-11 | acceptance time not in the bulk data set |