13F-HR filed by VERTEX ONE ASSET MANAGEMENT INC.
VERTEX ONE ASSET MANAGEMENT INC. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-13, with 119 holding rows worth $986,978,000.
- Accession
- 0001062993-14-006584
- Filer
- CIK 1389610
- Filed
- 2014-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 119 entries on the cover page, a total value of $986,978,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $986,981,000 with VALUE read as thousands by filing date, 13F file number 028-12402. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 4,250,000 | $50,703,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 1,881,000 | $43,921,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 401,547 | $37,838,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 194,300 | $34,622,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,487,000 | $34,617,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 214,800 | $30,822,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 106,800 | $27,667,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 821,349 | $26,620,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 364,900 | $25,328,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 4,800,000 | $24,672,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 285,100 | $24,664,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 100,387 | $24,221,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 3,947,000 | $23,011,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 1,874,129 | $22,602,000 | thousands by filing date | |
| NEWCASTLE INVESTMENT CORP | 65105M504 | COM | 1,484,533 | $18,824,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 856,100 | $17,268,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 207,000 | $16,335,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 375,670 | $15,632,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 658,231 | $15,561,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 116,000 | $14,711,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,119,000 | $14,659,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 609,700 | $14,273,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 230,171 | $14,011,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 136,900 | $13,861,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 433,526 | $13,478,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 270,000 | $12,687,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 216,400 | $12,562,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,302,833 | $12,377,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 399,100 | $12,232,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 225,437 | $11,959,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 830,380 | $11,592,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 144,200 | $11,138,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 96,186 | $10,570,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 750,000 | $10,155,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 100,000 | $8,909,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 1,321,310 | $8,800,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 342,694 | $8,653,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 402,748 | $8,487,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 255,721 | $8,482,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 375,000 | $8,469,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 606,700 | $8,027,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 923,140 | $7,764,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 177,728 | $7,138,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 653,950 | $6,641,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 85,876 | $6,244,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 566,595 | $6,210,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 465,400 | $6,204,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,682,062 | $6,173,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 568,055 | $6,027,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 586,600 | $5,889,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 96,800 | $5,841,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 70,000 | $5,758,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 342,876 | $5,753,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 214,900 | $5,751,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 495,400 | $5,717,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,576,150 | $5,501,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 2,348,078 | $5,166,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AC2 | CONV BND | 5,095,000 | $5,028,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 172,933 | $5,025,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 2,950,300 | $5,016,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 4,950,000 | $4,851,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 304,200 | $4,505,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 112,500 | $4,389,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 67,989 | $3,917,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 102,600 | $3,902,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 265,000 | $3,482,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 70,000 | $3,303,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 60,219 | $3,124,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 59,700 | $3,072,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 119,200 | $3,018,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P203 | UNIT 06/27/2019 | 300,000 | $3,006,000 | thousands by filing date | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 281,526 | $2,950,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 71,500 | $2,924,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 4,000,000 | $2,800,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 152,800 | $2,744,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,000,000 | $2,700,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 96,300 | $2,610,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 73,600 | $2,610,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 173,300 | $2,563,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 141,000 | $2,491,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 78,543 | $2,446,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 62,447 | $2,269,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 155,000 | $2,089,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 79,000 | $2,068,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 59,100 | $2,025,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 37,000 | $1,917,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 49,261 | $1,908,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 35,000 | $1,891,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 44,436 | $1,739,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 200,000 | $1,730,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUIS | 425886207 | COM | 150,000 | $1,545,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 2,000,000 | $1,539,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 1,500,000 | $1,517,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,000,000 | $1,275,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 24,500 | $1,223,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 1,000,000 | $1,190,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D203 | UNIT 06/11/2019 | 109,417 | $1,172,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 1,000,000 | $1,014,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 1,000,000 | $1,004,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 1,000,000 | $999,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 1,000,000 | $985,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 1,000,000 | $979,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 79,000 | $844,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYSTEMS GROUP INC | 01167PAE1 | CV SR SUB NT | 1,000,000 | $810,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 31,500 | $788,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 160,334 | $732,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 20,900 | $728,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 700,000 | $725,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 25,500 | $690,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 22,694 | $563,000 | thousands by filing date | |
| MOVE 2.75% CB 09/01/2018-REGISTERED | 62458MAB4 | Bond | 500,000 | $540,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AB4 | MTNF 6.500% 3/0 | 500,000 | $504,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 500,000 | $503,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 10,000 | $499,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUIS | 425886108 | COM | 50,000 | $494,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 103,249 | $434,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 31,785 | $368,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 250,000 | $269,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 20,000 | $139,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-14-006584 | this filing | 2014-11-13 | acceptance time not in the bulk data set |