13F-HR filed by VERTEX ONE ASSET MANAGEMENT INC.
VERTEX ONE ASSET MANAGEMENT INC. filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 83 holding rows worth $578,898,000.
- Accession
- 0001062993-13-004152
- Filer
- CIK 1389610
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 83 entries on the cover page, a total value of $578,898,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $578,902,000 with VALUE read as thousands by filing date, 13F file number 028-12402. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,115,250 | $56,331,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 1,988,829 | $47,652,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 2,523,573 | $33,690,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 7,320,500 | $28,111,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 1,219,622 | $24,856,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 2,462,400 | $17,286,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 671,349 | $16,468,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 580,705 | $16,266,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 283,900 | $16,245,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 1,050,000 | $14,847,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,745,000 | $14,675,000 | thousands by filing date | |
| DOLE PLC ORD SHS | 256603101 | COM | 1,100,000 | $14,025,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 554,176 | $13,860,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 14,450,000 | $13,854,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 149,257 | $13,517,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V209 | JR PFD CNV SRB | 267,000 | $12,859,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 4,279,022 | $12,495,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,073,200 | $12,245,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 265,850 | $12,046,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 569,300 | $11,602,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 220,114 | $10,559,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 224,100 | $9,278,000 | thousands by filing date | |
| PIONEER SOUTHWEST ENERGY | 72388B106 | COMMON STOCK | 252,738 | $8,664,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 352,200 | $7,773,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 254,721 | $7,723,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 55,000 | $6,972,000 | thousands by filing date | |
| ARBITRON INC | 03875Q108 | COM | 150,000 | $6,968,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 142,170 | $6,604,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 157,741 | $5,851,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 593,950 | $5,587,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 259,600 | $5,467,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 1,750,000 | $5,250,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 415,600 | $4,588,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 50,000 | $4,543,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 95,542 | $4,270,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 432,700 | $4,124,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 142,633 | $4,119,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 626,506 | $4,053,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 121,918 | $3,766,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 120,915 | $3,750,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 77,900 | $3,636,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 229,500 | $3,392,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 568,700 | $3,190,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 98,000 | $3,094,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 175,202 | $3,070,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 63,236 | $2,284,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 112,500 | $2,237,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 40,000 | $2,222,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 2,000,000 | $2,181,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 87,500 | $2,127,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 115,800 | $1,847,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 104,000 | $1,779,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 33,624 | $1,541,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 51,600 | $1,524,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 19,000 | $1,521,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 95,000 | $1,480,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 30,100 | $1,479,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 62,350 | $1,475,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 301,800 | $1,325,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 1,000,000 | $1,117,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 85,000 | $1,094,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 41,000 | $993,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 1,000,000 | $976,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 1,000,000 | $930,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 14,800 | $820,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 19,800 | $807,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 17,919 | $740,000 | thousands by filing date | |
| LIN TV CORP | 532774106 | CL A | 47,500 | $727,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 28,900 | $644,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 181,249 | $614,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 25,200 | $549,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123EAB0 | NOTE 4.750% 6/0 | 500,000 | $533,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 18,000 | $526,000 | thousands by filing date | |
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 500,000 | $523,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 57,000 | $517,000 | thousands by filing date | |
| ARRIS GROUP INC 2.000 | 04269QAC4 | NOTE | 500,000 | $515,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550309 | CORPORATE OBLIG | 9,550 | $470,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 3,000 | $374,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 4,876 | $271,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 250,000 | $259,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,000 | $258,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 180 | $220,000 | thousands by filing date | |
| ANGLOGOLD ASHANTI HLDGS FIN | 03512Q206 | MAND BD CV 13 | 10,600 | $182,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-13-004152 | this filing | 2013-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001062993-13-004263 | base | 2013-08-16 | acceptance time not in the bulk data set |