13F-HR filed by Carlson Capital, L.P.
Carlson Capital, L.P. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 134 holding rows worth $1,282,099,571.
- Accession
- 0001056973-23-000018
- Filer
- CIK 1056973
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 134 entries on the cover page, a total value of $1,282,099,571 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,282,099,571 with VALUE read as dollars as filed, 13F file number 028-07044. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SWK HLDGS CORP | 78501P203 | COM NEW | 9,093,766 | $143,226,815 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,075,000 | $100,652,250 | dollars as filed | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 624,432 | $72,240,538 | dollars as filed | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 667,000 | $35,777,880 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 625,000 | $32,881,250 | dollars as filed | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 975,000 | $32,477,250 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 150,000 | $31,822,500 | dollars as filed | |
| DENBURY INC | 24790A101 | COM | 290,000 | $28,422,900 | dollars as filed | |
| NATIONAL INSTRS CORP | 636518102 | COM | 409,593 | $24,419,935 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 115,300 | $22,706,029 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 190,332 | $21,360,960 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 66,285 | $20,929,489 | dollars as filed | |
| WESTROCK CO | 96145D105 | COM | 575,000 | $20,585,000 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 140,000 | $20,475,000 | dollars as filed | |
| ABCAM PLC | 000380204 | ADR USD | 880,000 | $19,914,400 | dollars as filed | |
| SCIPLAY CORPORATION | 809087109 | CL A | 741,678 | $16,888,008 | dollars as filed | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 225,000 | $15,822,000 | dollars as filed | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 170,477 | $15,567,960 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 150,000 | $15,558,000 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 375,800 | $15,355,188 | dollars as filed | |
| ARAMARK COM | 03852U106 | Stock | 411,380 | $14,274,886 | dollars as filed | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 310,600 | $13,855,866 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 15,100 | $13,723,786 | dollars as filed | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 535,400 | $13,149,424 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 89,600 | $12,936,448 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 6,465,000 | $12,930,000 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 268,914 | $12,827,198 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 390,000 | $12,667,200 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 398,024 | $12,239,238 | dollars as filed | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 201,800 | $11,918,308 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,055,210 | $11,628,414 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 183,100 | $10,107,120 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 60,000 | $9,988,800 | dollars as filed | |
| HEICO CORP NEW | 422806208 | CL A | 77,100 | $9,962,862 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 91,886 | $9,954,010 | dollars as filed | |
| KBR INC COM | 48242W106 | Stock | 164,938 | $9,721,446 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 181,500 | $9,657,615 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 353,700 | $9,461,475 | dollars as filed | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 343,900 | $9,302,495 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 489,628 | $9,126,666 | dollars as filed | |
| SAIA INC | 78709Y105 | COM | 22,300 | $8,889,895 | dollars as filed | |
| KENVUE INC | 49177J102 | COM | 401,822 | $8,068,586 | dollars as filed | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 65,472 | $8,013,118 | dollars as filed | |
| LGI HOMES INC COM | 50187T106 | Stock | 78,548 | $7,814,741 | dollars as filed | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 153,200 | $7,682,980 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726302 | COM SER C | 206,175 | $7,366,633 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 68,100 | $7,318,707 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 255,227 | $7,302,044 | dollars as filed | |
| CIRCOR INTL INC | 17273K109 | COM | 130,146 | $7,255,640 | dollars as filed | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 445,598 | $7,223,144 | dollars as filed | |
| KBHOME | 48666K109 | COM | 155,917 | $7,215,839 | dollars as filed | |
| BELLRING BRANDS INC COMMON STOCK | 07831C103 | Stock | 170,486 | $7,029,138 | dollars as filed | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 260,200 | $6,999,380 | dollars as filed | |
| SUN CMNTYS INC COM | 866674104 | REIT | 58,200 | $6,887,388 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 43,700 | $6,676,049 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 46,400 | $6,575,344 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 41,900 | $6,519,221 | dollars as filed | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 93,549 | $6,505,397 | dollars as filed | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 635,000 | $6,350,000 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 86,400 | $6,308,928 | dollars as filed | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 113,037 | $6,247,555 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 149,400 | $6,207,570 | dollars as filed | |
| GRIFFON CORP | 398433102 | COM | 151,868 | $6,024,604 | dollars as filed | |
| NVR INC COM | 62944T105 | Stock | 1,006 | $5,999,080 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 143,959 | $5,981,496 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 11,500 | $5,863,850 | dollars as filed | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 46,800 | $5,733,468 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 64,300 | $5,702,767 | dollars as filed | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 21,000 | $5,444,670 | dollars as filed | |
| COMPASS DIGITAL ACQUISITN CO | G2476C115 | UNIT 09/29/2026 | 505,619 | $5,324,168 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 46,400 | $5,130,448 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 30,300 | $5,109,186 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 488,900 | $5,084,560 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 48,100 | $5,012,020 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 21,200 | $4,970,128 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 59,432 | $4,844,302 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 800,000 | $4,736,000 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 563,939 | $4,212,624 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 100,500 | $4,133,565 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 19,503 | $4,053,504 | dollars as filed | |
| ALIGHT INC | 01626W101 | COM CL A | 569,260 | $4,036,053 | dollars as filed | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 249,000 | $4,001,430 | dollars as filed | |
| HERC HLDGS INC COM | 42704L104 | Stock | 33,100 | $3,936,914 | dollars as filed | |
| UDR INC COM | 902653104 | REIT | 107,862 | $3,847,438 | dollars as filed | |
| VARONIS SYS INC | 922280102 | COM | 122,381 | $3,737,516 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 16,100 | $3,695,755 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 6,909 | $3,530,084 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 10,500 | $3,397,485 | dollars as filed | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 43,400 | $3,349,178 | dollars as filed | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 57,174 | $3,120,557 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 37,400 | $3,054,458 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 40,000 | $2,948,800 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 125,000 | $2,753,750 | dollars as filed | |
| TOPBUILD COR COM | 89055F103 | Stock | 10,724 | $2,698,158 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 4,800 | $2,683,008 | dollars as filed | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 15,976 | $2,589,230 | dollars as filed | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 14,800 | $2,356,456 | dollars as filed | |
| TRI POINTE HOMES INC | 87265H109 | COM | 83,926 | $2,295,376 | dollars as filed | |
| NORTHERN TR CORP COM | 665859104 | Stock | 32,338 | $2,246,844 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 125,843 | $2,121,713 | dollars as filed | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 263,250 | $2,063,880 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 47,900 | $2,042,935 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 143,000 | $1,996,280 | dollars as filed | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 15,939 | $1,990,622 | dollars as filed | |
| CMB.TECH NV SHS | B38564108 | Stock | 115,000 | $1,889,450 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 49,964 | $1,883,143 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 12,000 | $1,861,500 | dollars as filed | put |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 150,000 | $1,740,000 | dollars as filed | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 4,875,000 | $1,706,250 | dollars as filed | |
| FIVE9 INC | 338307101 | COM | 24,947 | $1,604,092 | dollars as filed | |
| MATADOR RES CO COM | 576485205 | Stock | 26,200 | $1,558,376 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 195,100 | $1,309,121 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 7,800 | $1,208,064 | dollars as filed | |
| VIPER | 92763M105 | COMMON STOCK | 38,400 | $1,070,592 | dollars as filed | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 19,394 | $1,022,258 | dollars as filed | |
| LITE STRATEGY INC | 55279B301 | COM | 125,000 | $876,250 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 34,400 | $873,072 | dollars as filed | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 25,000 | $863,750 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 25,000 | $724,000 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 2,000 | $620,000 | dollars as filed | put |
| Vital Energy Inc | 516806205 | Common Stock | 10,000 | $554,200 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 420 | $553,350 | dollars as filed | put |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 108,280 | $492,674 | dollars as filed | |
| EXPRO GROUP HOLDINGS NV | N3144W105 | COMMON STOCK | 20,500 | $476,215 | dollars as filed | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 290,000 | $417,600 | dollars as filed | |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 4,500 | $363,915 | dollars as filed | |
| LANTERN PHARMA INC | 51654W101 | COM | 95,000 | $323,950 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 135,000 | $310,500 | dollars as filed | |
| APTOSE BIOSCIENCES INC | 03835T309 | COM | 106,666 | $298,665 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 1,800 | $266,238 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 12,500 | $130,875 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 15,000 | $114,000 | dollars as filed | |
| EXICURE INC | 30205M200 | COM NEW | 114,000 | $82,080 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 12,500 | $77,125 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001056973-23-000018 | this filing | 2023-11-14 | acceptance time not in the bulk data set |