13F-HR filed by GARRISON BRADFORD & ASSOCIATES INC
GARRISON BRADFORD & ASSOCIATES INC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-13, with 111 holding rows worth $103,821,000 by the sum of the rows.
- Accession
- 0001056488-14-000004
- Filer
- CIK 1056488
- Filed
- 2014-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 134 entries on the cover page, a total value of $118,278,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $103,821,000 with VALUE read as thousands by filing date, 13F file number 028-06878. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $118,278,000, 14% more than the sum of the rows, $103,821,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UnitedHealth Group Inc | 91324P102 | COM | 119,041 | $9,760,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 77,017 | $5,342,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 45,950 | $5,132,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 34,700 | $4,844,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 49,500 | $4,107,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 220,646 | $3,661,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 78,600 | $3,396,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 25,150 | $3,024,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 90,600 | $3,012,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 25,700 | $2,776,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 374,116 | $2,746,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 62,603 | $2,600,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 107,900 | $2,404,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 225,975 | $2,230,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 58,874 | $2,114,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 32,258 | $1,923,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 145,641 | $1,791,000 | thousands by filing date | |
| GENTHERM | 03070L300 | COM | 48,050 | $1,668,000 | thousands by filing date | |
| MELVILLE CORP | 585745102 | COMMON STOCK | 21,311 | $1,595,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 28,300 | $1,563,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 51,400 | $1,354,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 156,400 | $1,148,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 45,751 | $1,140,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 10,125 | $1,093,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 13,670 | $1,078,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 14,300 | $1,023,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 16,050 | $933,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 45,240 | $906,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 22,090 | $896,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 70,000 | $882,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 10,244 | $783,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 11,200 | $740,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 16,700 | $731,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 14,700 | $717,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 36,000 | $677,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 14,000 | $636,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,600 | $624,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 10,000 | $606,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 18,500 | $545,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 41,248 | $535,000 | thousands by filing date | |
| NOVOZYMES A/S-UNSPONS ADR | 670108109 | COM | 12,000 | $528,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 21,200 | $526,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 45,358 | $523,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 4,800 | $515,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 21,500 | $511,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 46,000 | $505,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 19,480 | $504,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 98,001 | $494,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 46,000 | $491,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5,000 | $486,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 22,000 | $481,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 19,511 | $478,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 22,050 | $471,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,960 | $463,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 4,625 | $451,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 172,000 | $442,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 19,500 | $441,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 8,800 | $440,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 29,500 | $435,000 | thousands by filing date | |
| HYDRODEC GROUP PLC ORD 0.5P | G4674T106 | COM | 2,081,226 | $430,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 5,000 | $418,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 6,500 | $410,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,164 | $406,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 134,842 | $378,000 | thousands by filing date | |
| Peyto Expl & Dev Corp | 717046106 | COM | 11,000 | $376,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 34,500 | $369,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 18,400 | $347,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 12,375 | $339,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 14,983 | $331,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 25,000 | $323,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,250 | $319,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,900 | $303,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 10,150 | $294,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 12,050 | $293,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 8,200 | $288,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,700 | $267,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,780 | $266,000 | thousands by filing date | |
| GENERAL MOTORS CORP | 370442105 | COMMON STOCK | 7,500 | $258,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 20,000 | $250,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 39,200 | $250,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,968 | $248,000 | thousands by filing date | |
| EXXON CORP | 302290101 | COMMON STOCK | 2,515 | $246,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 10,200 | $244,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,260 | $243,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 6,675 | $241,000 | thousands by filing date | |
| World Energy Solutions Inc. | 98145W208 | COM | 49,400 | $238,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,000 | $234,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 9,800 | $233,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,900 | $227,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,400 | $227,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 12,200 | $221,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 5,525 | $210,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,000 | $208,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,800 | $204,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 5,704 | $200,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 12,500 | $173,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 12,000 | $169,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 024937104 | COMMON STOCK | 10,197 | $161,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 138,000 | $161,000 | thousands by filing date | |
| COLABOR GROUP INC | 192667103 | COM | 40,000 | $151,000 | thousands by filing date | |
| UTILICO EMERGING MKTS UT GSP | G93115106 | COM | 50,000 | $150,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 10,000 | $134,000 | thousands by filing date | |
| WORLD TRUST FD | L98345108 | COM | 32,540 | $117,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 10,500 | $107,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 16,500 | $101,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 19,800 | $52,000 | thousands by filing date | |
| Duluth Metals | 26443R100 | Common Stock | 72,000 | $43,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 22,000 | $26,000 | thousands by filing date | |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 12,193 | $17,000 | thousands by filing date | |
| CHEMOKINE THERAP | 16383P107 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWER EFFICIENCY | 739268209 | COM | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001056488-14-000004 | this filing | 2014-05-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001056488-14-000005 | base | 2014-05-14 | acceptance time not in the bulk data set |