13F-HR filed by VICTORY CAPITAL MANAGEMENT INC
VICTORY CAPITAL MANAGEMENT INC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-07, with 2,763 holding rows worth $108,699,505,000.
- Accession
- 0001040188-22-000058
- Filer
- CIK 1040188
- Filed
- 2022-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A combination report, 3,052 entries on the cover page, a total value of $108,699,505,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $108,699,505,000 with VALUE read as thousands by filing date, 13F file number 028-06354. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerSailingStone Capital Partners LLC
- reports for this filerPark Avenue Institutional Advisers LLC028-16979
- reports for this filerGRANAHAN INVESTMENT MANAGEMENT INC/MA028-05876
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerNorthern Trust Investments, Inc
- reports for this filerWellington Management Co LLP028-16899
- included managerVOYA INVESTMENTS, LLC028-04547
- included managerNorthern Trust Investments, Inc
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerBrighthouse Investment Advisers, LLC028-05167
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 30,902 | $184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 25,654 | $183,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 3,710 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 11,320 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW MTN FIN CORP | 647551100 | COM | 12,829 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SECUREWORKS CORP | 81374A105 | CL A | 11,010 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 10,700 | $175,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 23,351 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MULTIPLAN CORPORATION | 62548M100 | COM | 38,996 | $173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 1,788 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 36,760 | $171,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VROOM INC | 92918V109 | COM | 15,535 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTRA SPACE INC | 04634X103 | COM CL A | 24,046 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIDGEBIO PHARMA INC | 09077J107 | COM | 26,739 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMYRIS INC | 03236M200 | COM NEW | 29,594 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCIENCE 37 HOLDINGS INC | 808644108 | COM | 12,849 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 14,735 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 7,089 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 32,014 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NVE CORP COM NEW | 629445206 | Stock | 2,264 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 16,329 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PBF ENERGY INC | 69318G106 | CL A | 11,895 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 19,710 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 33,991 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VELO3D INC | 92259N104 | COM | 18,652 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 42,043 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIBROGEN INC | 31572Q808 | COM | 10,116 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 10,079 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE REALREAL INC | 88339P101 | COM | 12,230 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 28,459 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 26,424 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 15,540 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DHI GROUP INC | 23331S100 | COM | 21,864 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIVERSEY HLDGS LTD | G28923103 | COM | 10,159 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 13,819 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Hippo Holdings, Inc. (HIPO) | 433539103 | Common Stocks | 47,473 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 16,326 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESS TECH INC | 26916J106 | COMMON STOCK | 11,624 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMCOR PLC | G0250X107 | ORD | 10,993 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 11,556 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROVER GROUP INC | 77936F103 | COM CL A | 13,528 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCEANEERING INTL INC | 675232102 | COM | 11,325 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVATION BIO INC | 67080N119 | WARR | 67,641 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERON THERAPEUTICS INC | 427746102 | COM | 13,939 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 24,017 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 36,300 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 16,318 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USA TRUCK INC | 902925106 | COM | 6,142 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 21,422 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BERKSHIRE GREY INC | 084656107 | COM | 22,052 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vivid Seats Inc | 92854T100 | Common Stock | 11,072 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYBEROPTICS CORP COM | 232517102 | Stock | 2,574 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOLTA INC | 92873V102 | COM CL A | 16,281 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 12,053 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANNEXON INC | 03589W102 | COM | 10,389 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 12,057 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAKELAND INDS INC | 511795106 | COM | 5,396 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTERN CO | 276317104 | COM | 4,454 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 5,689 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 27,951 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 4,670 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORCHID IS CAP INC | 68571X103 | COM | 24,460 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 11,091 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MESABI TR | 590672101 | CTF BEN INT | 4,136 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VAXART INC NEW | 92243A200 | COM | 17,161 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 34,766 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G705 | COM NEW | 33,251 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOCGO INC | 256086109 | COM | 11,355 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 38,093 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORIGIN MATERIALS INC | 68622D106 | COM | 16,439 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 6,090 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,030 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 16,917 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 21,807 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 5,402 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVGO INC | 30052F100 | CL A COM | 10,006 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 12,538 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADIANT LOGISTICS INC | 75025X100 | COM | 13,337 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lifetime Brands Inc | 53222Q103 | COM | 6,105 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 4,098 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 4,994 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 26,400 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BENSON HILL INC | 082490103 | COM | 12,952 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARQ INC | 00770C101 | COM | 14,116 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOMA HOLDINGS INC | 25703A104 | COM | 18,301 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAKTRONICS INC | 234264109 | COM | 18,186 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 10,417 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 12,907 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEYE INC | 008183105 | COM | 18,441 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 11,142 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BGSF INC | 05601C105 | COM | 6,149 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALICO INC | 016230104 | COM | 2,360 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 13,330 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIRGAIN INC | 00938A104 | COM | 8,154 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CO-DIAGNOSTICS INC | 189763105 | COM | 9,739 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 13,522 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 11,538 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 14,859 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 5,613 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRECORA RES | 894648104 | COM | 10,125 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVEPOINT INC COM CL A | 053604104 | Stock | 12,932 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 21,000 | $81,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 10,330 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 11,548 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMART SAND INC | 83191H107 | COM | 43,937 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OIL DRI CORP AMER COM | 677864100 | Stock | 2,362 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEL FUSE INC | 077347300 | CL B | 5,954 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 17,279 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 7,573 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHIMERIX INC COM | 16934W106 | Stock | 12,005 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EGAIN CORP | 28225C806 | COM NEW | 7,480 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 5,454 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROMEO POWER INC | 776153108 | COM | 20,341 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEVAC INC | 461148108 | COM | 15,647 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 10,476 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 3,140 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENASYS INC | 36872P103 | CMN | 18,295 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FONAR CORP | 344437405 | COM NEW | 4,891 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 1,451 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNITYBIO INC | 45256X103 | COM | 11,568 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESCALADE INC | 296056104 | COMMON STOCK | 4,408 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 19,209 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 10,633 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 11,470 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUMANIGEN INC | 444863203 | COM NEW | 18,131 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 11,800 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONEYLION INC | 60938K106 | COM | 16,123 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTRICON CORP | 46121H109 | COM | 4,018 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDGIO INC | 53261M104 | COM | 18,298 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 20,360 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCURAY INC DEL | 004397105 | COM | 12,301 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 23,539 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRECIGEN INC | 74017N105 | COM | 15,038 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NERDY INC | 64081V109 | CL A COM | 12,400 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 10,274 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GERON CORP | 374163103 | COM | 43,555 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 23,670 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 11,941 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 19,155 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERASTEM INC | 92337C104 | COM | 24,912 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 7,957 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 11,231 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPIRE GLOBAL, INC. | 848560108 | COM | 14,644 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 17,774 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 19,000 | $48,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NEXTDECADE CORP | 65342K105 | COM | 16,573 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 15,965 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOPIN CORP | 500600101 | COMMON STOCK | 11,534 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 14,000 | $46,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 19,359 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VINCO VENTURES INC | 927330100 | COM | 18,745 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 21,677 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEI PHARMA INC | 55279B202 | COM NEW | 16,481 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 10,761 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| W & T OFFSHORE INC | 92922P106 | COM | 12,634 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 12,218 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STONEMOR INC | 86184W106 | COM | 16,487 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 12,616 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASENSUS SURGICAL INC | 04367G103 | COM | 32,050 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 36,076 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POLISHED COM INC | 28252C109 | CMN | 14,703 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 16,000 | $34,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 13,082 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OWLET INC | 69120X107 | COM | 11,984 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 10,898 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMBER ENERGY INC | 13200M508 | COM | 36,003 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XWELL INC COM NEW | 98420U703 | Stock | 15,063 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAVMED INC | 70387R106 | COM | 12,152 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 29,569 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TALKSPACE INC | 87427V103 | COM | 14,624 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 27,040 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 17,315 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 11,305 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 16,000 | $27,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 15,000 | $27,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Cinedigm Corp CL A | 172406209 | COM NEW | 23,399 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 12,173 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONMED CORP | 207410AF8 | BOND | 16,000 | $27,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| DURECT CORP | 266605104 | COM | 27,469 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOCYTE CORP | 68235C107 | COM | 12,612 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 15,849 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 10,795 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 72,711 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPIZYME INC | 29428V104 | COM | 10,580 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 20,035 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 23,000 | $24,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 17,709 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 14,353 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SESEN BIO INC | 817763105 | COM | 27,565 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWAGE INC | 650194103 | COMMON STOCK | 20,289 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THERAPEUTICSMD INC | 88338N107 | COM | 58,722 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 11,874 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 11,709 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 10,698 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 10,526 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONFORMIS INC | 20717E101 | COM | 24,906 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 21,241 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 16,000 | $18,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| APELLIS PHARMACEUTICALS INC | 03753UAB2 | NOTE 3.500% 9/1 | 12,000 | $18,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 16,000 | $17,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Ampio Pharmaceuticals | 03209T109 | COM | 29,517 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 22,936 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 10,199 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 31,634 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 17,000 | $16,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 11,000 | $16,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 16,000 | $16,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 16,000 | $15,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| DRIVE SHACK INC | 262077100 | COM | 10,717 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 16,000 | $15,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 10,000 | $15,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ATHENEX INC | 04685N103 | COM | 10,815 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAVARA INC | 805111101 | COM | 11,430 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 14,000 | $14,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 13,000 | $14,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| REMARK HLDGS INC | 75955K102 | COM | 14,533 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 14,000 | $13,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 11,000 | $13,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ENERGOUS CORP | 29272C103 | COM | 10,203 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMAGIN CORP | 29076N206 | COM | 10,045 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 21,009 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 10,000 | $13,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TREVENA INC | 89532E109 | COM | 22,497 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BITNILE HOLDINGS INC | 09175M101 | CMN | 11,203 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 16,366 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLOTEK INDS INC DEL | 343389102 | COM | 10,541 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TTOO | 89853L104 | Stock | 23,178 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPLUNK INC | 848637AD6 | BOND | 11,000 | $12,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 15,252 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 17,212 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 10,734 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 18,908 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INPIXON | 45790J800 | COM | 17,944 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 16,785 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEXTPLAY TECHNOLOGIES INC | 65344G102 | COM | 10,137 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GEE GROUP INC | 36165A102 | COM | 14,109 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 20,644 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INUVO INC | 46122W204 | COM NEW | 15,720 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 17,044 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 22,309 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 10,791 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 13,045 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOLASE INC | 090911207 | COM NEW | 21,628 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 14,357 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 12,501 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 19,808 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORAGENICS INC | 684023302 | COM PAR | 15,240 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORP | 15117N503 | COM PAR NEW | 12,466 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 14,481 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 18,057 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 11,051 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIKIDO PHARMA INC | 008875106 | COM | 12,264 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 18,236 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVINGER INC | 053734604 | COM | 13,485 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POLARITYTE INC | 731094108 | COM | 10,846 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL MED INC | 774374102 | COM | 11,893 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 19,016 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REEDS INC COM | 758338107 | Stock | 11,863 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRICKELL BIOTECH INC | 10802T105 | COM | 15,733 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHBAR INC COM NEW | 19249J109 | Stock | 10,266 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVAXIS INC | 007624307 | COM | 20,550 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAUDAX BIO INC | 07160F107 | COM | 12,159 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TPI Composites Inc | 87266J104 | Common Stock | 135 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001040188-22-000058 | this filing | 2022-02-07 | acceptance time not in the bulk data set |