13F-HR filed by VICTORY CAPITAL MANAGEMENT INC
VICTORY CAPITAL MANAGEMENT INC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-02, with 2,773 holding rows worth $102,121,356,000.
- Accession
- 0001040188-21-000137
- Filer
- CIK 1040188
- Filed
- 2021-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 3,058 entries on the cover page, a total value of $102,121,356,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $102,121,356,000 with VALUE read as thousands by filing date, 13F file number 028-06354. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerSailingStone Capital Partners LLC
- reports for this filerPark Avenue Institutional Advisers LLC028-16979
- reports for this filerGRANAHAN INVESTMENT MANAGEMENT INC/MA028-05876
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO /MA/028-04968
- reports for this filerNorthern Trust Investments, Inc
- reports for this filerWellington Management Co LLP028-16899
- included managerVOYA INVESTMENTS, LLC028-04547
- included managerNorthern Trust Investments, Inc
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerBrighthouse Investment Advisers, LLC028-05167
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 2,803 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 10,071 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 3,661 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTRA SPACE INC | 04634X103 | COM CL A | 24,683 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 11,810 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 3,857 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARTY CITY HOLDCO INC | 702149105 | COM | 29,661 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LGI HOMES INC COM | 50187T106 | Stock | 1,479 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 8,087 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORIZON BANCORP IND | 440407104 | COM | 11,543 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 6,170 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 29,345 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANNEXON INC | 03589W102 | COM | 11,245 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONFLUENT INC | 20717M103 | CLASS A COM | 3,509 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORTHO CLINICAL DIAGNOSTICS H | G6829J107 | ORD SHS | 11,287 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Allegiance Bancshares | 01748H107 | COM | 5,437 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URBAN OUTFITTERS INC | 917047102 | COM | 6,935 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 2,784 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLAUKOS CORP COM | 377322102 | Stock | 4,261 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 22,683 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 5,203 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 7,396 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 4,745 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACM RESH INC COM CL A | 00108J109 | Stock | 1,833 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUMANIGEN INC | 444863203 | COM NEW | 34,048 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGENXBIO INC | 75901B107 | COM | 4,794 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 19,929 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 11,061 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADIANT LOGISTICS INC | 75025X100 | COM | 30,655 | $195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 5,925 | $195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 7,046 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPIRE GLOBAL, INC. | 848560108 | COM | 15,090 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADT INC DEL COM | 00090Q103 | Stock | 23,002 | $186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 3,057 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 2,630 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEXIMMUNE INC | 65344D109 | COM | 11,970 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 6,453 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 3,746 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMAX CORP | 45245E109 | COM | 9,450 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXT INC | 00246W103 | COM | 21,467 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 14,912 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 19,170 | $177,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW MTN FIN CORP | 647551100 | COM | 13,228 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENASYS INC | 36872P103 | CMN | 33,927 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EGAIN CORP | 28225C806 | COM NEW | 17,041 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVATION BIO INC | 67080N119 | WARR | 68,951 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECOVYST INC | 27923Q109 | COM | 14,842 | $173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 5,490 | $170,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 25,786 | $170,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 23,448 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 5,475 | $166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 10,394 | $166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 23,536 | $166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARKO CORP | 041242108 | COMMON STOCK | 16,474 | $166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTURY CASINOS INC | 156492100 | COM | 12,275 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G705 | COM NEW | 30,770 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SENSEONICS HLDGS INC | 81727U105 | COM | 47,418 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 29,142 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 12,763 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY USD0.01 | 20369C106 | COM | 3,450 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 28,235 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE REALREAL INC | 88339P101 | COM | 12,087 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UFP TECHNOLOGIES INC | 902673102 | COM | 2,579 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BERKSHIRE GREY INC | 084656107 | COM | 22,606 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PBF ENERGY INC | 69318G106 | CL A | 12,085 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METALLUS INC | 887399103 | COMMON STOCK | 11,877 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 42,448 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 22,449 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERON THERAPEUTICS INC | 427746102 | COM | 14,369 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S SILICA HLDGS INC | 90346E103 | COM | 19,261 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 3,990 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 17,005 | $153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VUZIX CORP | 92921W300 | COM NEW | 14,603 | $153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 31,468 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 4,625 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 12,432 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 34,452 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Ramaco Resources Inc | 75134P303 | COM CL B | 12,200 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATRECA INC | 04965G109 | COM | 23,530 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 12,014 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GEO GROUP INC NEW | 36162J106 | COM | 19,350 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 11,022 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 20,563 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 10,170 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMCOR PLC | G0250X107 | ORD | 11,184 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVEPOINT INC COM CL A | 053604104 | Stock | 15,143 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 9,378 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 15,376 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DASEKE INC | 23753F107 | COM | 13,945 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 35,755 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 21,411 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DHI GROUP INC | 23331S100 | COM | 24,722 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENHILL & CO INC COM | 395259104 | Stock | 7,925 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 36,499 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAKELAND INDS INC | 511795106 | COM | 5,468 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 24,919 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 10,596 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lifetime Brands Inc | 53222Q103 | COM | 6,275 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTERN CO | 276317104 | COM | 4,512 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GP STRATEGIES CORP | 36225V104 | COM | 5,498 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| W & T OFFSHORE INC | 92922P106 | COM | 30,306 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORIGIN MATERIALS INC | 68622D106 | COM | 16,526 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CO-DIAGNOSTICS INC | 189763105 | COM | 11,473 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 20,065 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 10,799 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEYE INC | 008183105 | COM | 19,686 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 17,916 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIBROGEN INC | 31572Q808 | COM | 10,281 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 13,040 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 22,935 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Veru Inc | 92536C103 | Common Stock | 12,249 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCURAY INC DEL | 004397105 | COM | 26,033 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RITE AID CORP | 767754872 | COM | 7,225 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USA TRUCK INC | 902925106 | COM | 6,715 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 20,965 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 9,067 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 32,887 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 13,318 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 4,924 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARROW INC | 415858109 | COM | 10,775 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAVMED INC | 70387R106 | COM | 11,444 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,050 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BM TECHNOLOGIES INC | 05591L107 | COM | 10,926 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIDENOW GROUP INC | 781386305 | COM CL B | 2,475 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 13,721 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARQ INC | 00770C101 | COM | 14,757 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRUECAR INC | 89785L107 | COM | 22,590 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 13,259 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYBEROPTICS CORP COM | 232517102 | Stock | 2,585 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMART SAND INC | 83191H107 | COM | 35,915 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 11,529 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASA SYS INC | 14713L102 | COM | 12,766 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VINCO VENTURES INC | 927330100 | COM | 13,281 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OWLET INC | 69120X107 | COM | 15,221 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVGO INC | 30052F100 | CL A COM | 10,318 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 5,744 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORCHID IS CAP INC | 68571X103 | COM | 17,279 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRECORA RES | 894648104 | COM | 10,216 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 3,840 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 6,306 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAKTRONICS INC | 234264109 | COM | 14,907 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 10,544 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWELL INDS INC | 739128106 | COM | 3,235 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BGSF INC | 05601C105 | COM | 6,189 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Berry Corp | 08579X101 | Common Stock | 10,975 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 10,022 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 5,026 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 5,719 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 11,763 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERASTEM INC | 92337C104 | COM | 25,486 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRECIGEN INC | 74017N105 | COM | 15,498 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIRGAIN INC | 00938A104 | COM | 6,120 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 11,190 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALICO INC | 016230104 | COM | 2,152 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 16,696 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 19,733 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 15,304 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 24,347 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FONAR CORP | 344437405 | COM NEW | 4,539 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TALKSPACE INC | 87427V103 | COM | 18,727 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 11,717 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,902 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIMBACH HLDGS INC | 53263P105 | COM | 10,057 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESCALADE INC | 296056104 | COMMON STOCK | 3,529 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHIMERIX INC COM | 16934W106 | Stock | 10,738 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,057 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTRICON CORP | 46121H109 | COM | 3,601 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 10,204 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 21,237 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GERON CORP | 374163103 | COM | 44,722 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOPIN CORP | 500600101 | COMMON STOCK | 11,802 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 24,113 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASENSUS SURGICAL INC | 04367G103 | COM | 33,038 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEL FUSE INC | 077347300 | CL B | 4,763 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROMEO POWER INC | 776153108 | COM | 11,981 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 17,854 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMBER ENERGY INC | 13200M508 | COM | 15,161 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 10,171 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEVAC INC | 461148108 | COM | 11,462 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPIZYME INC | 29428V104 | COM | 10,736 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 7,521 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cinedigm Corp CL A | 172406209 | COM NEW | 21,143 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 7,650 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DONNELLEY R R & SONS CO | 257867200 | COM | 10,156 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 12,429 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 27,802 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDUCATIONAL DEV CORP | 281479105 | COM | 4,935 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 37,065 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POLISHED COM INC | 28252C109 | CMN | 15,161 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEXTDECADE CORP | 65342K105 | COM | 16,721 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOCYTE CORP | 68235C107 | COM | 12,913 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THERAPEUTICSMD INC | 88338N107 | COM | 60,140 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 20,673 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Ampio Pharmaceuticals | 03209T109 | COM | 26,760 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,115 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 12,983 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 12,510 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDGIO INC | 53261M104 | COM | 17,675 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STONEMOR INC | 86184W106 | COM | 16,994 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 11,307 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 11,977 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 30,278 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 12,877 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEI PHARMA INC | 55279B202 | COM NEW | 13,680 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DURECT CORP | 266605104 | COM | 28,323 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 14,887 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONFORMIS INC | 20717E101 | COM | 27,335 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHENEX INC | 04685N103 | COM | 11,150 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 15,788 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 53,626 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 10,080 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRIVE SHACK INC | 262077100 | COM | 11,050 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 13,802 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 15,557 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 12,243 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TREVENA INC | 89532E109 | COM | 23,195 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 11,103 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWAGE INC | 650194103 | COMMON STOCK | 19,287 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOODLES & CO | 65540B105 | COM CL A | 2,201 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 11,922 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 316 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XWELL INC COM NEW | 98420U703 | Stock | 15,519 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 10,850 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMAGIN CORP | 29076N206 | COM | 10,333 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TTOO | 89853L104 | Stock | 23,882 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 14,150 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SESEN BIO INC | 817763105 | COM | 27,930 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 23,533 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 21,664 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 10,106 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 17,000 | $19,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 17,775 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 17,048 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 11,120 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARDELYX INC | 039697107 | COM | 12,529 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 16,805 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEXTPLAY TECHNOLOGIES INC | 65344G102 | COM | 12,420 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 10,155 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 14,469 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 21,884 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAVARA INC | 805111101 | COM | 10,759 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 13,362 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 12,876 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 32,436 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REMARK HLDGS INC | 75955K102 | COM | 13,456 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 13,451 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOLASE INC | 090911207 | COM NEW | 21,998 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INPIXON | 45790J800 | COM | 17,423 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 14,788 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 21,219 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLOTEK INDS INC DEL | 343389102 | COM | 10,115 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 16,874 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 17,165 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORP | 15117N503 | COM PAR NEW | 12,855 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INUVO INC | 46122W204 | COM NEW | 16,209 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVAXIS INC | 007624307 | COM | 21,190 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 11,579 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORAGENICS INC | 684023302 | COM PAR | 15,686 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVINGER INC | 053734604 | COM | 13,874 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 18,619 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 11,060 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIKIDO PHARMA INC | 008875106 | COM | 12,646 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRICKELL BIOTECH INC | 10802T105 | COM | 12,243 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 19,608 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 18,804 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GEE GROUP INC | 36165A102 | COM | 14,548 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL MED INC | 774374102 | COM | 12,253 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REEDS INC COM | 758338107 | Stock | 12,224 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAUDAX BIO INC | 07160F107 | COM | 12,515 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POLARITYTE INC | 731094108 | COM | 11,110 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NXT-ID INC | 67091J206 | COM NEW | 12,063 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 13,644 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SLR INVESTMENT CORP | 83413U100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001040188-21-000137 | this filing | 2021-11-02 | acceptance time not in the bulk data set |