13F-HR filed by VICTORY CAPITAL MANAGEMENT INC
VICTORY CAPITAL MANAGEMENT INC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-04, with 2,740 holding rows worth $97,588,436,000.
- Accession
- 0001040188-21-000129
- Filer
- CIK 1040188
- Filed
- 2021-05-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 3,043 entries on the cover page, a total value of $97,588,436,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,588,436,000 with VALUE read as thousands by filing date, 13F file number 028-06354. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerSailingStone Capital Partners LLC
- reports for this filerPark Avenue Institutional Advisers LLC028-16979
- reports for this filerGRANAHAN INVESTMENT MANAGEMENT INC/MA028-05876
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO /MA/028-04968
- reports for this filerNorthern Trust Investments, Inc
- reports for this filerWellington Management Co LLP028-16899
- included managerVOYA INVESTMENTS, LLC028-04547
- included managerNorthern Trust Investments, Inc
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerBrighthouse Investment Advisers, LLC028-05167
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 10,626 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 7,794 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 4,948 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 965 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STITCH FIX INC | 860897107 | COM CL A | 4,459 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LORAL SPACE & COM INC | 543881106 | COM | 5,847 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 9,504 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 7,850 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INOGEN INC | 45780L104 | COM | 4,100 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 8,608 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 2,776 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 14,062 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BM TECHNOLOGIES INC | 05591L107 | COM | 18,404 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 16,190 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTERN CO | 276317104 | COM | 7,930 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRISTOW GROUP INC | 11040G103 | COM | 8,161 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEXIMMUNE INC | 65344D109 | COM | 11,045 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DASEKE INC | 23753F107 | COM | 24,744 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 7,301 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 8,078 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 4,942 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OXFORD INDS INC | 691497309 | COM | 2,332 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XPEL INC | 98379L100 | COM | 3,897 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 6,146 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 12,325 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCUGEN INC | 67577C105 | COMMON STOCK | 28,716 | $195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FERRO CORP | 315405100 | COM | 11,511 | $194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 17,287 | $192,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PBF ENERGY INC | 69318G106 | CL A | 13,269 | $188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 44,861 | $188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 26,231 | $187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 47,706 | $187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 38,711 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVATION BIO INC | 67080N119 | WARR | 68,951 | $184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOPRO INC | 38268T103 | CL A | 15,755 | $183,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 18,049 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 12,634 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCHROCK INC | 03957W106 | COM | 18,857 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW MTN FIN CORP | 647551100 | COM | 14,315 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 79,520 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASA SYS INC | 14713L102 | COM | 18,417 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCURAY INC DEL | 004397105 | COM | 34,735 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERI HLDGS INC | 30034T103 | COM | 11,866 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SECUREWORKS CORP | 81374A105 | CL A | 12,292 | $164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 26,370 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADIANT LOGISTICS INC | 75025X100 | COM | 23,434 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EGAIN CORP | 28225C806 | COM NEW | 16,998 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GEO GROUP INC NEW | 36162J106 | COM | 20,651 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHENEX INC | 04685N103 | COM | 37,274 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDENTIV INC | 45170X205 | COM NEW | 13,800 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269200 | COM | 13,975 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UFP TECHNOLOGIES INC | 902673102 | COM | 3,130 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| W & T OFFSHORE INC | 92922P106 | COM | 42,309 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 13,418 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Veru Inc | 92536C103 | Common Stock | 13,896 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 24,186 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXT INC | 00246W103 | COM | 12,711 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTRONOVA INC | 04638F108 | COM | 11,000 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 37,336 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 15,955 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 10,602 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 26,000 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAUCH CORP | 024061103 | COM | 14,541 | $140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCEANEERING INTL INC | 675232102 | COM | 12,101 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMCOR PLC | G0250X107 | ORD | 11,686 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 10,130 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 5,230 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 16,651 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 13,400 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 17,622 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 4,370 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 32,626 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOPIN CORP | 500600101 | COMMON STOCK | 12,455 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEE ENTERPRISES INC | 523768406 | COM | 5,086 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIMINI STR INC DEL | 76674Q107 | COM | 13,830 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENASYS INC | 36872P103 | CMN | 18,600 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 10,240 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 11,063 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 3,760 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 11,432 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 56,750 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COSTAMARE INC | Y1771G102 | SHS | 12,341 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 10,890 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHIMERIX INC COM | 16934W106 | Stock | 12,245 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPUTER TASK GROUP INC | 205477102 | COM | 12,370 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASENSUS SURGICAL INC | 04367G103 | COM | 36,276 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEL FUSE INC | 077347300 | CL B | 5,870 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 25,432 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 15,964 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SENSEONICS HLDGS INC | 81727U105 | COM | 42,352 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 29,713 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 21,120 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FONAR CORP | 344437405 | COM NEW | 6,000 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 24,360 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRECIGEN INC | 74017N105 | COM | 15,459 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESCALADE INC | 296056104 | COMMON STOCK | 5,100 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARINGS BDC INC | 06759L103 | COM | 10,610 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USA TODAY CO INC | 36472T109 | COM | 19,426 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BGSF INC | 05601C105 | COM | 7,470 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRAINSWAY LTD | 10501L106 | CMN | 11,679 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 11,003 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Dawson Geophysical Co Ne | 239360100 | COM | 41,940 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,180 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELLURIAN INC NEW | 87968A104 | COM | 43,337 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPIZYME INC | 29428V104 | COM | 11,576 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GP STRATEGIES CORP | 36225V104 | COM | 5,810 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 34,747 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE INC | 97717P104 | COM | 15,821 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 27,552 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 18,540 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENIUS SPORTS LIMITED | 233277102 | SHARES CL A | 6,500 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 10,301 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTRICON CORP | 46121H109 | COM | 3,690 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOMERICA INC | 09061H307 | COM NEW | 17,173 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORBCOMM INC | 68555P100 | COM | 12,078 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 16,565 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 10,070 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 14,140 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORCHID IS CAP INC | 68571X103 | COM | 14,251 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARTY CITY HOLDCO INC | 702149105 | COM | 14,741 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARDELYX INC | 039697107 | COM | 12,661 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 15,280 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 4,550 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DHI GROUP INC | 23331S100 | COM | 23,740 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWN CRAFTS INC | 228309100 | COM | 10,160 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IVERIC BIO INC | 46583P102 | COM | 12,741 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 23,188 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THERAPEUTICSMD INC | 88338N107 | COM | 56,696 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 21,825 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GERON CORP | 374163103 | COM | 46,910 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 11,014 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 11,970 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G705 | COM NEW | 26,568 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,120 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEVAC INC | 461148108 | COM | 9,990 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARROW INC | 415858109 | COM | 10,360 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 10,725 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 18,062 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYBEROPTICS CORP COM | 232517102 | Stock | 2,640 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 11,007 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOCYTE CORP | 68235C107 | COM | 13,349 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 20,530 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDGIO INC | 53261M104 | COM | 18,753 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 10,443 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 52,625 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 10,463 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 19,677 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 7,940 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERASTEM INC | 92337C104 | COM | 25,652 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SESEN BIO INC | 817763105 | COM | 24,158 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,893 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWAGE INC | 650194103 | COMMON STOCK | 21,112 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 13,163 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DURECT CORP | 266605104 | COM | 30,268 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 10,115 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASCENT INDUSTRIES CO | 871565107 | COM | 6,670 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 5,800 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 17,870 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARQ INC | 00770C101 | COM | 10,280 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAVMED INC | 70387R106 | COM | 12,605 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 8,990 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 23,394 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEI PHARMA INC | 55279B202 | COM NEW | 15,905 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 10,770 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PC TEL INC | 69325Q105 | COM | 7,470 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Ampio Pharmaceuticals | 03209T109 | COM | 29,870 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 16,792 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEXTDECADE CORP | 65342K105 | COM | 18,014 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 22,847 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 10,416 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 5,080 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEABODY ENGR CORP | 704551100 | COM | 14,996 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 10,236 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 1,853 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TREVENA INC | 89532E109 | COM | 25,002 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DONNELLEY R R & SONS CO | 257867200 | COM | 10,905 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 17,806 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 13,151 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERECOR INC | 15671L109 | COM | 13,747 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 12,098 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AQUA METALS INC | 03837J101 | COM | 10,035 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 13,847 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 11,265 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRIVE SHACK INC | 262077100 | COM | 12,151 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 21,077 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMAGIN CORP | 29076N206 | COM | 10,197 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TTOO | 89853L104 | Stock | 23,076 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 31,721 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 36,517 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVAN INC | 66988N106 | COM | 22,778 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STONEMOR INC | 86184W106 | COM | 18,384 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 14,761 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 6,014 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 14,934 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 9,890 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 18,551 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REMARK HLDGS INC | 75955K102 | COM | 14,388 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cinedigm Corp CL A | 172406209 | COM NEW | 19,413 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 11,157 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 18,552 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 14,378 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 12,513 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAVARA INC | 805111101 | COM | 14,126 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONFORMIS INC | 20717E101 | COM | 29,067 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XWELL INC COM NEW | 98420U703 | Stock | 14,971 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 15,473 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 12,212 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 14,087 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 22,940 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 11,783 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 35,130 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAGUAR HEALTH INC | 47010C409 | COM | 13,109 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 11,047 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVINGER INC | 053734604 | COM | 14,959 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 10,820 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 11,113 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 16,416 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 21,149 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 15,694 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOLASE INC | 090911207 | COM NEW | 23,006 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLOTEK INDS INC DEL | 343389102 | COM | 10,688 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INUVO INC | 46122W204 | COM NEW | 17,517 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 25,813 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 15,956 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORP | 15117N503 | COM PAR NEW | 12,056 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INPIXON | 45790J800 | COM | 14,540 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 10,867 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 15,000 | $15,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL MED INC | 774374102 | COM | 13,223 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORAGENICS INC | 684023302 | COM PAR | 16,032 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAUDAX BIO INC | 07160F107 | COM | 11,282 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 11,305 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 20,854 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIKIDO PHARMA INC | 008875106 | COM | 12,492 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVAXIS INC | 007624307 | COM | 17,464 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 20,316 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REEDS INC COM | 758338107 | Stock | 11,480 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRICKELL BIOTECH INC | 10802T105 | COM | 10,609 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 12,370 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 11,111 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001040188-21-000129 | this filing | 2021-05-04 | acceptance time not in the bulk data set |