13F-HR filed by VICTORY CAPITAL MANAGEMENT INC
VICTORY CAPITAL MANAGEMENT INC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-04, with 3,812 holding rows worth $80,745,506,000.
- Accession
- 0001040188-20-000103
- Filer
- CIK 1040188
- Filed
- 2020-02-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 4,125 entries on the cover page, a total value of $80,745,506,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $80,745,506,000 with VALUE read as thousands by filing date, 13F file number 028-06354. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerSailingStone Capital Partners LLC028-16277
- reports for this filerPark Avenue Institutional Advisers LLC028-16979
- reports for this filerClariVest Asset Management LLC028-12126
- reports for this filerGRANAHAN INVESTMENT MANAGEMENT INC/MA028-05876
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO /MA/028-04968
- reports for this filerNorthern Trust Investments, Inc
- reports for this filerWellington Management Co LLP028-16899
- included managerVOYA INVESTMENTS, LLC028-04547
- included managerNorthern Trust Investments, Inc
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerBrighthouse Investment Advisers, LLC028-05167
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,274 | $4,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 746 | $4,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 918 | $4,000 | thousands by filing date | |
| JERASH HLDGS US INC | 47632P101 | CMN | 582 | $4,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 2,580 | $4,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 2,439 | $4,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 1,017 | $4,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 279 | $4,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 140 | $4,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 4,244 | $4,000 | thousands by filing date | |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 2,971 | $4,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 4,054 | $4,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 17,293 | $4,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 15,932 | $4,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 1,845 | $4,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 3,942 | $4,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 6,708 | $4,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 427 | $4,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 3,396 | $4,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 3,084 | $4,000 | thousands by filing date | |
| RegeneRx Biopharmaceuticals | 75886x108 | COM | 13,745 | $4,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 419 | $4,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 3,483 | $4,000 | thousands by filing date | |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 825 | $4,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 1,000 | $4,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 3,867 | $4,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 817 | $4,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 3,471 | $4,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 1,461 | $4,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 1,442 | $4,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 2,229 | $4,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 1,491 | $4,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 7,299 | $4,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 1,772 | $4,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 6,865 | $4,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 861 | $4,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 1,492 | $4,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 1,515 | $4,000 | thousands by filing date | |
| CCUR Holdings Inc | 12509F107 | COM | 948 | $4,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 303 | $4,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 3,079 | $4,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 4,355 | $4,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 5,022 | $4,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 5,601 | $4,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 1,224 | $4,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 1,677 | $4,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 3,034 | $4,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 2,488 | $4,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 3,198 | $4,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 757 | $4,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793203 | COM | 493 | $4,000 | thousands by filing date | |
| Enterprise Federal Bancorp | 26952G107 | Common | 262 | $4,000 | thousands by filing date | |
| RA MED SYS INC | 74933X104 | COM | 1,544 | $4,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 4,166 | $3,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 250 | $3,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 197 | $3,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 1,063 | $3,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 1,383 | $3,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 2,113 | $3,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 587 | $3,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 2,238 | $3,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 3,033 | $3,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 826 | $3,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,920 | $3,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 505 | $3,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 1,143 | $3,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 9,577 | $3,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 1,563 | $3,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 2,203 | $3,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 2,222 | $3,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 8,538 | $3,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 2,555 | $3,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 7,280 | $3,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 640 | $3,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 646 | $3,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 11,534 | $3,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 2,574 | $3,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 2,162 | $3,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 6,288 | $3,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 870 | $3,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 338 | $3,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 1,659 | $3,000 | thousands by filing date | |
| PURE BIOSCIENCE INC | 74621T209 | COM NEW | 7,794 | $3,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 1,752 | $3,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 1,572 | $3,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 7,599 | $3,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 2,719 | $3,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 15,438 | $3,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 3,068 | $3,000 | thousands by filing date | |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 203 | $3,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 2,121 | $3,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 31,893 | $3,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 7,446 | $3,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 3,114 | $3,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 2,670 | $3,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 1,610 | $3,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 3,673 | $3,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 1,380 | $3,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 912 | $3,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U404 | CMN | 271 | $3,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 6,391 | $3,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 1,974 | $3,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 2,867 | $3,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 4,276 | $3,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 1,679 | $3,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 9,564 | $3,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 2,773 | $3,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 2,410 | $3,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 1,422 | $3,000 | thousands by filing date | |
| SHINECO INC COM NEW | 824567200 | Stock | 4,455 | $3,000 | thousands by filing date | |
| U S GOLD CORP | 90291C102 | COM PAR NEW | 4,016 | $3,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 2,551 | $2,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 779 | $2,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 1,868 | $2,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 1,437 | $2,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 645 | $2,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 680 | $2,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 518 | $2,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 1,970 | $2,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 943 | $2,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 2,871 | $2,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 2,227 | $2,000 | thousands by filing date | |
| STABILIS SOLUTIONS INC | 85236P101 | COM | 476 | $2,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 1,437 | $2,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 1,585 | $2,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 140 | $2,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 5,954 | $2,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 595 | $2,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 634 | $2,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 6,165 | $2,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 249 | $2,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 944 | $2,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 378 | $2,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 1,511 | $2,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 3,069 | $2,000 | thousands by filing date | |
| SCWORX CORP COM | 78396V109 | Stock | 968 | $2,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 1,343 | $2,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 2,890 | $2,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 2,664 | $2,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 192 | $2,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 284 | $2,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 713 | $2,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 36,423 | $2,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 395 | $2,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 1,541 | $2,000 | thousands by filing date | |
| JONES SODA COMPANY | 48023P106 | CONSUMER DISCRETIONARY | 7,415 | $2,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 1,377 | $2,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 3,065 | $2,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 1,024 | $2,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 390 | $2,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 989 | $2,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 809 | $2,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 2,356 | $2,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 2,888 | $2,000 | thousands by filing date | |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 21,366 | $2,000 | thousands by filing date | |
| DOLPHIN ENTMT INC COM NEW | 25686H100 | Stock | 2,212 | $2,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 586 | $2,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 401 | $2,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 1,725 | $2,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 495 | $2,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 3,252 | $2,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 5,112 | $2,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 4,391 | $2,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 6,013 | $2,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 2,701 | $2,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 2,651 | $2,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 4,974 | $2,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 997 | $2,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 1,047 | $2,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 383 | $2,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 2,989 | $2,000 | thousands by filing date | |
| Trovagene Inc | 897238606 | COM | 1,276 | $2,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 1,290 | $2,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 1,898 | $2,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 3,419 | $2,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F115 | *W EXP 08/21/202 | 8,136 | $2,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 1,484 | $2,000 | thousands by filing date | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 590 | $2,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 6,407 | $2,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 1,059 | $2,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279504 | COM NEW | 682 | $2,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N106 | COM | 2,508 | $2,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 807 | $2,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 623 | $2,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 447 | $2,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 2,390 | $2,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 3,549 | $2,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 5,474 | $2,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 8,804 | $2,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 663 | $2,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 3,979 | $2,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 815 | $2,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC COM NE | 67424l209 | COM | 1,213 | $2,000 | thousands by filing date | |
| MATEON THERAPEUTICS INC COM | 57667K109 | Stock | 11,181 | $2,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 10,360 | $2,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 4,490 | $2,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 608 | $2,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628301 | COM | 249 | $2,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 5,011 | $2,000 | thousands by filing date | |
| Giga-tronics Inc | 375175304 | COM | 372 | $2,000 | thousands by filing date | |
| BIG SKY INDL INC | 911805307 | COM | 135 | $1,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 159 | $1,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 835 | $1,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 624 | $1,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 180 | $1,000 | thousands by filing date | |
| MYOMO INC | 62857J201 | COM NEW | 97 | $1,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 1,339 | $1,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 272 | $1,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 336 | $1,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 1,799 | $1,000 | thousands by filing date | |
| SOLESENCE INC | 630079101 | COM | 3,310 | $1,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 572 | $1,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 490 | $1,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 513 | $1,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 396 | $1,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 136 | $1,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 1,044 | $1,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 872 | $1,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 5,582 | $1,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 3,485 | $1,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 6,048 | $1,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 6,732 | $1,000 | thousands by filing date | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 263 | $1,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 627 | $1,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 8,471 | $1,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 1,465 | $1,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X309 | COM | 2,388 | $1,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 1,199 | $1,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 898 | $1,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K862 | COM | 120 | $1,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 661 | $1,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P201 | COM | 631 | $1,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 757 | $1,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 257 | $1,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 6,344 | $1,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 5,008 | $1,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 10,046 | $1,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 1,540 | $1,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 730 | $1,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 2,751 | $1,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 477 | $1,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 100 | $1,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 421 | $1,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 216 | $1,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 1,801 | $1,000 | thousands by filing date | |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 2,474 | $1,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 1,449 | $1,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 543 | $1,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 306 | $1,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 217 | $1,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 883 | $1,000 | thousands by filing date | |
| BIOCEPT INC | 09072V402 | COM PAR | 3,996 | $1,000 | thousands by filing date | |
| MOSYS INC | 619718307 | COM | 355 | $1,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 74 | $1,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 608 | $1,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C409 | COM | 1,659 | $1,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 1,687 | $1,000 | thousands by filing date | |
| TIMBERLINE RES CORP COM NEW | 887133205 | Equities | 9,287 | $1,000 | thousands by filing date | |
| YAYYO, INC. | 985294107 | COM | 469 | $1,000 | thousands by filing date | |
| PRESSURE BIOSCIENCES INC NEW | 74112E208 | COM | 404 | $1,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255807 | COM | 173 | $1,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 886 | $1,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931602 | COM NEW | 3,110 | $1,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640309 | COM | 684 | $1,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 2,873 | $1,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 362 | $1,000 | thousands by filing date | |
| Sandridge Energy | 80007p125 | WARRANT | 5,795 | $1,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 308 | $1,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 55 | $1,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 9,834 | $1,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 1,888 | $1,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 1,528 | $1,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 1,976 | $1,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 745 | $1,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A307 | COM PAR | 4,020 | $1,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS I | 88165N204 | COM NEW | 508 | $1,000 | thousands by filing date | |
| Stanley Furniture New | 42834P108 | COM | 2,383 | $1,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC COM NEW | 92836Y201 | Stock | 3,123 | $1,000 | thousands by filing date | |
| XPRESSPA GROUP INC COM NEW | 98420U604 | Stock | 1,450 | $1,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 4,358 | $1,000 | thousands by filing date | |
| SENECA BIOPHARMA INC | 81689B103 | COM | 637 | $1,000 | thousands by filing date | |
| DPW HLDGS INC COM | 26140E600 | Stock | 484 | $1,000 | thousands by filing date | |
| CANCER GENETICS INC | 13739U203 | COM NEW | 342 | $1,000 | thousands by filing date | |
| DIGIRAD CORP | 253827703 | COM NEW | 345 | $1,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R209 | COM NEW | 217 | $1,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W303 | COM | 577 | $1,000 | thousands by filing date | |
| EDISON NATION INC | 28103E106 | COM | 268 | $1,000 | thousands by filing date | |
| VALERITAS HOLDINGS INC | 91914N301 | COM | 1,299 | $1,000 | thousands by filing date | |
| YUMA ENERGY INC NEW | 98872F204 | COM NEW | 225 | $1,000 | thousands by filing date | |
| TOUGHBUILT INDS INC | 89157G207 | Cmn | 4,861 | $1,000 | thousands by filing date | |
| MICRON SOLUTIONS INC | 59511X105 | COM | 323 | $1,000 | thousands by filing date | |
| SUMMIT WIRELESS TECHNLGIES I | 86633R104 | COM | 2,776 | $1,000 | thousands by filing date | |
| SPHERIX INC | 84842R502 | COM | 445 | $1,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVEST NAT RES | 41754v202 | COM | 537 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & CO INC NEW | 19249M102 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOSS CORP | 500692108 | COM | 262 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 258 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT BASIN GOLD COM NPV ISIN #CA3901241057 SEDOL #B1GC868 | 390124105 | Equities | 8,566,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 12,768 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 548 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 1,314 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COOL HLDGS INC | 21640C105 | COM | 3,329 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKERS BIOSCIENCES INC | 00973E409 | COM | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVECTRA CORP | 67075N108 | COM | 2,334 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APEX GLOBAL BRANDS INC | 03755M201 | COM NEW | 558 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITTER PHARMACEUTICALS INC COM NEW | 767836307 | Stock | 1,675 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANS WORLD ENTMT CORP | 89336Q209 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DROPCAR INC | 26210U203 | COM NEW | 640 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hycroft Mining Corp | 448629105 | COM | 391,651 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ReShape Lifesciences Inc | 761123603 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SandRidge Energy Inc | 80007P117 | WARR | 13,764 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001040188-20-000103 | this filing | 2020-02-04 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001040188-20-000105 | base | 2020-02-06 | acceptance time not in the bulk data set |