13F-HR filed by VICTORY CAPITAL MANAGEMENT INC
VICTORY CAPITAL MANAGEMENT INC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 3,788 holding rows worth $77,724,988,000.
- Accession
- 0001040188-19-000100
- Filer
- CIK 1040188
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 4,099 entries on the cover page, a total value of $77,724,988,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $77,724,988,000 with VALUE read as thousands by filing date, 13F file number 028-06354. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerSailingStone Capital Partners LLC
- reports for this filerPark Avenue Institutional Advisers LLC028-16979
- reports for this filerClariVest Asset Management LLC028-12126
- reports for this filerGRANAHAN INVESTMENT MANAGEMENT INC/MA028-05876
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO /MA/028-04968
- reports for this filerNorthern Trust Investments, Inc
- reports for this filerWellington Management Co LLP028-16899
- included managerVOYA INVESTMENTS, LLC028-04547
- included managerNorthern Trust Investments, Inc
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerBrighthouse Investment Advisers, LLC028-05167
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,485 | $23,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 6,083 | $23,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 949 | $23,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 1,130 | $23,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 9,846 | $23,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 3,985 | $23,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 18,220 | $23,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 17,773 | $23,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 7,115 | $22,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 1,524 | $22,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 1,876 | $22,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 364 | $22,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 1,822 | $22,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 2,032 | $22,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 4,257 | $22,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 887 | $22,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 4,573 | $22,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 3,219 | $22,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 1,526 | $22,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 7,822 | $22,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 1,922 | $22,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 11,609 | $22,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 10,120 | $21,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 1,443 | $21,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 1,988 | $21,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 6,559 | $21,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 10,394 | $21,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 24,292 | $21,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 1,704 | $21,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 5,390 | $21,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 4,961 | $21,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 33,264 | $21,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 14,555 | $21,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 3,476 | $21,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 6,313 | $21,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 1,076 | $21,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 3,973 | $20,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 2,890 | $20,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 364 | $20,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 4,501 | $20,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 1,887 | $20,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 1,336 | $20,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 2,223 | $20,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 1,155 | $20,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 644 | $20,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 1,739 | $20,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 8,130 | $20,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 9,106 | $20,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 796 | $20,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 569 | $20,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,382 | $20,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 3,886 | $20,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 1,342 | $20,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 859 | $20,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 506 | $20,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 3,110 | $20,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 3,947 | $20,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 5,865 | $20,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 824 | $20,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 17,312 | $20,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 3,220 | $20,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 837 | $20,000 | thousands by filing date | |
| SUTTER ROCK CAP CORP | 86944Q100 | COM | 3,238 | $20,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 872 | $19,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 3,489 | $19,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 3,626 | $19,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 3,274 | $19,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 1,650 | $19,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 2,215 | $19,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 643 | $19,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 2,800 | $19,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 5,996 | $19,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 1,064 | $19,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 1,849 | $19,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 2,070 | $19,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 2,321 | $19,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 2,077 | $19,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 1,994 | $18,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 1,108 | $18,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 1,804 | $18,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 1,049 | $18,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 1,080 | $18,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 2,325 | $18,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 8,481 | $18,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 5,825 | $18,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,280 | $18,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 4,053 | $18,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 767 | $18,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 10,783 | $18,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 6,327 | $18,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,167 | $18,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 2,874 | $18,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 1,910 | $18,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 3,767 | $18,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 2,014 | $18,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 1,341 | $18,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 1,280 | $18,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 885 | $17,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 844 | $17,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 16,780 | $17,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 3,873 | $17,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 1,014 | $17,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 2,709 | $17,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 1,728 | $17,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 1,051 | $17,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 2,212 | $17,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 2,138 | $17,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 142 | $17,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 5,219 | $17,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 3,756 | $17,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 3,334 | $17,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 728 | $17,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 1,979 | $16,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 4,303 | $16,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 5,907 | $16,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 2,452 | $16,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 2,441 | $16,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 4,855 | $16,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 6,303 | $16,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 3,326 | $16,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 1,342 | $16,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 1,323 | $16,000 | thousands by filing date | |
| STABILIS SOLUTIONS INC | 85236P101 | COM | 2,462 | $16,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 1,554 | $16,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 9,137 | $16,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 3,732 | $16,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 5,416 | $16,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 3,122 | $16,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 3,165 | $16,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 1,343 | $16,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 6,633 | $16,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 6,114 | $15,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 864 | $15,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 1,135 | $15,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 4,694 | $15,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 2,825 | $15,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 1,212 | $15,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 1,384 | $15,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 1,422 | $15,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 2,304 | $15,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 3,708 | $15,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 1,738 | $15,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 8,620 | $15,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 1,862 | $15,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 795 | $15,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 3,595 | $15,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 15,964 | $15,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 1,473 | $15,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 3,534 | $14,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 5,342 | $14,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 6,121 | $14,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 873 | $14,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,312 | $14,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 2,283 | $14,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 1,179 | $14,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 8,170 | $14,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 28,293 | $14,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 4,614 | $14,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 463 | $14,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 3,661 | $14,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 5,627 | $14,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 879 | $14,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 11,573 | $14,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 4,273 | $14,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 4,944 | $14,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 970 | $14,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 1,007 | $14,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 12,243 | $14,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 3,352 | $14,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 1,430 | $14,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 12,389 | $14,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 3,878 | $14,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 4,754 | $14,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 976 | $14,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 813 | $13,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 2,127 | $13,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 3,158 | $13,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 2,200 | $13,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 2,745 | $13,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 6,757 | $13,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 7,257 | $13,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 2,034 | $13,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 2,722 | $13,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 4,530 | $13,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 4,263 | $13,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 4,465 | $13,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 7,184 | $13,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 4,125 | $13,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 5,669 | $13,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 8,503 | $13,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 18,238 | $13,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 1,188 | $12,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,409 | $12,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 2,235 | $12,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 979 | $12,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 4,351 | $12,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 1,639 | $12,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 2,295 | $12,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 3,293 | $12,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 4,345 | $12,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 1,783 | $12,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 13,349 | $12,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 3,591 | $12,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 6,322 | $12,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 1,671 | $12,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 390 | $12,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 4,817 | $12,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 3,047 | $12,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 4,042 | $12,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 5,802 | $12,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 8,043 | $12,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 2,705 | $12,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 752 | $12,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 1,340 | $12,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 18,671 | $11,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 3,538 | $11,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 601 | $11,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 2,940 | $11,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 3,190 | $11,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 2,026 | $11,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 1,155 | $11,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 14,290 | $11,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 1,694 | $11,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 4,692 | $11,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 961 | $11,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 1,976 | $11,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 741 | $11,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 2,268 | $11,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 560 | $11,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 1,806 | $11,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 4,291 | $11,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 2,085 | $11,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 2,630 | $11,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 2,350 | $11,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 4,973 | $11,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 7,752 | $11,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 2,108 | $11,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 6,992 | $11,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 22,666 | $11,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 2,732 | $11,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 9,658 | $11,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 3,142 | $11,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 9,415 | $11,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 4,559 | $11,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 1,988 | $11,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 7,517 | $11,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 1,030 | $11,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 631 | $11,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 5,572 | $11,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 2,821 | $11,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 3,241 | $11,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 3,067 | $10,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 3,148 | $10,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 707 | $10,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 1,433 | $10,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 1,692 | $10,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 1,415 | $10,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 495 | $10,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 2,110 | $10,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 1,616 | $10,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 4,515 | $10,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 521 | $10,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 2,857 | $10,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 1,138 | $10,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 1,135 | $10,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 897 | $10,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 4,003 | $10,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 6,444 | $10,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 2,910 | $10,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 7,498 | $10,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 2,258 | $10,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 1,346 | $10,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 893 | $10,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 4,154 | $10,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 9,619 | $10,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 2,028 | $10,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 9,635 | $10,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 3,618 | $10,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 5,496 | $10,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 13,810 | $10,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 683 | $10,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 4,454 | $10,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 1,533 | $10,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 1,398 | $10,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 668 | $10,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 8,715 | $10,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 1,897 | $10,000 | thousands by filing date | |
| CBM BANCORP INC | 1248XT104 | COM | 701 | $10,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 2,329 | $10,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 2,813 | $10,000 | thousands by filing date | |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 1,037 | $10,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 1,998 | $9,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 3,496 | $9,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1,923 | $9,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 601 | $9,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 1,905 | $9,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 2,651 | $9,000 | thousands by filing date | |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 862 | $9,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 473 | $9,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 389 | $9,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 1,451 | $9,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,080 | $9,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 1,907 | $9,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 2,295 | $9,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 1,523 | $9,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 4,737 | $9,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 4,353 | $9,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 2,475 | $9,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 11,368 | $9,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 7,773 | $9,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 4,864 | $9,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 3,183 | $9,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 8,069 | $9,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 4,448 | $9,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 2,207 | $9,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 4,371 | $9,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 10,645 | $9,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 3,956 | $9,000 | thousands by filing date | |
| CENTRAL FEDERAL CORP | 15346Q400 | COM NEW PAR | 747 | $9,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 3,521 | $9,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 984 | $9,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 2,182 | $8,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 3,717 | $8,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 2,546 | $8,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 1,148 | $8,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 1,284 | $8,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 1,725 | $8,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,290 | $8,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 1,615 | $8,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 526 | $8,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 1,254 | $8,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 11,363 | $8,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 365 | $8,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 2,472 | $8,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 3,636 | $8,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 2,561 | $8,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 568 | $8,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 706 | $8,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 1,482 | $8,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 2,131 | $8,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 2,415 | $8,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 9,800 | $8,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 1,090 | $8,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 882 | $8,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 4,617 | $8,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 796 | $8,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 5,302 | $8,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 3,595 | $8,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 4,793 | $8,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 4,904 | $8,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 2,015 | $8,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 7,787 | $8,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 5,954 | $8,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 5,777 | $8,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 1,649 | $8,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 1,282 | $8,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 6,488 | $8,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 7,079 | $8,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 4,000 | $8,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 2,447 | $8,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 460 | $7,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 2,054 | $7,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 6,910 | $7,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 4,011 | $7,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 733 | $7,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 551 | $7,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 435 | $7,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,512 | $7,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 5,140 | $7,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 2,939 | $7,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 1,523 | $7,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 5,960 | $7,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 3,234 | $7,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 3,478 | $7,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 2,635 | $7,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 1,387 | $7,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 452 | $7,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 2,066 | $7,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 20,038 | $7,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 4,850 | $7,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 5,273 | $7,000 | thousands by filing date | |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 668 | $7,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 3,761 | $7,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 3,405 | $7,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 1,514 | $7,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 12,749 | $7,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 10,033 | $7,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 1,811 | $7,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 1,659 | $7,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 5,043 | $7,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 2,748 | $7,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 1,815 | $7,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 551 | $7,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 1,556 | $7,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 1,475 | $7,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793203 | COM | 493 | $7,000 | thousands by filing date | |
| IMEDIA BRANDS INC COM CL A | 452465107 | Stock | 12,921 | $7,000 | thousands by filing date | |
| SIRIUS INTERNATIONAL INSURAN COM | G8196D101 | Stock | 830 | $7,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 1,748 | $7,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 19,004 | $6,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 1,567 | $6,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 1,678 | $6,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,472 | $6,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 1,077 | $6,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 1,150 | $6,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 2,246 | $6,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 2,438 | $6,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 469 | $6,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 353 | $6,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 1,480 | $6,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 536 | $6,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 322 | $6,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 2,228 | $6,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 4,231 | $6,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 934 | $6,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 5,084 | $6,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 3,279 | $6,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 1,669 | $6,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 818 | $6,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 1,687 | $6,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 20,921 | $6,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 11,278 | $6,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 1,223 | $6,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 394 | $6,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 11,383 | $6,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 2,376 | $6,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 2,964 | $6,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 1,762 | $6,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 7,000 | $6,000 | thousands by filing date | principal |
| ASHFORD INC | 044104107 | COM | 259 | $6,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 1,326 | $6,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 28,800 | $6,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 3,912 | $6,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 5,919 | $6,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 3,686 | $6,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 594 | $6,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 6,209 | $6,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 6,572 | $6,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279504 | COM NEW | 665 | $6,000 | thousands by filing date | |
| FFBW INC | 30258M107 | COM | 531 | $6,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 373 | $5,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 2,325 | $5,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 1,000 | $5,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 2,930 | $5,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 8,254 | $5,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 3,566 | $5,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 1,624 | $5,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 495 | $5,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 739 | $5,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 843 | $5,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 2,083 | $5,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 678 | $5,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 168 | $5,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 289 | $5,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,270 | $5,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 15,181 | $5,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 4,614 | $5,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 457 | $5,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 662 | $5,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 6,399 | $5,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 26,696 | $5,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 3,386 | $5,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 5,928 | $5,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 3,111 | $5,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 1,509 | $5,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 2,547 | $5,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 3,036 | $5,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 898 | $5,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 2,614 | $5,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 1,651 | $5,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 8,194 | $5,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 1,358 | $5,000 | thousands by filing date | |
| Taronis Technologies Inc Com New | 876214206 | Equity | 2,810 | $5,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 942 | $5,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 2,023 | $5,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 3,031 | $5,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 15,692 | $5,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 4,247 | $5,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 6,391 | $5,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 2,349 | $5,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 301 | $5,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 3,085 | $5,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F115 | *W EXP 08/21/202 | 8,136 | $5,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 39,631 | $5,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 1,561 | $5,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 1,256 | $5,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 2,489 | $5,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 2,799 | $5,000 | thousands by filing date | |
| FSB BANCORP INC | 30289C102 | COM | 293 | $5,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 4,468 | $5,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 986 | $4,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 4,201 | $4,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 1,796 | $4,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 1,858 | $4,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 226 | $4,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 103 | $4,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 190 | $4,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 5,716 | $4,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 1,423 | $4,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 846 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001040188-19-000100 | this filing | 2019-11-12 | acceptance time not in the bulk data set |