13F-HR filed by BRC Group Holdings, Inc.
BRC Group Holdings, Inc. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-11, with 134 holding rows worth $142,166,000.
- Accession
- 0001019687-16-005119
- Filer
- CIK 1464790
- Filed
- 2016-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 142 entries on the cover page, a total value of $142,166,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $142,166,000 with VALUE read as thousands by filing date, 13F file number 028-17148. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerB. RILEY CAPITAL MANAGEMENT, LLC
- included managerRILEY BRYANT R
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNITED ONLINE INC | 911268209 | COM NEW | 1,426,856 | $16,823,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 90,000 | $6,341,000 | thousands by filing date | put |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 66,312 | $6,200,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 1,014,073 | $5,810,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 366,641 | $5,463,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 1,353,817 | $5,036,000 | thousands by filing date | |
| ATLANTIC ALLIANCE PARTNER CO | G04897107 | SHS | 468,402 | $4,736,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 799,990 | $4,552,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 2,846,780 | $3,786,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 41,469 | $3,276,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 480,778 | $2,543,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 14,698 | $2,354,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 26,491 | $2,228,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 22,114 | $2,225,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 196,929 | $2,215,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 37,611 | $2,087,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 320,177 | $1,979,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 399,910 | $1,956,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 9,574 | $1,952,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 38,486 | $1,861,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 15,271 | $1,834,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 16,648 | $1,752,000 | thousands by filing date | |
| VTI | 922908769 | COM | 16,779 | $1,750,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 23,527 | $1,630,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 27,018 | $1,587,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 93,933 | $1,524,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 47,000 | $1,495,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 103,927 | $1,481,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 51,500 | $1,479,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 13,187 | $1,476,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 518,030 | $1,461,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 643,380 | $1,338,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 17,165 | $1,335,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 10,885 | $1,241,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 11,588 | $1,226,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 35,637 | $1,166,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 14,551 | $1,094,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 452,200 | $1,072,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 76,488 | $931,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 56,109 | $922,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 7,958 | $890,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 7,444 | $824,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,387 | $763,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 48,393 | $733,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 22,408 | $721,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 87,646 | $721,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 31,603 | $712,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 515,300 | $712,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 16,917 | $707,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 8,356 | $703,000 | thousands by filing date | |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 1,146,581 | $653,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 6,000 | $649,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 18,023 | $579,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 9,579 | $563,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 27,823 | $559,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 5,574 | $556,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 31,655 | $550,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 8,324 | $540,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 10,716 | $535,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,815 | $504,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 35,905 | $499,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 30,290 | $453,000 | thousands by filing date | |
| IJH | 464287507 | COM | 3,216 | $448,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 40,060 | $441,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 42,916 | $421,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $396,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 39,834 | $373,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 169,489 | $356,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 12,416 | $350,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 497,443 | $346,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 57,116 | $344,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,729 | $341,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 23,580 | $324,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 26,550 | $320,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 922 | $312,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 58,424 | $305,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 19,971 | $295,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 17,818 | $293,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 7,349 | $291,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,773 | $290,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,730 | $287,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 16,583 | $286,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 42,169 | $281,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 68,357 | $280,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 4,542 | $277,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 18,639 | $276,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 12,252 | $276,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 8,321 | $269,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 12,225 | $269,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,440 | $269,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,502 | $266,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 130,288 | $262,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 8,271 | $259,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,366 | $259,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 35,142 | $256,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 5,849 | $254,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 12,500 | $252,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 5,400 | $252,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 16,020 | $252,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 8,181 | $251,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 21,753 | $246,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 40,203 | $246,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 11,274 | $244,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 19,060 | $243,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 68,725 | $239,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,153 | $232,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 10,061 | $231,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 12,538 | $231,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 10,033 | $228,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,460 | $225,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 6,308 | $224,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,183 | $216,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 15,960 | $213,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,967 | $212,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 19,100 | $212,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,969 | $207,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 9,521 | $203,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 6,499 | $202,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 13,766 | $197,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 12,500 | $173,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 14,800 | $151,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 10,000 | $149,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 160,000 | $135,000 | thousands by filing date | principal |
| NOVAVAX INC | 670002104 | COMMON STOCK | 10,500 | $88,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 82,000 | $82,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 150,000 | $74,000 | thousands by filing date | principal |
| SUPPORT COM INC | 86858W101 | COM | 44,405 | $45,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 14,000 | $43,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 10,000 | $22,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 11,600 | $13,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 152,250 | $8,000 | thousands by filing date | principal |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 81,050 | $7,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 41,096 | $2,000 | thousands by filing date | |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 18,000 | $1,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001019687-16-005119 | this filing | 2016-02-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001019687-16-005314 | base | 2016-03-02 | acceptance time not in the bulk data set |