13F-HR filed by THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-30, with 1,138 holding rows worth $56,497,000.
- Accession
- 0001017284-17-000006
- Filer
- CIK 1017284
- Filed
- 2017-10-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,139 entries on the cover page, a total value of $56,497,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $56,497,000 with VALUE read as thousands by filing date, 13F file number 028-15833. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 42 | $2,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 125 | $2,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 2,000 | $2,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 61 | $2,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 47 | $2,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 21 | $2,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 15 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 15 | $2,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 104 | $2,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 125 | $2,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 125 | $2,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 162 | $2,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 58 | $2,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 13 | $2,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 13 | $2,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 125 | $2,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 85 | $2,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 123 | $2,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 125 | $2,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 82 | $2,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 43 | $2,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 58 | $2,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 105 | $2,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 15 | $2,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 250 | $2,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 250 | $2,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 153 | $2,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 125 | $2,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 26 | $2,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 21 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 48 | $2,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 2,000 | $2,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 2,000 | $2,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 63 | $2,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,200 | $2,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 250 | $2,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 20 | $2,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 3,000 | $2,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 29 | $2,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 125 | $2,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 500 | $2,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 500 | $2,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 250 | $2,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 250 | $2,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 27 | $2,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 40 | $2,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 125 | $2,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 2,000 | $2,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 4 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 8 | $1,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 44 | $1,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 19 | $1,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 12 | $1,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 28 | $1,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 8 | $1,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 50 | $1,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 19 | $1,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 250 | $1,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 2 | $1,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 100 | $1,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 15 | $1,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 17 | $1,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 21 | $1,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 224 | $1,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 40 | $1,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 41 | $1,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 18 | $1,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 23 | $1,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 8 | $1,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 55 | $1,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 17 | $1,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 68 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 50 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 50 | $1,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 250 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 14 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 24 | $1,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 631 | $1,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 57 | $1,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 9 | $1,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 125 | $1,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 150 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 14 | $1,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 86 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 43 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 139 | $1,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 36 | $1,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 250 | $1,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,500 | $1,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 676 | $1,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 200 | $1,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 295 | $1,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 1,000 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 22 | $1,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 29 | $1,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 2,000 | $1,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 250 | $1,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 125 | $1,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 125 | $1,000 | thousands by filing date | |
| STARWOOD WAYPOINT HOMES COM | 85572F105 | Stock | 27 | $1,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 250 | $1,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRAFT HEINZ CO COM | 500754106 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NOVOCURE LTD | G6674U108 | ORD SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFE STORAGE INC | 53223X107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALIX INC | 13100M509 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPX ENERGY INC | 98212B103 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARSLEY ENERGY INC | 701877102 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTROMED INC | 285409108 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RIVERVIEW BANCORP INC | 769397100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROFIRE ENERGY INC | 74316X101 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERVOTRONICS INC | 817732100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEONODE INC | 64051M402 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURTLE BEACH CORP COM | 900450107 | Stock | 280 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001017284-17-000006 | this filing | 2017-10-30 | acceptance time not in the bulk data set |