13F-HR filed by THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-30, with 1,138 holding rows worth $56,497,000.
- Accession
- 0001017284-17-000006
- Filer
- CIK 1017284
- Filed
- 2017-10-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,139 entries on the cover page, a total value of $56,497,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $56,497,000 with VALUE read as thousands by filing date, 13F file number 028-15833. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTEVAC INC | 461148108 | COM | 2,200 | $19,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 1,700 | $19,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 472 | $18,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 148 | $18,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 359 | $18,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 432 | $18,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 485 | $18,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 203 | $18,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 307 | $18,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 117 | $18,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 152 | $18,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,250 | $18,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 750 | $18,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 1,500 | $18,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 416 | $18,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 290 | $18,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 364 | $18,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 750 | $18,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 4,000 | $18,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 413 | $18,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 386 | $17,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 339 | $17,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 182 | $17,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 2,990 | $17,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 423 | $17,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 71 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 100 | $17,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 2,184 | $17,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 332 | $17,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 207 | $17,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 750 | $17,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 500 | $17,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 276 | $17,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 500 | $17,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 670 | $17,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 750 | $17,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 500 | $17,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 525 | $17,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 900 | $17,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 3,909 | $17,000 | thousands by filing date | |
| CRYOPORT INC | 229050125 | W EXP 07/29/202 | 2,784 | $17,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 254 | $16,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 101 | $16,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,597 | $16,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 500 | $16,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 196 | $16,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 250 | $16,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 820 | $16,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 300 | $16,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 415 | $16,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 375 | $16,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 500 | $16,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 750 | $16,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 5,000 | $16,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 1,459 | $16,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 250 | $15,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 238 | $15,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,455 | $15,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 503 | $15,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 81 | $15,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,091 | $15,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 693 | $15,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 403 | $15,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 582 | $15,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 566 | $15,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 788 | $15,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 496 | $15,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 426 | $15,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 369 | $15,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 460 | $15,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 260 | $15,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 95 | $15,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 252 | $15,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 75 | $15,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,000 | $15,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 667 | $15,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 750 | $15,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 5,000 | $15,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 625 | $15,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 301 | $14,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 213 | $14,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 500 | $14,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 167 | $14,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 361 | $14,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,179 | $14,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 172 | $14,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 267 | $14,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 269 | $14,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 106 | $14,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 173 | $14,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 65 | $14,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 500 | $14,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,305 | $14,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 361 | $14,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 563 | $14,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 625 | $14,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 1,250 | $14,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 2,000 | $14,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 750 | $14,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 1,500 | $14,000 | thousands by filing date | |
| IZEA INC | 46603N301 | COM | 2,000 | $14,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 155 | $13,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 173 | $13,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 250 | $13,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 116 | $13,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 179 | $13,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 125 | $13,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 142 | $13,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 134 | $13,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 69 | $13,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 266 | $13,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 198 | $13,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 500 | $13,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 200 | $13,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 500 | $13,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 281 | $13,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 500 | $13,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 2,195 | $13,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 2,500 | $13,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 176 | $13,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 3,500 | $13,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 455 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 375 | $13,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 625 | $13,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 800 | $13,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 5,000 | $13,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 82 | $12,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 250 | $12,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 232 | $12,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 192 | $12,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 250 | $12,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 27 | $12,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 195 | $12,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 263 | $12,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 225 | $12,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 125 | $12,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 150 | $12,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 125 | $12,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 160 | $12,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 243 | $12,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 218 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 252 | $12,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 500 | $12,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 250 | $12,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 375 | $12,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 354 | $12,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 300 | $12,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 157 | $12,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 966 | $12,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 2,500 | $12,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 1,287 | $12,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 1,000 | $12,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 553 | $11,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 362 | $11,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 600 | $11,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 389 | $11,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,159 | $11,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 319 | $11,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 307 | $11,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 112 | $11,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 96 | $11,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 154 | $11,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 500 | $11,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 105 | $11,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 346 | $11,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 325 | $11,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 250 | $11,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 1,500 | $11,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 125 | $11,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 600 | $11,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 306 | $11,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 293 | $11,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 253 | $11,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 120 | $11,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 500 | $11,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 433 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 102 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 250 | $10,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 309 | $10,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 65 | $10,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 222 | $10,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 1,000 | $10,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 116 | $10,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 1,000 | $10,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 265 | $10,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 207 | $10,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 375 | $10,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 67 | $10,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 500 | $10,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 627 | $10,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 250 | $10,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 500 | $10,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 2,000 | $10,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 75 | $10,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 552 | $10,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 324 | $10,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 503 | $10,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 250 | $10,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 2,000 | $10,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 390 | $10,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 750 | $10,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 1,000 | $10,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 270 | $10,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 750 | $10,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 112 | $9,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 100 | $9,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 261 | $9,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 234 | $9,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 251 | $9,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 20 | $9,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 55 | $9,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 95 | $9,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 76 | $9,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 210 | $9,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 344 | $9,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 750 | $9,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 68 | $9,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 216 | $9,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 132 | $9,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 1,000 | $9,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 100 | $9,000 | thousands by filing date | |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 5,000 | $9,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 9,000 | $9,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 394 | $9,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 250 | $9,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 1,000 | $9,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,500 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 600 | $9,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 4,000 | $9,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 250 | $9,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L104 | COM | 3,000 | $9,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 150 | $8,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 59 | $8,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 271 | $8,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 147 | $8,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 200 | $8,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 176 | $8,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 79 | $8,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 110 | $8,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 300 | $8,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 132 | $8,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 218 | $8,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 125 | $8,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 217 | $8,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 250 | $8,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 815 | $8,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 375 | $8,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 250 | $8,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 460 | $8,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 380 | $8,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 250 | $8,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 250 | $8,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 86 | $8,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 125 | $8,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,813 | $8,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 500 | $8,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 1,750 | $8,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 500 | $8,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 500 | $8,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 250 | $8,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 150 | $8,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 125 | $8,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T501 | COM PAR | 1,000 | $8,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 92 | $7,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 125 | $7,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 83 | $7,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 75 | $7,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 121 | $7,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 118 | $7,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 250 | $7,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 39 | $7,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 139 | $7,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 60 | $7,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 250 | $7,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 276 | $7,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 61 | $7,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 165 | $7,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 130 | $7,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 125 | $7,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 63 | $7,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 500 | $7,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,000 | $7,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 91 | $7,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 200 | $7,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 93 | $7,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 500 | $7,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 250 | $7,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 238 | $7,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 125 | $7,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 250 | $7,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 135 | $7,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 217 | $7,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 980 | $7,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 165 | $7,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 125 | $7,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 750 | $7,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 250 | $7,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 2,000 | $7,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 933 | $7,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 50 | $6,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 66 | $6,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 125 | $6,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 54 | $6,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 119 | $6,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 336 | $6,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 500 | $6,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 125 | $6,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 36 | $6,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 22 | $6,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 99 | $6,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,000 | $6,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 176 | $6,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 125 | $6,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 130 | $6,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 24 | $6,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 500 | $6,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 375 | $6,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 250 | $6,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 3,100 | $6,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 650 | $6,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 1,000 | $6,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 4,000 | $6,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 250 | $6,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 250 | $6,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 250 | $6,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 250 | $6,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 5,000 | $6,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 5,000 | $6,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 1,200 | $6,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 147 | $6,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 500 | $6,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 261 | $6,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 1,000 | $6,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 125 | $6,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 100 | $6,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 8 | $6,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 50 | $6,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 57 | $5,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 32 | $5,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 68 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 35 | $5,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 80 | $5,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 125 | $5,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 75 | $5,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 123 | $5,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 250 | $5,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 33 | $5,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 49 | $5,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 49 | $5,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 46 | $5,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 125 | $5,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 125 | $5,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 250 | $5,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 500 | $5,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 4 | $5,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 500 | $5,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 171 | $5,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 113 | $5,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 89 | $5,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 750 | $5,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 121 | $5,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 250 | $5,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,850 | $5,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 1,200 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 200 | $5,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 250 | $5,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 125 | $5,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 1,500 | $5,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 3,000 | $5,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 1,334 | $5,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 4,000 | $5,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 375 | $5,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 5 | $5,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 5,000 | $5,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 31 | $4,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 84 | $4,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 40 | $4,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 4 | $4,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 33 | $4,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 72 | $4,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 38 | $4,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 50 | $4,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 50 | $4,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 58 | $4,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 99 | $4,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 39 | $4,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 715 | $4,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 54 | $4,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 200 | $4,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 250 | $4,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,000 | $4,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 105 | $4,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 250 | $4,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 250 | $4,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 125 | $4,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 112 | $4,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 200 | $4,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 203 | $4,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 250 | $4,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 250 | $4,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 125 | $4,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 36 | $4,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 1,000 | $4,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 500 | $4,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 195 | $4,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 31 | $4,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 400 | $4,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 250 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 99 | $4,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 225 | $4,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 250 | $4,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 500 | $4,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 125 | $4,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 3,000 | $4,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 110 | $4,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 125 | $4,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 35 | $4,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 4,000 | $4,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 4,000 | $4,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 4,000 | $4,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A307 | COM PAR | 1,000 | $4,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 4,000 | $4,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 4,000 | $4,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 4,000 | $4,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 90 | $4,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 132 | $3,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 10 | $3,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 38 | $3,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 617 | $3,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 42 | $3,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 74 | $3,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 40 | $3,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 250 | $3,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 80 | $3,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 25 | $3,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 250 | $3,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 57 | $3,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 80 | $3,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 47 | $3,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 118 | $3,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 17 | $3,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 36 | $3,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 93 | $3,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 34 | $3,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 27 | $3,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 85 | $3,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 213 | $3,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,000 | $3,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 112 | $3,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 125 | $3,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 193 | $3,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 56 | $3,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 33 | $3,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 75 | $3,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 362 | $3,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 67 | $3,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 97 | $3,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 350 | $3,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 250 | $3,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 125 | $3,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 500 | $3,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 90 | $3,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 43 | $3,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 500 | $3,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 125 | $3,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 2,000 | $3,000 | thousands by filing date | |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 2,000 | $3,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 125 | $3,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 250 | $3,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 250 | $3,000 | thousands by filing date | |
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| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 2,000 | $3,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 1,000 | $3,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 3,000 | $3,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 400 | $3,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 55 | $3,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 13 | $2,000 | thousands by filing date | |
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| XCELENERGY INC | 98389B100 | COM | 49 | $2,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 16 | $2,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 41 | $2,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 12 | $2,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 34 | $2,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 117 | $2,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 27 | $2,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 50 | $2,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 125 | $2,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 20 | $2,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 23 | $2,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 40 | $2,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 23 | $2,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 34 | $2,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 22 | $2,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 226 | $2,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 19 | $2,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 16 | $2,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 10 | $2,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 73 | $2,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 250 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001017284-17-000006 | this filing | 2017-10-30 | acceptance time not in the bulk data set |