13F-HR filed by THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-07, with 1,136 holding rows worth $60,348,000.
- Accession
- 0001017284-17-000001
- Filer
- CIK 1017284
- Filed
- 2017-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 1,136 entries on the cover page, a total value of $60,348,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $60,348,000 with VALUE read as thousands by filing date, 13F file number 028-15833. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 250 | $3,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 75 | $3,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 500 | $3,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 125 | $3,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 40 | $3,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 3,104 | $3,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 45 | $3,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 3,116 | $3,000 | thousands by filing date | |
| CROSSROADS SYS INC COM PAR | 22765D407 | Stock | 600 | $3,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 97 | $2,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 36 | $2,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 13 | $2,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 19 | $2,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 49 | $2,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 4 | $2,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 617 | $2,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 70 | $2,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 250 | $2,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 28 | $2,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 41 | $2,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 80 | $2,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 119 | $2,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 80 | $2,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 10 | $2,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 125 | $2,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 125 | $2,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 125 | $2,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 47 | $2,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 21 | $2,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 26 | $2,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 125 | $2,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 162 | $2,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 94 | $2,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 43 | $2,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 631 | $2,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 17 | $2,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 85 | $2,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 250 | $2,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 500 | $2,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 56 | $2,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 58 | $2,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 153 | $2,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 125 | $2,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 116 | $2,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 50 | $2,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 26 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 48 | $2,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 90 | $2,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 2,109 | $2,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 63 | $2,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,000 | $2,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 1,050 | $2,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,200 | $2,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 295 | $2,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 20 | $2,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 2,102 | $2,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 500 | $2,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 245 | $2,000 | thousands by filing date | |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 2,000 | $2,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 125 | $2,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 250 | $2,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 2,000 | $2,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 2,109 | $2,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 2,099 | $2,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 196 | $2,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 2,104 | $2,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 40 | $2,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 2,100 | $2,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 250 | $2,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 2,120 | $2,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 35 | $2,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164878 | PFD SH CONV | 40 | $2,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 13 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 8 | $1,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 14 | $1,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 29 | $1,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 17 | $1,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 41 | $1,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 59 | $1,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 38 | $1,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 24 | $1,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 125 | $1,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 42 | $1,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 68 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 15 | $1,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 19 | $1,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 10 | $1,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 250 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 7 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 24 | $1,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 7 | $1,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 66 | $1,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 14 | $1,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 86 | $1,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 42 | $1,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 120 | $1,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 15 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 348 | $1,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 36 | $1,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 21 | $1,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 29 | $1,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 400 | $1,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 27 | $1,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUIFAX INC COM | 294429105 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEO GROUP INC NEW | 36162J106 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORECIVIC INC | 21871N101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPX ENERGY INC | 98212B103 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOPRO INC | 38268T103 | CL A | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIVERVIEW BANCORP INC | 769397100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY | 531229888 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROFIRE ENERGY INC | 74316X101 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERVOTRONICS INC | 817732100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEONODE INC | 64051M402 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DASAN ZHONE SOLUTIONS INC COM NEW | 23305L107 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURTLE BEACH CORP COM | 900450107 | Stock | 280 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVENTERGY GLOBAL INC | 46123X409 | COM NEW ADDED | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001017284-17-000001 | this filing | 2017-02-07 | acceptance time not in the bulk data set |