13F-HR filed by THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-07, with 1,136 holding rows worth $60,348,000.
- Accession
- 0001017284-17-000001
- Filer
- CIK 1017284
- Filed
- 2017-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 1,136 entries on the cover page, a total value of $60,348,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $60,348,000 with VALUE read as thousands by filing date, 13F file number 028-15833. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SEALED AIR CORP NEW | 81211K100 | COM | 438 | $20,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,211 | $20,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 1,031 | $20,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 1,200 | $20,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 750 | $20,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 800 | $20,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 1,500 | $20,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 2,250 | $20,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 274 | $19,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3,957 | $19,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 545 | $19,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 237 | $19,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 631 | $19,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 539 | $19,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 875 | $19,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 2,799 | $19,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 484 | $19,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 402 | $19,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 1,250 | $19,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 255 | $19,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 365 | $19,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,650 | $19,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 274 | $19,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 627 | $19,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 700 | $19,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 500 | $19,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 13,884 | $19,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 350 | $18,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 500 | $18,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 645 | $18,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,650 | $18,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 96 | $18,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 3,150 | $18,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 500 | $18,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 252 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 200 | $18,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,300 | $18,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 500 | $18,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 280 | $18,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 875 | $18,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 148 | $17,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 344 | $17,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 186 | $17,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 1,729 | $17,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 412 | $17,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 202 | $17,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 45 | $17,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 297 | $17,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 111 | $17,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 95 | $17,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 2,214 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 423 | $17,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 250 | $17,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 112 | $17,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 248 | $17,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 2,375 | $17,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 154 | $16,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 114 | $16,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 306 | $16,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 226 | $16,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 175 | $16,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 587 | $16,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 185 | $16,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,000 | $16,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 420 | $16,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 820 | $16,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 250 | $16,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 525 | $16,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 347 | $16,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 541 | $16,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 116 | $16,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 361 | $16,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 210 | $16,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 318 | $16,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 750 | $16,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 750 | $16,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 125 | $16,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 865 | $16,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 78 | $16,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 250 | $16,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 144 | $16,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 2,500 | $16,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 71 | $16,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 1,487 | $16,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 428 | $16,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 137 | $15,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 425 | $15,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,000 | $15,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 350 | $15,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 89 | $15,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 200 | $15,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,206 | $15,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 203 | $15,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 250 | $15,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 109 | $15,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 250 | $15,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 754 | $15,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 116 | $15,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 250 | $15,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 266 | $15,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 510 | $15,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 211 | $15,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,500 | $15,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 2,000 | $15,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 199 | $14,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 470 | $14,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 419 | $14,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,133 | $14,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 443 | $14,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 187 | $14,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 71 | $14,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 67 | $14,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 177 | $14,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 258 | $14,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 207 | $14,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 2,618 | $14,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 250 | $14,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 354 | $14,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,000 | $14,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 155 | $14,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 1,557 | $14,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 5,500 | $14,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 242 | $13,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 339 | $13,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 189 | $13,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 195 | $13,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 269 | $13,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 263 | $13,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 321 | $13,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 460 | $13,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,070 | $13,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 499 | $13,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 368 | $13,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,141 | $13,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 2,000 | $13,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 450 | $13,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 378 | $12,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 250 | $12,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 172 | $12,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 628 | $12,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 675 | $12,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 820 | $12,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 302 | $12,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 250 | $12,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 242 | $12,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 474 | $12,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 361 | $12,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 792 | $12,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 250 | $12,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 250 | $12,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 169 | $12,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 2,200 | $12,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,126 | $12,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 532 | $12,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 337 | $12,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 1,500 | $12,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 100 | $12,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 1,250 | $12,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 651 | $12,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 9,200 | $12,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 250 | $12,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 1,000 | $12,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 126 | $11,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 43 | $11,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 150 | $11,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 100 | $11,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 116 | $11,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 347 | $11,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 346 | $11,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 170 | $11,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 200 | $11,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 146 | $11,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 61 | $11,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 350 | $11,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 127 | $11,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 250 | $11,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 104 | $11,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 210 | $11,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 1,250 | $11,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 500 | $11,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 127 | $11,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 250 | $11,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 789 | $11,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 263 | $11,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 500 | $11,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 750 | $11,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 523 | $11,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 407 | $11,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 1,000 | $11,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 2,000 | $11,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 2,530 | $11,000 | thousands by filing date | |
| TESSERA HLDG CORP COM | 88166T101 | Stock | 250 | $11,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 250 | $10,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 91 | $10,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 101 | $10,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 250 | $10,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 126 | $10,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 271 | $10,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 165 | $10,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 250 | $10,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 69 | $10,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 441 | $10,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 352 | $10,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 298 | $10,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 198 | $10,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 522 | $10,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 500 | $10,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,500 | $10,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 125 | $10,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 250 | $10,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 1,000 | $10,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 375 | $10,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 267 | $10,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 1,000 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 102 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 250 | $9,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 137 | $9,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 506 | $9,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 300 | $9,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 250 | $9,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 116 | $9,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 1,000 | $9,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 331 | $9,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 250 | $9,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 146 | $9,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 76 | $9,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 307 | $9,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 375 | $9,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 159 | $9,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 1,152 | $9,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 200 | $9,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 750 | $9,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 47 | $9,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 479 | $9,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 394 | $9,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 117 | $9,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,813 | $9,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 390 | $9,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 750 | $9,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 1,000 | $9,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 400 | $9,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 5,175 | $9,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 110 | $8,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 66 | $8,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 250 | $8,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 554 | $8,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 62 | $8,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 225 | $8,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 500 | $8,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 218 | $8,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 250 | $8,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 194 | $8,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 125 | $8,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 865 | $8,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 962 | $8,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 102 | $8,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 402 | $8,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 426 | $8,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 242 | $8,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 500 | $8,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,000 | $8,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 598 | $8,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 250 | $8,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 135 | $8,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,000 | $8,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 500 | $8,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 1,997 | $8,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 54 | $7,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 44 | $7,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 95 | $7,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 250 | $7,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 110 | $7,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 119 | $7,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 500 | $7,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 107 | $7,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 100 | $7,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 500 | $7,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 91 | $7,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 37 | $7,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 500 | $7,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 125 | $7,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 250 | $7,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 93 | $7,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 375 | $7,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 255 | $7,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 250 | $7,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 64 | $7,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 800 | $7,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 97 | $7,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 151 | $7,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 250 | $7,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 250 | $7,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 700 | $7,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 905 | $7,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 250 | $7,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 87 | $7,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 500 | $7,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 300 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 250 | $7,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 2,000 | $7,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 1,271 | $7,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 135 | $7,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 27 | $6,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 9 | $6,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 500 | $6,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 161 | $6,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 118 | $6,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 43 | $6,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 119 | $6,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 479 | $6,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 67 | $6,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 101 | $6,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 250 | $6,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 235 | $6,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 151 | $6,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 250 | $6,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 129 | $6,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 163 | $6,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 203 | $6,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 156 | $6,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 1,050 | $6,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 750 | $6,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 350 | $6,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 110 | $6,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 450 | $6,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 250 | $6,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 500 | $6,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 250 | $6,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 135 | $6,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 101 | $6,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 500 | $6,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 500 | $6,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 5,114 | $6,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 375 | $6,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 700 | $6,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 4,157 | $6,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 3,210 | $6,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 8 | $6,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 40 | $5,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 250 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 35 | $5,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 39 | $5,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 250 | $5,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 66 | $5,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 500 | $5,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 14 | $5,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 75 | $5,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 250 | $5,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 49 | $5,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 302 | $5,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 12 | $5,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 84 | $5,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 43 | $5,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 77 | $5,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 21 | $5,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 77 | $5,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,000 | $5,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 250 | $5,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 2,000 | $5,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 250 | $5,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 175 | $5,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 4 | $5,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 500 | $5,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 1,000 | $5,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 125 | $5,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 30 | $5,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 250 | $5,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 200 | $5,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 178 | $5,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 38 | $5,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 250 | $5,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 1,500 | $5,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 125 | $5,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 80 | $5,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 181 | $5,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,850 | $5,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 165 | $5,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 261 | $5,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 125 | $5,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 272 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 200 | $5,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 2,675 | $5,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 1,000 | $5,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 4,116 | $5,000 | thousands by filing date | |
| CARTESIAN INC | 146534102 | COM ADDED | 6,000 | $5,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 56 | $4,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 30 | $4,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 102 | $4,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 60 | $4,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 45 | $4,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 33 | $4,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 75 | $4,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 125 | $4,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 50 | $4,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 50 | $4,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 50 | $4,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 33 | $4,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 250 | $4,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 125 | $4,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 99 | $4,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 132 | $4,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 250 | $4,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 200 | $4,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 85 | $4,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 105 | $4,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 750 | $4,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 479 | $4,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 78 | $4,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,000 | $4,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 276 | $4,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 125 | $4,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 500 | $4,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 250 | $4,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 125 | $4,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 124 | $4,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 403 | $4,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 250 | $4,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 125 | $4,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 250 | $4,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 98 | $4,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 500 | $4,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 250 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 90 | $4,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 4,100 | $4,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 3,125 | $4,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 110 | $4,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 10,000 | $4,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 750 | $4,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 500 | $4,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 3,117 | $4,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 35 | $4,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 4,095 | $4,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 400 | $4,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 4,102 | $4,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 1,000 | $4,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 90 | $4,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 61 | $3,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 84 | $3,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 23 | $3,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 250 | $3,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 250 | $3,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 41 | $3,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 34 | $3,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 50 | $3,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 57 | $3,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 58 | $3,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 250 | $3,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 250 | $3,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 32 | $3,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 109 | $3,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 125 | $3,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 32 | $3,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 44 | $3,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 226 | $3,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 36 | $3,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 133 | $3,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 500 | $3,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 250 | $3,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 250 | $3,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 108 | $3,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 200 | $3,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 78 | $3,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 250 | $3,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 125 | $3,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 56 | $3,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 75 | $3,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 900 | $3,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 123 | $3,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 125 | $3,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 67 | $3,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 31 | $3,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 400 | $3,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 42 | $3,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,000 | $3,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 125 | $3,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,000 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 99 | $3,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 225 | $3,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 40 | $3,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 285 | $3,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 500 | $3,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 250 | $3,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 250 | $3,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 214 | $3,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 45 | $3,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 3,000 | $3,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 99 | $3,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 1,000 | $3,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 250 | $3,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 2,132 | $3,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 185 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001017284-17-000001 | this filing | 2017-02-07 | acceptance time not in the bulk data set |