13F-HR filed by THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-30, with 1,173 holding rows worth $71,517,000.
- Accession
- 0001017284-15-000012
- Filer
- CIK 1017284
- Filed
- 2015-10-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 1,173 entries on the cover page, a total value of $71,517,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $71,517,000 with VALUE read as thousands by filing date, 13F file number 028-15833. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 125 | $3,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 99 | $3,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 500 | $3,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 3 | $3,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 35 | $3,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 250 | $3,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 2,000 | $3,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 41 | $3,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 65 | $3,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 25 | $3,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 45 | $2,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 250 | $2,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 125 | $2,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 27 | $2,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 19 | $2,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 34 | $2,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 470 | $2,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 50 | $2,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 40 | $2,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 250 | $2,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 10 | $2,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 85 | $2,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 141 | $2,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 146 | $2,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 125 | $2,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 125 | $2,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 125 | $2,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 75 | $2,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 162 | $2,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 121 | $2,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 65 | $2,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 56 | $2,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 20 | $2,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 54 | $2,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 33 | $2,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 123 | $2,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 206 | $2,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 58 | $2,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 161 | $2,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 25 | $2,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 153 | $2,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 26 | $2,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 210 | $2,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 125 | $2,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 88 | $2,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 250 | $2,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 2,500 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 48 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 1,000 | $2,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 96 | $2,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 250 | $2,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 20 | $2,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 15 | $2,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 2,000 | $2,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 1,000 | $2,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 99 | $2,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 2,000 | $2,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 116 | $2,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 2,000 | $2,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 250 | $2,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 125 | $2,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 2,000 | $2,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 200 | $2,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 2,000 | $2,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 2,000 | $2,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 45 | $2,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 60 | $2,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 2,000 | $2,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 2,000 | $2,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 60 | $2,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 35 | $2,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 50 | $2,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 55 | $2,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 125 | $2,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 87 | $1,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 48 | $1,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 36 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 8 | $1,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 250 | $1,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 21 | $1,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 32 | $1,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 37 | $1,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 40 | $1,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1,000 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 21 | $1,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 6 | $1,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 34 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 15 | $1,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 250 | $1,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 21 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 7 | $1,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 47 | $1,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 42 | $1,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 250 | $1,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 214 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 14 | $1,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 72 | $1,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 84 | $1,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 37 | $1,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 15 | $1,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 92 | $1,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 200 | $1,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 250 | $1,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 33 | $1,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 14 | $1,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 63 | $1,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 125 | $1,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 21 | $1,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 100 | $1,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 22 | $1,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 211 | $1,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 200 | $1,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 2,500 | $1,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 500 | $1,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 76 | $1,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 10 | $1,000 | thousands by filing date | |
| 6D Global Tech Inc | 83002F100 | COM | 250 | $1,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 500 | $1,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 125 | $1,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 280 | $1,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KINROSS GOLD CORP | 496902404 | COM | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FABRINET SHS | G3323L100 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHEMOURS CO COM | 163851108 | Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COMMUNITY USD0.01 | 20369C106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALIX INC | 13100M509 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IROBOT CORP | 462726100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALAVO GROWERS INC | 128246105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIVERVIEW BANCORP INC | 769397100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WELLTOWER INC | 42217K106 | COM | 1,723 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Q | 74876Y101 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROFIRE ENERGY INC | 74316X101 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINKEDIN CORP | 53578A108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ULTRA PETROLEUM CORP | 903914109 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHH CORP | 693320202 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERVOTRONICS INC | 817732100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEONODE INC | 64051M402 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSI GROUP INC | 36191C205 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BSQUARE CORP | 11776U300 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TALEN ENERGY CORP | 87422J105 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 255 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEX PHARMA INC | 33938A105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STR HOLDINGS INC | 78478V209 | COM | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLAR3D INC | 83417A209 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STEREOTAXIS INC | 85916J128 | *W EXP 09/30/201 | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVENTERGY GLOBAL INC | 46123X102 | Cmn | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001017284-15-000012 | this filing | 2015-10-30 | acceptance time not in the bulk data set |