13F-HR filed by THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-30, with 1,173 holding rows worth $71,517,000.
- Accession
- 0001017284-15-000012
- Filer
- CIK 1017284
- Filed
- 2015-10-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 1,173 entries on the cover page, a total value of $71,517,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $71,517,000 with VALUE read as thousands by filing date, 13F file number 028-15833. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WADDELL & REED FINL INC | 930059100 | CL A | 523 | $18,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 766 | $18,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,571 | $18,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 97 | $18,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 1,500 | $18,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 440 | $18,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 500 | $18,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 8,000 | $18,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 130 | $17,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 323 | $17,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 175 | $17,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 965 | $17,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 155 | $17,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 423 | $17,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 156 | $17,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 93 | $17,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 469 | $17,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,073 | $17,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 2,214 | $17,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 382 | $17,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 6,000 | $17,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 276 | $17,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 1,240 | $17,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 470 | $17,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 375 | $17,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 142 | $16,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 290 | $16,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 421 | $16,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 660 | $16,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,112 | $16,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 174 | $16,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 835 | $16,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 4,250 | $16,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 87 | $16,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 397 | $16,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 222 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 423 | $16,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 484 | $16,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 565 | $16,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 508 | $16,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,461 | $16,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 485 | $16,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 1,487 | $16,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 1,375 | $16,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,045 | $15,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 447 | $15,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 367 | $15,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 716 | $15,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 392 | $15,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 267 | $15,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 321 | $15,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,178 | $15,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 3,195 | $15,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 625 | $15,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 213 | $15,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 125 | $15,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 2,799 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 129 | $15,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 750 | $15,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 4,055 | $15,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 500 | $15,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 140 | $15,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 500 | $15,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 750 | $15,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 750 | $15,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 648 | $15,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 2,500 | $15,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,685 | $15,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 421 | $15,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 570 | $15,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 307 | $14,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 89 | $14,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 443 | $14,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 500 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 100 | $14,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 540 | $14,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 345 | $14,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 2,000 | $14,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 377 | $14,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 769 | $14,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 541 | $14,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 521 | $14,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 575 | $14,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 75 | $13,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 120 | $13,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 411 | $13,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 300 | $13,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 124 | $13,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 300 | $13,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 421 | $13,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,335 | $13,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 360 | $13,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 250 | $13,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 148 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 200 | $13,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 287 | $13,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 585 | $13,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 655 | $13,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 500 | $13,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 778 | $12,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 2,030 | $12,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 137 | $12,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 479 | $12,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 116 | $12,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 329 | $12,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 175 | $12,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 500 | $12,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 425 | $12,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 254 | $12,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 419 | $12,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 807 | $12,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 1,000 | $12,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 1,000 | $12,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 1,100 | $12,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 228 | $12,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 283 | $12,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 499 | $12,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 250 | $12,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 269 | $12,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 259 | $12,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 437 | $12,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 651 | $12,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 8,000 | $12,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 141 | $11,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 49 | $11,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 202 | $11,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 62 | $11,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 106 | $11,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 105 | $11,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 628 | $11,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,067 | $11,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 256 | $11,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 95 | $11,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 438 | $11,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 360 | $11,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,910 | $11,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 129 | $11,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 500 | $11,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 257 | $11,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 140 | $11,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,000 | $11,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 507 | $11,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 256 | $11,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 1,000 | $11,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 85 | $10,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 251 | $10,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 395 | $10,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 221 | $10,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 256 | $10,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 500 | $10,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 251 | $10,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 171 | $10,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 318 | $10,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 272 | $10,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 242 | $10,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 460 | $10,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 408 | $10,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 253 | $10,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 239 | $10,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 800 | $10,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,491 | $10,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 50 | $10,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 650 | $10,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 250 | $10,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 250 | $10,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 375 | $10,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 18,000 | $10,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 784 | $10,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 235 | $10,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 250 | $10,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 1,000 | $10,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 125 | $9,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 235 | $9,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 260 | $9,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 20 | $9,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 500 | $9,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 278 | $9,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 250 | $9,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 115 | $9,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 290 | $9,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 101 | $9,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 210 | $9,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 565 | $9,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 66 | $9,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 297 | $9,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 247 | $9,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 106 | $9,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,823 | $9,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 780 | $9,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 113 | $9,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 73 | $9,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 10,000 | $9,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 3,600 | $9,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 295 | $9,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 996 | $9,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 500 | $9,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 489 | $9,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 120 | $9,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 129 | $9,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 407 | $9,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 226 | $9,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 221 | $9,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 319 | $9,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 500 | $9,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 536 | $8,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 333 | $8,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,795 | $8,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 239 | $8,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,077 | $8,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 116 | $8,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 141 | $8,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 238 | $8,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 230 | $8,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 145 | $8,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 146 | $8,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 70 | $8,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 187 | $8,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 225 | $8,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 58 | $8,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 122 | $8,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 154 | $8,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 2,000 | $8,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 110 | $8,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 261 | $8,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 100 | $8,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 500 | $8,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 707 | $8,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 512 | $8,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 125 | $8,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 251 | $8,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 250 | $8,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 166 | $8,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 750 | $8,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 74 | $8,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 2,000 | $8,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 178 | $8,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 253 | $8,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 298 | $8,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 475 | $8,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 293 | $8,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 250 | $8,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 375 | $8,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 83 | $8,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 60 | $8,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 1,325 | $8,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P131 | W EXP 06/11/201 | 60,511 | $8,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 248 | $8,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 1,800 | $8,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 500 | $8,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 79 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 102 | $7,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 138 | $7,000 | thousands by filing date | |
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| ACUITY INC COM | 00508Y102 | Stock | 39 | $7,000 | thousands by filing date | |
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| POOL CORP COM | 73278L105 | Stock | 102 | $7,000 | thousands by filing date | |
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| LEMAITRE VASCULAR INC | 525558201 | COM | 562 | $7,000 | thousands by filing date | |
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| TOTAL SYS SVCS INC | 891906109 | COM | 162 | $7,000 | thousands by filing date | |
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| BOX INC CL A | 10316T104 | Stock | 500 | $6,000 | thousands by filing date | |
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| KAMAN CORP-CLASS A | 483548103 | COM | 162 | $6,000 | thousands by filing date | |
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| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 180 | $6,000 | thousands by filing date | |
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| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 4,000 | $6,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
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| DDR CORP | 23317H102 | COM | 373 | $6,000 | thousands by filing date | |
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| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 3,000 | $6,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 4,000 | $6,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 431 | $6,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 10,000 | $6,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 8,000 | $6,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 400 | $6,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 52 | $5,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 76 | $5,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 78 | $5,000 | thousands by filing date | |
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| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 347 | $5,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 500 | $5,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 126 | $5,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 82 | $5,000 | thousands by filing date | |
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| AH RLTY TR INC | 04208T108 | COM | 500 | $5,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 252 | $5,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 375 | $5,000 | thousands by filing date | |
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| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 4 | $5,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 215 | $5,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 125 | $5,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 156 | $5,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 203 | $5,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 29 | $5,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 250 | $5,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 58 | $5,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 123 | $5,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 250 | $5,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 125 | $5,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 182 | $5,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 353 | $5,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 250 | $5,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 165 | $5,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 500 | $5,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 1,000 | $5,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 1,000 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 200 | $5,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 2,000 | $5,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 276 | $5,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 750 | $5,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 1,000 | $5,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 285 | $5,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 500 | $5,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 90 | $5,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 110 | $4,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 125 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 35 | $4,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 125 | $4,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 250 | $4,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 33 | $4,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 75 | $4,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 77 | $4,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 164 | $4,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 302 | $4,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 303 | $4,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 46 | $4,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 250 | $4,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 200 | $4,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 109 | $4,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 250 | $4,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 152 | $4,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 23 | $4,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 144 | $4,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,155 | $4,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 193 | $4,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 250 | $4,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 56 | $4,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 150 | $4,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 250 | $4,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 250 | $4,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 1,500 | $4,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 258 | $4,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 1,000 | $4,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 250 | $4,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 3,000 | $4,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 90 | $4,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 4,000 | $4,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 2,500 | $4,000 | thousands by filing date | |
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| ENSCO PLC | G3157S106 | SHS CLASS A | 300 | $4,000 | thousands by filing date | |
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| GAFISA S A | 362607301 | SPONS ADR | 4,000 | $4,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 125 | $4,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 250 | $4,000 | thousands by filing date | |
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| Accelerate Diagnostics | 00430H102 | COM | 250 | $4,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 3,000 | $4,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 2,300 | $4,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 2,675 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 90 | $4,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 3,000 | $4,000 | thousands by filing date | |
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| ENDO INTL PLC | G30401106 | SHS | 51 | $4,000 | thousands by filing date | |
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| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 250 | $4,000 | thousands by filing date | |
| SMTP INC | 784589202 | COM NEW | 750 | $4,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 59 | $3,000 | thousands by filing date | |
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| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 84 | $3,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 30 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 98 | $3,000 | thousands by filing date | |
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| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 125 | $3,000 | thousands by filing date | |
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| TEREX CORP NEW COM | 880779103 | Stock | 150 | $3,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 50 | $3,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 124 | $3,000 | thousands by filing date | |
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| REGENCY CTRS CORP COM | 758849103 | REIT | 56 | $3,000 | thousands by filing date | |
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| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 42 | $3,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 541 | $3,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 69 | $3,000 | thousands by filing date | |
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| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 49 | $3,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 75 | $3,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 118 | $3,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 79 | $3,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 139 | $3,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 93 | $3,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 91 | $3,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 500 | $3,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 127 | $3,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 52 | $3,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 42 | $3,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 45 | $3,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 125 | $3,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 33 | $3,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 404 | $3,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 631 | $3,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 45 | $3,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 52 | $3,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 80 | $3,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 175 | $3,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 70 | $3,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 202 | $3,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 332 | $3,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 400 | $3,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 130 | $3,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 354 | $3,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 348 | $3,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 184 | $3,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 500 | $3,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 65 | $3,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 181 | $3,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,850 | $3,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 3,000 | $3,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 500 | $3,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 66 | $3,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 1,500 | $3,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 1,000 | $3,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 125 | $3,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,200 | $3,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 166 | $3,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 190 | $3,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 55 | $3,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 272 | $3,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 45 | $3,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 250 | $3,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 3,000 | $3,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 95 | $3,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 3,000 | $3,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 2,000 | $3,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 55 | $3,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 250 | $3,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 125 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001017284-15-000012 | this filing | 2015-10-30 | acceptance time not in the bulk data set |