13F-HR filed by DEERFIELD MANAGEMENT COMPANY, L.P.
DEERFIELD MANAGEMENT COMPANY, L.P. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 105 holding rows worth $4,106,913,000.
- Accession
- 0000950159-20-000251
- Filer
- CIK 1009258
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 105 entries on the cover page, a total value of $4,106,913,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,106,914,000 with VALUE read as thousands by filing date, 13F file number 028-05366. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerFlynn Management LLC028-11827
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 163,385,000 | $267,693,000 | thousands by filing date | principal |
| MYLAN NV | N59465109 | SHS EURO | 13,274,000 | $196,853,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 2,304,900 | $195,986,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 115,776,000 | $172,933,000 | thousands by filing date | principal |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 1,832,767 | $142,369,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 4,341,799 | $129,386,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 149,600,000 | $120,099,000 | thousands by filing date | principal |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q209 | UNIT 03/31/2025 | 10,460,000 | $114,328,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 1,828,000 | $106,627,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 704,000 | $95,976,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 85,000,000 | $87,389,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 34,000,000 | $85,863,000 | thousands by filing date | principal |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 5,144,539 | $78,043,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 2,418,772 | $72,708,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,197,825 | $72,013,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753UAB2 | NOTE 3.500% 9/1 | 64,825,000 | $69,727,000 | thousands by filing date | principal |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 5,281,713 | $67,131,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 3,448,912 | $66,461,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 579,248 | $66,283,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 61,000,000 | $65,987,000 | thousands by filing date | principal |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 1,796,383 | $62,514,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 1,234,262 | $58,837,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 951,063 | $50,825,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 1,617,826 | $48,907,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 421,619 | $47,445,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 57,791,000 | $46,521,000 | thousands by filing date | principal |
| BROOKDALE SR LIVING INC | 112463104 | COM | 17,720,000 | $45,009,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 49,064,000 | $44,114,000 | thousands by filing date | principal |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 448,000 | $43,644,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 1,897,047 | $41,109,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 776,000 | $39,607,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 405,386 | $37,579,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 1,710,674 | $37,310,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 1,477,000 | $37,087,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422LAA5 | NOTE 5.000% 7/1 | 18,000,000 | $36,116,000 | thousands by filing date | principal |
| DEERFIELD HEALTHCARE TECH AC | 244413209 | UNIT 07/16/2025 | 3,360,000 | $35,717,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 695,523 | $34,442,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 5,767,409 | $32,528,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 1,150,299 | $30,241,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 961,215 | $29,711,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 497,000 | $29,427,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 130,521 | $28,634,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 6,949,416 | $28,562,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 2,826,327 | $28,518,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 7,635,750 | $28,481,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 153,000 | $28,005,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 988,841 | $27,747,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 1,490,118 | $27,612,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 528,585 | $27,116,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 668,067 | $26,703,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 333,411 | $26,339,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 2,160,983 | $26,299,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 388,000 | $25,790,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 1,573,534 | $25,664,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,508,398 | $25,613,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 2,404,439 | $24,766,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 1,200,000 | $24,384,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 802,511 | $24,260,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 624,001 | $24,255,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 791,115 | $23,449,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 1,179,971 | $23,068,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 20,000,000 | $22,835,000 | thousands by filing date | principal |
| LONGVIEW ACQUISITION CORP | 543195200 | UNIT 99/99/9999 | 2,200,000 | $22,330,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 1,005,487 | $20,371,000 | thousands by filing date | |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 12,000,000 | $18,784,000 | thousands by filing date | principal |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 762,000 | $17,922,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 14,527,000 | $16,476,000 | thousands by filing date | principal |
| ALECTOR INC | 014442107 | COMMON STOCK | 1,461,978 | $15,402,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 4,456,519 | $15,308,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 750,000 | $15,188,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 208,333 | $15,050,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 614,156 | $14,500,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 1,150,000 | $13,915,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 2,561,554 | $13,448,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 474,186 | $13,348,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 782,670 | $13,172,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 936,291 | $12,940,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 695,000 | $12,260,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 565,000 | $11,763,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 972,046 | $11,684,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 517,653 | $10,529,000 | thousands by filing date | |
| ITAMAR MED LTD SPONSORED ADS | 465437101 | ADR | 499,136 | $10,197,000 | thousands by filing date | |
| HIGHCAPE CAP ACQUISITION COR | 42984L204 | UNIT 09/30/2027 | 1,000,000 | $10,120,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 300,000 | $9,897,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 927,469 | $9,469,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 700,000 | $9,118,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 450,000 | $8,307,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 411,267 | $8,303,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 2,320,222 | $7,889,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 1,575,000 | $7,655,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 628,139 | $7,349,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 125,000 | $6,250,000 | thousands by filing date | |
| PANACEA ACQUISITION CORP | 698102209 | UNIT 99/99/9999 | 500,000 | $6,000,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 494,216 | $5,817,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 250,000 | $5,600,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISTION CO | G31655114 | UNIT 06/09/2027 | 500,000 | $5,500,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 464,252 | $5,032,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 175,806 | $2,496,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 348,441 | $2,028,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,970,687 | $1,918,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 50,000 | $1,775,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 85,143 | $533,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 68,413 | $332,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 320,993 | $170,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 20,148 | $124,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950159-20-000251 | this filing | 2020-11-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950159-20-000284 | base | 2020-12-30 | acceptance time not in the bulk data set |