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Disclosery

13F-HR filed by UBS Group AG

UBS Group AG filed this 13F-HR for the quarter ended 2024-12-31, filed 2025-02-14, with 9,875 holding rows worth $541,090,902,824.

Accession
0000950123-25-002409
Filer
CIK 1610520
Filed
2025-02-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2024

A combination report, 23,016 entries on the cover page, a total value of $541,090,902,824 stated on the cover page (in dollars after the unit check, H1), rows summing to $541,090,902,824 with VALUE read as dollars as filed, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.

Other managers

  • reports for this filerUBS AM, a distinct business unit of UBS Asset Management Americas LLC 028-02682
  • reports for this filerOCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 028-06327
  • included managerUBS Financial Services Inc 028-11496
  • included managerCredit Suisse International 028-11516
  • included managerCredit Suisse Hedging-Griffo Wealth Management S.A. 028-13460
  • included managerCredit Suisse Securities (USA) LLC 028-11380
  • included managerCredit Suisse (Italy) S.p.A. 028-13035
  • included managerUBS AG 028-10396
  • included managerUBS Switzerland AG 028-21410
  • included managerUBS Europe SE 028-21431
  • included managerUBS Bank (Canada) 028-22388
  • included managerUBS La Maison de Gestion 028-21440
  • included managerUBS Securities LLC 028-21410
  • included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
  • included managerUBS (Monaco) S.A. 028-22657
  • included managerCredit Suisse (UK) Limited
  • included managerUBS SuMi TRUST Wealth Management Co., Ltd.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
FARMER BROS CO307675108COM208$374dollars as filed
INTELLIGENT GROUP LIMITEDG48047107SHS CL A312$371dollars as filed
BLACKROCK ETF TRUST II092528702ISHARES LARG CAP12$368dollars as filed
TIDAL TR II88636J196DEFIANCE DAILY T ADDED30$367dollars as filed
WALLBOX NVN94209116*W EXP 10/01/20215,654$360dollars as filed
INNOVATOR ETFS TRUST45783Y533INNOVATOR INTER13$358dollars as filed
Better Home & Finance Holdin W Exp 08/22/20208774B110SPAC Combination2,983$358dollars as filed
GOLDEN STAR ACQUISITION CORPG4023C119RIGHT 03/30/20251,084$358dollars as filed
VALKYRIE ETF TRUST II91917A207COINSHARES BITCN16$355dollars as filed
HUB CYBER SECURITY LTDM6000J127WTS9,309$354dollars as filed
STONE RIDGE TR86172A439STONE RIDGE 205722$351dollars as filed
ETF OPPORTUNITIES TRUST26923N686TUTT CAP BKS ETF26$346dollars as filed
DIGIASISIA WARRANTSg27617110WT2,601$338dollars as filed
ORIENTAL CULTURE HOLDING LTDG6796W115SHS NEW271$333dollars as filed
NRX PHARMACEUTICALS INC629444209COM NEW150$330dollars as filed
Melar Acquisition Corp. I W Exp 06/01/203G6004G118SPACS Warrant2,839$326dollars as filed
ILEARNINGENGINES INC45175Q114WARR16,300$326dollars as filed
PUTNAM ETF TRUST746729805BIOREVOLUTION11$325dollars as filed
SPINNAKER ETF SERIES84858T780GENTER CAP MUNIC32$323dollars as filed
BIO RAD LABS INC090572108CL B1$323dollars as filed
ORIGIN MATERIALS INC68622D114*W EXP 06/25/2022,473$319dollars as filed
SOUND GROUP INC53933L203SPONSORED ADS145$315dollars as filed
SMITH MICRO SOFTWARE INC832154405COM SHS240$315dollars as filed
CEA INDUSTRIES INC86887P119*W EXP 02/11/20238,776$310dollars as filed
AIM ETF PRODUCTS TRUST00888H554ALLIANZIM US EQU12$309dollars as filed
ISHARES TR46436E510INTL DEV SML CP9$309dollars as filed
EA SERIES TRUST02072L839ARGENT MID CAP9$307dollars as filed
MAGYAR BANCORP INC55977T208COM21$307dollars as filed
NEO-CONCEPT INTL GRP HLDG6421C104SHS459$303dollars as filed
GLOBAL X FDS37954Y806ALTERNATIVE INCM26$301dollars as filed
NUTRIBAND INC67092M125*W EXP 99/99/999215$301dollars as filed
BUKIT JALIL GBL ACQUISITIONG1676M121RIGHT 12/30/20243,000$300dollars as filed
MSP RECOVERY INC553745126*W EXP 05/20/20298,083$294dollars as filed
NEOS ETF TRUST78433H204FIS CHRISTIAN10$289dollars as filed
ADITXT INC007025703COM NEW1,501$285dollars as filed
HARBOR ETF TRUST41151J604CORP CULTURE LEA12$285dollars as filed
SEASTAR MEDICAL HOLDING CORP81256L203COM NEW145$281dollars as filed
INNOVATOR EQUITY TR ETF DEFINED PROTN 6 MO APR/OCT45784N882ETF11$280dollars as filed
BARK INC68622E112*W EXP 05/01/2023,419$280dollars as filed
EUDA HEALTH HOLDINGS LTDG3142E121*W EXP 11/22/2022,493$277dollars as filed
DIREXION SHARES ETF TRUST25461A866DLY MSFT BULL 2X7$276dollars as filed
ZEVIA PBC98955K104CL A65$272dollars as filed
UNIFIED SER TR90470L519CMN12$270dollars as filed
JUPITER NEUROSCIENCES INC48208B203COM NEW25$268dollars as filed
POLESTAR AUTOMOTIVE HLDG UK731105102ADS C-11,933$267dollars as filed
ISHARES TR46438G554NASDAQ-100 EX11$266dollars as filed
BLACKBOXSTOCKS INC09229E303COM121$266dollars as filed
EXCHANGE TRADED CONCEPTS TRU301505483MUSQ GBL MUSIC I11$261dollars as filed
AUDDIA INC05072K115*W EXP 02/19/20210,280$257dollars as filed
AUDDIA INC05072K206COM NEW498$254dollars as filed
PROSHARES TR II74347Y722ULTRA SHORT SILV6$252dollars as filed
TIDAL TRUST III45259A852ROCKEFELLER NEW10$249dollars as filed
Lexaria Bioscience Corp Com New52886N406Common Stock116$244dollars as filed
NIOCORP DEVS LTD654484153*W EXP 03/17/2022,607$242dollars as filed
PROSHARES TR74347R131SHRT HGH YIELD15$242dollars as filed
AKARI THERAPEUTICS PLC00972G207SPONSORED ADR194$237dollars as filed
INNOVID CORP457679116W EXP 11/30/2022,600$234dollars as filed
BONDBLOXX ETF TRUST09789C796BLOO TWEN US ETF6$232dollars as filed
J P MORGAN EXCHANGE TRADED F46654Q658DIVID LEADE ETF5$230dollars as filed
GREENTREE HOSPITALITY GROUP39579V100SPONSORED ADS86$220dollars as filed
PROSHARES TR74347X526ULT FTSE EUROPE4$218dollars as filed
ALPHA TAU MEDICAL LTDM0740A108ORDINARY SHARES70$217dollars as filed
UWM HOLDINGS CORPORATION91823B117*W EXP 01/21/2021,059$217dollars as filed
VANECK ETF TRUST MOODYS ANLTCS92189h862INDX FD10$211dollars as filed
BITCOIN DEPOT INC09174P113*W EXP 06/30/2023,165$209dollars as filed
LUMENT FINANCE TRUST INC55025L108COM81$209dollars as filed
IPOWER INC46265P107CL A251$209dollars as filed
STRATEGY SHS86280R860DAY HAGAN SMART10$208dollars as filed
SUNSHINE BIOPHARMA INC867781502*W EXP 99/99/9991,289$208dollars as filed
PROSHARES TR74347B367DECLINE RETAIL16$206dollars as filed
ISHARES TR46438G729CMN4$205dollars as filed
Centurion Acquisition Corp W Exp 05/31/203G20315118SPACS Warrant1,453$203dollars as filed
WTS/EVERGREEN CORPORATION EXP 02/15/2027G3312W117COM7,249$203dollars as filed
INVESTMENT MANAGERS SER TR I46144X156TRADR 1.75X LNG10$203dollars as filed
GSR III ACQUISITION CORPG4R103123UNIT20$201dollars as filed
RISING DRAGON ACQUISITION COG7576K107SHS20$200dollars as filed
BIOAFFINITY TECHNOLOGIES INC09076W117*W EXP 09/07/202665$199dollars as filed
NEOVOLTA INC640655114*W EXP 04/01/20299$198dollars as filed
Enzo Biochem Inc294100102Common Stock278$198dollars as filed
Momentus Inc W Exp 08/12/20260879E119SPAC Combination2,483$196dollars as filed
FIRST TR EXCHANGE-TRADED FD33734X762INDXX METAVERSE5$191dollars as filed
ISHARES TR46438G620IBONDS DEC 20548$190dollars as filed
NABORS ENERGY TRANSITION CORG6363K114*W EXP 09/01/2021,181$189dollars as filed
AEVA TECHNOLOGIES INC00835Q111*W EXP 03/12/2022,939$188dollars as filed
PROSHARES TR74347X708UL MSCI JP ETF5$184dollars as filed
VANECK ETF TRUST92189H722GREEN INFRASTRUC7$176dollars as filed
POP CULTURE GROUP CO LTDG71700119SHS NEW150$175dollars as filed
INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER45782C664ETF4$172dollars as filed
CARPARTS COM INC14427M107COM158$171dollars as filed
Ess Tech Inc W Exp 10/08/20226916J114SPAC Combination2,615$170dollars as filed
COLLABORATIVE INVESTMNT SER19423L714RARE TAX ADV ETF8$170dollars as filed
NEOS ETF TRUST78433H105ETF6$170dollars as filed
STRAN & COMPANY INC86260J110*W EXP 99/99/99912,600$164dollars as filed
NETCAPITAL INC64113L111*W EXP 07/12/2028,167$163dollars as filed
LISTED FDS TR53656F680TRUESHARES NOV4$161dollars as filed
GMO ETF TRUST90139K308INTL QUALITY ETF7$160dollars as filed
SHINECO INC824567507COM NEW35$159dollars as filed
BIOFRONTERA INC09077D118*W EXP 10/27/2022,519$154dollars as filed
BARCLAYS BANK PLC06748M188IPATH S7P 500 MD3$152dollars as filed
GLOBAL STAR ACQUISITION INC37962G110*W EXP 07/15/2025,059$152dollars as filed
Vsee Health Inc W Exp 99/99/99992919Y110SPAC Combination3,012$151dollars as filed
ISHARES U S ETF TR46431W515STRATEGIC METALS7$150dollars as filed
Brand Engagement Network Inc W Exp 03/14/202104932116SPAC Combination2,627$147dollars as filed
PROSHARES TR74348A376SHRT SMALLCAP6010$146dollars as filed
SPERO THERAPEUTICS INC84833T103COM141$145dollars as filed
GLOBAL STAR ACQUISITION INC37962G128RIGHT 99/99/9999969$145dollars as filed
Ecarx Holdings Inc W Exp 99/99/999G29201111SPAC Combination2,835$142dollars as filed
STEAKHOLDER FOODS LTD583435201COM83$142dollars as filed
Aurora Innovation Inc W Exp 11/03/202051774115SPAC Combination132$140dollars as filed
RELIANCE GLOBAL GROUP INC75946W116*W EXP 02/01/2022,335$140dollars as filed
FRANKLIN TEMPLETON ETF TR35473P777FTSE HONG KONG8$139dollars as filed
NORTHERN LTS FD TR II66538F157GGM MAC ALI ETF5$137dollars as filed
Livewire Group Inc W Exp 09/26/20253838J113SPAC Combination2,675$136dollars as filed
BATTALION OIL CORP07134L107COM79$136dollars as filed
AIM ETF PRODUCTS TRUST00888H588ALLIANZIM US EQU5$136dollars as filed
PROSHARES TR74347R776ULTRA MATERIALS6$136dollars as filed
PROSHARES TR74349Y779ULTRASHORT SEMIC5$134dollars as filed
Clene Inc185634110CLENE INC -CW252,670$134dollars as filed
ONFOLIO HOLDINGS INC68277K124*W EXP 01/02/202529$132dollars as filed
G WILLI FOOD INTL LTDM52523103ORD8$130dollars as filed
RAVE RESTAURANT GROUP INC754198109COM50$129dollars as filed
FORESIGHT AUTONOMOUS HLDGS L345523203SPONSORED ADR87$129dollars as filed
ALTSHARES TRUST02210T207EVENT-DRIVEN ETF12$128dollars as filed
NIXXY INC75630B113*W EXP 07/02/2028,449$127dollars as filed
NOMURA ETF TR555927300TAX FREE USA SRT5$126dollars as filed
NULL52178J303NULL80$126dollars as filed
SIMPLIFY EXCHANGE TRADED FUN82889N467NEXT INTANGIBLE ADDED5$126dollars as filed
Sim Acquisition Corp. I W Exp 06/01/203G8431T119SPACS Warrant1,250$125dollars as filed
X FINL98372W202SPONSORED ADS15$125dollars as filed
EA SERIES TRUST02072L326HONEYTREE US EQU4$125dollars as filed
Sab Biotherapeutics Inc W Exp 10/22/20278397T111SPAC Combination1,633$122dollars as filed
LANDSEA HOMES CORP51509P111*W EXP 01/08/2021,176$120dollars as filed
GROVE COLLABORATIVE HOLDINGS39957D201Common Stock85$118dollars as filed
NEWGENIVF GROUP LIMITEDG0544E113*W EXP 04/03/2022,623$118dollars as filed
ASCENT SOLAR TECHNOLOGIES IN043635804COM NEW36$118dollars as filed
INNOVATOR ETFS TRUST45782C680US EQTY PWR BF3$116dollars as filed
PROCAPS GROUP SAL7756P102SHS49$115dollars as filed
RF ACQUISITION CORP74954L104COM10$114dollars as filed
IONEER LTD46211L101CMN28$112dollars as filed
TRISALUS LIFE SCIENCES INC89680M101COM22$110dollars as filed
PROCAPS GROUP SAL7756P110*W EXP 09/29/2022,615$110dollars as filed
GLOBAL BLOCKCHAIN ACQUI CORP37961B104COMMON STOCK10$110dollars as filed
Yotta Acquisition Corp98741Y111Warrant2,720$109dollars as filed
Multisensor Ai Holdings Inc W Exp 12/19/202456948116SPAC Combination2,676$107dollars as filed
NABORS ENERGY TRANSITION CORG6363K122UNIT 99/99/999910$107dollars as filed
RENEW ENERGY GLOBAL PLCG7500M120WTS652$106dollars as filed
WinVest Acquisition Corp97655B117Warrant7,400$104dollars as filed
P3 HEALTH PARTNERS INC744413105COM CL A457$103dollars as filed
GOLDENSTONE ACQUISITION LTD38136Y110*W EXP 07/15/2026,842$103dollars as filed
FOREMOST CLEAN ENERGY LTD34546R100COM74$102dollars as filed
PHARMING GROUP NV SPON ADS71716E105ADR10$101dollars as filed
MELAR ACQUISITION CORP. IG6004G126UNIT 06/10/202910$101dollars as filed
MANAGER DIRECTED PORTFOLIOS56170L679SANJ ALP LOW ETF4$100dollars as filed
N2OFF INC80512Q402COM400$99dollars as filed
GREENLAND MINES LTD49876K111*W EXP 06/21/2022,130$98dollars as filed
BRISTOL-MYERS SQUIBB CO110122140RIGHT 12/30/20302,008$98dollars as filed
SUNRISE NEW ENERGY CO LTDG3932F106ORD CL A SHS114$98dollars as filed
Sbc Med Group Hldgs Inc W Exp 09/17/20273245B115SPAC Combination400$96dollars as filed
SkyAI Inc82003F119*W EXP 4/13/2022,408$96dollars as filed
HUMANKIND BENEFIT CORPORATIO444869101HUMANKIND US STK3$95dollars as filed
EKSO BIONICS HLDGS INC282644301COM154$94dollars as filed
ClimateRockG2311X118Warrant4,649$93dollars as filed
NULL68620A203NULL199$92dollars as filed
DIREXION SHARES ETF TRUST25459W557DAI 710 BEA ETF6$89dollars as filed
NEUROONE MED TECHNOLOGIES CORP COM64130M209Stock108$89dollars as filed
ADVISOR MANAGED PORTFOLIOS00777X553MILL VA LEVE ETF3$88dollars as filed
Elicio Therapeutics Inc Com28657F103LST Equity Option17$87dollars as filed
GOLDMAN SACHS ETF TRUST II38150W206MARK TO INTL ETF2$87dollars as filed
HERAMBA ELECTRIC EQg4411j106WT2,000$86dollars as filed
EDIBLE GARDEN AG INC28059P113*W EXP 99/99/9992,436$85dollars as filed
MULTIMETAVERSE HOLDINGS LTDG6360J136*W EXP 01/04/2022,928$82dollars as filed
Shf Holdings Inc W Exp 09/28/202824430110SPAC Combination1,852$80dollars as filed
PROSHARES TR74349Y738ULTRASHORT MSCI5$80dollars as filed
FIRST TR EXCHANGE-TRADED FD33733E740CMN6$77dollars as filed
PAVMED INC70387R122*W EXP 04/30/2027,708$77dollars as filed
HYCROFT MINING HOLDING CORP44862P117*W EXP 05/29/20215,140$76dollars as filed
CANOO INC13803R110*W EXP 12/21/2022,633$76dollars as filed
PRESIDIO PPTY TR INC74102L113*W EXP 01/24/2022,052$72dollars as filed
DIREXION SHARES ETF TRUST25461A585DAILY CRYPTO IND3$72dollars as filed
PROSHARES TR74349Y761SHORT FINAN NEW2$71dollars as filed
Keen Vision Acquisition Corp W Exp 03/15/202G52443127SPACS Warrant1,370$67dollars as filed
CCSC TECHNOLOGY INTL HLDGS L CL A OG1993R100RD SHS43$67dollars as filed
AMPLIFY ETF TR032108615VIDE GAME LE ETF1$65dollars as filed
NUSHARES ETF TR67092P821NUVEEN DIVIDEND2$65dollars as filed
Oak Woods Acquisition Corp67190B112Warrant1,300$64dollars as filed
ABOVE FOOD INGREDIENTS INC00373V118*W EXP 06/28/2022,373$64dollars as filed
SPDR SERIES TRUST78468R473STATE STREET SPD2$64dollars as filed
CLIMATEROCKG2311X134RIGHT 10/31/2028900$63dollars as filed
AMPLIFY COMMODITY TRUST03210A107BREA DRY BUL ETF10$61dollars as filed
ALLURION TECHNOLOGIES INC WT EXP 08013002008G110Stock2,012$60dollars as filed
CATHETER PRECISION INC74933X609COM NEW134$60dollars as filed
DIREXION SHARES ETF TRUST25460E679DAILY TRANSN ETF2$59dollars as filed
ISHARES TR46436E346MSCI WTR MGMT MS2$59dollars as filed
INVESCO EXCHANGE TRADED FD T46137V423S&P 500 VLU MOMN1$58dollars as filed
BELLEVUE LIFE SCNCS AQSTN CO079174108COM5$56dollars as filed
KWESST MICRO SYSTEMS INC501506133*W EXP 09/01/2022,640$55dollars as filed
TRUESHARES PATRIOT DEFENSE ETF53656F227ETF2$55dollars as filed
BANNIX ACQUISITION CORP066644113*W EXP 07/31/2021,970$55dollars as filed
QTREX QUANTUM LTDM53637118*W EXP 07/16/202284$54dollars as filed
FURY GOLD MINES LTD36117T100COM143$53dollars as filed
ZOOMCAR HOLDINGS INC45784g119WT2,799$53dollars as filed
EDESA BIOTECH INC27966L306COM NEW31$52dollars as filed
DBX ETF TR23306X506XTRAC S&P ETF2$52dollars as filed
AB ACTIVE ETFS INC00039J871TAX AWA LONG ETF2$50dollars as filed
DIREXION SHARES ETF TRUST25459W755CMN5$49dollars as filed
THE BEACHBODY COMPANY INC073463309COM CL A NEW8$49dollars as filed
CHARLES & COLVARD LTD159765205COM NEW37$49dollars as filed
CLENE INC185634201COM NEW9$48dollars as filed
AFFIMED N VN01045207COM40$48dollars as filed
ACCELERATE DIAGNOSTICS INC00430H201COM40$48dollars as filed
SYSTEM1 INC87200P117W EXP 01/27/2022,667$48dollars as filed
LATTICE STRATEGIES TR518416854HARTFORD MULTIFA1$48dollars as filed
TIDAL TRUST II88636J477YIELDMAX SHORT5$47dollars as filed
Zedge Inc98923T104COM17$46dollars as filed
DERMATA THERAPEUTICS INC249845116*W EXP 99/99/9994,142$46dollars as filed
VERSUS SYSTEMS INC92535P147*W EXP 01/20/2021,029$46dollars as filed
CSLM ACQUISITION CORPG2365L101CLASS A ORD SHS4$46dollars as filed
HEARTSCIENCES INC42254E112*W EXP 06/15/2021,500$45dollars as filed
WELSBACH TECH METALS ACQU CO950415117RIGHT 12/22/2026600$45dollars as filed
GOLDEN STAR ACQUISITION CORPG4023C101USD ORD SHS4$45dollars as filed
ETFIS SER TR I26923G822VIRTUS INFRCAP2$44dollars as filed
ANEBULO PHARMACEUTICALS INC034569103COM25$42dollars as filed
LibityG49219127Warrant2,570$41dollars as filed
NEUROSENSE THERAPEUTICS LTDM74240116*W EXP 11/10/20294$41dollars as filed
AMERICAS GOLD AND SILVER COR03062D100COM107$40dollars as filed
Andretti Acquisition Corp Ii W Exp 06/01/203G26745128SPACS Warrant281$40dollars as filed
Cn Healthy Food Tech Group C W Exp 09/30/203462837113SPAC Combination1,150$40dollars as filed
ELECTRA BATTERY MATERIALS CO28474P201COM87$40dollars as filed
Curiositystream Inc W Exp 10/14/20223130Q115SPAC Combination1,658$40dollars as filed
OHMYHOME LTDG6S38M107ORD SHS100$40dollars as filed
PROSHARES ULTRASHORT MSCI BRAZIL CAPPED74347G283ETF2$38dollars as filed
STRYVE FOODS INC863685111COM4,667$37dollars as filed
PRENETICS GLOBAL LTDG72245114*W EXP 05/18/2024,562$37dollars as filed
AMBIPAR EMERGENCY RESPONSEG02532110*W EXP 03/06/202124$36dollars as filed
PROSHARES TR74347G564ULTSHT HLTHCRE3$36dollars as filed
IMMATICS N.VN44445117*W EXP 07/01/202142$36dollars as filed
WELSBACH TECH METALS ACQU CO950415109COM3$36dollars as filed
INNOVATOR ETFS TRUST45782C649US EQTY ULTRA B1$35dollars as filed
TENON MEDICAL INC88066N113*W EXP 06/16/2022,666$35dollars as filed
TURNSTONE BIOLOGICS CORP90042W100COM71$35dollars as filed
GLOBAL BLUE GROUP HOLDING AGH33700115*W EXP 08/28/2021,138$34dollars as filed
WTS-LEAFLY HLDGS 4FEB2752178J113*W EXP 02/04/2021,870$34dollars as filed
BNY MELLON ETF TRUST09661T792WOMENS OPPORT1$34dollars as filed
SAVERONE 2014 LTD80516T113*W EXP 06/02/2021,668$33dollars as filed
CAMBIUM NETWORKS CORPORATIONG17766109COMMON STOCK-FO51$33dollars as filed
FIDELITY COVINGTON TRUST316092345BLUE CHIP VALUE1$32dollars as filed
GRANITESHARES ETF TR38747R868CMN2$32dollars as filed
ISHARES TR46436E254ENVIRONMNTL INFR1$30dollars as filed
BT BRANDS INC0557MQ115*W EXP 11/12/202500$30dollars as filed
UBS AG LONDON BRANCH90278V602CAL LKD 511$30dollars as filed
VINE HILL CAP INVT CORP.G93Y09107ORD SHS CL A3$30dollars as filed
Ontrak Inc.683373401COM17$30dollars as filed
AMPLIFY ETF TR032108888BLACKSWAN GRWT1$29dollars as filed
GRAYSCALE ETHEREUM TRUST ETF389638107SHS1$28dollars as filed
MINERVA NEUROSCIENCES INC603380205COM NEW12$27dollars as filed
PGIM ROCK ETF TR69420N783S&P 500 BUFFER1$27dollars as filed
FIRST TR EXCH TRADED FD III33739P202EME MRK BD ETF1$26dollars as filed
Monarch Volume Factor Global ETF66537J812ETF1$26dollars as filed
THOR FINL TECHNOLOGIES TR885155200CMN1$26dollars as filed
GOLD ROYALTY CORP38071H122*W EXP 05/31/202100$26dollars as filed
REAL MESSENGER CORP.G7410G106SHS CL A10$26dollars as filed
STRATEGY SHS86280R811EVEN HIGH DI ETF1$25dollars as filed
HARRIS OAKMARK ETF TRUST41456U106OAKMARK U S LRG1$24dollars as filed
CRITICAL METALS CORPG2662B111WTS105$24dollars as filed
ISHARES TR46438G109MSC MAR QUA ETF1$24dollars as filed
AA MISSION ACQUISITION CORPG1000R127*W EXP 08/01/203341$24dollars as filed
ETHZILLA CORPORATION68236V112*W EXP 11/06/2022,676$24dollars as filed
APPTECH PMTS CORP03834B127*W EXP 01/04/202200$24dollars as filed
TC BIOPHARM HOLDINGS PLC87807D111*W EXP 02/10/2022,400$24dollars as filed
OAK WOODS ACQUISITION CORP67190B203UNIT 03/23/20282$23dollars as filed
DIREXION SHARES ETF TRUST25460G328CMN2$22dollars as filed
CAPTIVISION INC-28G18932114Stock Warrant1,700$22dollars as filed
DIREXION SHS ETF TR25460G146DAILY ELECTRIC1$22dollars as filed
SWVL HOLDINGS CORPG86302117*W EXP 99/99/9991,491$21dollars as filed
ADVENT TECHNOLOGIES HOLDNG I00788A113*W EXP 02/03/2022,608$21dollars as filed
WTS/CIIG CAPITAL PARTNERS II INC 0.0000EXP03/03/20G9889X115COM2,666$21dollars as filed
IMUNON INC15117N602COM22$21dollars as filed
ENLIVEX LTDM4130Y106CMN16$19dollars as filed
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Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000950123-25-002409this filing2025-02-14acceptance time not in the bulk data set