13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2024-12-31, filed 2025-02-14, with 9,875 holding rows worth $541,090,902,824.
- Accession
- 0000950123-25-002409
- Filer
- CIK 1610520
- Filed
- 2025-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2024
A combination report, 23,016 entries on the cover page, a total value of $541,090,902,824 stated on the cover page (in dollars after the unit check, H1), rows summing to $541,090,902,824 with VALUE read as dollars as filed, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS AM, a distinct business unit of UBS Asset Management Americas LLC 028-02682
- reports for this filerOCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerCredit Suisse International 028-11516
- included managerCredit Suisse Hedging-Griffo Wealth Management S.A. 028-13460
- included managerCredit Suisse Securities (USA) LLC 028-11380
- included managerCredit Suisse (Italy) S.p.A. 028-13035
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21410
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) S.A. 028-22657
- included managerCredit Suisse (UK) Limited
- included managerUBS SuMi TRUST Wealth Management Co., Ltd.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 11,987 | $7,072 | dollars as filed | |
| SYNERGY CHC CORP | 87165D208 | COM NEW | 1,606 | $7,066 | dollars as filed | |
| PROTAGENIC THERAPEUTICS INC | 74365N202 | COM NEW | 14,414 | $7,063 | dollars as filed | |
| SENMIAO TECHNOLOGY LTD COM | 817225204 | SHS | 6,594 | $7,056 | dollars as filed | |
| GUILD HLDGS CO | 40172N107 | CL A | 499 | $7,041 | dollars as filed | |
| GYRODYNE LLC | 403829104 | COM | 780 | $7,036 | dollars as filed | |
| Avinger Inc Ordinary Shares | 053734877 | COM | 8,597 | $7,032 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416805 | HARTFORD LONGEVI | 225 | $7,027 | dollars as filed | |
| TRAWS PHARMA INC | 68232V884 | COM NEW | 791 | $7,024 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 133 | $7,021 | dollars as filed | |
| Avantis International Large Cap Val ETF | 025072364 | SHS | 135 | $7,007 | dollars as filed | |
| PROCESSA PHARMACEUTICALS INC | 74275C304 | COM SHS | 7,908 | $6,991 | dollars as filed | |
| AURORA MOBILE LTD | 051857209 | ADR (AMERICAN DEPOSITOR RECEIPTS) | 987 | $6,977 | dollars as filed | |
| BIOMERICA INC | 09061H307 | COM NEW | 23,253 | $6,976 | dollars as filed | |
| HUADI INTERNATIONAL GRP CO L | G4645E105 | SHS | 4,004 | $6,947 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 7,264 | $6,937 | dollars as filed | |
| SHIMMICK CORPORATION | 82455M109 | COM | 2,677 | $6,933 | dollars as filed | |
| SOUNDHOUND AI INC | 836100115 | *W EXP 04/26/202 | 598 | $6,913 | dollars as filed | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 600 | $6,912 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 224 | $6,907 | dollars as filed | |
| ISHARES ESG AWARE 40/60 MODERATE ALLOCATION ETF | 46436E684 | UIT EXCHANGE TRADED | 252 | $6,905 | dollars as filed | |
| NANOVIRICIDES INC | 630087302 | COM | 4,800 | $6,864 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G466 | CMN | 204 | $6,834 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X438 | AXS REAL ESTATE | 311 | $6,822 | dollars as filed | |
| VANECK ETF TRUST | 92189H680 | MORNINGSTAR WIDE | 223 | $6,820 | dollars as filed | |
| PALLADYNE AI CORP | 80359A114 | *W EXP 09/24/202 | 8,886 | $6,816 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 14,976 | $6,815 | dollars as filed | |
| UBS AG | 22539U602 | ETRA CRU OIL SHS | 104 | $6,810 | dollars as filed | |
| PACER FDS TR | 69374H485 | SWAN SOS MODRTE | 246 | $6,790 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072117 | CALIF MUN BD ETF | 136 | $6,783 | dollars as filed | |
| SPROTT FDS TR | 85208P402 | SPROTT CRITICAL | 450 | $6,782 | dollars as filed | |
| MADISON ETFS TRUST | 557441409 | MADISON COVERED | 361 | $6,776 | dollars as filed | |
| FINANCIAL INVS TR | 31761T886 | CORE NAT RES ETF | 292 | $6,766 | dollars as filed | |
| ALPHA MODUS HLDGS INC CL A NEW | 020952107 | Stock | 2,255 | $6,765 | dollars as filed | |
| MODULAR MED INC | 60785L207 | COM NEW | 4,921 | $6,742 | dollars as filed | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 7,940 | $6,717 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 414 | $6,706 | dollars as filed | |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 169 | $6,691 | dollars as filed | |
| BENSON HILL INC | 082490202 | COM NEW | 3,390 | $6,678 | dollars as filed | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 1,223 | $6,665 | dollars as filed | |
| CYCURION INC | 95758L107 | COM | 623 | $6,647 | dollars as filed | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 468 | $6,622 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E364 | CMN | 247 | $6,620 | dollars as filed | |
| XENETIC BIOSCIENCES INC | 984015602 | COM | 1,656 | $6,607 | dollars as filed | |
| HEPION PHARMACEUTICALS INC | 426897302 | COM | 14,032 | $6,595 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 200 | $6,592 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 168 | $6,566 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 99 | $6,566 | dollars as filed | |
| SIMPLIFY US SMLLCAP PLUS INC | 82889N418 | ETP | 295 | $6,565 | dollars as filed | |
| CURRENC GROUP INC | G47862100 | CL A ORD SHS | 3,642 | $6,556 | dollars as filed | |
| ISHARES TR | 46438G869 | CMN | 264 | $6,555 | dollars as filed | |
| WAH FU EDUCATION GROUP LIMIT | G94184101 | SHS | 3,893 | $6,540 | dollars as filed | |
| ROYALTY MANAGEMENT HOLDING CORPORATION | 02369M102 | CLASS A COMMON STOCK | 6,549 | $6,536 | dollars as filed | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 4,733 | $6,532 | dollars as filed | |
| PAINREFORM LTD | M77798144 | SHS NEW | 1,947 | $6,532 | dollars as filed | |
| MATTHEWS ASIA FDS | 577125792 | EMER MARK EX ETF | 225 | $6,522 | dollars as filed | |
| PACER FDS TR | 69374H659 | CASH COWS ETF | 172 | $6,520 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 77 | $6,493 | dollars as filed | |
| INSIGHT MOLECULAR DIA INC | 68235C206 | COM NEW | 2,714 | $6,460 | dollars as filed | |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 3,510 | $6,459 | dollars as filed | |
| MULTI WAYS HOLDINGS LIMITED O | G6362F108 | RD SHS CLASS A | 22,668 | $6,438 | dollars as filed | |
| AIRSHIP AI HLDGS INC | 008940116 | *W EXP 12/21/202 | 3,127 | $6,410 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235114 | *W EXP 08/04/202 | 213,363 | $6,401 | dollars as filed | |
| Net Power Inc W Exp 06/08/202 | 64107A113 | SPAC Combination | 1,777 | $6,395 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F209 | ELC VEH MTLS CDT | 438 | $6,395 | dollars as filed | |
| RUM GROUP INC | 78137L113 | *W EXP 09/16/202 | 1,270 | $6,375 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 138 | $6,359 | dollars as filed | |
| INNO HOLDINGS INC | 4576JP208 | COM NEW | 1,349 | $6,347 | dollars as filed | |
| ENERGY FOCUS INC | 29268T508 | COM NEW | 5,300 | $6,307 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q818 | INTER MU IN ETF | 126 | $6,305 | dollars as filed | |
| UBS AG | 22542D225 | ETRA SILV SHS CO | 86 | $6,283 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810303 | COM NEW | 12,313 | $6,280 | dollars as filed | |
| MORGAN STANLEY ETF TRUST | 61774R809 | EATO VA YIEL ETF | 120 | $6,275 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L870 | SELECT TECHNOLO | 244 | $6,266 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C754 | BBB RATED 1 5 YE | 124 | $6,264 | dollars as filed | |
| ISHARES TR | 46438G596 | US MANUF ETF | 253 | $6,262 | dollars as filed | |
| GUINNESS ATKINSON ETF FDS DIVIDEND BUILDER | 402031835 | ETF | 220 | $6,255 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y590 | PREM INCM 40 BAR | 254 | $6,246 | dollars as filed | |
| Gammaroad Market Navigation Etf | 45259A704 | ETP | 312 | $6,244 | dollars as filed | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 271 | $6,236 | dollars as filed | |
| MURAL ONCOLOGY PUB LTD CO | G63365103 | ORD SHS | 1,936 | $6,234 | dollars as filed | |
| M3BRIGADE ACQUISITION V CORP | G63212123 | UNIT 99/99/9999 | 614 | $6,226 | dollars as filed | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 57 | $6,205 | dollars as filed | |
| INTCHAINS GROUP LTD | 45828E104 | CMN | 1,876 | $6,191 | dollars as filed | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 297 | $6,184 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 145 | $6,183 | dollars as filed | |
| IMPACT BIOMEDICAL INC | 45259L205 | COMMON STOCK | 4,252 | $6,165 | dollars as filed | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 3,052 | $6,165 | dollars as filed | |
| XSQUARE SER TR | 98422R104 | MUN INCOME ETF | 227 | $6,153 | dollars as filed | |
| FATHOM HOLDINGS | 31189V109 | COM | 4,017 | $6,146 | dollars as filed | |
| HITEK GLOBAL INC | G45139105 | USD CL A SHS | 4,297 | $6,145 | dollars as filed | |
| NEXTPLAT CORP | 68557F209 | COM NEW | 5,667 | $6,120 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V633 | CALIF MUN BD ETF | 122 | $6,106 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B527 | BAHL GA GROW ETF | 208 | $6,103 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 156 | $6,095 | dollars as filed | |
| SILYNXCOM LTD | M8T145100 | COM SHS | 1,683 | $6,092 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 3,851 | $6,084 | dollars as filed | |
| Rail Vision Ltd | M8186D122 | COM | 2,881 | $6,079 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y525 | PREM INC 20 BARR | 254 | $6,078 | dollars as filed | |
| PROSHARES TR | 74347G473 | SMART MATLS ETF | 208 | $6,057 | dollars as filed | |
| IF BANCORP INC | 44951J105 | COM | 265 | $6,005 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 300 | $5,994 | dollars as filed | call |
| DOUBLEDOWN INTERACTIVE CO LT | 25862B109 | ADS | 574 | $5,993 | dollars as filed | |
| FLEXSHOPPER INC | 33939J303 | COM | 3,486 | $5,961 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 200 | $5,960 | dollars as filed | put |
| MADISON ETFS TRUST | 557441300 | AGGREGATE BOND | 297 | $5,958 | dollars as filed | |
| GABELLI ETFS TRUST | 36261K301 | GLOB TEC LEA ETF | 221 | $5,957 | dollars as filed | |
| ICON ENERGY CORP | Y4001C107 | COM | 2,660 | $5,932 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P546 | SYSTMTC STYL PRE | 248 | $5,930 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 6,000 | $5,925 | dollars as filed | principal |
| RADIOPHARM THERANOSTICS LTD | 75041J101 | SPONSORED ADS | 1,317 | $5,913 | dollars as filed | |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 1,237 | $5,888 | dollars as filed | |
| TRIDENT DIGITAL TECH HOLDING | 89616X106 | SPONSORED ADS | 2,666 | $5,876 | dollars as filed | |
| LISTED FDS TR | 53656F854 | SHARES MUNI DB | 269 | $5,856 | dollars as filed | |
| Monarch Volume Factor Dividnd ETF | 66537J820 | ETF | 225 | $5,843 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W500 | INNOV LEADE ETF | 161 | $5,828 | dollars as filed | |
| SOBR SAFE INC | 833592306 | COM | 5,022 | $5,826 | dollars as filed | |
| AMPLIFY COMMODITY TRUST | 03210A206 | BREA TANK SH ETF | 593 | $5,822 | dollars as filed | |
| FITLIFE BRANDS INC | 33817P306 | COM | 178 | $5,803 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T818 | INNOVATORS ETF | 163 | $5,788 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 6,000 | $5,772 | dollars as filed | principal |
| COMPANHIA PARANAENSE DE ENERGI SPONSORED ADS | 20441B704 | ADR | 1,103 | $5,751 | dollars as filed | |
| ADVISORS INNER CIRCLE FD II | 00791R798 | 3EDGE DYN US ETF | 230 | $5,740 | dollars as filed | |
| FEDERATED HERMES ETF TRUST | 31423L800 | MDT LARGE CAP | 202 | $5,719 | dollars as filed | |
| ABLE VIEW GLOBAL INC | G1149B108 | CL B ORD SHS | 7,643 | $5,717 | dollars as filed | |
| GENPREX INC | 372446203 | COM NEW | 6,686 | $5,697 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B304 | COM NEW | 2,049 | $5,696 | dollars as filed | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 149 | $5,666 | dollars as filed | |
| UTSTARCOM HOLDINGS CORP | G9310A122 | ORDINARY SHARES | 1,945 | $5,641 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W507 | ACES INVSTMNT GR | 120 | $5,615 | dollars as filed | |
| IHUMAN INC | 45175B109 | CMN | 3,314 | $5,601 | dollars as filed | |
| BELLEVUE LIFE SCNCS AQSTN CO | 079174207 | UNIT 02/09/2028 | 500 | $5,600 | dollars as filed | |
| Shopify Inc | 82509LAA5 | Convertible bond | 5,500 | $5,599 | dollars as filed | principal |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 127 | $5,596 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N108 | AMERICAN CONSER | 128 | $5,596 | dollars as filed | |
| INVESCO GALAXY ETHEREUM ETF | 46148D107 | SHS | 167 | $5,576 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 5,308 | $5,573 | dollars as filed | |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 1,197 | $5,566 | dollars as filed | |
| EVOKE PHARMA INC | 30049G302 | COM | 1,258 | $5,560 | dollars as filed | |
| Treasure Global Inc | 89458T205 | Common Stock | 31,372 | $5,553 | dollars as filed | |
| DISTOKEN ACQUISITION CORP | G27740110 | COM | 500 | $5,550 | dollars as filed | |
| SINTX TECHNOLOGIES INC | 829392703 | COM NEW | 1,584 | $5,544 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y798 | GRWT ACCLTD PLUS | 221 | $5,543 | dollars as filed | |
| GLOBAL X FDS | 37954Y178 | GLOBAL X AGTECH | 576 | $5,542 | dollars as filed | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 99 | $5,536 | dollars as filed | |
| NEOS ETF TRUST | 78433H501 | NEOS ENH INC 1-3 | 111 | $5,530 | dollars as filed | |
| CHENGHE ACQUISITION II CO | G20873124 | UNIT 05/30/2031 | 545 | $5,526 | dollars as filed | |
| TANTECH HLDGS LTD | G8675X149 | SHS NEW | 26,137 | $5,515 | dollars as filed | |
| MARBLEGATE ACQUISITION CORP | 56608A204 | UNIT 08/31/2028 | 505 | $5,515 | dollars as filed | |
| NSTS BANCORP INC | 6293JP109 | COM | 467 | $5,511 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y459 | INTL DEV PWR BUF | 192 | $5,497 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q708 | ACTIVE SM CP VAL | 94 | $5,494 | dollars as filed | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 135 | $5,492 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 1,500 | $5,486 | dollars as filed | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 200 | $5,481 | dollars as filed | |
| KEEN VISION ACQUISITION CORP | G52443101 | UNIT 99/99/9999 | 500 | $5,480 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H505 | ALLIA US OCT ETF | 154 | $5,476 | dollars as filed | |
| ONCONETIX INC | 68237Q104 | COM | 8,688 | $5,473 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P462 | BRAN DYN CAP ETF | 405 | $5,468 | dollars as filed | |
| CINEVERSE CORP | 172406308 | COM CL A | 1,495 | $5,457 | dollars as filed | |
| ITERUM THERAPEUTICS PLC | G6333L200 | COM | 3,074 | $5,441 | dollars as filed | |
| PROSHARES TR | 74347G317 | SUPPLY CHAIN LOG | 144 | $5,420 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 3,027 | $5,418 | dollars as filed | |
| PROSHARES TR | 74347B573 | CMN | 86 | $5,413 | dollars as filed | |
| SAFE & GREEN DEVELOPMENT CORPORATION | 78637J204 | COM NEW | 2,027 | $5,412 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P785 | FTSE GERMANY | 216 | $5,395 | dollars as filed | |
| PUTNAM ETF TRUST | 746729607 | ESG CORE BOND | 112 | $5,380 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 138 | $5,375 | dollars as filed | |
| TIDAL TRUST I | 886364843 | ATAC US ROTATION | 324 | $5,373 | dollars as filed | |
| INUVO INC | 46122W204 | COM NEW | 8,309 | $5,368 | dollars as filed | |
| SEMILEDS CORP | 816645204 | COM NEW | 4,157 | $5,363 | dollars as filed | |
| ICZOOM GROUP INC. | G4760B100 | CL A ORD SHS | 3,172 | $5,361 | dollars as filed | |
| DBX ETF TR | 23306X852 | XTRACKERS CALIF | 214 | $5,352 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 5,000 | $5,350 | dollars as filed | put |
| ATIF HOLDINGS LIMITED | G0602B209 | ORD SHS NEW | 4,990 | $5,344 | dollars as filed | |
| VIVOPOWER PLC | G9376R209 | CL A ORD SHS | 4,006 | $5,328 | dollars as filed | |
| INTENSITY THERAPEUTICS INC | 45828J103 | COM | 3,021 | $5,317 | dollars as filed | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 226 | $5,297 | dollars as filed | |
| BLACK HAWK ACQUISITION CORP | G1148A101 | CMN | 510 | $5,294 | dollars as filed | |
| ADVISORS INNER CIRCLE FD II | 00791R822 | 3EDGE HARD ETF | 221 | $5,273 | dollars as filed | |
| WISDOMTREE TR | 97717Y436 | US SMAL QU GR FD | 192 | $5,270 | dollars as filed | |
| NUSHARES ETF TR | 67092P755 | NUVEEN ULTRA SHT | 209 | $5,267 | dollars as filed | |
| T1 Energy Inc W Exp 07/09/202 | 35834F112 | Warrant | 20,237 | $5,262 | dollars as filed | |
| UBS AG LONDON BRANCH | 90278V503 | NT LKD 51 | 109 | $5,251 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G625 | DAILY CLUD BUL2X | 384 | $5,249 | dollars as filed | |
| PHUNWARE INC | 71948P209 | COM NEW | 1,000 | $5,200 | dollars as filed | call |
| BNY MELLON ETF TRUST | 09661T800 | HIGH YIELD ETF | 109 | $5,198 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092147 | DISRUPTIVE MEDIC | 210 | $5,179 | dollars as filed | |
| ISHARES TR | 46436E247 | FUTU META TE ETF | 157 | $5,165 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F243 | VEST LADDERED SM | 242 | $5,162 | dollars as filed | |
| BONDBLOXX TR BBB ETF RATED 5-10 YR CORP BD | 09789C747 | ETF | 103 | $5,154 | dollars as filed | |
| STATE STREET SPDR S&P SMALLCAP 600 ESG ETF | 78468R481 | ETF | 164 | $5,154 | dollars as filed | |
| XWELL INC | 98420U802 | COM NEW | 3,412 | $5,152 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G138 | *W EXP 12/14/202 | 46,403 | $5,150 | dollars as filed | |
| BGSF INC | 05601C105 | COM | 980 | $5,135 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W614 | SMALL CAP EQUITY | 100 | $5,126 | dollars as filed | |
| PETROS PHARMACEUTICALS INC | 71678J209 | COM NEW | 12,992 | $5,119 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U711 | FT VEST U.S EQT | 146 | $5,116 | dollars as filed | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 289 | $5,058 | dollars as filed | |
| PEABODY ENGR CORP | 704551AD2 | NOTE 3.250% 3/0 | 4,000 | $5,044 | dollars as filed | principal |
| J P MORGAN EXCHANGE TRADED F | 46641Q134 | INTRNL RES EQT | 86 | $5,032 | dollars as filed | |
| PGIM ETF TR | 69344A784 | SHRT DUR HGH YLD | 100 | $5,013 | dollars as filed | |
| TOP FINANCIAL GROUP LTD | G989A6102 | SHS CL A | 3,268 | $5,000 | dollars as filed | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 236 | $4,990 | dollars as filed | |
| HEARTSCIENCES INC | 42254E302 | COM | 1,305 | $4,985 | dollars as filed | |
| GOLDMAN SACHS ETF TRUST II | 38150W107 | MARKETBETA US EQ | 98 | $4,979 | dollars as filed | |
| NULL | 928251206 | NULL | 13,100 | $4,978 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H307 | ALLIANZIM US EQ | 126 | $4,972 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505467 | RANG GL COAL ETF | 239 | $4,965 | dollars as filed | |
| ETERNA THERAPEUTICS INCORPORATED COM NEW | 114082209 | COM NEW | 16,857 | $4,956 | dollars as filed | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 27,056 | $4,951 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E723 | ETC CABANA TARGT | 228 | $4,938 | dollars as filed | |
| FLUOR CORP | 343412102 | COM | 100 | $4,932 | dollars as filed | put |
| ETF OPPORTUNITIES TRUST | 26923N769 | LAFFER TEN EQ IN | 166 | $4,926 | dollars as filed | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 7,467 | $4,906 | dollars as filed | |
| WESTWATER RES INC | 961684206 | COM NEW | 6,921 | $4,900 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 31609A883 | FUND DE INTL ETF | 200 | $4,878 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q690 | ACTI DE MARK ETF | 105 | $4,878 | dollars as filed | |
| ACURX PHARMACEUTICALS INC | 00510M104 | COM | 5,961 | $4,852 | dollars as filed | |
| ENSYSCE BIOSCIENCES INC | 293602504 | COM NEW | 595 | $4,844 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 137 | $4,838 | dollars as filed | |
| LENSAR INC | 52634L108 | COM | 541 | $4,837 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092121 | DISRUPTORS ETF | 153 | $4,832 | dollars as filed | |
| NORTHERN LIGHTS FD TR | 66538J324 | OCEAN PK INTL | 200 | $4,805 | dollars as filed | |
| AMERICAN CUSTOMER SATISFACTION ETF | 886364710 | UIT EXCHANGE TRADED | 79 | $4,803 | dollars as filed | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 4,986 | $4,787 | dollars as filed | |
| FIDELITY GREENWOOD STREET TR | 31624J729 | YIEL ENH EQU ETF | 179 | $4,783 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W580 | CMN | 100 | $4,754 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 75 | $4,747 | dollars as filed | |
| COLUMBIA RESEARCH ENHANCED REAL | 19761L110 | COM | 219 | $4,737 | dollars as filed | |
| RIDGETECH INC | G2124G120 | SHS NEW | 2,672 | $4,729 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B255 | NYLI GLO R&D ETF | 160 | $4,711 | dollars as filed | |
| PROSHARES TR | 74347B565 | CMN | 74 | $4,710 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A453 | CLEARSHS ULTRA | 47 | $4,703 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N434 | WOLFE US EQUITY | 180 | $4,701 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H260 | MONA AM INCO ETF | 212 | $4,696 | dollars as filed | |
| LISTED FD TR | 53656F714 | TRUESHARES STRUC | 123 | $4,693 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R306 | HIPS US HIGH INC | 365 | $4,691 | dollars as filed | |
| ENTERO THERAPEUTICS INC | 33749P408 | COM NEW | 7,526 | $4,682 | dollars as filed | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 99 | $4,654 | dollars as filed | |
| US GOLDMINING INC | 90291W116 | *W EXP 04/24/202 | 2,619 | $4,636 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188804 | SUSTAINABLE LOW | 92 | $4,618 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 99 | $4,593 | dollars as filed | |
| MGO GLOBAL INC | 55317F207 | COM NEW | 8,139 | $4,590 | dollars as filed | |
| Clockwise Capital LLC | 88636J329 | CLOCKWISE US COR | 184 | $4,571 | dollars as filed | |
| XCHANGE TEC INC ADR | 74738J409 | COM | 5,301 | $4,569 | dollars as filed | |
| Avantis US Small Cap Equity ETF | 025072323 | SHS | 84 | $4,566 | dollars as filed | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 3,524 | $4,546 | dollars as filed | |
| BLACKROCK ETF TRUST II | 092528876 | CMN | 92 | $4,537 | dollars as filed | |
| WISDOMTREE TR | 97717Y642 | EMER MARK EFF FD | 158 | $4,532 | dollars as filed | |
| TEXAS COMMUNITY BANCSHARES I | 88231Q108 | COM | 297 | $4,529 | dollars as filed | |
| PRECIDIAN ETFS TR | 74016W304 | ASTRAZENECA PLC | 107 | $4,500 | dollars as filed | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 157 | $4,494 | dollars as filed | |
| TIDAL TRUST II | 88636R867 | YIELDMAX SMCI | 174 | $4,487 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 1,600 | $4,480 | dollars as filed | call |
| ZYVERSA THERAPEUTICS INC | 98987D300 | COM | 4,187 | $4,438 | dollars as filed | |
| TIDAL TRUST I | 886364793 | SOUND EQUIT ETF | 172 | $4,386 | dollars as filed | |
| TIDAL TRUST II | 88636R818 | YIELDMAX TARGET | 88 | $4,357 | dollars as filed | |
| ANTELOPE ENTERPRISE HLDGS LT | G041JN122 | SHS NEW | 19,096 | $4,354 | dollars as filed | |
| DBX ETF TR | 23306X308 | XTRACKERS S&P GR | 96 | $4,353 | dollars as filed | |
| NOODLES & CO | 65540B105 | COM CL A | 7,504 | $4,345 | dollars as filed | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 485 | $4,336 | dollars as filed | |
| LISTED FD TR | 53656F664 | TRUESHARES STRCT | 104 | $4,328 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N637 | BREN WOOD TO ETF | 128 | $4,324 | dollars as filed | |
| PHIO PHARMACEUTICALS CORP | 71880W501 | COM NEW | 2,397 | $4,315 | dollars as filed | |
| TENON MEDICAL INC | 88066N303 | COM | 2,291 | $4,307 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J792 | CMN | 200 | $4,298 | dollars as filed | |
| Obra High Grade Structured Products ETF | 84858T830 | ETP | 425 | $4,271 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N744 | REX FA IN EQ ETF | 86 | $4,270 | dollars as filed | |
| SKK HOLDINGS LIMITED | G8292E102 | cs | 4,299 | $4,256 | dollars as filed | |
| GDEV INC | G6529J209 | ORD SHS NEW | 220 | $4,255 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y608 | GROWT ACCEL ETF | 122 | $4,241 | dollars as filed | |
| YY GROUP HLDG LTD U | G9888Q103 | SD CL A ORD SHS | 2,250 | $4,230 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E799 | FIRST TR S&P 500 | 175 | $4,212 | dollars as filed | |
| TEXAS CAPITAL FUNDS TRUST | 88224A508 | GOVT MONEY MKT | 42 | $4,207 | dollars as filed | |
| LEXARIA BIOSCIENCE CORP | 52886N117 | *W EXP 01/14/202 | 5,179 | $4,195 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y202 | FUND | 118 | $4,186 | dollars as filed | |
| THE MARYGOLD COMPANIES INC | 57403M104 | COM | 2,372 | $4,175 | dollars as filed | |
| PROSHARES TR II | 74347W338 | CMN | 288 | $4,164 | dollars as filed | |
| FOUR LEAF ACQUISITION CORP | 35088F107 | COM CL A | 375 | $4,163 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F751 | WINSLOW FOCUSED | 89 | $4,163 | dollars as filed | |
| ISHARES TR | 46436E320 | HIGH YLD CORP BD | 131 | $4,162 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B543 | LHA RISK MANAGE | 165 | $4,148 | dollars as filed | |
| EA SERIES TRUST | 02072L870 | GADSDN DYN MLT | 131 | $4,143 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J735 | FUNDAMENTAL ALL | 281 | $4,127 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E737 | CMN | 75 | $4,124 | dollars as filed | |
| PROSHARES TR ETF ON-DEMAND | 74347G523 | ETF | 127 | $4,123 | dollars as filed | |
| FLEXSHARES TR | 33939L654 | US QT LW VLTY | 63 | $4,111 | dollars as filed | |
| SAB BIOTHERAPEUTICS INC | 78397T202 | COMMON STOCK | 1,083 | $4,109 | dollars as filed | |
| FLAG SHIP ACQUISITION CORP | G3530C133 | UNIT 05/22/2029 | 400 | $4,100 | dollars as filed | |
| AVALON HLDGS CORP | 05343P109 | CL A | 1,056 | $4,087 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G623 | MSCI GREEN BUIL | 257 | $4,065 | dollars as filed | |
| INTELLIGENT BIO SOLUTIONS IN | 36151G600 | COM | 2,903 | $4,064 | dollars as filed | |
| GP-ACT III ACQUISITION CORP | G4035N103 | CL A | 400 | $4,056 | dollars as filed | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 125 | $4,035 | dollars as filed | |
| DONEGAL GROUP INC | 257701300 | CL B | 286 | $4,035 | dollars as filed | |
| RAYTECH HLDG LTD | G7385S101 | ORD SHS | 3,101 | $4,031 | dollars as filed | |
| SACKS PARENTE GOLF INC | 78577G202 | COM NEW | 9,589 | $4,027 | dollars as filed | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 168 | $4,022 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G433 | MSCI CLIMATE 500 | 154 | $4,015 | dollars as filed | |
| TIDAL ETF TR | 886364678 | INDX FD | 198 | $4,013 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H661 | ALLIANZIM US EQT | 144 | $4,006 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H406 | ALLIANZIM US EQT | 114 | $3,997 | dollars as filed | |
| HARBOR ETF TRUST | 41151J869 | HEALTH CARE ETF | 161 | $3,995 | dollars as filed | |
| PERPETUALS.COM LTD | 27030F202 | SPONSORED ADS | 1,498 | $3,985 | dollars as filed | |
| GLOBAL X FDS | 37960A800 | WIND ENERGY ETF | 377 | $3,977 | dollars as filed | |
| DARIOHEALTH CORP | 23725P209 | COM | 5,057 | $3,975 | dollars as filed | |
| LIXTE BIOTECHNOLOGY HLDGS IN | 539319301 | COM | 1,956 | $3,971 | dollars as filed | |
| KEEN VISION ACQUISITION CORP | G52443119 | SHS | 361 | $3,964 | dollars as filed | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 1,500 | $3,958 | dollars as filed | principal |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 92 | $3,936 | dollars as filed | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K309 | COM | 6,252 | $3,914 | dollars as filed | |
| AXON ENTERPRISE INC | 05464CAB7 | NOTE 0.500%12/1 | 1,500 | $3,908 | dollars as filed | principal |
| KRANESHARES TRUST | 500767439 | KRANESHARES DYNA | 149 | $3,902 | dollars as filed | |
| ISHARES IBONDS DEC 2026 TERM TREASURY ETF | 46435U127 | ETF | 119 | $3,899 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y607 | SHOR DUR MUN ETF | 150 | $3,896 | dollars as filed | |
| Alpha Modus Hldgs Inc W Exp 12/13/202 | 020952115 | SPAC Combination | 45,781 | $3,891 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 4,000 | $3,880 | dollars as filed | principal |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 105 | $3,863 | dollars as filed | |
| TIDAL TR II | 88636J808 | CNIC ICE US CARB | 187 | $3,857 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y558 | PREM INC 40 BARR | 155 | $3,856 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F680 | FT VEST US EQT | 95 | $3,852 | dollars as filed | |
| BEST INC | 08653C601 | SPONSORED ADS | 1,450 | $3,843 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V872 | CORE FIXE IN ETF | 93 | $3,838 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 4,500 | $3,830 | dollars as filed | principal |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 2,000 | $3,820 | dollars as filed | call |
| DIH HLDG US INC | 23290B106 | CL A | 2,762 | $3,811 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W609 | FLEX BD LEAD ETF | 200 | $3,810 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U513 | FT VEST NASD 100 | 188 | $3,798 | dollars as filed | |
| OCEANPAL INC | Y6430L202 | COM | 3,271 | $3,794 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F227 | VEST U S EQUITY | 119 | $3,788 | dollars as filed | |
| TIDAL TRUST II | 88636J543 | EVEN HERD LNG SH | 172 | $3,785 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430388 | ACCESS EMNG MKTS | 94 | $3,747 | dollars as filed | |
| MORGAN STANLEY ETF TR | 61774R874 | ETFs | 127 | $3,747 | dollars as filed | |
| SERIES PORTFOLIOS TR | 81752T536 | ADAPTIV SELECT | 105 | $3,737 | dollars as filed | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 449 | $3,726 | dollars as filed | |
| TOYO CO LTD | G8976D107 | CMN | 1,095 | $3,701 | dollars as filed | |
| NAAS TECHNOLOGY INC | 62955X201 | cs | 1,849 | $3,698 | dollars as filed | |
| MANGOCEUTICALS INC | 56270V205 | CMN | 1,524 | $3,688 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46139W817 | BULL 2031 HI ETF | 141 | $3,672 | dollars as filed | |
| Bio-Path Holdings Inc (US) | 09057N409 | COM NEW | 3,166 | $3,672 | dollars as filed | |
| THEMES ETF TR | 882927304 | CYBERSECURITY | 125 | $3,671 | dollars as filed | |
| ZACKS FOCUS GROWTH ETF | 98888G808 | UIT EXCHANGE TRADED | 148 | $3,668 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 57 | $3,664 | dollars as filed | |
| ESHALLGO INC | G3121H103 | USD ORD SHS CL A | 953 | $3,659 | dollars as filed | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 83 | $3,651 | dollars as filed | |
| ICORECONNECT INC | 450958301 | COM NEW | 1,457 | $3,643 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MAY | 45782C292 | ETF | 108 | $3,631 | dollars as filed | |
| SSGA ACTIVE TR | 78470P747 | STATE STR MY2033 | 151 | $3,619 | dollars as filed | |
| TIMOTHY PLAN | 887432284 | US LARGE MID CP | 141 | $3,605 | dollars as filed | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 1,710 | $3,591 | dollars as filed | |
| FOXX DEV HLDGS INC | 351665104 | COM | 627 | $3,580 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N106 | S&P 500 BUFFER | 124 | $3,577 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 83 | $3,558 | dollars as filed | |
| TIDAL TRUST II | 88636R859 | YIEL TSM OPT ETF | 187 | $3,553 | dollars as filed | |
| MDXHEALTH SA | B5950S113 | SHS NEW | 1,498 | $3,550 | dollars as filed | |
| CONCORD MED SVCS HLDGS LTD | 206277204 | SPON ADR NEW | 659 | $3,545 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N566 | COMM ST NO K ETF | 131 | $3,544 | dollars as filed | |
| Twin Oak Short Horizon Absolute Return ETF | 56170L661 | ETF | 130 | $3,539 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072166 | AVANTIS ALL INT | 64 | $3,538 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A727 | CLEARSHS OCIO | 104 | $3,531 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H687 | ALLIANZIM US EQT | 122 | $3,526 | dollars as filed | |
| TIDAL TRUST II | 88636R669 | YIELDMAX DORSEY | 78 | $3,525 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C235 | INVATR 20 PLS 9 | 180 | $3,523 | dollars as filed | |
| Agriculture & Nat Sol Acq Co W Exp 10/01/202 | G0131Y118 | SPACS Warrant | 13,017 | $3,515 | dollars as filed | |
| THEMES ETF TR | 882927700 | GOLD MINERS ETF | 100 | $3,511 | dollars as filed | |
| X3 HOLDINGS CO LTD | G72007134 | COM | 3,772 | $3,508 | dollars as filed | |
| LISTED FDS TR | 53656F425 | ALEX PRA TAC ETF | 116 | $3,496 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F151 | FT VEST NASD 100 | 173 | $3,493 | dollars as filed | |
| MULTISENSOR AI HOLDINGS INC | 456948108 | COM | 1,897 | $3,490 | dollars as filed | |
| AB ACTIVE ETFS INC | 00039J855 | CMN | 100 | $3,483 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C855 | ISHA LA CORE ETF | 107 | $3,475 | dollars as filed | |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 3,365 | $3,473 | dollars as filed | |
| GLOBAL BLUE GROUP HOLDING AG ORD SHS | H33700107 | Stock | 501 | $3,472 | dollars as filed | |
| CALAMOS ETF TR | 12811T837 | RUSSE 2000 JULY | 136 | $3,467 | dollars as filed | |
| BIODESIX INC | 09075X108 | COM | 2,266 | $3,467 | dollars as filed | |
| LM FDG AMER INC | 502074503 | COM NEW | 1,607 | $3,455 | dollars as filed | |
| OKYO PHARMA LTD | G6724L116 | SHS NEW | 2,998 | $3,448 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H187 | INSPIRE FIDELIS | 117 | $3,446 | dollars as filed | |
| Bullfrog AI Holdings Inc | 12021E117 | Warrant | 8,596 | $3,438 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N767 | S&P 500 BUFFER | 128 | $3,432 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H385 | INSPIRE SML/ MID | 115 | $3,415 | dollars as filed | |
| NEOS ETF TRUST | 78433H667 | NASDAQ 100 HDGD | 131 | $3,414 | dollars as filed | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 4,899 | $3,410 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 54 | $3,390 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33719L106 | NASDAQ LUX DIGI | 199 | $3,378 | dollars as filed | |
| Aptevo Therapeutics Inc (US) OLD | 03835L405 | COM NEW | 783 | $3,375 | dollars as filed | |
| ALPS ETF TR | 00162Q346 | SMITH CORE PLUS | 132 | $3,369 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X230 | TRADR 2X LNG SPY ADDED | 131 | $3,367 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N692 | LADDE S&P 20 ETF | 127 | $3,360 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U620 | VEST US EQUITY B | 107 | $3,333 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46139W767 | BULLETSHARE 2034 | 136 | $3,331 | dollars as filed | |
| GLOBAL X FDS | 37960A552 | INDIA ACTIVE ETF | 116 | $3,327 | dollars as filed | |
| GRAPHENE MFG GROUP ORDF | 38867H104 | ORD SHS | 12,077 | $3,321 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072513 | LOW VOLATILITY | 61 | $3,321 | dollars as filed | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 109 | $3,314 | dollars as filed | |
| NORTHERN LTS FD TR III | 66538R516 | PLANROCK MKT NEU | 118 | $3,304 | dollars as filed | |
| BUZZFEED INC | 12430A110 | *W EXP 12/03/202 | 18,324 | $3,298 | dollars as filed | |
| ULTIMUS MANAGERS TR | 90386K639 | Q3 ALL SEASN ACT | 130 | $3,281 | dollars as filed | |
| AMPLITECH GROUP INC | 03211Q119 | *W EXP 02/26/202 | 3,755 | $3,267 | dollars as filed | |
| LISTED FD TR | 53656F748 | TRUESHARES STRUC | 104 | $3,261 | dollars as filed | |
| CALAMOS ETF TR | 12811T605 | S P 500 STRUCTUR | 122 | $3,257 | dollars as filed | |
| PODCASTONE INC | 22275C105 | COM | 1,508 | $3,257 | dollars as filed | |
| LAKESHORE BIOPHARMA CO LTD | G9845F208 | COM | 940 | $3,252 | dollars as filed | |
| ADVISORS INNER CIRCLE FD III | 00775Y322 | CMN | 130 | $3,244 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N759 | S&P 500 BUFFER | 123 | $3,240 | dollars as filed | |
| NEXTCURE INC | 65343E108 | COM | 4,202 | $3,240 | dollars as filed | |
| EON RESOURCES INC | 40472A102 | COM CL A | 3,943 | $3,233 | dollars as filed | |
| ISHARES TR | 46436E122 | IBON 2030 TE ETF | 124 | $3,228 | dollars as filed | |
| DT CLOUD STAR ACQUISITION CO | G2853N122 | UNIT 99/99/9999 | 316 | $3,217 | dollars as filed | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 139 | $3,215 | dollars as filed | |
| FORAFRIC GLOBAL PLC | X3R81D110 | *W EXP 06/09/202 | 2,698 | $3,211 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 21,995 | $3,211 | dollars as filed | |
| SUNLANDS TECHNOLOGY GROUP | 86740P207 | SPONSRD ADS NEW | 568 | $3,209 | dollars as filed | |
| EOS ENERGY ENTERPRISES, INC | 29415C119 | *W EXP 11/17/202 | 3,261 | $3,196 | dollars as filed | |
| SSGA ACTIVE TR | 78470P788 | STATE STREET MY | 131 | $3,193 | dollars as filed | |
| INVESTCORP AI ACQUISITION CO | G49219101 | CLASS A ORD SHS | 269 | $3,174 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 3,000 | $3,173 | dollars as filed | principal |
| JANUS DETROIT STR TR | 47103U811 | US SUSTAINABLE | 119 | $3,170 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L862 | INTL EQ INCO ETF | 108 | $3,169 | dollars as filed | |
| THERATECHNOLOGIES INC | 88338H704 | COM | 1,749 | $3,166 | dollars as filed | |
| ADVISOR MANAGED PORTFOLIOS | 00777X538 | OPTI ST INDE ETF | 107 | $3,158 | dollars as filed | |
| KRANESHARES TRUST | 500767389 | HEDG HEDG EQ ETF | 123 | $3,147 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U570 | CMN | 100 | $3,143 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R647 | S NE ST GA ETF | 112 | $3,140 | dollars as filed | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 677 | $3,139 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A692 | DAILY AI AND BIG | 200 | $3,138 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E558 | BANC US LARG ETF | 103 | $3,135 | dollars as filed | |
| ADVISORS INNER CIRCLE FD II | 00791R830 | 3EDGE FIXED ETF | 128 | $3,134 | dollars as filed | |
| DBX ETF TR | 23306X860 | XTRA US NATL ETF | 100 | $3,123 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F235 | VEST US EQUITY B | 101 | $3,115 | dollars as filed | |
| ProShares UltraPro Short QQQ | 74347G192 | ETF | 100 | $3,114 | dollars as filed | call |
| AB ACTIVE ETFS INC | 00039J798 | MODERATE BUFFER | 90 | $3,113 | dollars as filed | |
| QUOIN PHARMACEUTICALS ADR | 74907L300 | COM | 4,773 | $3,107 | dollars as filed | |
| XMAX INC | 66979P300 | COMMON STOCK | 4,611 | $3,103 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G179 | CMN | 123 | $3,103 | dollars as filed | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 104 | $3,098 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y467 | PREMIUM INC 9 BU | 130 | $3,096 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J768 | US HIGH DIVI ETF | 87 | $3,094 | dollars as filed | |
| MATTHEWS ASIA FDS | 577125743 | EMERGING MKT DIS | 131 | $3,091 | dollars as filed | |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 1,500 | $3,090 | dollars as filed | principal |
| TOUCHSTONE ETF TRUST | 89157W103 | DIVIDEND SELECT | 100 | $3,084 | dollars as filed | |
| BANK MONTREAL QUE | 063679476 | CAL LKD 43 | 106 | $3,079 | dollars as filed | |
| STRYVE FOODS INC | 863685202 | COM | 4,794 | $3,078 | dollars as filed | |
| ALPHA ARCHITECT HIGH INFLATION AND DEFLATION ETF | 02072L631 | ETF | 138 | $3,072 | dollars as filed | |
| MATTHEWS ASIA FDS | 577125818 | EMER MKTS EQUITY | 106 | $3,067 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U521 | FT VEST US EQ MA | 100 | $3,056 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N809 | S&P 500 BUFFER | 112 | $3,052 | dollars as filed | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 70 | $3,049 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 3,000 | $3,024 | dollars as filed | principal |
| NORTHERN LTS FD TR IV | 66537J804 | BROO INTE BD ETF | 118 | $3,016 | dollars as filed | |
| EA SERIES TRUST | 02072L417 | MARK FO DIVI ETF | 111 | $3,009 | dollars as filed | |
| AI Transportation Acquisition Corp | G01490112 | COM | 279 | $2,999 | dollars as filed | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 1,000 | $2,984 | dollars as filed | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 130 | $2,984 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 3,000 | $2,976 | dollars as filed | principal |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 3,000 | $2,961 | dollars as filed | principal |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 68 | $2,948 | dollars as filed | |
| BOREALIS FOODS INC | 09973D105 | CL A | 494 | $2,946 | dollars as filed | |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 1,874 | $2,942 | dollars as filed | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 84 | $2,937 | dollars as filed | |
| CENTRAL PLAINS BANCSHARES IN | 15486W100 | COM | 196 | $2,932 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y145 | INTL DEVELOPED | 121 | $2,931 | dollars as filed | |
| GLOBUS MARITIME LIMITED NEW | Y27265126 | COM NEW | 2,495 | $2,919 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66537J887 | BROO UL SHOR ETF | 116 | $2,917 | dollars as filed | |
| PROSHARES TR | 74347G663 | ULTPRO SHT | 326 | $2,914 | dollars as filed | |
| USCF ETF TR | 90290T858 | DIVIDEND INC FD | 100 | $2,898 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y368 | INNOV PRM INC 15 | 118 | $2,896 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y566 | PREM INC 30 BARR | 116 | $2,890 | dollars as filed | |
| MICROVAST HOLDINGS INC | 59516C114 | *W EXP 07/23/202 | 5,604 | $2,886 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P496 | CMN | 116 | $2,877 | dollars as filed | |
| CLASS WORKSHOP GROUP LTD | 63903R106 | SPONSORED ADS | 2,436 | $2,874 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L458 | ANYDRUS ADVANT A | 118 | $2,869 | dollars as filed | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 129 | $2,868 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P413 | BRAN U S FIX ETF | 118 | $2,849 | dollars as filed | |
| ADVISORS INNER CIRCLE FD III | 00775Y728 | RAYLIANT NXTGEN | 90 | $2,847 | dollars as filed | |
| SUNPOWER INC | 20460L104 | COM | 1,588 | $2,843 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X487 | TRAD 2X INNO ETF | 65 | $2,835 | dollars as filed | |
| LISTED FDS TR | 53656F888 | SHARES SML CAP | 81 | $2,826 | dollars as filed | |
| iShares MSCI USA Quality GARP ETF | 46436E403 | SHS | 50 | $2,813 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N726 | S&P 500 BUFFER | 106 | $2,811 | dollars as filed | |
| CALAMOS ETF TR | 12811T506 | CMN | 100 | $2,808 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU R | 301505442 | ETF | 136 | $2,805 | dollars as filed | |
| MOOLEC SCIENCE SA | L64875104 | ORDINARY SHARES | 3,506 | $2,805 | dollars as filed | |
| NULL | 032108755 | NULL | 129 | $2,795 | dollars as filed | |
| ELEVATION SERIES TRUST | 210322509 | TRUE QU BEAR ETF | 113 | $2,791 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505459 | RANGE GLOBAL LNG | 97 | $2,788 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q105 | SIMP AF WORL ETF | 94 | $2,781 | dollars as filed | |
| GLOBAL X FDS | 37960A305 | S&P 500 COLLAR | 100 | $2,767 | dollars as filed | |
| ISHARES TR | 46436E395 | EMERGNT FD & AGT | 140 | $2,758 | dollars as filed | |
| DOUBLELINE ETF TRUST | 25861R501 | COMMO STRAT ETF | 108 | $2,755 | dollars as filed | |
| BRERA HOLDINGS PLC COM CL B NEW | G13311108 | Stock | 3,338 | $2,748 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 85 | $2,746 | dollars as filed | |
| INSPIRE VETERINARY PARTNER | 45784E205 | CL A COM NEW | 14,301 | $2,746 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N817 | S&P 500 BUFFER | 102 | $2,736 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H638 | ALLIA U S 5 ETF | 95 | $2,732 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U406 | FT VEST U.S. | 68 | $2,730 | dollars as filed | |
| URGENTLY INC COM NEW | 916931108 | Stock | 5,338 | $2,722 | dollars as filed | |
| STONE RIDGE TR | 86172A587 | STONE RIDGE 2059 | 116 | $2,715 | dollars as filed | |
| TOUCHSTONE ETF TRUST | 89157W301 | ULTRA SHORT INCM | 107 | $2,708 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-25-002409 | this filing | 2025-02-14 | acceptance time not in the bulk data set |