13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2024-06-30, filed 2024-08-14, with 9,464 holding rows worth $404,795,010,138.
- Accession
- 0000950123-24-008281
- Filer
- CIK 1610520
- Filed
- 2024-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A combination report, 21,355 entries on the cover page, a total value of $404,795,010,138 stated on the cover page (in dollars after the unit check, H1), rows summing to $404,795,010,138 with VALUE read as dollars as filed, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS AM, a distinct business unit of UBS Asset Management Americas LLC 028-02682
- reports for this filerOCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerCredit Suisse International 028-11516
- included managerCredit Suisse Hedging-Griffo Wealth Management S.A. 028-13460
- included managerCredit Suisse Securities (Canada), Inc. 028-13203
- included managerCredit Suisse Securities (USA) LLC 028-11380
- included managerCREDIT SUISSE CAPITAL LLC 028-11477
- included managerCredit Suisse (Italy) S.p.A. 028-13035
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21410
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) S.A. 028-22657
- included managerCredit Suisse (UK) Limited
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 55 | $1,756 | dollars as filed | |
| GLOBAL PARTNER ACQISTN CORP | G3934P110 | UNIT 01/06/2026 | 162 | $1,751 | dollars as filed | |
| GAMESQUARE HLDGS INC | 36468G103 | Common Stock | 1,457 | $1,748 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 1,000 | $1,737 | dollars as filed | principal |
| TC BIOPHARM HOLDINGS PLC-ADR | 87807D400 | COM | 2,101 | $1,731 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A754 | SHOR DU HIGH ETF | 68 | $1,725 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y467 | PREMIUM INC 9 BU | 72 | $1,724 | dollars as filed | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 990 | $1,723 | dollars as filed | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 54 | $1,719 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W117 | *W EXP 08/05/202 | 14,686 | $1,718 | dollars as filed | |
| Bio-Path Holdings Inc (US) | 09057N409 | COM NEW | 859 | $1,718 | dollars as filed | |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 830 | $1,718 | dollars as filed | |
| Bluerock Private Real Estate F | 09631H100 | COM | 98 | $1,715 | dollars as filed | |
| TEAM INC | 878155308 | COM NEW | 193 | $1,714 | dollars as filed | |
| GLOBAL X FDS | 37960A479 | MLP EN IN CO ETF | 68 | $1,710 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 1,273 | $1,705 | dollars as filed | |
| Lanzatech Global Inc W Exp 01/01/202 | 51655R119 | SPAC Combination | 8,972 | $1,705 | dollars as filed | |
| RUM GROUP INC | 78137L113 | *W EXP 09/16/202 | 1,621 | $1,696 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 169,622 | $1,696 | dollars as filed | |
| GUINNESS ATKINSON ETF FDS DIVIDEND BUILDER | 402031835 | ETF | 61 | $1,695 | dollars as filed | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 58 | $1,695 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y715 | HEDGED TESLA ETF | 66 | $1,695 | dollars as filed | |
| PHIO PHARMACEUTICALS CORP | 71880W402 | COM | 2,447 | $1,693 | dollars as filed | |
| ISHARES LARGE CAP VALUE ACTIVE ETF | 09290C871 | ETF | 55 | $1,682 | dollars as filed | |
| WISDOMTREE TR | 97717Y675 | TARGET RANGE FD | 70 | $1,680 | dollars as filed | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 60 | $1,673 | dollars as filed | |
| DENALI CAPITAL ACQUISITN COR | G6256B106 | CLASS A ORD | 149 | $1,667 | dollars as filed | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 180 | $1,665 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 1,598 | $1,662 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 457 | $1,659 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 2,000 | $1,655 | dollars as filed | principal |
| ISHARES U S ETF TR | 46431W515 | STRATEGIC METALS | 58 | $1,652 | dollars as filed | |
| NATIXIS ETF TRUST II | 63875W208 | VAUGHAN NELSN SL | 50 | $1,643 | dollars as filed | |
| LISTED FD TR | 53656F748 | TRUESHARES STRUC | 53 | $1,642 | dollars as filed | |
| AMESITE INC | 031094204 | CMN | 547 | $1,641 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 82 | $1,635 | dollars as filed | |
| DBX ETF TR | 233051226 | CMN | 63 | $1,625 | dollars as filed | |
| ASSET ENTITIES INC CL B NEW | 04541A105 | Stock | 4,316 | $1,623 | dollars as filed | |
| GABELLI ETFS TRUST | 36261K202 | GROWT INNOV ETF | 58 | $1,622 | dollars as filed | |
| MYNARIC AG | 62857X101 | SPON ADS | 388 | $1,618 | dollars as filed | |
| IDAHO STRATEGIC RESOURCES | 645827205 | COM NEW | 164 | $1,617 | dollars as filed | |
| GLOBAL X FDS | 37960A453 | RUSSELL 2000 ETF | 20 | $1,598 | dollars as filed | |
| INNOVATOR INTERNATIONAL DEVELOPED POWER BUFFER ETF FEBRUARY | 45783Y350 | ETF | 61 | $1,589 | dollars as filed | |
| UTSTARCOM HOLDINGS CORP | G9310A122 | ORDINARY SHARES | 575 | $1,581 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 29 | $1,577 | dollars as filed | |
| PROSHARES TR | 74347B367 | DECLINE RETAIL | 114 | $1,569 | dollars as filed | |
| PGIM ETF TR | 69344A883 | CMN | 31 | $1,567 | dollars as filed | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K309 | COM | 972 | $1,565 | dollars as filed | |
| ASPIRA WOMENS HEALTH INC | 04537Y208 | COM | 1,049 | $1,563 | dollars as filed | |
| VANECK ETF TRUST | 92189H854 | MOODYS ANLYT BBB | 74 | $1,561 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC | G7500M120 | WTS | 2,807 | $1,544 | dollars as filed | |
| THRIVENT ETF TRUST | 88588G109 | SMAL MID CAP ETF | 46 | $1,543 | dollars as filed | |
| ROYALTY MANAGEMENT HOLDING CORPORATION | 02369M102 | CLASS A COMMON STOCK | 2,000 | $1,540 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y806 | US EQT ALRTD PLS | 49 | $1,537 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W708 | ABACUS FCF REAL | 51 | $1,537 | dollars as filed | |
| EA SERIES TRUST | 02072L789 | GURU FAV STOCKS | 53 | $1,537 | dollars as filed | |
| KURV YIELD PREMIUM STRATEGY APPLE (AAPL) ETF | 78433H725 | ETF | 58 | $1,535 | dollars as filed | |
| GLOBAL X FDS | 37960A602 | NASDAQ 100 COLA | 51 | $1,534 | dollars as filed | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 15 | $1,528 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y533 | INNOVATOR INTER | 56 | $1,524 | dollars as filed | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 49 | $1,524 | dollars as filed | |
| Solana (fka Helius Medical Technoliges Inc) | 42328V801 | COM CL A NEW | 1,549 | $1,518 | dollars as filed | |
| MCELHENNY SHEFFIELD MANAGED RISK ETF | 26922B774 | ETF | 54 | $1,512 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U795 | INTERN SUSTAINBL | 82 | $1,505 | dollars as filed | |
| IMMUNIC INC | 4525EP101 | COM | 1,354 | $1,503 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 50 | $1,500 | dollars as filed | |
| AMBIPAR EMERGENCY RESPONSE | G02532110 | *W EXP 03/06/202 | 7,123 | $1,496 | dollars as filed | |
| INNOVATOR ETFS TRUST INNOV PRM INC 10 | 45783Y392 | ETF | 60 | $1,493 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U828 | FT VEST INT EQ M | 69 | $1,489 | dollars as filed | |
| SOLIDION TECHNOLOGY INC | 834212102 | COM | 2,683 | $1,476 | dollars as filed | |
| RENOVORX INC | 75989R107 | COM NEW | 1,305 | $1,475 | dollars as filed | |
| COSMOS HEALTH INC | 221413305 | COM | 1,416 | $1,473 | dollars as filed | |
| TIDAL TRUST II | 88636J501 | DGA CO PL AB ETF | 65 | $1,473 | dollars as filed | |
| INDAPTUS THERAPEUTICS INC (US) Old | 45339J105 | COM | 692 | $1,467 | dollars as filed | |
| EXCELFIN ACQUISITION CORP | 30069X110 | *W EXP 10/25/202 | 48,196 | $1,446 | dollars as filed | |
| LYTUS TECHNOLOG | G5851A133 | Common Stock | 697 | $1,443 | dollars as filed | |
| GOLDEN SUN TECHNOLOGY GROUP | G4013A115 | CLASS A ORD SHS | 230 | $1,431 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y871 | GRWT ACLRTD PLUS | 47 | $1,415 | dollars as filed | |
| TOUCHSTONE ETF TRUST | 89157W202 | STRAT INCOM ETF | 56 | $1,413 | dollars as filed | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 357 | $1,410 | dollars as filed | |
| NRX PHARMACEUTICALS INC | 629444118 | *W EXP 05/24/202 | 23,481 | $1,409 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 502 | $1,390 | dollars as filed | |
| Vsee Health Inc W Exp 99/99/999 | 92919Y110 | SPAC Combination | 6,400 | $1,382 | dollars as filed | |
| AXON ENTERPRISE INC | 05464CAB7 | NOTE 0.500%12/1 | 1,000 | $1,372 | dollars as filed | principal |
| KAMADA LTD | M6240T109 | SHS | 276 | $1,369 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N678 | IDX DYNAMIC INNO | 47 | $1,353 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N566 | COMM ST NO K ETF | 56 | $1,352 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33719L106 | NASDAQ LUX DIGI | 87 | $1,352 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H260 | MONA AM INCO ETF | 61 | $1,343 | dollars as filed | |
| DESWELL INDS INC | 250639101 | COM | 541 | $1,342 | dollars as filed | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 1,000 | $1,342 | dollars as filed | principal |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 163 | $1,340 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P520 | GENOMIC ADV ETF | 42 | $1,331 | dollars as filed | |
| NKGEN BIOTECH INC | 65488A119 | *W EXP 05/31/202 | 13,606 | $1,320 | dollars as filed | |
| TIDAL TRUST I | 886364637 | FOLI AL RATE ETF | 38 | $1,318 | dollars as filed | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 1,000 | $1,317 | dollars as filed | principal |
| DOUBLEDOWN INTERACTIVE CO LT | 25862B109 | ADS | 100 | $1,306 | dollars as filed | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 1,857 | $1,305 | dollars as filed | |
| BIG TREE CLOUD HLDGS LTD | G1263B108 | SHS | 772 | $1,305 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 80 | $1,301 | dollars as filed | |
| VANECK ETF TRUST | 92189H714 | OFFIC REIT ETF | 36 | $1,298 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 3,244 | $1,294 | dollars as filed | |
| COLOR STAR TECHNOLOGY CO LTD | G2287A209 | USD CL A ORD SHS | 6,092 | $1,292 | dollars as filed | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 23 | $1,288 | dollars as filed | |
| BLOCKCHAIN COINVSTRS ACQ CRP | G11765123 | UNIT 09/01/2026 | 115 | $1,286 | dollars as filed | |
| ELLOMAY CAPITAL LIMITED | M39927120 | SHS | 111 | $1,285 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y821 | CMN | 62 | $1,268 | dollars as filed | |
| KENSINGTON CAPITAL ACQUISITI | G5251K103 | COM | 114 | $1,264 | dollars as filed | |
| Volcon Inc (US) OLD | 92864V400 | COM NEW | 295 | $1,263 | dollars as filed | |
| EVIVA PHARMACEUTCLS HLDGS I | 76152G118 | *W EXP 12/25/202 | 4,661 | $1,258 | dollars as filed | |
| ADVISORS INNER CIRCLE FD | 0075W0163 | CAMBIAR AGGRES | 44 | $1,255 | dollars as filed | |
| GLOBAL X FDS | 37960A784 | INTEREST RT HEDG | 62 | $1,254 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N601 | S&P 500 BUFFER | 48 | $1,253 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R639 | INDXX GBL MED | 63 | $1,251 | dollars as filed | |
| GENFIT S A | 372279109 | ADS | 346 | $1,249 | dollars as filed | |
| PACER FDS TR | 69374H451 | SWAN SOS FLEX | 45 | $1,246 | dollars as filed | |
| Advisors Inner /strategas Macro Mom | 00775Y363 | STRATEGAS MACRO | 50 | $1,244 | dollars as filed | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 36 | $1,237 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 19 | $1,237 | dollars as filed | |
| CACTUS ACQUISITION CORP 1 LTD | g1745a124 | WT | 22,882 | $1,236 | dollars as filed | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 1,541 | $1,233 | dollars as filed | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 704 | $1,232 | dollars as filed | |
| ASHFORD INC | 044104107 | COM | 251 | $1,232 | dollars as filed | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 78 | $1,231 | dollars as filed | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 27 | $1,227 | dollars as filed | |
| TFF PHARMACEUTICALS INC | 87241J203 | COM NEW | 735 | $1,220 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 33 | $1,217 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J437 | INTL DEV DYNAMIC | 49 | $1,214 | dollars as filed | |
| EA SERIES TRUST | 02072L813 | RELA SEN TAC ETF | 42 | $1,213 | dollars as filed | |
| GENERATIONS BANCORP NY INC | 37149G108 | COM | 118 | $1,210 | dollars as filed | |
| SIREN ETF TR | 829658301 | CMN | 19 | $1,209 | dollars as filed | |
| LISTED FDS TR | 53656F680 | TRUESHARES NOV | 31 | $1,208 | dollars as filed | |
| NULL | 032108854 | NULL | 269 | $1,202 | dollars as filed | |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 1,000 | $1,198 | dollars as filed | principal |
| FIRST TR EXCHNG TRADED FD VI | 33740F375 | FT VE U.S. EQ BU | 39 | $1,192 | dollars as filed | |
| ISHARES TR | 46436E510 | INTL DEV SML CP | 34 | $1,188 | dollars as filed | |
| INTRUSION INC | 46121E304 | COM | 1,071 | $1,178 | dollars as filed | |
| QTREX QUANTUM LTD | M53637118 | *W EXP 07/16/202 | 2,941 | $1,176 | dollars as filed | |
| INSIGHT ACQUISITION CORP | 45784L209 | UNIT 08/26/2026 | 100 | $1,176 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908507 | CMN | 211 | $1,175 | dollars as filed | |
| BANK MONTREAL MEDIUM | 063679484 | CAL LKD 43 | 56 | $1,172 | dollars as filed | |
| FIDELITY GREENWOOD STREET TR | 31624J745 | HEDGED EQTY ETF | 45 | $1,164 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC | 03214Q116 | *W EXP 09/14/202 | 6,820 | $1,159 | dollars as filed | |
| VICINITY MOTOR CORP | 925654105 | COM | 1,890 | $1,157 | dollars as filed | |
| TIDAL TR II | 88636J808 | CNIC ICE US CARB | 50 | $1,153 | dollars as filed | |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 6,351 | $1,143 | dollars as filed | |
| T3 Defense Inc W Exp 12/22/202 | 67054R112 | SPAC Combination | 49,497 | $1,138 | dollars as filed | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 819 | $1,122 | dollars as filed | |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 35 | $1,120 | dollars as filed | |
| WISDOMTREE TR | 97717Y568 | EFFICIENT GLD PL | 33 | $1,116 | dollars as filed | |
| GLOBAL X FDS | 37960A628 | S&P 500 ESG COVE | 43 | $1,116 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 17 | $1,113 | dollars as filed | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 8,512 | $1,107 | dollars as filed | |
| Nexxen International LTD | 89484T104 | SPON ADR | 197 | $1,107 | dollars as filed | |
| GLOBAL X FDS | 37960A305 | S&P 500 COLLAR | 36 | $1,106 | dollars as filed | |
| ASTORIA US EQUAL WEIGHT QUALITY KINGS ETF | 02072L433 | UIE | 38 | $1,105 | dollars as filed | |
| AMPLIFY ETF TR | 032108870 | AMPLIFY EMERGING | 53 | $1,092 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N306 | FORMIDABLE ETF | 50 | $1,087 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y632 | PREM INCM 10 BAR | 44 | $1,085 | dollars as filed | |
| CALAMOS ETF TR | 12811T308 | CONVERTIBLE EQTY | 40 | $1,084 | dollars as filed | |
| TIDAL TRUST II | 88634T535 | NICHOLAS FIXED | 56 | $1,080 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y442 | U S EQ 10 BUFFER | 38 | $1,077 | dollars as filed | |
| RBB FD INC | 74933W627 | MOTLEY FOOL MID | 41 | $1,077 | dollars as filed | |
| EZFILL HOLDINGS INC | 302314307 | COM | 558 | $1,072 | dollars as filed | |
| EXELA TECHNOLOGIES INC | 30162V607 | CONV | 630 | $1,071 | dollars as filed | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 182 | $1,069 | dollars as filed | |
| ADVISOR MANAGED PORTFOLIOS | 00777X108 | ARCH INDICES VOI | 40 | $1,065 | dollars as filed | |
| HARBOR HUMAN CAPITAL FACTOR US | 41151J877 | HARBOR HUMAN CAPITAL FACTOR | 32 | $1,062 | dollars as filed | |
| WESTERN ACQSTN VENTURES CORP | 95758L206 | UNIT 09/01/2026 | 100 | $1,060 | dollars as filed | |
| INVESCO BULLETSHARES 2032 MUNICIPAL BOND ETF | 46139W833 | ETF | 42 | $1,059 | dollars as filed | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 1,000 | $1,058 | dollars as filed | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 43 | $1,050 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B659 | VEST 10 YR INTER | 42 | $1,049 | dollars as filed | |
| INTERACTIVE STRENGTH INC | 45840Y203 | COM NEW | 744 | $1,049 | dollars as filed | |
| REGENCELL BIOSCIENCE HLDGS LTD ORDINARY SHARES | G7487R100 | Stock | 312 | $1,048 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 1,000 | $1,048 | dollars as filed | principal |
| TIDAL TRUST II | 88634T444 | mc | 59 | $1,045 | dollars as filed | |
| SENESTECH INC | 81720R505 | COMMON | 1,809 | $1,042 | dollars as filed | |
| FOCUS IMPACT ACQUISITION COR | 34417L109 | COM | 93 | $1,033 | dollars as filed | |
| MAYS J W INC | 578473100 | COM | 24 | $1,032 | dollars as filed | |
| BLACK HAWK ACQUISITION CORP | G1148A127 | UNIT 99/99/9999 | 100 | $1,032 | dollars as filed | |
| ORAGENICS INC | 684023500 | COM | 990 | $1,030 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416607 | HARTFORD MLT DIV | 37 | $1,028 | dollars as filed | |
| NOVA VISION ACQUISITION CORP | G6759A134 | RIGHT 99/99/9999 | 6,427 | $1,028 | dollars as filed | |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 1,000 | $1,027 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 41 | $1,025 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 2,595 | $1,022 | dollars as filed | |
| QNITY ELECTRONICS INC | 817323207 | COM | 2,029 | $1,021 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 22 | $1,020 | dollars as filed | |
| MOGU INC | 608012308 | SPON ADS | 425 | $1,020 | dollars as filed | |
| Kairous Acquisition Corp Ltd | G52131110 | Equity | 85 | $1,020 | dollars as filed | |
| ASSURE HLDGS CORP | 04625J303 | COM | 2,410 | $1,019 | dollars as filed | |
| COLOMBIER ACQUISITION CORP I | G2283U126 | UNIT 99/99/9999 | 98 | $1,018 | dollars as filed | |
| BARNES NOBLE EDUCATION INC | 06777U200 | COMMON STOCK | 159 | $1,017 | dollars as filed | |
| ANEW MED INC | 03465T116 | WARR | 8,669 | $1,014 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 1,000 | $1,010 | dollars as filed | principal |
| INNOVATOR ETFS TRUST | 45783Y772 | US EQTY ACC PLUS | 38 | $1,009 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E582 | AKROS MTHLY PAYO | 40 | $1,009 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y343 | INNOVATOR INTL D | 39 | $1,003 | dollars as filed | |
| BERENSON ACQUISITION CORP I | 083690107 | COM | 94 | $1,001 | dollars as filed | |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 93 | $999 | dollars as filed | |
| SPRING VALLEY ACQUISTN CORP | G83752124 | UNIT 10/12/2027 | 89 | $995 | dollars as filed | |
| BYNORDIC ACQUISITION CL A ORD | 124420100 | COM | 88 | $994 | dollars as filed | |
| MARCHEX INC | 56624R108 | CMN | 643 | $990 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F797 | ACTV FCTR SMCP | 35 | $990 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MAY | 45782C292 | ETF | 31 | $989 | dollars as filed | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 26 | $987 | dollars as filed | |
| DYNATRONICS CORP | 268157500 | COM | 3,723 | $987 | dollars as filed | |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 1,000 | $983 | dollars as filed | principal |
| UBS AG LONDON BRANCH | 90278V404 | CAL LKD 51 | 53 | $980 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G526 | DAILY GLOBAL CLN | 161 | $980 | dollars as filed | |
| ULTIMUS MANAGERS TR | 90386K571 | WEST SA ENER ETF | 41 | $975 | dollars as filed | |
| QURATE RETAIL INC | 74915M209 | COM | 230 | $973 | dollars as filed | |
| ZTO EXPRESS CAYMAN INC | 98980AAB1 | NOTE 1.500% 9/0 | 1,000 | $972 | dollars as filed | principal |
| TCW ETF TRUST | 29287L304 | TRAN SU CHAI ETF | 15 | $972 | dollars as filed | |
| CLIMATEROCK | G2311X100 | CLASS A ORD | 85 | $972 | dollars as filed | |
| ADVISORS INNER CIRCLE FD II | 00791R301 | PMV ADAPTIVE RSK | 35 | $969 | dollars as filed | |
| CRAWFORD & CO | 224633107 | COM | 121 | $969 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R819 | 1X SHORT AMD DLY | 76 | $968 | dollars as filed | |
| PUTNAM ETF TRUST | 746729706 | PANAGORA ESG | 45 | $963 | dollars as filed | |
| LISTED FDS TR | 53656F193 | DIVIDEND PERFMRS | 53 | $963 | dollars as filed | |
| PROSHARES TR | 74347G325 | CMN | 22 | $960 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W812 | FUTURE TECH LEAD | 32 | $958 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A726 | DIREXION HCM | 28 | $953 | dollars as filed | |
| SK GROWTH OPPORTUNITIES CORP | G8192N129 | UNIT 06/28/2029 | 85 | $951 | dollars as filed | |
| Semilux International Ltd | G8021C104 | Equity | 516 | $939 | dollars as filed | |
| MODULAR MED INC | 60785L207 | COM NEW | 593 | $937 | dollars as filed | |
| BANK MONTREAL MEDIUM | 06368J200 | CAL LKD 42 | 21 | $934 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q733 | ANFIELD US EQU | 57 | $932 | dollars as filed | |
| NUSHARES ETF TR | 67092P789 | GLOBAL NET ZERO | 29 | $931 | dollars as filed | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 1,000 | $925 | dollars as filed | principal |
| BELLEVUE LIFE SCNCS AQSTN CO | 079174108 | COM | 86 | $925 | dollars as filed | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 1,690 | $920 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D812 | FT VEST TEC | 38 | $918 | dollars as filed | |
| FEDERATED HERMES SHORT DURATION HIGH YIELD ETF | 31423L206 | ETF | 40 | $917 | dollars as filed | |
| EAGLE NUCLEAR ENERGY CORP COM | G83752108 | Stock | 82 | $912 | dollars as filed | |
| GENERATION ASIA I ACQUISITIO | G38258102 | CL A ORD SHS | 81 | $911 | dollars as filed | |
| WISDOMTREE TR | 97717Y634 | CMN | 25 | $910 | dollars as filed | |
| PASSAGE BIO INC | 702712100 | COM | 1,146 | $910 | dollars as filed | |
| OLB GROUP INC | 67086U406 | COM | 302 | $906 | dollars as filed | |
| PROSHARES TR | 74347G515 | S&P KENSHO CLEA | 42 | $905 | dollars as filed | |
| AYTU BIOPHARMA INC | 054754858 | COM | 308 | $899 | dollars as filed | |
| BAYVIEW ACQUISITION CORP | 07323B209 | UNIT 11/17/2028 | 86 | $897 | dollars as filed | |
| SILVERBOX CORP III | 82836N115 | *W EXP 02/28/202 | 6,275 | $897 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U760 | VEST BUFFERED | 41 | $894 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F391 | FT VEST U.S | 27 | $887 | dollars as filed | |
| PROSHARES TR | 74347G770 | ULTRA CYBRSCURTY | 22 | $887 | dollars as filed | |
| Livewire Group Inc W Exp 09/26/202 | 53838J113 | SPAC Combination | 4,661 | $886 | dollars as filed | |
| CYPHERPUNK TECHNOLOGIES INC | 52187K200 | COM NEW | 452 | $886 | dollars as filed | |
| NULL | G3312W109 | NULL | 77 | $884 | dollars as filed | |
| WELSBACH TECH METALS ACQU CO | 950415109 | COM | 79 | $876 | dollars as filed | |
| GOLDMINING INC | 38149E101 | COM | 979 | $875 | dollars as filed | |
| CATALYST BANCORP INC | 14888L101 | COMMON STOCK | 75 | $869 | dollars as filed | |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 1,000 | $865 | dollars as filed | principal |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 1,000 | $864 | dollars as filed | principal |
| Aethlon Medical Inc OLD | 00808Y406 | COM NEW | 1,730 | $863 | dollars as filed | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 42 | $859 | dollars as filed | |
| AUDDIA INC | 05072K115 | *W EXP 02/19/202 | 13,197 | $845 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T744 | POLE CAP GLO ETF | 76 | $844 | dollars as filed | |
| NULL | 09071M205 | NULL | 1,480 | $844 | dollars as filed | |
| PACER FDS TR | 69374H519 | SWA MOD APR ETF | 32 | $842 | dollars as filed | |
| PB BANKSHARES INC | 69318V103 | COM | 61 | $838 | dollars as filed | |
| ENERGOUS CORP | 29272C202 | COM | 759 | $827 | dollars as filed | |
| TIDAL TRUST I | 886364389 | CMN | 41 | $820 | dollars as filed | |
| Pearl Holdings Acquisition Corp | G44525114 | Warrant | 20,499 | $820 | dollars as filed | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 333 | $819 | dollars as filed | |
| LIXTE BIOTECHNOLOGY HLDGS IN | 539319301 | COM | 345 | $818 | dollars as filed | |
| ADVISORS INNER CIRCLE FD III | 00775Y652 | STRATEGAS GBL PO | 30 | $815 | dollars as filed | |
| BOREALIS FOODS INC | 09973D113 | *W EXP 02/07/202 | 11,901 | $809 | dollars as filed | |
| AETERNA ZENTARIS INC | 007975600 | COM | 183 | $809 | dollars as filed | |
| HAGERTY INC | 405166117 | *W EXP 12/02/202 | 390 | $800 | dollars as filed | |
| CHURCHILL CAPITAL CORP IX | G21301125 | UNIT 99/99/9999 | 79 | $799 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 29 | $790 | dollars as filed | |
| Enzo Biochem Inc | 294100102 | Common Stock | 723 | $788 | dollars as filed | |
| FALCON S BEYOND GLOBAL INC A | 306121104 | COMMON STOCK | 75 | $785 | dollars as filed | |
| BONDBLOXX ETF TRUST | 097890107 | USD HI YLD ENERG | 20 | $784 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E780 | CMN | 19 | $781 | dollars as filed | |
| GLOBALINK INVT INC | 37892F208 | UNIT 12/06/2026 | 75 | $768 | dollars as filed | |
| SEER INC | 81578P106 | COM CL A | 455 | $764 | dollars as filed | |
| ONCTERNAL THERAPEUTICS INC | 68236P206 | COM NEW | 100 | $760 | dollars as filed | |
| SDCL EDGE ACQUISITION CORP | G79471101 | CL A ORD SHS | 69 | $760 | dollars as filed | |
| IT TECH PACKAGING INC | 46527C209 | COM NEW | 3,243 | $759 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H760 | US LARCP B10 MAY | 24 | $753 | dollars as filed | |
| CONCORD ACQUISITION CORP II | 20607U207 | UNIT 99/99/9999 | 73 | $752 | dollars as filed | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 189 | $750 | dollars as filed | |
| XENETIC BIOSCIENCES INC | 984015602 | COM | 182 | $741 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T736 | POLEN CAP INTL G | 77 | $740 | dollars as filed | |
| FISCALNOTE HOLDINGS INC | 337655112 | *W EXP 07/29/202 | 4,229 | $740 | dollars as filed | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 131 | $737 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524664 | ARIEL OPPOR ETF | 31 | $736 | dollars as filed | |
| AUSTRALIAN OILSEEDS HLDGS LT | G07041117 | *W EXP 03/22/202 | 40,810 | $735 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q282 | CARBON TRANITIN | 10 | $734 | dollars as filed | |
| NORTHERN LIGHTS FD TR | 66538J738 | TOEWS AGLTY DNYM | 33 | $733 | dollars as filed | |
| PROOF ACQUISITION CORP I | 74349W104 | COM | 1,249 | $731 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274E174 | ETRACS 2XM ETN | 76 | $728 | dollars as filed | |
| SEP ACQUISITION CORP | 589381102 | CLASS A COM | 69 | $728 | dollars as filed | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 41 | $727 | dollars as filed | |
| PROSHARES TR | 74347G507 | RUSSELL US DIV | 16 | $727 | dollars as filed | |
| INNOVATOR PREMIUM INCOME 15 BUFFER ETF - APRIL | 45783Y319 | ETF | 29 | $725 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 503 | $724 | dollars as filed | |
| NEURAXIS INC | 64134X201 | COM | 260 | $723 | dollars as filed | |
| INNOVATE CORP | 45784J105 | COM | 1,193 | $722 | dollars as filed | |
| Tuya Inc | 90114C107 | COM | 420 | $718 | dollars as filed | |
| KRANESHARES TRUST | 500767579 | HANG SENG TECH | 65 | $717 | dollars as filed | |
| Reservoir Media Inc W Exp 08/26/202 | 76119X113 | SPAC Combination | 475 | $713 | dollars as filed | |
| GRAB HOLDINGS LIMITED | G4124C117 | *W EXP 99/99/999 | 4,431 | $713 | dollars as filed | |
| JAWS MUSTANG ACQUISITION CORP SHS CL A | G50737108 | Stock | 64 | $711 | dollars as filed | |
| Vivid Seats Inc W Exp 10/18/202 | 92854T118 | SPAC Combination | 1,000 | $710 | dollars as filed | |
| DT CLOUD ACQUISITION CORP | G28524109 | UNIT 99/99/9999 | 68 | $709 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 25,213 | $706 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D788 | CORE INVESTMENT | 34 | $704 | dollars as filed | |
| LEMONADE INC | 52567D115 | *W EXP 02/09/202 | 39,110 | $704 | dollars as filed | |
| BOA ACQUISITION CORP | g8059b119 | WT | 46,865 | $703 | dollars as filed | |
| ISRAEL ACQUISITIONS CORP | G49667135 | UNIT 12/12/2027 | 65 | $703 | dollars as filed | |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 1,000 | $700 | dollars as filed | |
| HARBOR ETF TRUST | 41151J828 | LONG SHO EQU ETF | 25 | $699 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X495 | AXS ES NE EC ETF | 10 | $696 | dollars as filed | |
| AIMEI HEALTH TECHNOLOGY CO L | G01341117 | UNIT 11/17/2028 | 66 | $696 | dollars as filed | |
| MOTORSPORT GAMES INC | 62011B201 | CL A NEW | 288 | $688 | dollars as filed | |
| VENUS CONCEPT INC | 92332W204 | COM NEW | 866 | $677 | dollars as filed | |
| KAIVAL BRNDS INNOVATNS GRP I | 483104402 | COM | 441 | $673 | dollars as filed | |
| CARVER BANCORP ORD | 146875604 | COM | 477 | $672 | dollars as filed | |
| ARKO CORP | 041242116 | *W EXP 12/22/202 | 1,405 | $670 | dollars as filed | |
| LISTED FD TR | 53656F474 | OPAL DIVD INCM E | 22 | $664 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072257 | SHORT DURTN STRG | 13 | $662 | dollars as filed | |
| Black Hawk Acquisition Corp Right 06/20/2025 | G1148A119 | SPACS | 594 | $653 | dollars as filed | |
| MODIV INDUSTRIAL INC | 60784B101 | REIT | 46 | $651 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A650 | CMN | 19 | $651 | dollars as filed | |
| NORTHERN LTS FD TR II | 66538F165 | FUTURE FD LNG SH | 28 | $650 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 1,423 | $649 | dollars as filed | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 1,621 | $648 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G482 | NASDAQ FT GEN200 | 26 | $647 | dollars as filed | |
| ACTELIS NETWORKS INC | 00503R409 | COM NEW | 280 | $647 | dollars as filed | |
| HUADI INTERNATIONAL GRP CO L | G4645E105 | SHS | 277 | $645 | dollars as filed | |
| CALAMOS ETF TR | 12811T605 | S P 500 STRUCTUR | 25 | $642 | dollars as filed | |
| ADVISORSHARES TR | 00768Y388 | RESTAURANT ETF | 26 | $637 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 1,469 | $631 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092378 | CMN | 20 | $631 | dollars as filed | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 49 | $630 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A727 | CLEARSHS OCIO | 19 | $625 | dollars as filed | |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 11 | $625 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092311 | FIDELITY REL EST | 30 | $624 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 134 | $623 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N105 | COM | 55 | $622 | dollars as filed | |
| FAT BRANDS INC | 30258N121 | *W EXP 07/16/202 | 247 | $622 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T835 | IMGP DBI HEDGE S | 23 | $622 | dollars as filed | |
| RELIANCE GLOBAL GROUP INC | 75946W116 | *W EXP 02/01/202 | 9,348 | $617 | dollars as filed | |
| THEMES ETF TR | 882927601 | CMN | 21 | $615 | dollars as filed | |
| ALPHAVEST ACQUISITION CORP | G0283A124 | UNIT 99/99/9999 | 56 | $615 | dollars as filed | |
| MATTHEWS ASIA FDS | 577125784 | KOREA ACTIVE ETF | 23 | $597 | dollars as filed | |
| VOCODIA HLDGS CORP | 92891Q127 | *W EXP 99/99/999 | 35 | $595 | dollars as filed | |
| READING INTL INC | 755408200 | CL B | 44 | $590 | dollars as filed | |
| SCINAI IMMUNOTHERAPEUTICS LT | 09073Q303 | SPONSORED ADR | 211 | $586 | dollars as filed | |
| EVOKE PHARMA INC | 30049G203 | COM NEW | 1,107 | $586 | dollars as filed | |
| WISDOMTREE TR | 97717Y618 | BIOREVOLUTION FD | 37 | $584 | dollars as filed | |
| LION GROUP HOLDING LTD | 53620U110 | *W EXP 06/16/202 | 83,420 | $584 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F466 | FT VEST U.S | 25 | $583 | dollars as filed | |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 297 | $576 | dollars as filed | |
| 2U INC | 90214J200 | COM | 112 | $575 | dollars as filed | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 1,705 | $573 | dollars as filed | |
| JETAI INC | 47714H126 | *W EXP 08/10/203 | 1,348 | $572 | dollars as filed | |
| ISHARES INC | 464286301 | CMN | 31 | $571 | dollars as filed | |
| SKY HARBOUR GROUP CORPORATIO | 83085C115 | *W EXP 01/25/202 | 456 | $565 | dollars as filed | |
| ISHARES TR | 46438G406 | IBONDS OCT 2025 | 22 | $565 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N715 | MACRO STRATEGY | 27 | $564 | dollars as filed | |
| NULL | 928251206 | NULL | 1,087 | $562 | dollars as filed | |
| GLOBAL TECHNOLGY ACQSTN CORP | G3934N107 | COM | 50 | $561 | dollars as filed | |
| POWERUP ACQUISITION CORP | G7207P111 | UNIT 02/18/2032 | 56 | $561 | dollars as filed | |
| ATLANTIC AMERN CORP | 048209100 | COM | 331 | $559 | dollars as filed | |
| ISHARES TR | 46438G844 | LIFEP RETIR ETF | 20 | $556 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092147 | DISRUPTIVE MEDIC | 23 | $553 | dollars as filed | |
| PAYONEER GLOBAL INC | 70451X112 | *W EXP 06/25/202 | 2,396 | $553 | dollars as filed | |
| ZALATORIS ACQUISITION CORP | 89301B203 | UNIT 99/99/9999 | 50 | $553 | dollars as filed | |
| ENTERO THERAPEUTICS INC | 33749P408 | COM NEW | 449 | $552 | dollars as filed | |
| PERCEPTION CAPITAL CORP IV | G7330C128 | UNIT 99/99/9999 | 50 | $551 | dollars as filed | |
| LEARN CW INVESTMENT COR | G54157121 | UNIT 99/99/9999 | 50 | $548 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B402 | ETFB GRE SRI ETF | 29 | $547 | dollars as filed | |
| CAPTIVISION INC-28 | G18932114 | Stock Warrant | 7,104 | $547 | dollars as filed | |
| MF INTL LTD | G6065C113 | CL A ORD SHS | 590 | $543 | dollars as filed | |
| THE ALGER ETF TRUST | 015564305 | WEATHERBIE END | 23 | $543 | dollars as filed | |
| WELSBACH TECH METALS ACQU CO | 950415117 | RIGHT 12/22/2026 | 5,365 | $542 | dollars as filed | |
| SWIFTMERGE ACQUISITION CORP | G63836111 | *W EXP 12/13/202 | 7,713 | $540 | dollars as filed | |
| PLUM ACQUISITION CORP III | G63290111 | CLASS A ORD SHS | 50 | $540 | dollars as filed | |
| GLOBAL LIGHTS ACQUISITION CO | G3937F127 | UNIT 99/99/9999 | 51 | $534 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C305 | COM | 93 | $531 | dollars as filed | |
| SACKS PARENTE GOLF INC | 78577G103 | Stock | 1,000 | $529 | dollars as filed | |
| DBX ETF TR | 23306X852 | XTRACKERS CALIF | 21 | $525 | dollars as filed | |
| INFLECTION PT ACQUISITN CRP | G4790U128 | UNIT 08/29/2031 | 50 | $525 | dollars as filed | |
| N2OFF INC | 80512Q402 | COM | 1,094 | $522 | dollars as filed | |
| ISHARES TR | 46436E254 | ENVIRONMNTL INFR | 17 | $517 | dollars as filed | |
| TLGY ACQUISITION CORPORATION | G8656T117 | UNIT 11/04/2026 | 50 | $517 | dollars as filed | |
| GRIID INFRASTRUCTURE INC | 398501114 | *W EXP 12/29/202 | 8,025 | $514 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L888 | CMN | 28 | $513 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 42 | $512 | dollars as filed | |
| PATRIA LATIN AMRCN OPPRNTY A | G69454125 | UNIT 04/22/2026 | 50 | $511 | dollars as filed | |
| TIDAL TRUST II | 88636J337 | CAMB CHE PUR ETF | 26 | $502 | dollars as filed | |
| ADAGENE INC | 005329107 | CMN | 164 | $502 | dollars as filed | |
| TH INTERNATIONAL LIMITED | G8656L106 | ORDINARY SHARES | 671 | $502 | dollars as filed | |
| JIANZHI ED TECHNOLOGY GROUP | 47737L203 | SPONSORED ADR | 575 | $500 | dollars as filed | |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 2,410 | $499 | dollars as filed | |
| ALPHA TAU MEDICAL LTD WT EXP | M0740A116 | Stock | 2,431 | $493 | dollars as filed | |
| FOUR LEAF ACQUISITION CORP | 35088F206 | UNIT 03/15/2028 | 45 | $493 | dollars as filed | |
| TEMA ETF TRUST | 87975E305 | LUXURY ETF | 21 | $493 | dollars as filed | |
| GLOBAL X FDS | 37960A594 | PROPTECH ETF | 16 | $491 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 872 | $486 | dollars as filed | |
| Ess Tech Inc W Exp 10/08/202 | 26916J114 | SPAC Combination | 6,933 | $485 | dollars as filed | |
| THEMES ETF TR | 882927866 | US SM CAP CASH | 17 | $484 | dollars as filed | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 36 | $483 | dollars as filed | |
| SEI EXCHANGE TRADED FUNDS | 81589A403 | QIM US LARGE VOL | 17 | $471 | dollars as filed | |
| BrightSpring Health Services Inc | 10950A205 | Preferred Shares | 10 | $471 | dollars as filed | |
| KEEN VISION ACQUISITION CORP | G52443101 | UNIT 99/99/9999 | 45 | $471 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TR | 301505491 | KPOP AND KOREAN | 33 | $471 | dollars as filed | |
| GLOBAL X FDS | 37960A727 | BLOCKCHAIN & BIT | 7 | $467 | dollars as filed | |
| SPRUCE POWER HOLDING CORP | 9837FR209 | COM NEW | 126 | $460 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L490 | GOOSE HOLLOW MUL | 18 | $460 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | G6363K122 | UNIT 99/99/9999 | 43 | $454 | dollars as filed | |
| USCF ETF TR | 90290T841 | SUSTAINABLE BAT | 31 | $453 | dollars as filed | |
| UBS AG LONDON BRANCH | 90269A252 | ETRACS ETN 50 | 10 | $452 | dollars as filed | |
| VBI VACCINES INC | 91822J202 | Foreign Stock | 678 | $447 | dollars as filed | |
| MIND C T I LTD | M70240102 | ORD | 240 | $446 | dollars as filed | |
| NEW PROVIDENCE ACQSITN CORP | 64823D201 | UNIT 11/04/2026 | 35 | $445 | dollars as filed | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 7 | $435 | dollars as filed | |
| DBX ETF TR | 233051127 | XTRACKERS S&P MD | 15 | $432 | dollars as filed | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 331 | $430 | dollars as filed | |
| COLISEUM ACQUISITION CORP | G2263T107 | *W EXP 08/22/202 | 8,598 | $430 | dollars as filed | |
| PROCAPS GROUP SA | L7756P110 | *W EXP 09/29/202 | 11,029 | $419 | dollars as filed | |
| LEGATO MERGER CORP III | G5451A129 | UNIT 99/99/9999 | 41 | $416 | dollars as filed | |
| COLISEUM ACQUISITION CORP | G2263T123 | COM | 38 | $416 | dollars as filed | |
| PALLADYNE AI CORP | 80359A205 | COMMON STOCK | 257 | $411 | dollars as filed | |
| GLOBAL X CLEAN WATER ETF | 37954Y186 | ETF | 24 | $407 | dollars as filed | |
| Counterpoint High Yield Trend ETF | 66538R722 | ETF | 19 | $406 | dollars as filed | |
| ARES ACQUISITION CORP II | G33033112 | UNIT 99/99/9999 | 38 | $406 | dollars as filed | |
| Zalatoris II Acquisition Corp | G9831X122 | WARRANT | 10,100 | $404 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q550 | FOUNDATIONS DYNM | 34 | $404 | dollars as filed | |
| FOCUS IMPACT BH3 ACQUISITION | 22677T201 | UNIT 99/99/9999 | 42 | $404 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 200 | $400 | dollars as filed | |
| MariaDB PLC | G5920M118 | Warrant | 3,050 | $397 | dollars as filed | |
| FINTECH ECOSYSTEM DEVE | 318136108 | COM | 35 | $396 | dollars as filed | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 206 | $396 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C507 | USD HI YLD TELEC | 12 | $395 | dollars as filed | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 11 | $394 | dollars as filed | |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 163 | $394 | dollars as filed | |
| CARDIO DIAGNOSTICS HOLDGS IN | 14159C111 | *W EXP 10/25/202 | 10,001 | $390 | dollars as filed | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 318 | $385 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T728 | POLEN CAP CHINA | 38 | $384 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 63 | $381 | dollars as filed | |
| TMT ACQUISITION CORP | G89229101 | UNIT 03/27/2028 | 34 | $381 | dollars as filed | |
| INTEGRAL ACQUISITION 1 CORP | 45827k119 | WT | 3,800 | $380 | dollars as filed | |
| PUTNAM ETF TRUST | 746729805 | BIOREVOLUTION | 12 | $374 | dollars as filed | |
| CSP INC | 126389105 | CMN | 25 | $373 | dollars as filed | |
| PROSHARES TR | 74347G721 | ULSHRT UTILS NEW | 35 | $371 | dollars as filed | |
| ETFIS SER TR I | 26923G848 | VIRTUS WMC INTNL | 14 | $370 | dollars as filed | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 35 | $368 | dollars as filed | |
| CORTEXYME INC | 22053A107 | COM | 480 | $360 | dollars as filed | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 307 | $359 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X788 | IPOX EUROPE EQ | 14 | $357 | dollars as filed | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 72 | $356 | dollars as filed | |
| PROSHARES TR | 74347G267 | PROSHARES S&P | 13 | $356 | dollars as filed | |
| ALPHA STAR ACQUISITION CORP | G0230C132 | RIGHT 12/13/2026 | 3,724 | $354 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N624 | PROPE OPPOR ETF | 16 | $353 | dollars as filed | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 14,728 | $353 | dollars as filed | |
| LOTUS TECHNOLOGY INC | 54572F119 | W EXP 02/22/202 | 934 | $350 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188804 | SUSTAINABLE LOW | 7 | $350 | dollars as filed | |
| Draganfly Inc | 26142Q205 | COM | 1,487 | $348 | dollars as filed | |
| VERIFYME INC | 92346X206 | COM NEW | 246 | $347 | dollars as filed | |
| MADISON ETFS TRUST | 557441201 | SHOR TERM ST ETF | 17 | $345 | dollars as filed | |
| Patria Latin American Opportunity Acquisition Corp | G69454109 | COM | 30 | $343 | dollars as filed | |
| TRISTAR ACQUISITION I CORP | G9074V114 | *W EXP 99/99/999 | 2,857 | $343 | dollars as filed | |
| CARISMA THERAPEUTICS INC | 14216R101 | COM | 224 | $340 | dollars as filed | |
| VALKYRIE ETF TRUST II | 91917A207 | COINSHARES BITCN | 16 | $339 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 373 | $339 | dollars as filed | |
| MASON CAPITAL FUND TRUST | 574817102 | FUNDAMENTALS FST | 33 | $338 | dollars as filed | |
| DP CAP ACQUISITION CORP I | G2R05B100 | CLASS A ORD | 30 | $337 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W111 | *W EXP 08/29/202 | 150 | $333 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y699 | UNCAPPED ACCLRTD | 9 | $332 | dollars as filed | |
| SPHERE 3D CORP NEW | 84841L407 | COM NEW | 306 | $330 | dollars as filed | |
| Instil Bio Inc | 45783C200 | COM NEW | 32 | $329 | dollars as filed | |
| TORTOISEECOFIN ACQUISITION C | G8956E117 | *W EXP 07/22/202 | 2,718 | $326 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 112 | $325 | dollars as filed | |
| PONO CAP TWO INC | 73245B206 | UNIT 07/31/2027 | 25 | $325 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y566 | PREM INC 30 BARR | 13 | $323 | dollars as filed | |
| VANECK ETF TRUST | 92189H755 | DYNAMIC HIGH INM | 12 | $322 | dollars as filed | |
| CATCHA INVESTMENT CORP | G1962Y102 | SHS CL A | 55 | $317 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L786 | WESTN AST SHRT | 13 | $310 | dollars as filed | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 240 | $310 | dollars as filed | |
| STRATEGY SHS | 86280R878 | GOLD ENHANCED ET | 14 | $309 | dollars as filed | |
| MOUNTAIN & CO I ACQUISITN CO | G6301J112 | *W EXP 09/30/202 | 4,100 | $308 | dollars as filed | |
| P3 Health Partners Inc W Exp 11/19/202 | 744413113 | SPAC Combination | 6,094 | $305 | dollars as filed | |
| NOVONIX LIMITED | 67010L100 | SPONSORED ADS | 170 | $304 | dollars as filed | |
| AIRGAIN INC | 00938A104 | COM | 50 | $302 | dollars as filed | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 3,351 | $302 | dollars as filed | |
| STRAN & COMPANY INC | 86260J110 | *W EXP 99/99/999 | 9,985 | $300 | dollars as filed | |
| YUNJI INC ADR | 98873N206 | COM | 433 | $300 | dollars as filed | |
| VELO3D INC | 92259N112 | *W EXP 09/29/202 | 21,408 | $300 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 7,656 | $299 | dollars as filed | |
| BATTERY FUTURE ACQUISITION C | G0888J108 | CL A ORD SHS | 27 | $298 | dollars as filed | |
| SkyAI Inc | 82003F119 | *W EXP 4/13/202 | 4,071 | $297 | dollars as filed | |
| AIMFINITY INVESTMENT CORP I | G0135E100 | TRUS | 26 | $294 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 16 | $291 | dollars as filed | |
| CAPITOL SER TR | 14064D519 | HULL TACTICAL | 7 | $290 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-24-008281 | this filing | 2024-08-14 | acceptance time not in the bulk data set |