13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2024-06-30, filed 2024-08-14, with 9,464 holding rows worth $404,795,010,138.
- Accession
- 0000950123-24-008281
- Filer
- CIK 1610520
- Filed
- 2024-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A combination report, 21,355 entries on the cover page, a total value of $404,795,010,138 stated on the cover page (in dollars after the unit check, H1), rows summing to $404,795,010,138 with VALUE read as dollars as filed, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS AM, a distinct business unit of UBS Asset Management Americas LLC 028-02682
- reports for this filerOCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerCredit Suisse International 028-11516
- included managerCredit Suisse Hedging-Griffo Wealth Management S.A. 028-13460
- included managerCredit Suisse Securities (Canada), Inc. 028-13203
- included managerCredit Suisse Securities (USA) LLC 028-11380
- included managerCREDIT SUISSE CAPITAL LLC 028-11477
- included managerCredit Suisse (Italy) S.p.A. 028-13035
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21410
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) S.A. 028-22657
- included managerCredit Suisse (UK) Limited
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 72 | $5,381 | dollars as filed | |
| ALPHATIME ACQUISITION CORP | G0223V105 | ORDINARY SHARES | 487 | $5,381 | dollars as filed | |
| ENDRA LIFE SCIENCES INC | 29273B302 | COM NEW | 55,453 | $5,379 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W614 | SMALL CAP EQUITY | 110 | $5,369 | dollars as filed | |
| TUNGRAY TECHNOLOGIES INC | G9124M106 | USD CL A ORD SHS | 1,387 | $5,368 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 82 | $5,364 | dollars as filed | |
| ROTH CH ACQUISITION V CO | 77867R100 | COM | 486 | $5,346 | dollars as filed | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 23,336 | $5,344 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N533 | MULTI QIS ALTERN | 210 | $5,313 | dollars as filed | |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 2,076 | $5,294 | dollars as filed | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 1,675 | $5,293 | dollars as filed | |
| ARES ACQUISITION CORP II | G33033104 | SHS CLASS A | 495 | $5,282 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 2,646 | $5,266 | dollars as filed | |
| AMPLIFY ETF TR | 032108656 | AMPLIFY DGTL PAY | 112 | $5,239 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R702 | 1.25X LNG TESLA | 670 | $5,239 | dollars as filed | |
| PURPLE BIOTECH LTD SPONSORED ADR | 74638P109 | ADR | 12,852 | $5,231 | dollars as filed | |
| RBB FD INC | 74933W528 | US TREAS 7 YR NT | 110 | $5,229 | dollars as filed | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 2,516 | $5,208 | dollars as filed | |
| CI&T INC | G21307106 | CMN | 998 | $5,190 | dollars as filed | |
| CHARLES & COLVARD LTD | 159765205 | COM NEW | 3,031 | $5,183 | dollars as filed | |
| AMBOW ED HLDG LTD | 02322P309 | SPONSORED ADS | 4,307 | $5,168 | dollars as filed | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 8,671 | $5,116 | dollars as filed | |
| AFFIMED N V | N01045207 | COM | 936 | $5,101 | dollars as filed | |
| SOLARMAX TECHNOLOGY INC | 83419H103 | COM SHS | 1,545 | $5,083 | dollars as filed | |
| SCIENJOY HOLDING CORP | G7864D112 | CLASS A ORD | 5,340 | $5,068 | dollars as filed | |
| FANGDD NETWORK GROUP LTD | 30712L307 | COM | 8,617 | $5,067 | dollars as filed | |
| FUTURE FINTECH GROUP INC | 36117V204 | COM NEW | 10,529 | $5,054 | dollars as filed | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,226 | $5,051 | dollars as filed | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 2,500 | $5,050 | dollars as filed | |
| VANECK ETF TRUST | 92189F593 | CMN | 161 | $5,047 | dollars as filed | |
| KARTOON STUDIOS INC. | 37229T509 | CMN | 4,893 | $5,040 | dollars as filed | |
| FSD PHARMA INC | 35954B404 | CL B SUB VTG SHS | 31,047 | $5,030 | dollars as filed | |
| ALPHA TECHNOLOGY GROUP LIMIT | G0232G107 | SHS | 1,813 | $5,022 | dollars as filed | |
| EOS ENERGY ENTERPRISES, INC | 29415C119 | *W EXP 11/17/202 | 26,698 | $5,019 | dollars as filed | |
| INSEEGO CORP | 45782B302 | COMMON STOCK | 470 | $5,010 | dollars as filed | |
| EVOTEC SE FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 30050E105 | Equity | 1,030 | $4,944 | dollars as filed | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 381 | $4,942 | dollars as filed | |
| ASLAN PHARMACEUTICALS LTD | 04522R200 | SPON ADS NEW | 16,444 | $4,933 | dollars as filed | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 986 | $4,930 | dollars as filed | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 7,809 | $4,920 | dollars as filed | |
| AMAZE HOLDINGS INC | 35804X101 | COM | 8,050 | $4,919 | dollars as filed | |
| HIGH TIDE INC | 42981E401 | COM | 2,221 | $4,908 | dollars as filed | |
| PERCEPTIVE CAPITAL SOLUTIONS | G70077105 | CL A ORD SHS | 487 | $4,899 | dollars as filed | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 390 | $4,895 | dollars as filed | |
| ATIXFY COMMUNICATIONS LTD | M82363124 | ORD SHS | 7,523 | $4,882 | dollars as filed | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 9,962 | $4,881 | dollars as filed | |
| SADOT GROUP INC | 627333107 | COM | 12,736 | $4,865 | dollars as filed | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1,322 | $4,839 | dollars as filed | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 366 | $4,828 | dollars as filed | |
| TEVOGEN BIO HLDGS INC | 88165K101 | COM | 6,639 | $4,800 | dollars as filed | |
| TREVENA INC | 89532E208 | COM | 21,934 | $4,782 | dollars as filed | |
| GLOBAL INTERACTIVE TECHNOLOG | 411292105 | cs | 19,512 | $4,761 | dollars as filed | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 5,259 | $4,759 | dollars as filed | |
| MEDIACO HLDG INC | 58450D104 | CL A | 1,320 | $4,752 | dollars as filed | |
| CIPHER MINING INC | 17253J114 | *W EXP 10/22/202 | 3,506 | $4,733 | dollars as filed | |
| AUBURN NATL BANCORP | 050473107 | COM | 258 | $4,719 | dollars as filed | |
| WISDOMTREE TR | 97717X156 | US SHT TRM CORP | 99 | $4,713 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 6,757 | $4,710 | dollars as filed | |
| PLUS THERAPEUTICS INC | 72941H509 | COM | 3,199 | $4,703 | dollars as filed | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 201 | $4,695 | dollars as filed | |
| ULTIMUS MANAGERS TR | 90386K589 | WEST SA MIDS ETF | 185 | $4,676 | dollars as filed | |
| ISHARES SHORT-TERM CALIFORNIA MUNI ACTIVE ETF | 092528884 | ETF | 93 | $4,668 | dollars as filed | |
| FUNDX INVT TR | 360876882 | AGGRESSIVE ETF | 68 | $4,665 | dollars as filed | |
| MADISON ETFS TRUST | 557441300 | AGGREGATE BOND | 231 | $4,660 | dollars as filed | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 580 | $4,652 | dollars as filed | |
| OUTSET MEDICAL INC | 690145107 | COM | 1,208 | $4,651 | dollars as filed | |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 2,683 | $4,642 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 11,268 | $4,620 | dollars as filed | |
| TRUGOLF INC CMN | 243733102 | COM | 4,125 | $4,620 | dollars as filed | |
| ELEVAI LABS INC | 28622K104 | COM | 7,960 | $4,617 | dollars as filed | |
| LEGATO MERGER CORP III | G5451A103 | ORD SHS | 456 | $4,612 | dollars as filed | |
| CLENE INC | 185634102 | COM | 12,922 | $4,601 | dollars as filed | |
| UBS AG LONDON BRANCH | 90278V503 | NT LKD 51 | 101 | $4,584 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 4,479 | $4,569 | dollars as filed | |
| TDH HLDGS INC | G87084110 | SHS NEW | 3,597 | $4,568 | dollars as filed | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 163 | $4,564 | dollars as filed | |
| LEDDARTECH HLDGS INC | 52328E105 | COMMON STK | 5,713 | $4,548 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q690 | ACTI DE MARK ETF | 95 | $4,537 | dollars as filed | |
| TENAX THERAPEUTICS INC | 88032L605 | COM NEW | 1,499 | $4,519 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 250 | $4,515 | dollars as filed | |
| STRATA SKIN SCIENCES INC | 86272A305 | COM | 1,470 | $4,513 | dollars as filed | |
| SRX GLOBAL INC | 08771Y402 | COM NEW | 1,157 | $4,512 | dollars as filed | |
| GUILD HLDGS CO | 40172N107 | CL A | 305 | $4,511 | dollars as filed | |
| AGAPE ATP CORP | 008389108 | COM | 21,258 | $4,507 | dollars as filed | |
| HORIZON SPACE ACQUSTN I CORP | G4619M109 | ORDINARY SHARES | 408 | $4,496 | dollars as filed | |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 1,044 | $4,489 | dollars as filed | |
| READING INTL INC | 755408101 | CL A | 3,161 | $4,488 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 2,000 | $4,480 | dollars as filed | call |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 148 | $4,480 | dollars as filed | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 6,832 | $4,475 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 7,417 | $4,450 | dollars as filed | |
| CNFINANCE HLDGS LTD | 18979T105 | SPON ADS | 2,743 | $4,444 | dollars as filed | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 300 | $4,443 | dollars as filed | |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 397 | $4,436 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430388 | ACCESS EMNG MKTS | 110 | $4,435 | dollars as filed | |
| FLUENT INC | 34380C201 | COM NEW | 1,226 | $4,426 | dollars as filed | |
| ADVISORS INNER CIRCLE FD III | 00775Y728 | RAYLIANT NXTGEN | 150 | $4,415 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 1,023 | $4,399 | dollars as filed | |
| EDIBLE GARDEN AG INC | 28059P303 | COM NEW | 3,399 | $4,385 | dollars as filed | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 82 | $4,366 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y541 | EQUITY DEF PROTN | 163 | $4,365 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G138 | *W EXP 12/14/202 | 7,657 | $4,364 | dollars as filed | |
| ENSERVCO CORP | 29358Y201 | COM NEW | 18,957 | $4,360 | dollars as filed | |
| EQUILLIUM INC | 29446K106 | COM | 6,287 | $4,357 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072240 | AVANTIS INFLATIN | 70 | $4,345 | dollars as filed | |
| ISHARES TR | 46436E429 | MSCI CHINA MLTSE | 269 | $4,340 | dollars as filed | |
| LIFEWARD LTD | M8216Q119 | SHS | 1,080 | $4,331 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092337 | FIDELITY FUND LR | 183 | $4,328 | dollars as filed | |
| PROSHARES TR II | 74347W338 | CMN | 301 | $4,313 | dollars as filed | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 156 | $4,310 | dollars as filed | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 72 | $4,296 | dollars as filed | |
| DIGITAL ALLY INC | 25382T200 | COM NEW | 1,782 | $4,277 | dollars as filed | |
| LOOP MEDIA INC | 54352F206 | COM | 42,337 | $4,276 | dollars as filed | |
| CLOVER LEAF CAPITAL CORP | 18915E105 | COM CL A | 350 | $4,270 | dollars as filed | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 150 | $4,262 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 105 | $4,259 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 150 | $4,259 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188879 | TACTICAL BOND | 88 | $4,250 | dollars as filed | |
| UBS AG LONDON BRANCH | 90269A351 | ETRACS INDEX ETN | 96 | $4,219 | dollars as filed | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 140,447 | $4,213 | dollars as filed | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 99 | $4,200 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N106 | S&P 500 BUFFER | 153 | $4,177 | dollars as filed | |
| FLEXSHARES TR | 33939L647 | DEV MRK EX LOW | 159 | $4,177 | dollars as filed | |
| TRUESHARES STRUCTURED OUTCOME (JUNE) ETF | 53656F771 | ETF | 143 | $4,162 | dollars as filed | |
| POP CULTURE GROUP CO LTD | G71700119 | SHS NEW | 2,927 | $4,156 | dollars as filed | |
| CNS Pharmaceuticals Inc (US) Old | 18978H300 | COM | 2,629 | $4,154 | dollars as filed | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 235 | $4,134 | dollars as filed | |
| SHIFTPIXY INC | 82452L401 | COM NEW | 2,343 | $4,124 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q602 | CMN | 98 | $4,107 | dollars as filed | |
| Net Power Inc W Exp 06/08/202 | 64107A113 | SPAC Combination | 1,785 | $4,081 | dollars as filed | |
| DERMATA THERAPEUTICS INC | 249845405 | COM | 1,705 | $4,075 | dollars as filed | |
| PGIM ETF TR | 69344A784 | SHRT DUR HGH YLD | 81 | $4,073 | dollars as filed | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 14,697 | $4,071 | dollars as filed | |
| TURNSTONE BIOLOGICS CORP | 90042W100 | COM | 1,551 | $4,064 | dollars as filed | |
| DOUBLELINE ETF TRUST | 25861R402 | MORTGAGE ETF | 84 | $4,053 | dollars as filed | |
| ROMA GREEN FIN LTD | G7633Y108 | ORD SHS CL A | 6,400 | $4,032 | dollars as filed | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 1,033 | $4,018 | dollars as filed | |
| AB CONSERVATIVE BUFFER ETF | 00039j806 | INDX FD | 107 | $4,017 | dollars as filed | |
| BIO-KEY INTL INC | 09060C507 | COM NEW | 2,446 | $4,011 | dollars as filed | |
| GLOBAL X FDS | 37954Y285 | FUND | 455 | $3,981 | dollars as filed | |
| ISHARES U S ETF TR | 46431W531 | CMN | 153 | $3,967 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 4,000 | $3,967 | dollars as filed | principal |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 112 | $3,966 | dollars as filed | |
| LIPELLA PHARMACEUTICALS INC | 53630L100 | COMMON STOCK | 8,775 | $3,949 | dollars as filed | |
| PINEAPPLE FINANCIAL INC | 72303K207 | COM | 4,690 | $3,940 | dollars as filed | |
| IRON HORSE ACQUISITIONS CORP | 462837204 | UNIT 10/15/2028 | 384 | $3,936 | dollars as filed | |
| ZACKS EARNINGS CONSISTENT PORTFOLIO ETF | 98888G105 | UIT EXCHANGE TRADED | 136 | $3,924 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N301 | CMN | 97 | $3,910 | dollars as filed | |
| PAVMED INC | 70387R403 | COM NEW | 4,795 | $3,908 | dollars as filed | |
| CHILDRENS PL INC NEW | 168905107 | COM | 480 | $3,907 | dollars as filed | |
| SUNCAR TECHNOLOGY GROUP INC | G85727116 | WTS | 22,708 | $3,906 | dollars as filed | |
| AMBER INTL HLDG LTD | 45113Y203 | SPON ADS NEW | 3,058 | $3,902 | dollars as filed | |
| AMPLIFY ETF TR | 032108557 | ETHO CLI LEA ETF | 69 | $3,899 | dollars as filed | |
| OSTIN TECHNOLOGY GROUP CO LT | G67927106 | ORD SHS CL A | 9,997 | $3,899 | dollars as filed | |
| GOLDMAN SACHS ETF TRUST II | 38150W107 | MARKETBETA US EQ | 83 | $3,896 | dollars as filed | |
| NULL | 301505749 | NULL | 148 | $3,890 | dollars as filed | |
| PROSHARES TR | 74347G614 | ULTRASHORT MATER | 500 | $3,890 | dollars as filed | |
| ALPINE 4 HLDGS INC CLASS A | 02083E204 | COM | 8,102 | $3,889 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 100 | $3,885 | dollars as filed | call |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 9,164 | $3,885 | dollars as filed | |
| TIDAL TR II | 88636J196 | DEFIANCE DAILY T ADDED | 243 | $3,884 | dollars as filed | |
| SENMIAO TECHNOLOGY LTD COM | 817225204 | SHS | 3,785 | $3,880 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 2,771 | $3,879 | dollars as filed | |
| EA SERIES TRUST | 02072L839 | ARGENT MID CAP | 120 | $3,876 | dollars as filed | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 85 | $3,860 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 4,000 | $3,840 | dollars as filed | principal |
| IO BIOTECH INC | 449778109 | COM | 3,280 | $3,838 | dollars as filed | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 179 | $3,836 | dollars as filed | |
| XOS INC | 98423X100 | COM | 6,336 | $3,833 | dollars as filed | |
| YUNHONG GREEN CTI LTD | 98873Q100 | COM | 3,058 | $3,823 | dollars as filed | |
| CELULARITY INC | 151190204 | CL A NEW | 1,215 | $3,803 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q766 | ANFIELD UNVL ETF | 416 | $3,788 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 4,000 | $3,768 | dollars as filed | principal |
| LAKESIDE HLDG LTD | 51216F109 | COM | 939 | $3,765 | dollars as filed | |
| ORGENESIS INC | 68619K204 | COM | 6,273 | $3,764 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J719 | HIGH YIELD ETF | 149 | $3,756 | dollars as filed | |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R303 | COM | 3,997 | $3,749 | dollars as filed | |
| SEALSQ CORP | G79483106 | CMN | 4,586 | $3,747 | dollars as filed | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 116 | $3,746 | dollars as filed | |
| Shopify Inc | 82509LAA5 | Convertible bond | 4,000 | $3,734 | dollars as filed | principal |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 271 | $3,727 | dollars as filed | |
| AFRICAN AGRICULTURE HOLDINGS ORD | 00792J100 | COM | 13,777 | $3,720 | dollars as filed | |
| NETCAPITAL INC | 64113L103 | COM | 34,082 | $3,715 | dollars as filed | |
| CHANSON INTL HLDG | G2104U107 | CLASS A ORD | 1,269 | $3,705 | dollars as filed | |
| UNIFIED SER TR | 90470L550 | BALLAST SMLMD CP | 103 | $3,696 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L581 | ADAPTIVE CORE | 170 | $3,686 | dollars as filed | |
| SERIES PORTFOLIOS TR | 81752T486 | ELDRIDGE AAA CLO | 144 | $3,679 | dollars as filed | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 575 | $3,663 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q800 | CMN | 91 | $3,643 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 80 | $3,630 | dollars as filed | |
| Evgo Inc W Exp 07/01/202 | 30052F118 | SPAC Combination | 23,744 | $3,609 | dollars as filed | |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 2,026 | $3,606 | dollars as filed | |
| BRAINSWAY LTD | 10501L106 | CMN | 593 | $3,600 | dollars as filed | |
| ALTSHARES TRUST | 02210T207 | EVENT-DRIVEN ETF | 363 | $3,599 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q142 | CLIMATE CHANGE S | 80 | $3,581 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C838 | BLOOMBERG FVE YR | 74 | $3,569 | dollars as filed | |
| SYNTEC OPTICS HLDGS INC | 87169M105 | CL A | 1,168 | $3,562 | dollars as filed | |
| KINETA INC | 49461C102 | COM | 6,709 | $3,562 | dollars as filed | |
| Solid Power Inc W Exp 12/08/202 | 83422N113 | SPAC Combination | 21,576 | $3,560 | dollars as filed | |
| ICORECONNECT INC | 450958103 | COM | 3,828 | $3,552 | dollars as filed | |
| PROFESIONALLY MANAGED PORTFO | 74316P637 | CMN | 111 | $3,550 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q834 | INTL EQUITY ETF | 130 | $3,544 | dollars as filed | |
| QUOIN PHARMACEUTICALS ADR | 74907L300 | COM | 6,097 | $3,537 | dollars as filed | |
| MDXHEALTH SA | B5950S113 | SHS NEW | 1,470 | $3,513 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W598 | MAR 1000 GRO ETF | 71 | $3,506 | dollars as filed | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 466 | $3,500 | dollars as filed | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 83 | $3,475 | dollars as filed | |
| BANK MONTREAL MEDIUM | 063679492 | CAL LKD 43 | 168 | $3,468 | dollars as filed | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 710 | $3,465 | dollars as filed | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 56 | $3,445 | dollars as filed | |
| WISDOMTREE TR | 97717Y428 | INDI HED EQU FD | 80 | $3,433 | dollars as filed | |
| SNOW LAKE RES LTD | 83336J208 | COM | 4,814 | $3,432 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 200 | $3,426 | dollars as filed | put |
| ATARA BIOTHERAPEUTICS INC | 046513206 | COM NEW | 403 | $3,426 | dollars as filed | |
| EZGO TECHNOLOGIES LTD | G5279F110 | NEW ORD SHS | 2,392 | $3,421 | dollars as filed | |
| VERSABANK NEW | 92512J106 | COM | 317 | $3,411 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 1,000 | $3,407 | dollars as filed | principal |
| Cresud S A C I F Y A Warrant Exp 03/09/202 | P3311R259 | Warrant | 6,951 | $3,406 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER ETF JUNE | 45782C730 | ETF | 106 | $3,392 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 5,021 | $3,389 | dollars as filed | |
| MONEYHERO LIMITED | G6202B119 | *W EXP 09/13/202 | 42,832 | $3,384 | dollars as filed | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 562 | $3,383 | dollars as filed | |
| Marin Software Inc Ordinary Shares | 56804T304 | COM | 1,457 | $3,380 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430164 | CMN | 75 | $3,373 | dollars as filed | |
| TIDAL TRUST I | 886364462 | GOD BLESS AMER | 98 | $3,373 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y830 | US EQTY ACCELRTD | 119 | $3,366 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y300 | PRNCPL VLU ETF | 73 | $3,356 | dollars as filed | |
| HARTFORD FDS EXCHANGE TRADED | 41653L875 | STRAT INCOM ETF | 99 | $3,350 | dollars as filed | |
| GLOBAL X FDS | 37960A701 | SOLAR ETF | 348 | $3,341 | dollars as filed | |
| RBB FD INC | 74933W577 | SGI DIVERSI TAC | 111 | $3,333 | dollars as filed | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 344 | $3,333 | dollars as filed | |
| AMPLIFY ETF TR | 032108573 | BLOOMBERG AI EQQ | 73 | $3,315 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A131 | CLERSHS PITON IN | 36 | $3,312 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 95 | $3,306 | dollars as filed | |
| BLACKBOXSTOCKS INC | 09229E303 | COM | 1,220 | $3,294 | dollars as filed | |
| GLOBAL BLOCKCHAIN ACQUI CORP | 37961B104 | COMMON STOCK | 298 | $3,278 | dollars as filed | |
| ISHARES TR | 46438G695 | RUSS 2000 BU ETF | 70 | $3,273 | dollars as filed | |
| RBB FD INC | 74933W494 | US TREAS 3 YR NT | 67 | $3,269 | dollars as filed | |
| INTEGRATED MEDIA TECHNLOGY L | Q49376124 | SHS NEW | 1,629 | $3,242 | dollars as filed | |
| STEAKHOLDER FOODS LTD | 583435201 | COM | 880 | $3,241 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 100 | $3,239 | dollars as filed | |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 1,501 | $3,227 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072141 | AVA MAR SMA ETF | 58 | $3,215 | dollars as filed | |
| OCEAN BIOMEDICAL ORD | 67644C104 | COM | 2,635 | $3,215 | dollars as filed | |
| OPGEN INC | 68373L505 | COMMON STOCK | 1,245 | $3,213 | dollars as filed | |
| PRECIPIO INC | 74019L602 | COM | 615 | $3,192 | dollars as filed | |
| BIODESIX INC | 09075X108 | COM | 2,084 | $3,189 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 1,323 | $3,188 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229797 | COM LBTY SRM S B | 149 | $3,186 | dollars as filed | |
| CALIBERCOS INC CL A NEW | 13000T109 | Stock | 3,783 | $3,182 | dollars as filed | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 109 | $3,161 | dollars as filed | |
| TOP KINGWIN LTD | G8923U103 | SHS CL A | 8,524 | $3,154 | dollars as filed | |
| PHARVARIS NV | N69605108 | COMMON STOCK | 167 | $3,140 | dollars as filed | |
| UCOMMUNE INTERNATIONAL LTD | G9449A134 | ORD SHS CL A NEW | 1,567 | $3,134 | dollars as filed | |
| SCILEX HOLDING CO | 80880W106 | COM | 1,621 | $3,129 | dollars as filed | |
| IDEANOMICS INC | 45166V205 | COM NEW | 3,463 | $3,117 | dollars as filed | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 65 | $3,100 | dollars as filed | |
| NULL | 62956D204 | NULL | 8,394 | $3,089 | dollars as filed | |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 106 | $3,075 | dollars as filed | |
| TEXAS CAPITAL FUNDS TRUST | 88224A300 | TEXAS OIL INDEX | 114 | $3,071 | dollars as filed | |
| NUSHARES ETF TR | 67092P862 | CMN | 70 | $3,068 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G524 | ALERIAN GLXY BLK | 146 | $3,064 | dollars as filed | |
| INKT | 603693102 | Stock | 3,221 | $3,057 | dollars as filed | |
| PACER FDS TR | 69374H758 | BIOTHREAT STRGY | 84 | $3,054 | dollars as filed | |
| T1 Energy Inc W Exp 07/09/202 | 35834F112 | Warrant | 20,237 | $3,036 | dollars as filed | |
| LISTED FD TR | 53656F672 | TRUESHARES DEC | 85 | $3,023 | dollars as filed | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 105 | $3,015 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092253 | CMN | 208 | $3,008 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 1,447 | $2,995 | dollars as filed | |
| USCF ETF TR | 90290T817 | ALUMINUM STRTGY | 93 | $2,995 | dollars as filed | |
| WISDOMTREE TR | 97717Y394 | 1 3 YR LADDERED | 60 | $2,993 | dollars as filed | |
| AURELION INC | G7244A119 | USD CL A ORD SHS | 3,237 | $2,988 | dollars as filed | |
| NOTABLE LABS LTD | M7517R107 | ORD SHS | 4,742 | $2,983 | dollars as filed | |
| SEI EXCHANGE TRADED FUNDS | 81589A106 | QIM US LRG CAP Q | 90 | $2,975 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 3,000 | $2,969 | dollars as filed | principal |
| NEOS ETF TRUST | 78433H774 | KURV YIELD PREMI | 93 | $2,969 | dollars as filed | |
| NUSHARES ETF TR | 67092P706 | CMN | 95 | $2,954 | dollars as filed | |
| SEGALL BRYANT & HAMILL TR | 81580H449 | SEGALL BRYANT | 99 | $2,943 | dollars as filed | |
| HARBOR ETF TRUST | 41151J208 | ARES SYSTEMATIC | 68 | $2,934 | dollars as filed | |
| WHERE FOOD COMES FROM INC | 96327X200 | COM NEW | 242 | $2,931 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66537J804 | BROO INTE BD ETF | 114 | $2,926 | dollars as filed | |
| GLOBAL X FDS | 37960A859 | DOW 30 CO CA ETF | 132 | $2,917 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F813 | ACTV FCTR MDCP | 100 | $2,916 | dollars as filed | |
| A K A BRANDS HLDG CORP | 00152K200 | COM SHS | 191 | $2,913 | dollars as filed | |
| ISHARES U S ETF TR | 46431W663 | US CONSUMER FOC | 60 | $2,912 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 78 | $2,906 | dollars as filed | |
| ONEASCENT INTERNATIONAL EQUITY ETF | 90470L444 | ETF | 90 | $2,903 | dollars as filed | |
| ISHARES TR | 46436E742 | EGSADVNCDMSCI EM | 79 | $2,899 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N798 | INTMD TERM TRSRY | 223 | $2,888 | dollars as filed | |
| CARECLOUD INC | 14167R100 | COM | 1,500 | $2,880 | dollars as filed | |
| DOMA HOLDINGS INC | 25703A203 | COM | 474 | $2,877 | dollars as filed | |
| SHAPEWAYS HOLDINGS ORD | 81947T201 | COMMON STOCK | 4,052 | $2,869 | dollars as filed | |
| DIGITAL BRANDS GROUP INC | 25401N408 | COM NEW | 1,958 | $2,868 | dollars as filed | |
| DYNAMIC SHARES TRUST | 26800L100 | SHORT SHRT TR VL | 94 | $2,862 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G581 | 500 QVM MULTI | 88 | $2,850 | dollars as filed | |
| NATERA INC | 632307AB0 | BOND | 1,000 | $2,837 | dollars as filed | principal |
| 9F INC | 65442R208 | SPON ADS NEW | 1,505 | $2,829 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 59 | $2,827 | dollars as filed | |
| SEI EXCHANGE TRADED FUNDS | 81589A205 | QIM US LARGE CAP | 85 | $2,822 | dollars as filed | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 39,704 | $2,819 | dollars as filed | |
| LISTED FD TR | 53656F714 | TRUESHARES STRUC | 75 | $2,799 | dollars as filed | |
| BROOGE ENERGY LTD | G1611B107 | SHS | 3,033 | $2,787 | dollars as filed | |
| HCW BIOLOGICS INC | 40423R105 | COM | 4,285 | $2,772 | dollars as filed | |
| GENENTA SCIENCE S P A | 36870W100 | SPONSORED ADS | 893 | $2,768 | dollars as filed | |
| EA SERIES TRUST | 02072L466 | EUCL FUN VAL ETF | 87 | $2,765 | dollars as filed | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 57 | $2,756 | dollars as filed | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 95 | $2,752 | dollars as filed | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 2,081 | $2,747 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 56 | $2,741 | dollars as filed | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 79 | $2,705 | dollars as filed | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 482 | $2,699 | dollars as filed | |
| BRIACELL THERAPEUTICS CORP | 10778Y112 | *W EXP 02/26/202 | 10,023 | $2,696 | dollars as filed | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 57 | $2,686 | dollars as filed | |
| SCISPARC LTD | M82618113 | COM NEW | 3,353 | $2,682 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66537J861 | BROOK OPPOR ETF | 92 | $2,670 | dollars as filed | |
| GLOBAL X FDS | 37960A552 | INDIA ACTIVE ETF | 86 | $2,668 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E347 | S&P500 MIN VAR | 61 | $2,666 | dollars as filed | |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 947 | $2,662 | dollars as filed | |
| NRX PHARMACEUTICALS INC | 629444209 | COM NEW | 1,087 | $2,653 | dollars as filed | |
| AUDDIA INC | 05072K206 | COM NEW | 2,721 | $2,639 | dollars as filed | |
| IRIS ACQUISITION CORP | 89601Y101 | CLASS A COM | 236 | $2,636 | dollars as filed | |
| COFFEE HLDG CO INC | 192176105 | COM | 1,125 | $2,633 | dollars as filed | |
| ULTIMUS MANAGERS TR | 90386K639 | Q3 ALL SEASN ACT | 95 | $2,629 | dollars as filed | |
| TCW ETF TRUST | 29287L502 | ARTIF INTEL ETF | 94 | $2,626 | dollars as filed | |
| LA ROSA HLDGS CORP | 50172T103 | COM | 1,242 | $2,621 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y384 | FUND | 106 | $2,613 | dollars as filed | |
| FENBO HOLDINGS LTD | G3413G102 | CL A ORD SHS | 183 | $2,600 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q826 | SMALL MID CAP | 86 | $2,599 | dollars as filed | |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 16,441 | $2,598 | dollars as filed | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 475 | $2,589 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W788 | FUTURE CONSUMER | 78 | $2,576 | dollars as filed | |
| UBS AG LONDON BRANCH | 90278V206 | NT LKD 51 | 73 | $2,567 | dollars as filed | |
| ISHARES TR | 46429B515 | CMN | 73 | $2,561 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L573 | GOOS HOL TAC ETF | 93 | $2,560 | dollars as filed | |
| FAT BRANDS INC | 30258N600 | CLASS B COM | 543 | $2,552 | dollars as filed | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 47 | $2,551 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L474 | MOHR IND NAV ETF | 97 | $2,551 | dollars as filed | |
| VOLATILITY SHS TR | 92864M202 | PREMIUM PLUS ETF | 108 | $2,548 | dollars as filed | |
| DISTOKEN ACQUISITION CORP | G27740110 | COM | 237 | $2,548 | dollars as filed | |
| VERSUS SYSTEMS INC | 92535P147 | *W EXP 01/20/202 | 35,180 | $2,533 | dollars as filed | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 11,917 | $2,527 | dollars as filed | |
| NULL | 25381D206 | NULL | 1,965 | $2,515 | dollars as filed | |
| ROCKWELL MED INC | 774374300 | COM NEW | 1,428 | $2,513 | dollars as filed | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 70 | $2,513 | dollars as filed | |
| DBX ETF TR | 233051242 | CMN | 51 | $2,512 | dollars as filed | |
| AMPLITECH GROUP INC | 03211Q200 | COM | 2,388 | $2,507 | dollars as filed | |
| ADVISOR MANAGED PORTFOLIOS | 00777X553 | MILL VA LEVE ETF | 88 | $2,506 | dollars as filed | |
| KRANESHARES TRUST | 500767587 | QUADRATIC DEFLA | 170 | $2,495 | dollars as filed | |
| LENSAR INC | 52634L108 | COM | 554 | $2,493 | dollars as filed | |
| UBS AG LONDON BRANCH | 90269A260 | ETRA QUA PAY BDC | 73 | $2,488 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 3,000 | $2,486 | dollars as filed | principal |
| INNOVATOR ETFS TRUST | 45783Y269 | INNOVATOR GW 100 | 96 | $2,480 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q683 | LEADERSHS EQT | 75 | $2,470 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 932 | $2,470 | dollars as filed | |
| INSIGHT MOLECULAR DIA INC | 68235C206 | COM NEW | 835 | $2,464 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 46 | $2,455 | dollars as filed | |
| MULTISENSOR AI HOLDINGS INC | 456948108 | COM | 1,496 | $2,453 | dollars as filed | |
| GLOBAL X FDS | 37960A503 | NASDAQ 100 RIS | 145 | $2,443 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y459 | INTL DEV PWR BUF | 86 | $2,440 | dollars as filed | |
| PIXIE DUST TECHNOLOGIES INC | 72582J103 | SPONSORED ADR | 1,605 | $2,440 | dollars as filed | |
| AB ACTIVE ETFS INC | 00039J103 | ULTRA SHORT INCM | 48 | $2,425 | dollars as filed | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 90 | $2,419 | dollars as filed | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 7,110 | $2,411 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 53 | $2,408 | dollars as filed | |
| MOUNTAIN CREST ACQSITN CORP | 62404B107 | COM | 220 | $2,400 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N858 | S&P 500 BUFFER | 94 | $2,394 | dollars as filed | |
| TEMA ETF TRUST | 87975E875 | NEUROSCIENCE & M | 93 | $2,393 | dollars as filed | |
| ISHARES TR | 46435G508 | MSCI INTL SZE FT | 92 | $2,377 | dollars as filed | |
| ADVISORSHARES TR | 00768Y438 | Q DYNAMIC GROWTH | 70 | $2,372 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 4,742 | $2,371 | dollars as filed | |
| SUNPOWER INC | 20460L104 | COM | 2,114 | $2,368 | dollars as filed | |
| AVENUE THERAPEUTICS INC | 05360L403 | COM NEW | 673 | $2,356 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G625 | DAILY CLUD BUL2X | 245 | $2,354 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072380 | LARG CA GROW ETF | 43 | $2,352 | dollars as filed | |
| TIDAL TRUST II | 88634T782 | YIELDMAX NFLX | 134 | $2,348 | dollars as filed | |
| FIRST TR ETF VEST GOLD STRATEGY TARGET INCOME ETF | 33733E856 | ETF | 117 | $2,343 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 93 | $2,339 | dollars as filed | |
| SYNTAX ETF TR | 87166N106 | STRATIFD LRG CAP | 31 | $2,327 | dollars as filed | |
| TEMA ETF TRUST | 87975E404 | GLOBAL RLTY ETF | 87 | $2,323 | dollars as filed | |
| SOLAI LIMITED | 055474209 | SPON ADR | 879 | $2,321 | dollars as filed | |
| WISDOMTREE TR | 97717Y451 | BIANCO TOTL RETU | 94 | $2,321 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C408 | USD HI YLD HEALT | 67 | $2,321 | dollars as filed | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 3,079 | $2,309 | dollars as filed | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 36 | $2,304 | dollars as filed | |
| LISTED FD TR | 53656G100 | RIVERNRT ENH PRE | 87 | $2,302 | dollars as filed | |
| SPACE EX TECH SPACEX CLASS A | 19423L672 | Equity | 97 | $2,288 | dollars as filed | |
| PACER FDS TR | 69374H477 | CMN | 82 | $2,287 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 108 | $2,281 | dollars as filed | |
| SYRA HEALTH CORP | 87168W203 | COM | 1,665 | $2,281 | dollars as filed | |
| GABELLI ETFS TRUST | 36261K103 | LOVE OUR PLANET | 87 | $2,278 | dollars as filed | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 2,100 | $2,268 | dollars as filed | |
| OKYO PHARMA LTD | G6724L116 | SHS NEW | 1,904 | $2,266 | dollars as filed | |
| ISHARES TR | 46436E247 | FUTU META TE ETF | 69 | $2,265 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L458 | ANYDRUS ADVANT A | 91 | $2,264 | dollars as filed | |
| SCILEX HOLDING CO | 80880W114 | *W EXP 11/10/202 | 5,012 | $2,255 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H245 | MONA PROC IN ETF | 81 | $2,253 | dollars as filed | |
| VanEck Merk Gold Trust | 921078101 | SHS | 100 | $2,246 | dollars as filed | |
| TIDAL TR II | 88634T402 | THE MEET KEVIN | 78 | $2,246 | dollars as filed | |
| EVE MOBILITY ACQUISITION COR | G3218G125 | UNIT 99/99/9999 | 225 | $2,243 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,000 | $2,240 | dollars as filed | put |
| COLUMBIA ETF TR I | 19761L870 | SELECT TECHNOLO | 82 | $2,239 | dollars as filed | |
| STATE STREET SPDR S&P SMALLCAP 600 ESG ETF | 78468R481 | ETF | 77 | $2,231 | dollars as filed | |
| ZEO ENERGY CORP | 98944F109 | CL A | 1,037 | $2,230 | dollars as filed | |
| LION GROUP HOLDING LTD | 53620U300 | ADR | 5,440 | $2,230 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C128 | GROWTH ACCELRTD | 81 | $2,228 | dollars as filed | |
| NIOCORP DEVS LTD | 654484153 | *W EXP 03/17/202 | 9,593 | $2,226 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66537J853 | BROOK YIELD ETF | 84 | $2,226 | dollars as filed | |
| BITE ACQUISITION CORP | 09175K105 | COMMON STOCK | 178 | $2,225 | dollars as filed | |
| SMARTKEM INC | 83193D203 | COM NEW | 387 | $2,219 | dollars as filed | |
| LIBERTY MEDIA CORP DEL COM LBTY SRM S A | 531229813 | Stock | 100 | $2,215 | dollars as filed | put |
| MATTHEWS INTL FDS | 577130594 | JAPAN ACTIVE ETF | 74 | $2,214 | dollars as filed | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 116 | $2,204 | dollars as filed | |
| BROOKSTONE DIVIDEND STOCK ETF | 66537J507 | BRO DIV STK ETF | 76 | $2,202 | dollars as filed | |
| MANNATECH INC | 563771203 | COM NEW | 324 | $2,200 | dollars as filed | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 16 | $2,193 | dollars as filed | |
| KANDI TECHNOLOGIES GROUP INC | G5214E103 | USD ORD SHS | 1,000 | $2,190 | dollars as filed | |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 167 | $2,176 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B303 | BLUE HORIZON BNE | 100 | $2,170 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L441 | CMN | 86 | $2,149 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 2,000 | $2,144 | dollars as filed | principal |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 168 | $2,144 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B501 | DISTILLATE INTNL | 91 | $2,133 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C400 | ISHA HEAL IN ETF | 85 | $2,127 | dollars as filed | |
| QUHUO LTD | 74841Q209 | SPON ADS | 4,672 | $2,126 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 59 | $2,118 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 2,000 | $2,110 | dollars as filed | principal |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 3,904 | $2,109 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 1,000 | $2,109 | dollars as filed | principal |
| GOLDENSTONE ACQUISITION LTD COM | 38136Y102 | Rights | 188 | $2,109 | dollars as filed | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 1,000 | $2,103 | dollars as filed | principal |
| FOUR SEASONS ED CAYMAN INC | 35101A309 | SPON ADS | 176 | $2,101 | dollars as filed | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 1,441 | $2,075 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B255 | NYLI GLO R&D ETF | 70 | $2,058 | dollars as filed | |
| ADVISOR MANAGED PORTFOLIOS | 00777X603 | SOUNDWATCH HEDGD | 75 | $2,055 | dollars as filed | |
| KEY TRONIC CORP | 493144109 | COM | 507 | $2,053 | dollars as filed | |
| TRIVAGO N V | 89686D303 | SPON ADS A SHS N | 1,021 | $2,052 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 1,600 | $2,032 | dollars as filed | call |
| STRAN & CO INC | 86260J102 | COMMON STOCK | 1,806 | $2,023 | dollars as filed | |
| ALZAMEND NEURO INC | 02262M407 | COM | 5,132 | $2,022 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W630 | NASDA 100 ETF | 42 | $2,016 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P207 | COM NEW | 207 | $2,014 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E815 | BLOO INF SEN ETF | 88 | $2,001 | dollars as filed | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 389 | $1,999 | dollars as filed | |
| CALAMOS ETF TR | 12811T506 | CMN | 76 | $1,999 | dollars as filed | |
| OCA ACQUISITION CORP | 670865104 | COM CL A | 178 | $1,994 | dollars as filed | |
| Leuthold Core ETF | 527289789 | ETF | 59 | $1,987 | dollars as filed | |
| ACURX PHARMACEUTICALS INC | 00510M104 | COM | 881 | $1,982 | dollars as filed | |
| FRESHPET INC | 358039AB1 | NOTE 3.000% 4/0 | 1,000 | $1,979 | dollars as filed | principal |
| LOGICMARK INC | 67091J503 | COM NEW | 3,236 | $1,974 | dollars as filed | |
| POLAR PWR INC | 73102V105 | COM | 4,939 | $1,971 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N702 | KING TACT BD ETF | 86 | $1,970 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072133 | AVAN US VALU ETF | 33 | $1,968 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X754 | BLOOMBERG EMMKT | 85 | $1,968 | dollars as filed | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 19,673 | $1,967 | dollars as filed | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 379 | $1,959 | dollars as filed | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 9,158 | $1,941 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 2,000 | $1,919 | dollars as filed | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 1,000 | $1,918 | dollars as filed | principal |
| EA SERIES TRUST | 02072L482 | MORG DEM LAR ETF | 77 | $1,914 | dollars as filed | |
| GLOBAL X FDS | 37954Y194 | ADAPTIVE US RISK | 56 | $1,906 | dollars as filed | |
| SMITH MICRO SOFTWARE INC | 832154405 | COM SHS | 862 | $1,905 | dollars as filed | |
| DATA STORAGE CORP | 23786R110 | *W EXP 05/18/202 | 1,312 | $1,902 | dollars as filed | |
| ALTAMIRA THERAPEUTICS LTD SHS | G0360L134 | Stock | 1,711 | $1,899 | dollars as filed | |
| PROSHARES TR II | 74347Y763 | FUND | 121 | $1,896 | dollars as filed | |
| RENT THE RUNWAY INC | 76010Y202 | CL A NEW | 107 | $1,880 | dollars as filed | |
| NSTS BANCORP INC | 6293JP109 | COM | 195 | $1,878 | dollars as filed | |
| ISHARES TR | 46436E668 | ESG AWARE 80/20 | 54 | $1,873 | dollars as filed | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 1,441 | $1,873 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y368 | INNOV PRM INC 15 | 76 | $1,870 | dollars as filed | |
| INSIGHT ACQUISITION CORP | 45784L118 | *W EXP 08/26/202 | 47,952 | $1,870 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P496 | CMN | 75 | $1,869 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 138 | $1,864 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y657 | INNOV PRM INC 20 | 75 | $1,859 | dollars as filed | |
| PRIMECH HOLDINGS LTD. | Y708VV108 | SHS | 3,197 | $1,854 | dollars as filed | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 50 | $1,849 | dollars as filed | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 103 | $1,843 | dollars as filed | |
| KRANESHARES TRUST | 500767496 | S&P PAN ASIA DIV | 68 | $1,841 | dollars as filed | |
| THEMES ETF TR | 882927205 | CLOUD COMPUTING | 67 | $1,837 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 2,000 | $1,836 | dollars as filed | principal |
| TIDAL TRUST I | 886364645 | SONICSHARES GBL | 50 | $1,829 | dollars as filed | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 2,000 | $1,825 | dollars as filed | principal |
| FIDELITY COVINGTON TRUST | 316092220 | ELEC VEHS & FUTR | 137 | $1,824 | dollars as filed | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B400 | COM NEW | 196 | $1,823 | dollars as filed | |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 83 | $1,818 | dollars as filed | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 42 | $1,815 | dollars as filed | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 1,717 | $1,811 | dollars as filed | |
| HMN FINL INC | 40424G108 | COM | 79 | $1,808 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y640 | INNOV PRM INC 40 | 73 | $1,798 | dollars as filed | |
| PACER FDS TR | 69374H691 | mc | 49 | $1,795 | dollars as filed | |
| AUNA S A | L0415A103 | CLASS A | 224 | $1,792 | dollars as filed | |
| EA SERIES TRUST | 02072L581 | STRIVE 1000 DIV | 57 | $1,790 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 267 | $1,787 | dollars as filed | |
| TOUCHSTONE ETF TRUST | 89157W608 | DYNAMIC INTL ETF | 61 | $1,785 | dollars as filed | |
| BAIYU HLDGS INC | 87250W301 | COM | 1,514 | $1,779 | dollars as filed | |
| ASTRONOVA INC | 04638F108 | COM | 115 | $1,776 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 1,817 | $1,772 | dollars as filed | |
| Momentus Inc W Exp 08/12/202 | 60879E119 | SPAC Combination | 176,885 | $1,769 | dollars as filed | |
| NEXIMMUNE INC | 65344D208 | COMMON | 638 | $1,761 | dollars as filed | |
| ALPS ETF TR | 00162Q429 | GLOBAL TRAVEL | 73 | $1,760 | dollars as filed | |
| PROSHARES TR | 74347G572 | ULTSHT SMLCP600 | 93 | $1,758 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-24-008281 | this filing | 2024-08-14 | acceptance time not in the bulk data set |