13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-09, with 9,231 holding rows worth $334,075,074,182.
- Accession
- 0000950123-24-001214
- Filer
- CIK 1610520
- Filed
- 2024-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A combination report, 18,527 entries on the cover page, a total value of $334,075,074,182 stated on the cover page (in dollars after the unit check, H1), rows summing to $334,075,074,464 with VALUE read as dollars as filed, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT AMERICAS INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- reports for this filerCREDIT SUISSE AG 028-11379
- included managerUBS Financial Services Inc 028-11496
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ABRDN ETFS | 003261609 | BBG INDUSTRL MET | 148 | $3,198 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H844 | ALLIANZIM US EQT | 112 | $3,181 | dollars as filed | |
| CALAMOS ETF TR | 12811T308 | CONVERTIBLE EQTY | 118 | $3,177 | dollars as filed | |
| ASHFORD INC | 044104107 | COM | 861 | $3,169 | dollars as filed | |
| CHINA NATURAL RESOURCES INC | G2110U117 | SHS NEW | 1,989 | $3,168 | dollars as filed | |
| PROSHARES BITCOIN & ETHER EQUAL WEIGHT ETF | 74349Y407 | UIT EXCHANGE TRADED | 55 | $3,115 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 65 | $3,102 | dollars as filed | |
| SERVOTRONICS INC | 817732100 | COM | 247 | $3,088 | dollars as filed | |
| GALECTO INC | 36322Q107 | COM | 4,280 | $3,082 | dollars as filed | |
| SIGNING DAY SPORTS INC COMMON STOCK | 82670R107 | Stock | 2,726 | $3,080 | dollars as filed | |
| ENTREPRENEURSHARES SERIES TR | 293828885 | ERSHARES NEXTGEN | 243 | $3,078 | dollars as filed | |
| EVOKE PHARMA INC | 30049G203 | COM NEW | 2,914 | $3,059 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q766 | ANFIELD UNVL ETF | 338 | $3,056 | dollars as filed | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 3,903 | $3,052 | dollars as filed | |
| NEMAURA MED INC | 640442208 | COMMON | 13,926 | $3,050 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 835 | $3,048 | dollars as filed | |
| SECUREWORKS CORP | 81374A105 | CL A | 413 | $3,048 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 100 | $3,046 | dollars as filed | put |
| VIA RENEWABLES INC | 92556D304 | COM | 323 | $3,036 | dollars as filed | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 2,000 | $3,031 | dollars as filed | principal |
| MANNATECH INC | 563771203 | COM NEW | 373 | $3,021 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B709 | APTUS INT ENH YL | 151 | $3,018 | dollars as filed | |
| CELULARITY INC | 151190105 | COM | 12,173 | $3,007 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 53 | $3,003 | dollars as filed | |
| PARAZERO TECHNOLOGIES LTD | M7S13T102 | SHS | 4,199 | $2,985 | dollars as filed | |
| NEUROONE MED TECHNOLOGIES CORP COM | 64130M209 | Stock | 1,885 | $2,979 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER ETF JUNE | 45782C730 | ETF | 99 | $2,976 | dollars as filed | |
| BONDBLOXX ETF TR BB RATED USD HIGH YIELD CORP BD | 09789C705 | ETF | 74 | $2,964 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 1,000 | $2,963 | dollars as filed | principal |
| JUNIPER NETWORKS INC | 48203R104 | COM | 100 | $2,948 | dollars as filed | put |
| JUNIPER NETWORKS INC | 48203R104 | COM | 100 | $2,948 | dollars as filed | call |
| FORIAN INC | 34630N106 | cs | 1,008 | $2,948 | dollars as filed | |
| ZYVERSA THERAPEUTICS INC | 98987D201 | COMMON | 3,274 | $2,947 | dollars as filed | |
| SANGOMA TECHNOLOGIES CORP | 80100R408 | COM NEW | 918 | $2,938 | dollars as filed | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 70 | $2,938 | dollars as filed | |
| AIMEI HEALTH TECHNOLOGY CO L | G01341117 | UNIT 11/17/2028 | 288 | $2,938 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W796 | FUTURE | 98 | $2,933 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 2,647 | $2,912 | dollars as filed | |
| POLYPID LTD | M8001Q126 | COM | 764 | $2,903 | dollars as filed | |
| INTELLINETICS INC | 45825X204 | COM | 572 | $2,894 | dollars as filed | |
| NULL | 68620A203 | NULL | 2,605 | $2,891 | dollars as filed | |
| BAIJIAYUN GROUP LTD | G0704V103 | COMMON | 1,445 | $2,890 | dollars as filed | |
| Onemednet Corp Cl A | 68270C103 | Common Stock | 3,546 | $2,872 | dollars as filed | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 42 | $2,867 | dollars as filed | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 1,272 | $2,862 | dollars as filed | |
| SPREE ACQUISITION CORP 1 LTD | G83745110 | UNIT 99/99/9999 | 290 | $2,857 | dollars as filed | |
| TIDAL TRUST I | 886364405 | SOFI SOCIAL 50 | 95 | $2,843 | dollars as filed | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 100 | $2,825 | dollars as filed | call |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 110 | $2,823 | dollars as filed | |
| SYLA TECHNOLOGIES CO LTD | 871241105 | ADS | 565 | $2,802 | dollars as filed | |
| SILICOM LTD | M84116108 | ORD | 154 | $2,787 | dollars as filed | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 107 | $2,784 | dollars as filed | |
| STERLING CHECK CORP | 85917T109 | COM | 200 | $2,784 | dollars as filed | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K309 | COM | 974 | $2,776 | dollars as filed | |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 62 | $2,770 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G532 | ESG NASDAQ NEXT | 133 | $2,766 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 3,000 | $2,760 | dollars as filed | principal |
| AMERICAN CUSTOMER SATISFACTION ETF | 886364710 | UIT EXCHANGE TRADED | 55 | $2,748 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505483 | MUSQ GBL MUSIC I | 109 | $2,747 | dollars as filed | |
| VERSABANK NEW | 92512J106 | COM | 250 | $2,738 | dollars as filed | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 370 | $2,723 | dollars as filed | |
| INDONESIA ENERGY CORP LTD | G4760X102 | ORD SHS | 1,001 | $2,713 | dollars as filed | |
| ISHARES MSCI KUWAIT ETF | 46436E817 | ISHARES MSCI KUWAIT ETF | 88 | $2,707 | dollars as filed | |
| AGILE THERAPEUTICS INC | 00847L308 | COMMON | 1,387 | $2,705 | dollars as filed | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 220 | $2,689 | dollars as filed | |
| ADVISORSHARES TR | 00768Y388 | RESTAURANT ETF | 118 | $2,681 | dollars as filed | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 142 | $2,677 | dollars as filed | |
| LISTED FD TR | 53656F821 | TRUESHS TECH AI | 70 | $2,675 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 2,712 | $2,671 | dollars as filed | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 1,213 | $2,669 | dollars as filed | |
| WIDEPOINT CORP | 967590209 | COMMON | 1,150 | $2,668 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 3,000 | $2,668 | dollars as filed | principal |
| CONNS INC | 208242107 | COM | 600 | $2,664 | dollars as filed | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 957 | $2,661 | dollars as filed | |
| CVD EQUIP CORP | 126601103 | COM | 600 | $2,658 | dollars as filed | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 8,600 | $2,658 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B733 | LHA MKT ST TCT Q | 94 | $2,655 | dollars as filed | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 1,000 | $2,654 | dollars as filed | principal |
| Gaotu Techedu Inc | 36257Y109 | COM | 733 | $2,653 | dollars as filed | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 872 | $2,651 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N848 | SIMPLIFY US EQT | 93 | $2,644 | dollars as filed | |
| CAMBRIA ETF TR | 132061805 | GBL TAIL RISK ET | 146 | $2,639 | dollars as filed | |
| LONGEVITY HEALTH HLDGS INC | 142922103 | COM | 690 | $2,629 | dollars as filed | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,874 | $2,605 | dollars as filed | |
| TIDAL TRUST I | 886364850 | LEATHERBACK LNG | 100 | $2,596 | dollars as filed | |
| SYNTAX ETF TR | 87166N304 | STRATIFIED SMCP | 58 | $2,594 | dollars as filed | |
| ADS TEC ENERGY PLC | G0085J117 | SHS | 362 | $2,588 | dollars as filed | |
| QILIAN INTL HLDG GROUP LTD | G7307E107 | COM | 3,357 | $2,588 | dollars as filed | |
| U S GLOBAL INVS INC | 902952100 | CL A | 917 | $2,586 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y715 | HEDGED TESLA ETF | 102 | $2,583 | dollars as filed | |
| NUSCALE PWR CORP | 67079K118 | *W EXP 05/02/202 | 8,266 | $2,562 | dollars as filed | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 3,189 | $2,551 | dollars as filed | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 607 | $2,549 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 1,456 | $2,548 | dollars as filed | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 575 | $2,548 | dollars as filed | |
| HARTE HANKS INC | 416196202 | COM | 375 | $2,546 | dollars as filed | |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 2,513 | $2,538 | dollars as filed | |
| PROSHARES TR | 74347G788 | ULTR NASDAQCMPTG | 116 | $2,522 | dollars as filed | |
| DATA I O CORP | 237690102 | COM | 857 | $2,520 | dollars as filed | |
| SAFE & GREEN DEVELOPMENT CORPORATION (US)old | 78637J105 | COM | 1,797 | $2,516 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66537J887 | BROO UL SHOR ETF | 100 | $2,512 | dollars as filed | |
| ECHOSTAR CORP | 278768106 | CL A | 151 | $2,502 | dollars as filed | |
| ONTRAK INC | 683373302 | COM NEW | 6,204 | $2,488 | dollars as filed | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 11,045 | $2,485 | dollars as filed | |
| NEUEHEALTH INC | 10920V404 | COM NEW | 323 | $2,465 | dollars as filed | |
| Avinger Inc Ordinary Shares | 053734877 | COM | 908 | $2,461 | dollars as filed | |
| XWELL INC | 98420U802 | COM NEW | 1,411 | $2,455 | dollars as filed | |
| EVE MOBILITY ACQUISITION COR | G3218G125 | UNIT 99/99/9999 | 225 | $2,446 | dollars as filed | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 246 | $2,444 | dollars as filed | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 2,100 | $2,436 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 11,070 | $2,435 | dollars as filed | |
| EMX RTY CORP | 26873J107 | COM | 1,500 | $2,430 | dollars as filed | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 252 | $2,424 | dollars as filed | |
| AUDDIA INC | 05072K107 | COM | 9,667 | $2,417 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L714 | RARE TAX ADV ETF | 115 | $2,402 | dollars as filed | |
| RENN FD INC | 759720105 | COM | 1,400 | $2,394 | dollars as filed | |
| ISHARES TR | 46435G508 | MSCI INTL SZE FT | 92 | $2,390 | dollars as filed | |
| SPINNAKER ETF SERIES | 84858T202 | CMN | 108 | $2,389 | dollars as filed | |
| GLOBAL X U.S. CASH FLOW KINGS 100 ETF | 37960A578 | ETF | 84 | $2,383 | dollars as filed | |
| LONGEVERON INC CL A NEW | 54303L104 | Stock | 1,751 | $2,381 | dollars as filed | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 27 | $2,375 | dollars as filed | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 150 | $2,369 | dollars as filed | |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 2,000 | $2,358 | dollars as filed | principal |
| MARCHEX INC | 56624R108 | CMN | 1,732 | $2,356 | dollars as filed | |
| GLOBAL MOFY METAVERSE LTD | G3937M106 | ORD SHS | 421 | $2,349 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 2,000 | $2,330 | dollars as filed | principal |
| ACHARI VENTURES HLDGS CORP I | 00444X101 | COM | 214 | $2,330 | dollars as filed | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 90 | $2,315 | dollars as filed | |
| SERIES PORTFOLIOS TR | 81752T544 | SUBVERSIVE MNTL | 100 | $2,277 | dollars as filed | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 450 | $2,273 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 3,000 | $2,273 | dollars as filed | principal |
| GLOBAL X FDS | 37960A768 | FINANCIALS COVRD | 92 | $2,267 | dollars as filed | |
| PHOENIX NEW MEDIA LTD | 71910C202 | SPONSORED ADS | 1,666 | $2,266 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 932 | $2,265 | dollars as filed | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 906 | $2,265 | dollars as filed | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 22,164 | $2,261 | dollars as filed | |
| ULTIMUS MANAGERS TR | 90386K639 | Q3 ALL SEASN ACT | 82 | $2,253 | dollars as filed | |
| CINEVERSE CORP | 172406308 | COM CL A | 1,668 | $2,252 | dollars as filed | |
| UCOMMUNE INTERNATIONAL LTD | G9449A134 | ORD SHS CL A NEW | 607 | $2,252 | dollars as filed | |
| EA SERIES TRUST | 02072L672 | STRIVE US SEMICO | 57 | $2,249 | dollars as filed | |
| Humacyte Inc W Exp 08/27/202 | 44486Q111 | SPAC Combination | 5,403 | $2,248 | dollars as filed | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 102 | $2,239 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 2,000 | $2,219 | dollars as filed | principal |
| VICTORY PORTFOLIOS II | 92647N550 | VCTRYSHS INTL MO | 48 | $2,218 | dollars as filed | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 2,000 | $2,200 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 2,000 | $2,198 | dollars as filed | principal |
| OCUGEN INC | 67577C105 | COMMON STOCK | 3,805 | $2,188 | dollars as filed | |
| TIDAL TRUST II | 88636J675 | HILT SMAL MI ETF | 100 | $2,168 | dollars as filed | |
| PRESTO AUTOMATION INC | 74113T105 | COM | 4,070 | $2,162 | dollars as filed | |
| NOTABLE LABS LTD | M7517R107 | ORD SHS | 1,144 | $2,162 | dollars as filed | |
| SOS LIMITED | 83587W205 | ADR | 469 | $2,157 | dollars as filed | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 883 | $2,146 | dollars as filed | |
| TIDAL ETF TR | 886364736 | SOFI WEEKLY DIVI | 44 | $2,145 | dollars as filed | |
| BANK MONTREAL MEDIUM | 06368L304 | MICROSECTORS LVG | 132 | $2,142 | dollars as filed | |
| CARBON REVOLUTION ORDF | G1893D102 | UNLSTD FOREIGN ORDRY | 93 | $2,142 | dollars as filed | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 2,000 | $2,140 | dollars as filed | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 42 | $2,136 | dollars as filed | |
| CHEETAH NET SUPPLY CHAIN INC | 16307X103 | CL A COM | 1,639 | $2,131 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A131 | CLERSHS PITON IN | 23 | $2,126 | dollars as filed | |
| FUTURE HEALTH ESG CORP | 36118W201 | UNIT 09/09/2026 | 230 | $2,121 | dollars as filed | |
| INTEGRA RES CORP | 45826T509 | COM | 2,000 | $2,120 | dollars as filed | |
| VIRPAX PHARMACEUTICALS INC | 928251107 | COM | 6,616 | $2,117 | dollars as filed | |
| CNFINANCE HLDGS LTD | 18979T105 | SPON ADS | 953 | $2,116 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 4,434 | $2,111 | dollars as filed | |
| VOLATILITY SHS TR | 92864M301 | 2X BITCOIN ETF | 92 | $2,094 | dollars as filed | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 48 | $2,090 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L540 | RAREVIEW SYS EQT | 80 | $2,089 | dollars as filed | |
| OIO GROUP | G3R95P108 | SHS | 3,000 | $2,088 | dollars as filed | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K201 | TRUS | 200 | $2,080 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 1,453 | $2,078 | dollars as filed | |
| PARANOVUS ENTERTNMNT TECH LT | G4289N205 | ORD SHS CL A NEW | 842 | $2,071 | dollars as filed | |
| COHEN & CO INC NEW | 19249M102 | COM | 310 | $2,062 | dollars as filed | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 27 | $2,026 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 2,000 | $2,021 | dollars as filed | principal |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 2,000 | $2,021 | dollars as filed | principal |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 3,000 | $2,021 | dollars as filed | principal |
| VOLITIONRX LTD | 928661107 | COM | 2,812 | $2,017 | dollars as filed | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 10,868 | $2,011 | dollars as filed | |
| BENITEC BIOPHARMA INC | 08205P209 | COMMON STOCK | 622 | $2,008 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E582 | AKROS MTHLY PAYO | 87 | $2,003 | dollars as filed | |
| AIOS TECHNOLOGY INC | G6593L122 | ORD SHS CL A | 500 | $2,000 | dollars as filed | |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 2,000 | $1,999 | dollars as filed | principal |
| VANECK ETF TRUST | 92189H755 | DYNAMIC HIGH INM | 75 | $1,996 | dollars as filed | |
| BIMI INTERNATIONAL MEDICAL I | 05552Q301 | COMMON | 911 | $1,995 | dollars as filed | |
| VYNE THERAPEUTICS INC | 92941V308 | COM | 846 | $1,972 | dollars as filed | |
| GLOBAL X FDS | 37960A727 | BLOCKCHAIN & BIT | 37 | $1,967 | dollars as filed | |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 2,000 | $1,967 | dollars as filed | principal |
| DIMENSIONAL ETF TRUST | 25434V716 | US SUSTAINABILTY | 63 | $1,961 | dollars as filed | |
| Rail Vision Ltd | M8186D122 | COM | 1,286 | $1,960 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 300 | $1,959 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092337 | FIDELITY FUND LR | 103 | $1,954 | dollars as filed | |
| TEMA ETF TRUST | 87975E305 | LUXURY ETF | 82 | $1,954 | dollars as filed | |
| GLOBAL X FDS | 37960A776 | RUSSE GROWT ETF | 77 | $1,951 | dollars as filed | |
| CARVER BANCORP ORD | 146875604 | COM | 985 | $1,940 | dollars as filed | |
| CORBUS PHARMACEUTICALS | 21833P301 | COM NEW | 321 | $1,939 | dollars as filed | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 1,131 | $1,923 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 991 | $1,922 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 71 | $1,918 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F736 | MACKAY HIGH INCM | 72 | $1,912 | dollars as filed | |
| GREEN PLAINS INC | 393222104 | COM | 75 | $1,892 | dollars as filed | |
| LISTED FDS TR | 53656F268 | WAHED DOW JONES | 83 | $1,891 | dollars as filed | |
| HEALTHCARE TRIANGLE INC | 42227W207 | COM NEW | 685 | $1,880 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 2,000 | $1,870 | dollars as filed | principal |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 1,700 | $1,870 | dollars as filed | |
| ALPINE 4 HLDGS INC CLASS A | 02083E204 | COM | 2,533 | $1,862 | dollars as filed | |
| NUTRIBAND INC | 67092M208 | COM NEW | 800 | $1,856 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 2,000 | $1,853 | dollars as filed | principal |
| NEXTPLAY TECHNOLOGIES INC | 65344G201 | COM NEW | 809 | $1,852 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H385 | INSPIRE SML/ MID | 65 | $1,851 | dollars as filed | |
| A2Z CUST2MATE SOLUTIONS CORP | 00249W100 | COM | 1,350 | $1,850 | dollars as filed | |
| DBX ETF TR | 233051259 | XTRACKERS HIGH | 45 | $1,842 | dollars as filed | |
| NEXTTRIP INC | 826598609 | COM | 607 | $1,835 | dollars as filed | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 300 | $1,830 | dollars as filed | |
| WISEKEY INTERNATIONAL HLDS L | 97727L408 | SPON ADR | 1,042 | $1,824 | dollars as filed | |
| IZEA WORLDWIDE INC | 46604H204 | CMN | 906 | $1,821 | dollars as filed | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 187 | $1,821 | dollars as filed | |
| NEOS ETF TRUST | 78433H105 | ETF | 77 | $1,815 | dollars as filed | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 239 | $1,814 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R793 | 2X SHORT NVDA DA | 95 | $1,809 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 1,142 | $1,804 | dollars as filed | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 204 | $1,799 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W788 | FUTURE CONSUMER | 64 | $1,798 | dollars as filed | |
| ZENVIA CL A ORD | G9889V101 | COM | 1,522 | $1,796 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 2,000 | $1,781 | dollars as filed | principal |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 12,215 | $1,771 | dollars as filed | |
| GLOBAL PARTNER ACQISTN CORP | G3934P110 | UNIT 01/06/2026 | 162 | $1,766 | dollars as filed | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 500 | $1,755 | dollars as filed | |
| BANK MONTREAL MEDIUM | 063679856 | 2X LEVERAGED | 38 | $1,750 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 249 | $1,746 | dollars as filed | |
| VANECK ETF TRUST | 92189Y303 | BITCOIN STRATEGY | 45 | $1,746 | dollars as filed | |
| INNOVATOR TRIPLE STACKERETF | 45782C169 | UIE | 60 | $1,744 | dollars as filed | |
| Solana (fka Helius Medical Technoliges Inc) | 42328V801 | COM CL A NEW | 216 | $1,736 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 652 | $1,734 | dollars as filed | |
| NOVABAY PHARMACEUTICALS INC | 66987P300 | COM | 8,500 | $1,734 | dollars as filed | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 943 | $1,726 | dollars as filed | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 60 | $1,722 | dollars as filed | |
| SOUTHPORT ACQUISITION CORP | 84465L204 | UNIT 99/99/9999 | 162 | $1,720 | dollars as filed | |
| BNY MELLON CONCENTRTD INTRTNL ETF | 09661T834 | COM | 35 | $1,719 | dollars as filed | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 916 | $1,718 | dollars as filed | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 16,201 | $1,701 | dollars as filed | |
| ALZAMEND NEURO INC | 02262M407 | COM | 1,909 | $1,699 | dollars as filed | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 44 | $1,693 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 660 | $1,690 | dollars as filed | |
| CEMTREX INC | 15130G709 | COM NEW | 337 | $1,688 | dollars as filed | |
| MOGO INC | 60800C208 | COM | 917 | $1,687 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q781 | EQUITY FOCUS ETF | 32 | $1,687 | dollars as filed | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 60 | $1,687 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W762 | FUTURE REAL ESTA | 49 | $1,674 | dollars as filed | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 110 | $1,667 | dollars as filed | |
| LIBERTY GLOBAL LTD | G61188119 | COM CL B | 93 | $1,656 | dollars as filed | |
| Lifetime Brands Inc | 53222Q103 | COM | 246 | $1,651 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 15 | $1,646 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 2,000 | $1,644 | dollars as filed | principal |
| Hanover Bancorp | 410710206 | COM | 93 | $1,641 | dollars as filed | |
| GUINNESS ATKINSON FDS | 402031850 | SUSTAINABLE ENER | 58 | $1,639 | dollars as filed | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 141 | $1,629 | dollars as filed | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 64 | $1,623 | dollars as filed | |
| OCA ACQUISITION CORP | 670865104 | COM CL A | 150 | $1,619 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372106 | CLASS A COM | 684 | $1,614 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y475 | INNOVATOR US EQ | 59 | $1,612 | dollars as filed | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 683 | $1,612 | dollars as filed | |
| ATRECA INC | 04965G109 | COM | 12,210 | $1,612 | dollars as filed | |
| BANK MONTREAL MEDIUM | 06368L106 | BIG OIL INDX 3X | 7 | $1,609 | dollars as filed | |
| BIODEXA PHARMACEUTICALS PLC | 59564R708 | SPON ADS NEW | 600 | $1,608 | dollars as filed | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 8,936 | $1,608 | dollars as filed | |
| NULL | 84862C203 | NULL | 2,905 | $1,604 | dollars as filed | |
| ISHARES ESG SELECT SCREENED S&P 500 ETF | 46436E569 | ETF | 44 | $1,601 | dollars as filed | |
| BIT BROTHER LIMITED | G1144D125 | SHS NEW CL A ORD | 145,324 | $1,599 | dollars as filed | |
| GLOBAL X FDS | 37960A503 | NASDAQ 100 RIS | 93 | $1,593 | dollars as filed | |
| MOBIX LABS INC | 60743G118 | *W EXP 12/21/202 | 22,620 | $1,583 | dollars as filed | |
| PINEAPPLE ENERGY INC | 72303P107 | COM | 2,672 | $1,582 | dollars as filed | |
| VICINITY MOTOR CORP | 925654105 | COM | 1,928 | $1,579 | dollars as filed | |
| PURPLE BIOTECH LTD SPONSORED ADR | 74638P109 | ADR | 2,000 | $1,560 | dollars as filed | |
| TECHPRECISION CORP | 878739200 | COM NEW | 301 | $1,559 | dollars as filed | |
| ETAO INTERNATIONAL CO LTD | G31363107 | COM | 3,462 | $1,558 | dollars as filed | |
| ASPIRA WOMENS HEALTH INC | 04537Y208 | COM | 381 | $1,554 | dollars as filed | |
| 111 INC | 68247Q102 | ADR | 999 | $1,548 | dollars as filed | |
| FITLIFE BRANDS INC | 33817P306 | COM | 81 | $1,547 | dollars as filed | |
| PROSHARES TR II | 74347Y813 | ULSHT BLOOMB GAS | 16 | $1,543 | dollars as filed | |
| CELULARITY INC | 151190113 | *W EXP 07/16/202 | 38,556 | $1,542 | dollars as filed | |
| ROADZEN INC | G7606H108 | CMN | 303 | $1,542 | dollars as filed | |
| UBS AG LONDON BRANCH | 90269A245 | ETRACS LKD ENT | 29 | $1,537 | dollars as filed | |
| OWLET INC | 69120X206 | CL A NEW | 290 | $1,532 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66537J804 | BROO INTE BD ETF | 60 | $1,532 | dollars as filed | |
| FARMER BROS CO | 307675108 | COM | 500 | $1,530 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y763 | SPECTRUM PREFERR | 84 | $1,524 | dollars as filed | |
| LIVEONE INC | 53814X102 | COM | 1,095 | $1,522 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B659 | VEST 10 YR INTER | 67 | $1,506 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 113 | $1,502 | dollars as filed | |
| GLOBAL LIGHTS ACQUISITION CO | G3937F127 | UNIT 99/99/9999 | 146 | $1,497 | dollars as filed | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 2,600 | $1,495 | dollars as filed | |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 122 | $1,489 | dollars as filed | |
| PALISADE BIO INC | 696389204 | COM | 2,520 | $1,487 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 403 | $1,475 | dollars as filed | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 3,306 | $1,455 | dollars as filed | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 60 | $1,454 | dollars as filed | |
| American Century Emerging Markets Bond ETF | 025072414 | ETP | 38 | $1,451 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H245 | MONA PROC IN ETF | 54 | $1,449 | dollars as filed | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 57 | $1,446 | dollars as filed | |
| AZITRA INC | 05479L104 | COM | 1,570 | $1,444 | dollars as filed | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 1,980 | $1,443 | dollars as filed | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 141 | $1,438 | dollars as filed | |
| GLOBAL X | 37954Y152 | GBL X HYDROGEN | 208 | $1,437 | dollars as filed | |
| TREVENA INC | 89532E208 | COM | 1,984 | $1,433 | dollars as filed | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L303 | COM NEW | 2,694 | $1,433 | dollars as filed | |
| NUBURU INC | 67021W103 | COM | 9,505 | $1,426 | dollars as filed | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 166 | $1,426 | dollars as filed | |
| Cingulate Inc W Exp 12/10/202 | 17248W113 | Warrant | 47,515 | $1,425 | dollars as filed | |
| AIRGAIN INC | 00938A104 | COM | 400 | $1,424 | dollars as filed | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 485 | $1,421 | dollars as filed | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 45 | $1,415 | dollars as filed | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 1,813 | $1,410 | dollars as filed | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 1,600 | $1,405 | dollars as filed | |
| NATIXIS ETF TRUST II | 63875W406 | CMN | 50 | $1,403 | dollars as filed | |
| CELLEBRITE DI LTD | M2197Q115 | WARRANT | 1,010 | $1,394 | dollars as filed | |
| HYPERFINE INC | 44916K106 | Common Stock | 1,244 | $1,393 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 2,000 | $1,386 | dollars as filed | principal |
| 180 LIFE SCIENCES CORP | 68236V203 | COM NEW | 6,498 | $1,384 | dollars as filed | |
| Avantis Emerging Markets Value ETF | 025072372 | SHS | 30 | $1,379 | dollars as filed | |
| ACUTUS MED INC | 005111109 | COM | 6,825 | $1,379 | dollars as filed | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 29 | $1,375 | dollars as filed | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 29 | $1,373 | dollars as filed | |
| VIRTUS ETF TR II | 92790A801 | STONE HARBOR EMG | 53 | $1,368 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C507 | USD HI YLD TELEC | 39 | $1,362 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 2,255 | $1,360 | dollars as filed | |
| MARIS TECH LTD | M68057104 | ORDINARY SHARES | 1,303 | $1,355 | dollars as filed | |
| CLPS INCORPORATION | G31642104 | COM | 1,300 | $1,352 | dollars as filed | |
| MUSTANG BIO INC | 62818Q203 | COM | 1,000 | $1,350 | dollars as filed | |
| ALLEGO N V | N0796A100 | COM | 1,000 | $1,350 | dollars as filed | |
| Bluerock Private Real Estate F | 09631H100 | COM | 96 | $1,343 | dollars as filed | |
| READY CAPITAL CORP | 75574U705 | 6.25 CNV PFD C | 71 | $1,335 | dollars as filed | |
| SKY HARBOUR GROUP CORPORATIO | 83085C115 | *W EXP 01/25/202 | 1,778 | $1,334 | dollars as filed | |
| ALTITUDE ACQUISITION CORP | 02156Y103 | COM CL A | 130 | $1,333 | dollars as filed | |
| MICROALGO INC | G6077Y103 | COMMON | 1,460 | $1,332 | dollars as filed | |
| CENTOGENE N V | N1976T109 | COM | 1,109 | $1,331 | dollars as filed | |
| REE AUTOMOTIVE LTD | M8287R202 | SHS CL A NEW | 259 | $1,330 | dollars as filed | |
| IGC PHARMA INC | 45408X308 | COM NEW | 4,747 | $1,329 | dollars as filed | |
| ARQIT QUANTUM ORD | G0567U101 | COM | 2,803 | $1,329 | dollars as filed | |
| GLOBAL X FDS | 37960A511 | GLOBAL X DOW 30 | 50 | $1,326 | dollars as filed | |
| GLOBAL TECHNOLGY ACQSTN CORP | G3934N107 | COM | 122 | $1,319 | dollars as filed | |
| MIND TECHNOLOGY INC | 602566309 | COM NEW | 200 | $1,318 | dollars as filed | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 673 | $1,306 | dollars as filed | |
| PLURI INC | 72942G104 | COM | 2,250 | $1,305 | dollars as filed | |
| FANGDD NETWORK GROUP LTD | 30712L307 | COM | 1,938 | $1,304 | dollars as filed | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 137 | $1,299 | dollars as filed | |
| LICHEN CHINA LTD | G5479G108 | CL A ORD SHS | 656 | $1,299 | dollars as filed | |
| TRANSCODE THERAPEUTICS INC | 89357L204 | COM NEW | 7,874 | $1,299 | dollars as filed | |
| KEEN VISION ACQUISITION CORP | G52443101 | UNIT 99/99/9999 | 125 | $1,295 | dollars as filed | |
| EZGO TECHNOLOGIES LTD | G5279F102 | COMMON | 11,251 | $1,294 | dollars as filed | |
| Greenpower Motor Co | 39540E302 | COM | 413 | $1,293 | dollars as filed | |
| TIDAL TRUST II | 88636J873 | BLUE CH ASSE ETF | 53 | $1,292 | dollars as filed | |
| PROSHARES TR | 74347B490 | ULTRA MSCI BRAZI | 38 | $1,288 | dollars as filed | |
| BLUE STAR FOODS CORP | 09606H200 | COMMON | 8,939 | $1,287 | dollars as filed | |
| LANVIN GROUP HOLDINGS LIMITE | G5380J100 | SHS | 434 | $1,280 | dollars as filed | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,153 | $1,280 | dollars as filed | |
| STRONG GLOBAL ENTMT INC | 86335G109 | CL A COM VOTING | 800 | $1,279 | dollars as filed | |
| COSMOS HEALTH INC | 221413305 | COM | 904 | $1,275 | dollars as filed | |
| USCF ETF TR | 90290T866 | GOLD STRATEGY | 50 | $1,268 | dollars as filed | |
| SCINAI IMMUNOTHERAPEUTICS LT | 09073Q204 | SPON ADS NEW | 2,117 | $1,260 | dollars as filed | |
| GLUCOTRACK INC COM NEW | 45824Q507 | Stock | 4,800 | $1,258 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 5,000 | $1,250 | dollars as filed | principal |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 124,865 | $1,249 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H278 | MAIN THEMATC IN | 76 | $1,245 | dollars as filed | |
| INTERACTIVE STRENGTH INC | 45840Y104 | COM | 1,444 | $1,242 | dollars as filed | |
| HALL OF FAME RESORT & ENTMT CO | 40619l201 | COM | 382 | $1,242 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092279 | SUSTAINABLE U S | 55 | $1,240 | dollars as filed | |
| IONQ INC | 46222L116 | *W EXP 09/30/202 | 280 | $1,232 | dollars as filed | |
| FOCUS IMPACT BH3 ACQUISITION | 22677T201 | UNIT 99/99/9999 | 120 | $1,231 | dollars as filed | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 38 | $1,221 | dollars as filed | |
| CHINA JO-JO DRUGSTORES INC ORD SHS | G2124G112 | Stock | 5,500 | $1,221 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H794 | ALLIANZIM US EQT | 43 | $1,219 | dollars as filed | |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 115 | $1,218 | dollars as filed | |
| ATERIAN INC | 02156U101 | COM | 3,489 | $1,214 | dollars as filed | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 293 | $1,213 | dollars as filed | |
| YUNJI INC ADR | 98873N206 | COM | 1,705 | $1,212 | dollars as filed | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 65 | $1,210 | dollars as filed | |
| GOLDEN MATRIX GROUP INC | 381098300 | COM | 502 | $1,209 | dollars as filed | |
| REVELSTONE CAPITAL ACQSTN CO | 76137R114 | *W EXP 09/15/202 | 29,866 | $1,195 | dollars as filed | |
| Vivani Medical Inc - US | 92854B109 | Equity | 1,171 | $1,194 | dollars as filed | |
| Shf Holdings Inc W Exp 09/28/202 | 824430110 | SPAC Combination | 14,200 | $1,193 | dollars as filed | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 10,661 | $1,183 | dollars as filed | |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 45 | $1,179 | dollars as filed | |
| AMERICAN STRATEGIC INVEST CO | 649439304 | COM CL A | 147 | $1,172 | dollars as filed | |
| AMERISERV FINL INC | 03074A102 | COM | 362 | $1,171 | dollars as filed | |
| Tempest Therapeutics, Inc. | 87978U108 | Common Stock | 266 | $1,170 | dollars as filed | |
| MAIA BIOTECHNOLOGY INC | 552641102 | COM | 998 | $1,168 | dollars as filed | |
| Bullfrog AI Holdings Inc | 12021E117 | Warrant | 1,223 | $1,168 | dollars as filed | |
| JETAI INC | 47714H126 | *W EXP 08/10/203 | 1,110 | $1,166 | dollars as filed | |
| INNOVATOR ETFS TR | 45782C177 | DOUBLE STKR JAN | 39 | $1,163 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A601 | CMN | 67 | $1,154 | dollars as filed | |
| KIORA PHARMACEUTICALS INC | 49721T309 | COMMON | 2,211 | $1,154 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 1,000 | $1,150 | dollars as filed | principal |
| NOVONIX LIMITED | 67010L100 | SPONSORED ADS | 592 | $1,148 | dollars as filed | |
| INVENTIVA SA | 46124U107 | ADS | 254 | $1,147 | dollars as filed | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 6,280 | $1,143 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072166 | AVANTIS ALL INT | 21 | $1,140 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y566 | PREM INC 30 BARR | 45 | $1,121 | dollars as filed | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 1,398 | $1,118 | dollars as filed | |
| SPLUNK INC | 848637AD6 | BOND | 1,000 | $1,102 | dollars as filed | principal |
| NKGEN BIOTECH INC | 65488A119 | *W EXP 05/31/202 | 13,606 | $1,102 | dollars as filed | |
| TNL Mediagene | G1330L121 | Warrant | 55,000 | $1,100 | dollars as filed | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 431 | $1,095 | dollars as filed | |
| AMERICAN RES CORP | 02927U208 | CL A | 734 | $1,094 | dollars as filed | |
| DMK PHARMACEUTICALS CORP PAR $0.0001 | 00547W307 | COM | 1,562 | $1,093 | dollars as filed | |
| AIMFINITY INVESTMENT CORP I | G0135E100 | TRUS | 100 | $1,090 | dollars as filed | |
| PSQ HOLDINGS INC | 693691107 | CL A | 207 | $1,085 | dollars as filed | |
| GLOBALINK INVT INC | 37892F109 | COM | 100 | $1,084 | dollars as filed | |
| ELUTIA INC | 05479K106 | CL A COM | 500 | $1,080 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 2,840 | $1,079 | dollars as filed | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 2,000 | $1,072 | dollars as filed | |
| ALSET CAPITAL ACQUISITION CO | 02115M208 | UNIT 01/31/2027 | 104 | $1,071 | dollars as filed | |
| GRAPHENE MFG GROUP ORDF | 38867H104 | ORD SHS | 1,230 | $1,070 | dollars as filed | |
| PASSAGE BIO INC | 702712100 | COM | 1,059 | $1,070 | dollars as filed | |
| WELSBACH TECH METALS ACQU CO | 950415109 | COM | 100 | $1,070 | dollars as filed | |
| LIQTECH INTL INC | 53632A300 | COM | 313 | $1,067 | dollars as filed | |
| NYXOAH S A | B6S7WD106 | SHS | 230 | $1,067 | dollars as filed | |
| FIRST TR FD VI ETF FIRST TRUST SMID GROWTH STRENGTH | 33738R746 | ETF | 37 | $1,062 | dollars as filed | |
| MEAT TECH 3D LTD | 583435102 | COM | 1,828 | $1,060 | dollars as filed | |
| XENETIC BIOSCIENCES INC | 984015602 | COM | 305 | $1,052 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 1,000 | $1,052 | dollars as filed | principal |
| ESGEN ACQUISITION CORP | G3R95N103 | COM | 93 | $1,048 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908507 | CMN | 158 | $1,046 | dollars as filed | |
| LISTED FDS TR | 53656F680 | TRUESHARES NOV | 30 | $1,041 | dollars as filed | |
| IVEDA SOLUTIONS INC | 46583A204 | COM NEW | 1,636 | $1,037 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 622 | $1,033 | dollars as filed | |
| MONOGRAM TECHNOLOGIES INC | 609786108 | COM | 300 | $1,032 | dollars as filed | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 144 | $1,030 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 1,225 | $1,028 | dollars as filed | |
| BRANCHOUT FOOD INC | 105230106 | COM | 849 | $1,027 | dollars as filed | |
| GLOBAL X FDS | 37960A628 | S&P 500 ESG COVE | 41 | $1,021 | dollars as filed | |
| SPHERE 3D CORP NEW | 84841L407 | COM NEW | 306 | $1,016 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 16 | $1,014 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 200 | $1,014 | dollars as filed | call |
| WEBUY GLOBAL LTD SHS NEW CL A | G9513S102 | Stock | 1,980 | $1,010 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 37 | $1,008 | dollars as filed | |
| VIA OPTRONICS AG | 91823Y109 | SPONSORED ADS | 1,291 | $1,008 | dollars as filed | |
| Xchange Tec. Inc | 74738J300 | SPONSORED ADS | 503 | $1,006 | dollars as filed | |
| MOOG INC | 615394301 | CL B | 7 | $1,003 | dollars as filed | |
| Bridger Aerospace Grp Hldgs W Exp 01/24/202 | 96812F110 | SPAC Combination | 4,750 | $1,002 | dollars as filed | |
| ADVISORSHARES TR | 00768Y487 | DORSY FSM US | 25 | $1,002 | dollars as filed | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 556 | $1,001 | dollars as filed | |
| PROOF ACQUISITION CORP I | 74349W104 | COM | 265 | $1,000 | dollars as filed | |
| CETUS CAP ACQUISITION CORP | 15719Y105 | CLASS A COM | 95 | $998 | dollars as filed | |
| EXICURE INC | 30205M200 | COM NEW | 1,707 | $990 | dollars as filed | |
| TIDAL ETF TR | 886364512 | SOFI WEB 3 ETF | 46 | $985 | dollars as filed | |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 44 | $984 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N306 | FORMIDABLE ETF | 44 | $983 | dollars as filed | |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 83 | $982 | dollars as filed | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 682 | $982 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 70 | $979 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 1,000 | $978 | dollars as filed | principal |
| ACRI CAPITAL ACQUISITION COR | 00501A200 | UNIT 02/01/2029 | 89 | $976 | dollars as filed | |
| STATE STREET SPDR BLOOMBERG EMERGING MARKETS USD BOND ETF | 78468R515 | ETF | 40 | $974 | dollars as filed | |
| VIRAX BIOLABS GROUP LTD | G9495L125 | SHS NEW | 665 | $971 | dollars as filed | |
| NANOVIRICIDES INC | 630087302 | COM | 950 | $969 | dollars as filed | |
| AMERICAN PUB ED INC | 02913V103 | COM | 100 | $965 | dollars as filed | |
| EXCELFIN ACQUISITION CORP | 30069X110 | *W EXP 10/25/202 | 48,196 | $964 | dollars as filed | |
| INSIGHT ACQUISITION CORP | 45784L118 | *W EXP 08/26/202 | 47,952 | $959 | dollars as filed | |
| INSIGHT ACQUISITION CORP | 45784L209 | UNIT 08/26/2026 | 100 | $958 | dollars as filed | |
| ZALATORIS II ACQUISITION COR | G9831X114 | UNIT 07/27/2021 | 100 | $958 | dollars as filed | |
| BAIYU HLDGS INC | 87250W301 | COM | 584 | $958 | dollars as filed | |
| GOLDMINING INC | 38149E101 | COM | 979 | $954 | dollars as filed | |
| OLB Group Inc | 67086U307 | COM | 898 | $952 | dollars as filed | |
| ZHONGCHAO INC | G9897X107 | CL A | 2,705 | $949 | dollars as filed | |
| TALIS BIOMEDICAL CORP | 87424L207 | COM NEW | 127 | $946 | dollars as filed | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 372 | $945 | dollars as filed | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 200 | $938 | dollars as filed | |
| KAIROUS ACQUISITION CORP LTD | G52131128 | *W EXP 09/15/202 | 104,190 | $938 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q543 | FNDTNS DYNAMIC G | 84 | $935 | dollars as filed | |
| NANO LABS LTD | 63011A102 | ADR | 516 | $934 | dollars as filed | |
| GABELLI ETFS TRUST | 36261K202 | GROWT INNOV ETF | 44 | $929 | dollars as filed | |
| INSPIRATO INCORPORATED | 45791E206 | CL A NEW | 251 | $924 | dollars as filed | |
| Instil Bio Inc | 45783C200 | COM NEW | 121 | $922 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 197 | $922 | dollars as filed | |
| GRI BIO INC | 3622AW106 | COM | 2,394 | $922 | dollars as filed | |
| MIND C T I LTD | M70240102 | ORD | 470 | $921 | dollars as filed | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 41 | $919 | dollars as filed | |
| GOLDEN HEAVEN GROUP HLDGS LT | G3959D109 | CL A SHS | 1,251 | $913 | dollars as filed | |
| GOLDMAN SACHS ETF TRUST II | 38150W107 | MARKETBETA US EQ | 22 | $909 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G187 | DAILY CSI CHINA | 27 | $900 | dollars as filed | |
| GARDEN STAGE LIMITED | G3730L107 | USD ORD SHS | 115 | $897 | dollars as filed | |
| LANDCADIA HOLDINGS IV INC | 51477A112 | *W EXP 03/29/202 | 13,694 | $890 | dollars as filed | |
| BRIGHT MINDS BIOSCIENCES INC | 10919W405 | COMMON STOCK | 622 | $889 | dollars as filed | |
| T3 Defense Inc W Exp 12/22/202 | 67054R112 | SPAC Combination | 6,889 | $889 | dollars as filed | |
| ARTERIS INC | 04302A104 | COM | 150 | $884 | dollars as filed | |
| TIDAL ETF TR | 886364207 | SOFI SELCT 500 | 52 | $881 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y400 | FUND | 29 | $878 | dollars as filed | |
| The Alkaline Wtr Co | 01643A306 | COM | 3,338 | $875 | dollars as filed | |
| Sab Biotherapeutics Inc W Exp 10/22/202 | 78397T111 | SPAC Combination | 29,080 | $872 | dollars as filed | |
| BAYVIEW ACQUISITION CORP | 07323B209 | UNIT 11/17/2028 | 86 | $870 | dollars as filed | |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 365 | $869 | dollars as filed | |
| Integrated Wellness Acquisition Corp | G4828B118 | Warrant | 24,616 | $862 | dollars as filed | |
| AYRO INC | 054748207 | COM | 485 | $854 | dollars as filed | |
| INNOVATOR ETFS TR | 45782C136 | DOUBLE STACKR 9 | 29 | $854 | dollars as filed | |
| CEA INDUSTRIES INC | 86887P200 | COM NEW | 1,556 | $851 | dollars as filed | |
| NORTHERN REVIVAL ACQUISITION | G6546R101 | CL A SHS | 78 | $849 | dollars as filed | |
| BRUUSH ORAL CARE INC | 11750K401 | COM NEW | 6,522 | $848 | dollars as filed | |
| BATTERY FUTURE ACQUISITION C | G0888J108 | CL A ORD SHS | 78 | $846 | dollars as filed | |
| ALCHEMY INVTS ACQUISITN CORP | G0232F109 | CL A ORD SHS | 81 | $845 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q683 | LEADERSHS EQT | 27 | $843 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-24-001214 | this filing | 2024-02-09 | acceptance time not in the bulk data set |