13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-09, with 9,411 holding rows worth $290,088,560,404.
- Accession
- 0000950123-23-009734
- Filer
- CIK 1610520
- Filed
- 2023-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 17,347 entries on the cover page, a total value of $290,088,560,404 stated on the cover page (in dollars after the unit check, H1), rows summing to $290,088,560,404 with VALUE read as dollars as filed, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT AMERICAS INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- reports for this filerCREDIT SUISSE AG 028-11379
- included managerUBS Financial Services Inc 028-11496
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) S.A. 028-22657
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 10,044 | $13,057 | dollars as filed | |
| ARBE ROBOTICS LTD ORDINARY SHARES | M1R95N100 | Stock | 5,600 | $13,048 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 394 | $13,026 | dollars as filed | |
| BARCLAYS BANK PLC | 06748F324 | IPTH SR B S&P | 558 | $13,013 | dollars as filed | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 90 | $13,012 | dollars as filed | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 43,512 | $12,966 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y814 | LADERD ALCTN PWR | 344 | $12,900 | dollars as filed | |
| PROPETRO HLDG CORP | 74347M108 | COM | 1,212 | $12,884 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q717 | LEADERSHS ACTIVI | 421 | $12,846 | dollars as filed | |
| VAXXINITY INC CLASS A | 92244V104 | COMMON STOCK | 9,364 | $12,829 | dollars as filed | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 277 | $12,821 | dollars as filed | |
| AGF INVTS TR | 00110G606 | GLOBAL INFRASTR | 536 | $12,691 | dollars as filed | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 23 | $12,632 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 1,747 | $12,613 | dollars as filed | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 450 | $12,605 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 2,647 | $12,547 | dollars as filed | |
| Vivani Medical Inc - US | 92854B109 | Equity | 12,276 | $12,521 | dollars as filed | |
| KAMADA LTD | M6240T109 | SHS | 2,338 | $12,485 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X788 | IPOX EUROPE EQ | 600 | $12,438 | dollars as filed | |
| Avantis All Equity Markets ETF | 025072232 | SHS | 211 | $12,409 | dollars as filed | |
| RANI THERAPEUTICS HLDGS INC | 753018100 | CMN | 5,700 | $12,398 | dollars as filed | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 505 | $12,383 | dollars as filed | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 17,432 | $12,360 | dollars as filed | |
| INSPIRE INTERNATIONAL ETF | 66538H419 | ETF | 469 | $12,358 | dollars as filed | |
| VITRU LTD | G9440D103 | COM | 700 | $12,313 | dollars as filed | |
| ALSET CAPITAL ACQUISITION CO | 02115M109 | CLASS A COM | 1,170 | $12,297 | dollars as filed | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 304 | $12,215 | dollars as filed | |
| PROSHARES TR | 74347G424 | ULSHRT TECH NEW | 1,062 | $11,990 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 6,722 | $11,965 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 445 | $11,962 | dollars as filed | |
| KAIXIN HLDGS | G5223X142 | SHS NEW | 7,153 | $11,946 | dollars as filed | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 496 | $11,929 | dollars as filed | |
| NULL | 52178J303 | NULL | 1,854 | $11,903 | dollars as filed | |
| EXPRO GROUP HOLDINGS NV | N3144W105 | COMMON STOCK | 512 | $11,894 | dollars as filed | |
| XOMETRY INC | 98423F109 | CLASS A COM | 700 | $11,886 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 253 | $11,882 | dollars as filed | |
| SNOW LAKE RES LTD | 83336J208 | COM | 9,000 | $11,880 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 304 | $11,850 | dollars as filed | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 1,147 | $11,849 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 9,699 | $11,833 | dollars as filed | |
| STRONGHOLD DIGITAL MINING IN | 86337R202 | COM | 2,708 | $11,780 | dollars as filed | |
| GORILLA TECHNOLOGY GRO F | G4000K100 | COM | 13,500 | $11,732 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B303 | BLUE HORIZON BNE | 528 | $11,726 | dollars as filed | |
| PROSHARES TR II | 74347W338 | CMN | 602 | $11,685 | dollars as filed | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 303 | $11,669 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G617 | HYDROGEN ETF | 971 | $11,656 | dollars as filed | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 200 | $11,646 | dollars as filed | put |
| TWO RDS SHARED TR | 90214Q725 | ANFIELD DYNAMIC | 1,413 | $11,629 | dollars as filed | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 188 | $11,612 | dollars as filed | |
| BIOVIE INC | 09074F207 | COM | 3,400 | $11,594 | dollars as filed | |
| BLOOMIA HOLDINGS INC | 45765Y204 | COM NEW | 2,162 | $11,567 | dollars as filed | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 2,442 | $11,551 | dollars as filed | |
| GROVE COLLABORATIVE HOLDINGS | 39957D201 | Common Stock | 4,332 | $11,523 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P793 | FTSE FRANCE | 396 | $11,499 | dollars as filed | |
| AMESITE INC | 031094204 | CMN | 4,499 | $11,472 | dollars as filed | |
| PACER FDS TR | 69374H477 | CMN | 477 | $11,459 | dollars as filed | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 172 | $11,438 | dollars as filed | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 740 | $11,433 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 376 | $11,414 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 500 | $11,375 | dollars as filed | put |
| CAPITOL SER TR | 14064D519 | HULL TACTICAL | 360 | $11,352 | dollars as filed | |
| PROSHARES TR | 74347G507 | RUSSELL US DIV | 261 | $11,337 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 297 | $11,333 | dollars as filed | |
| TIMOTHY PLAN | 887432334 | INTL ETF | 471 | $11,290 | dollars as filed | |
| VINFAST AUTO LTD | Y9390M103 | SHS | 900 | $11,250 | dollars as filed | |
| AYTU BIOPHARMA INC | 054754858 | COM | 4,164 | $11,243 | dollars as filed | |
| BURGERFI INTERNATIONAL INC | 12122L119 | *W EXP 12/16/202 | 99,270 | $11,218 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U752 | FT VEST LADDERED | 445 | $11,196 | dollars as filed | |
| KNOW LABS INC | 499238103 | COM NEW | 44,731 | $11,183 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H844 | ALLIANZIM US EQT | 407 | $11,179 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 3,863 | $11,164 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 457 | $11,160 | dollars as filed | |
| PACER FDS TR | 69374H659 | CASH COWS ETF | 322 | $11,135 | dollars as filed | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - JULY | 45782C284 | ETF | 445 | $11,134 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092337 | FIDELITY FUND LR | 675 | $11,070 | dollars as filed | |
| PROSHARES TR | 74347G598 | ULTRASHORT INDL | 762 | $11,028 | dollars as filed | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 11,973 | $11,015 | dollars as filed | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 16,786 | $10,995 | dollars as filed | |
| BULLFROG AI HLDGS INC | 12021E109 | COM | 3,367 | $10,976 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L532 | RAREVIEW INFLATN | 551 | $10,962 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 308 | $10,926 | dollars as filed | |
| PACER FDS TR | 69374H451 | SWAN SOS FLEX | 453 | $10,910 | dollars as filed | |
| TURBO ENERGY S A | 899924104 | SPON ADS | 4,498 | $10,885 | dollars as filed | |
| AUDDIA INC | 05072K107 | COM | 29,882 | $10,877 | dollars as filed | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 501 | $10,817 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 2,221 | $10,794 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G482 | NASDAQ FT GEN200 | 457 | $10,794 | dollars as filed | |
| CF ACQUISITION CORP VIII | 12520C109 | CLASS A COM | 415 | $10,782 | dollars as filed | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 1,487 | $10,781 | dollars as filed | |
| BONDBLOXX USD HIGH YIELD BOND SECTOR ROTATION ETF | 09789C770 | ETF | 744 | $10,697 | dollars as filed | |
| KRANESHARES TRUST | 500767769 | MSCI EMG EX CH | 416 | $10,668 | dollars as filed | |
| FINNOVATE ACQUISITION CORP | G3R34K129 | UNIT 09/23/2026 | 976 | $10,638 | dollars as filed | |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R303 | COM | 3,713 | $10,638 | dollars as filed | |
| NEXTTRIP INC | 826598609 | COM | 3,456 | $10,575 | dollars as filed | |
| SACKS PARENTE GOLF INC | 78577G103 | Stock | 9,090 | $10,544 | dollars as filed | |
| OHIO VY BANC CORP | 677719106 | COM | 434 | $10,524 | dollars as filed | |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 2,541 | $10,494 | dollars as filed | |
| ASTRA SPACE INC | 04634X202 | CL A NEW | 5,660 | $10,471 | dollars as filed | |
| TOP FINANCIAL GROUP LTD | G989A6102 | SHS CL A | 2,018 | $10,353 | dollars as filed | |
| SECUREWORKS CORP | 81374A105 | CL A | 1,666 | $10,346 | dollars as filed | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 1,642 | $10,279 | dollars as filed | |
| AIB ACQUISITION CORPORATION | G0R45S109 | CLASS A ORD | 886 | $10,251 | dollars as filed | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 1,526 | $10,224 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C235 | INVATR 20 PLS 9 | 547 | $10,179 | dollars as filed | |
| EA SERIES TRUST | 02072L730 | AOT GRWT AND INV | 350 | $10,178 | dollars as filed | |
| ENGLOBAL CORP | 293306106 | COM | 30,000 | $10,170 | dollars as filed | |
| SAFE & GREEN DEVELOPMENT CORPORATION (US)old | 78637J105 | COM | 6,955 | $10,154 | dollars as filed | |
| SEI EXCHANGE TRADED FUNDS | 81589A304 | QIM US LARGE VAL | 400 | $10,144 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 906 | $10,120 | dollars as filed | |
| DUNE ACQUISITION CORP | 265334201 | UNIT 10/29/2027 | 1,007 | $10,110 | dollars as filed | |
| ADITXT INC | 007025604 | COM | 809 | $10,104 | dollars as filed | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 500 | $10,050 | dollars as filed | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 389 | $9,993 | dollars as filed | |
| LUXURBAN HOTELS INC | 21985R105 | COM | 2,129 | $9,921 | dollars as filed | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 12,090 | $9,902 | dollars as filed | |
| FLJ GROUP LIMITED | 74738J201 | SPON ADS | 43,996 | $9,899 | dollars as filed | |
| PROSHARES TR | 74347G614 | ULTRASHORT MATER | 1,000 | $9,839 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R306 | HIPS US HIGH INC | 814 | $9,821 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 16,208 | $9,806 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 237 | $9,799 | dollars as filed | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 6,700 | $9,782 | dollars as filed | |
| GEOVAX LABS INC | 373678507 | COM | 19,019 | $9,776 | dollars as filed | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L303 | COM NEW | 7,398 | $9,765 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 24,341 | $9,736 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 356 | $9,714 | dollars as filed | |
| VANECK ETF TRUST | 92189Y105 | MORNINGSTAR ESG | 419 | $9,673 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 483 | $9,655 | dollars as filed | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 307 | $9,634 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 1,600 | $9,632 | dollars as filed | |
| CONNS INC | 208242107 | COM | 2,438 | $9,630 | dollars as filed | |
| GOGORO INC | G9491K105 | ORDINARY SHARES | 3,649 | $9,560 | dollars as filed | |
| PROSHARES TR II | 74347Y771 | FUND | 589 | $9,548 | dollars as filed | |
| SOCIETY PASS INC | 83370P102 | COM | 25,184 | $9,545 | dollars as filed | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 489 | $9,512 | dollars as filed | |
| GLOBAL X FDS | 37954Y251 | CHINA BIOTECHINV | 1,258 | $9,510 | dollars as filed | |
| VBI VACCINES INC | 91822J202 | Foreign Stock | 14,246 | $9,488 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P694 | FRANKLN SWZLND | 316 | $9,447 | dollars as filed | |
| HARBOR ETF TRUST | 41151J109 | ARES SYSTEMATIC | 218 | $9,362 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G542 | DAILY TRAVEL VAC | 814 | $9,354 | dollars as filed | |
| LOOP MEDIA INC | 54352F206 | COM | 18,788 | $9,338 | dollars as filed | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 93 | $9,324 | dollars as filed | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 3,332 | $9,296 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W788 | FUTURE CONSUMER | 367 | $9,287 | dollars as filed | |
| TIDAL TRUST I | 886364843 | ATAC US ROTATION | 607 | $9,277 | dollars as filed | |
| MODULAR MED INC | 60785L207 | COM NEW | 7,991 | $9,270 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 360 | $9,245 | dollars as filed | |
| INNOVATOR BUFFER STEP-UP STRATEGY ETF | 45783Y731 | BUFF STEP UP ETF | 350 | $9,241 | dollars as filed | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 486 | $9,239 | dollars as filed | |
| RBB FD INC | 74933W650 | MOTL FO NEXT ETF | 624 | $9,216 | dollars as filed | |
| PARTNERS BANCORP | 70213Q108 | COM | 1,189 | $9,215 | dollars as filed | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 1,334 | $9,111 | dollars as filed | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 1,783 | $9,111 | dollars as filed | |
| IDEANOMICS INC | 45166V205 | COM NEW | 3,741 | $9,091 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L722 | RARE DY FIXE ETF | 430 | $9,081 | dollars as filed | |
| SAVE FOODS INC | 80512Q303 | COM | 17,702 | $9,046 | dollars as filed | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 1,019 | $9,038 | dollars as filed | |
| VANECK COPPER AND ELECTRIFICATION METALS ETF | 92189Y204 | ETF | 361 | $9,017 | dollars as filed | |
| NEOS ETF TRUST | 78433H204 | FIS CHRISTIAN | 386 | $8,977 | dollars as filed | |
| CLOUGH HEDGED EQUITY ETF | 53656F649 | ETF | 471 | $8,962 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 3,406 | $8,958 | dollars as filed | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 317 | $8,947 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072521 | QUALITY CONVER | 225 | $8,933 | dollars as filed | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 204 | $8,929 | dollars as filed | |
| FUTURETECH II ACQUISITION CO | 36119D103 | CLASS A COM | 819 | $8,911 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372106 | CLASS A COM | 2,358 | $8,890 | dollars as filed | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 2,946 | $8,867 | dollars as filed | |
| SCIENJOY HOLDING CORP | G7864D112 | CLASS A ORD | 3,165 | $8,862 | dollars as filed | |
| Natixis Loomis Sayles Short Duration Income ETF | 63873X208 | ETP | 376 | $8,840 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 6,297 | $8,816 | dollars as filed | |
| Adlai Nortye | 00704R109 | SPONSORED ADS | 585 | $8,775 | dollars as filed | |
| THARIMMUNE INC | 432705101 | COM | 43,829 | $8,766 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 3,084 | $8,728 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 285 | $8,724 | dollars as filed | |
| ALTENERGY ACQUISITION CORP | 02157M108 | COM | 824 | $8,661 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G625 | DAILY CLUD BUL2X | 1,053 | $8,639 | dollars as filed | |
| LOANDEPOT INC | 53946R106 | COM CL A | 5,018 | $8,631 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 2,093 | $8,623 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E798 | QRAFT AI ENHCD | 218 | $8,606 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 285 | $8,584 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W401 | INTL LEADERS ETF | 324 | $8,554 | dollars as filed | |
| ADVISORSHARES TR | 00768Y388 | RESTAURANT ETF | 449 | $8,528 | dollars as filed | |
| IMMUCELL CORP | 452525306 | COM PAR | 1,596 | $8,523 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 222 | $8,514 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 6,638 | $8,497 | dollars as filed | |
| FAST ACQUISITION CORP II | 311874119 | *W EXP 03/16/202 | 16,989 | $8,495 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 4,120 | $8,446 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 278 | $8,432 | dollars as filed | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 522 | $8,430 | dollars as filed | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 257 | $8,402 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 35,000 | $8,400 | dollars as filed | principal |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 3,060 | $8,384 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U307 | FT VEST US EQT | 224 | $8,306 | dollars as filed | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 883 | $8,300 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 229 | $8,259 | dollars as filed | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,383 | $8,246 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 2,659 | $8,190 | dollars as filed | |
| Bullfrog AI Holdings Inc | 12021E117 | Warrant | 14,441 | $8,188 | dollars as filed | |
| ROCKWELL MED INC | 774374300 | COM NEW | 3,850 | $8,008 | dollars as filed | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 14,789 | $7,986 | dollars as filed | |
| PROSHARES TR | 74347G630 | ULTRASHORT CONSM | 475 | $7,985 | dollars as filed | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 905 | $7,978 | dollars as filed | |
| CORBUS PHARMACEUTICALS | 21833P301 | COM NEW | 1,182 | $7,967 | dollars as filed | |
| IDAHO STRATEGIC RESOURCES | 645827205 | COM NEW | 1,574 | $7,933 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 6,000 | $7,920 | dollars as filed | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 370 | $7,918 | dollars as filed | |
| PREDICTIVE ONCOLOGY INC | 74039M309 | COM | 2,469 | $7,901 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 1,000 | $7,880 | dollars as filed | |
| YANGUFANG INTERNATIONAL GROU | G9834A103 | ORDINARY SHARES | 2,432 | $7,877 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B535 | APTUS LARGE CAP | 319 | $7,867 | dollars as filed | |
| VISTAGEN THERAPEUTICS INC | 92840H400 | COM | 1,498 | $7,849 | dollars as filed | |
| GENPREX INC | 372446104 | COM | 19,678 | $7,773 | dollars as filed | |
| CREDIT SUISSE NASSAU BRANC | 22542D233 | ENTRACS GOLD SHS | 58 | $7,770 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 197 | $7,744 | dollars as filed | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 1,612 | $7,705 | dollars as filed | |
| LISTED FD TR | 53656F664 | TRUESHARES STRCT | 222 | $7,687 | dollars as filed | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 1,002 | $7,675 | dollars as filed | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 9,593 | $7,674 | dollars as filed | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 264 | $7,664 | dollars as filed | |
| TRUST FOR PRFSSNL ETF MANAGERS CONVERGENCE LONG/SHORT EQUITY | 89834G760 | ETF | 473 | $7,655 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W820 | CMN | 163 | $7,613 | dollars as filed | |
| EXCELERATE ENERGY INC CL A COM | 30069T101 | Stock | 446 | $7,600 | dollars as filed | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 521 | $7,591 | dollars as filed | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 334 | $7,568 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 9,868 | $7,549 | dollars as filed | |
| LARGO INC | 517097101 | COM | 2,660 | $7,528 | dollars as filed | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 16,501 | $7,508 | dollars as filed | |
| ISHARES U S ETF TR | 46431W580 | INFLATION HEDG | 304 | $7,489 | dollars as filed | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 140 | $7,473 | dollars as filed | |
| RIGETTI COMPUTING INC | 76655K111 | *W EXP 03/02/202 | 30,000 | $7,470 | dollars as filed | |
| CORTEXYME INC | 22053A107 | COM | 6,668 | $7,469 | dollars as filed | |
| OSTIN TECHNOLOGY GROUP CO LT | G67927106 | ORD SHS CL A | 10,746 | $7,468 | dollars as filed | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 8,647 | $7,454 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 3,259 | $7,431 | dollars as filed | |
| SERIES PORTFOLIOS TR | 81752T536 | ADAPTIV SELECT | 306 | $7,421 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 502 | $7,420 | dollars as filed | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,107 | $7,406 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 3,433 | $7,381 | dollars as filed | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 332 | $7,377 | dollars as filed | |
| NUTEX HEALTH INC | 67079U108 | COM | 36,286 | $7,366 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430388 | ACCESS EMNG MKTS | 191 | $7,309 | dollars as filed | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 745 | $7,302 | dollars as filed | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 500 | $7,280 | dollars as filed | |
| ATERIAN INC | 02156U101 | COM | 22,218 | $7,265 | dollars as filed | |
| ANGEL OAK FUNDS TRUST | 03463K752 | OAK ULTRASHORT | 143 | $7,244 | dollars as filed | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 2,228 | $7,241 | dollars as filed | |
| LISTED FDS TR | 53656F425 | ALEX PRA TAC ETF | 300 | $7,241 | dollars as filed | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 678 | $7,234 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 125 | $7,210 | dollars as filed | |
| TIDAL ETF TR | 886364884 | SOFI WEEKLY INM | 76 | $7,175 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 5,000 | $7,150 | dollars as filed | |
| LOGAN RIDGE FINANCE CORP | 541098109 | COM | 344 | $7,139 | dollars as filed | |
| GAUCHO GROUP HLDGS INC | 36809R404 | COM NEW | 3,568 | $7,136 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 300 | $7,124 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H674 | FORMULA FOLIOS | 218 | $7,076 | dollars as filed | |
| DYNAMIC SHARES TRUST | 26800L100 | SHORT SHRT TR VL | 274 | $7,004 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q733 | ANFIELD US EQU | 570 | $6,966 | dollars as filed | |
| HARBOR ETF TRUST | 41151J307 | DISRUPTIVE INNOV | 565 | $6,966 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR FTSE TAIWAN | 35473P686 | FTSE TAIWAN | 191 | $6,958 | dollars as filed | |
| ATYR PHARMA INC | 002120202 | COM NEW | 4,399 | $6,950 | dollars as filed | |
| OPTEX SYS HLDGS INC | 68384X209 | COM NEW | 1,670 | $6,939 | dollars as filed | |
| AMAZE HOLDINGS INC | 35804X101 | COM | 16,624 | $6,916 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L540 | RAREVIEW SYS EQT | 279 | $6,909 | dollars as filed | |
| PLUS THERAPEUTICS INC | 72941H509 | COM | 5,149 | $6,900 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R738 | CMN | 252 | $6,896 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 862 | $6,887 | dollars as filed | |
| PROSHARES TR | 74347G473 | SMART MATLS ETF | 225 | $6,862 | dollars as filed | |
| NEUROSENSE THERAPEUTICS LTD | M74240108 | FOREIGN | 9,665 | $6,862 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F474 | FT VEST US EQT | 216 | $6,834 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H245 | MONA PROC IN ETF | 279 | $6,833 | dollars as filed | |
| VIRNETX HLDG CORP | 92823T108 | COM | 26,798 | $6,807 | dollars as filed | |
| PINEAPPLE ENERGY INC | 72303P107 | COM | 7,983 | $6,786 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 261 | $6,781 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092378 | CMN | 265 | $6,771 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 2,395 | $6,754 | dollars as filed | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 2,249 | $6,747 | dollars as filed | |
| RELATIVITY ACQUISITION CORP | 75944B106 | CLASS A COM | 548 | $6,729 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B255 | NYLI GLO R&D ETF | 280 | $6,716 | dollars as filed | |
| CHINA JO-JO DRUGSTORES INC ORD SHS | G2124G112 | Stock | 28,817 | $6,714 | dollars as filed | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 193 | $6,703 | dollars as filed | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 540 | $6,701 | dollars as filed | |
| THE REAL GOOD FOOD COMPANY I | 75601G109 | COM CL A | 2,000 | $6,700 | dollars as filed | |
| BIONOMICS LIMITED | 09063M205 | ADS | 2,481 | $6,699 | dollars as filed | |
| UNIFIED SER TR | 90470L550 | BALLAST SMLMD CP | 194 | $6,684 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y202 | FUND | 236 | $6,666 | dollars as filed | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 2,312 | $6,659 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 149 | $6,650 | dollars as filed | |
| SITIME CORP COM | 82982T106 | Stock | 58 | $6,627 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524672 | INTERNL DIVID | 287 | $6,601 | dollars as filed | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 159 | $6,601 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 22,760 | $6,601 | dollars as filed | |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 156 | $6,587 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,898 | $6,586 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505673 | ETC 6 SMALL CAP | 154 | $6,557 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q807 | BETA EM MKTS ETF | 141 | $6,535 | dollars as filed | |
| HOUR LOOP INC | 44170P106 | COM | 4,613 | $6,504 | dollars as filed | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 725 | $6,503 | dollars as filed | |
| Renalytix PLC | 75973T101 | ADS | 4,061 | $6,498 | dollars as filed | |
| STAR EQUITY HOLDINGS INC | 85513Q103 | COMMON | 6,607 | $6,475 | dollars as filed | |
| NEURAXIS INC | 64134X201 | COM | 1,699 | $6,456 | dollars as filed | |
| LUCID DIAGNOSTICS INC | 54948X109 | COM | 5,516 | $6,454 | dollars as filed | |
| GENERATION ASIA I ACQUISITIO | G38258102 | CL A ORD SHS | 599 | $6,421 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 366 | $6,412 | dollars as filed | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 609 | $6,395 | dollars as filed | |
| CELLECTIS ADS | 15117K103 | COM | 4,035 | $6,375 | dollars as filed | |
| ADVISORS SER TR | 00770X261 | VEGTECH FOOD INN | 410 | $6,373 | dollars as filed | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 27,822 | $6,343 | dollars as filed | |
| MEAT TECH 3D LTD | 583435102 | COM | 7,280 | $6,333 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C128 | GROWTH ACCELRTD | 274 | $6,328 | dollars as filed | |
| ROCKET ONE INC | 44148G204 | COM NEW | 4,150 | $6,308 | dollars as filed | |
| LEE ENTERPRISES INC | 523768406 | COM | 588 | $6,298 | dollars as filed | |
| IBIO INC COM | 451033609 | Stock | 20,707 | $6,274 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 1,742 | $6,272 | dollars as filed | |
| LQR HSE INC | 50215C109 | COM | 15,718 | $6,256 | dollars as filed | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 501 | $6,200 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L307 | COM CL A | 633 | $6,178 | dollars as filed | |
| NEONODE INC | 64051M709 | CMN | 3,840 | $6,144 | dollars as filed | |
| CROWN ELECTROKINETICS CORP | 228339305 | COMMON | 13,761 | $6,124 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 154 | $6,112 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 193 | $6,099 | dollars as filed | |
| PROSHARES TR | 74347G788 | ULTR NASDAQCMPTG | 364 | $6,086 | dollars as filed | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 526 | $6,075 | dollars as filed | |
| MORPHOSYS AG | 617760202 | ADR | 903 | $6,068 | dollars as filed | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 194 | $6,053 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E657 | ETC GAVEKAL ASIA | 82 | $6,048 | dollars as filed | |
| CHARLES + COLVARD LTD | 159765106 | COM | 10,571 | $6,047 | dollars as filed | |
| KNIGHTSCOPE INC | 49907V102 | CLASS A COM | 7,614 | $6,038 | dollars as filed | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 6,979 | $5,995 | dollars as filed | |
| MOLEKULE GROUP INC | 007744105 | COM | 41,348 | $5,995 | dollars as filed | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 100 | $5,967 | dollars as filed | call |
| PACER FDS TR | 69374H758 | BIOTHREAT STRGY | 200 | $5,964 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 4,337 | $5,942 | dollars as filed | |
| LISTED FDS TR | 53656F219 | PREFERRED PLUS | 653 | $5,940 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N673 | BITCOIN STRATEGY | 384 | $5,937 | dollars as filed | |
| EFFECTOR THERAPEUTICS INC | 28202V108 | COM | 9,874 | $5,924 | dollars as filed | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 2,955 | $5,880 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 6,000 | $5,868 | dollars as filed | principal |
| Bluerock Private Real Estate F | 09631H100 | COM | 453 | $5,852 | dollars as filed | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 236 | $5,829 | dollars as filed | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 258 | $5,823 | dollars as filed | |
| JPMORGAN INCOME ETF | 46641Q159 | ETF | 131 | $5,816 | dollars as filed | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 342 | $5,797 | dollars as filed | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 84 | $5,796 | dollars as filed | |
| KRANESHARES TR | 500767660 | MSCI CN ESG LEAD | 330 | $5,795 | dollars as filed | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 5,736 | $5,793 | dollars as filed | |
| PROSHARES TR | 74347G622 | ULSHRT SEMIC NEW | 754 | $5,776 | dollars as filed | |
| BLUE WORLD ACQUISITION CORP | G1263E102 | COM | 530 | $5,745 | dollars as filed | |
| QNITY ELECTRONICS INC | 817323207 | COM | 2,029 | $5,742 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 167 | $5,729 | dollars as filed | |
| AMPLIFY ETF TR | 032108797 | mc | 325 | $5,710 | dollars as filed | |
| PROSHARES TR | 74347G572 | ULTSHT SMLCP600 | 228 | $5,703 | dollars as filed | |
| COMSCORE INC | 20564W105 | COM | 9,289 | $5,703 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 2,000 | $5,700 | dollars as filed | call |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 148 | $5,692 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 100 | $5,688 | dollars as filed | call |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 703 | $5,687 | dollars as filed | |
| AUDIOEYE INC | 050734201 | COM NEW | 1,143 | $5,658 | dollars as filed | |
| WINDTREE THERAPEUTICS INC | 97382D402 | COM NEW | 5,911 | $5,610 | dollars as filed | |
| NORTHERN LTS FD TR II | 66538F231 | ONE GLOBAL ETF | 296 | $5,595 | dollars as filed | |
| Southland Hldgs Inc W Exp 02/14/202 | 84445C118 | SPAC Combination | 8,460 | $5,584 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X420 | AXS 1.25X NVDA N | 141 | $5,584 | dollars as filed | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 2,000 | $5,551 | dollars as filed | principal |
| AWARE INC MASS | 05453N100 | CMN | 4,000 | $5,520 | dollars as filed | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 105 | $5,510 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F821 | ACTV FCTR LGCP | 223 | $5,507 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 116 | $5,503 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J437 | INTL DEV DYNAMIC | 236 | $5,500 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y764 | FUND | 237 | $5,467 | dollars as filed | |
| GRAF ACQUISITION CORP IV | 384272118 | *W EXP 05/31/202 | 13,836 | $5,465 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 6,856 | $5,458 | dollars as filed | |
| TH INTERNATIONAL LIMITED | G8656L106 | ORDINARY SHARES | 3,006 | $5,441 | dollars as filed | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 1,259 | $5,414 | dollars as filed | |
| FOCUS IMPACT ACQUISITION COR | 34417L208 | UNIT 10/28/2026 | 500 | $5,410 | dollars as filed | |
| TURNSTONE BIOLOGICS CORP | 90042W100 | COM | 1,371 | $5,402 | dollars as filed | |
| UNIFIED SER TR | 90470L527 | ONEASCENT LARGE | 240 | $5,400 | dollars as filed | |
| ATHERSYS INC NEW COM NEW | 04744L205 | COM | 12,454 | $5,380 | dollars as filed | |
| CREATIVE MED TECHNOLOGY HLDG | 22529Y408 | COM NEW | 1,092 | $5,373 | dollars as filed | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 251 | $5,365 | dollars as filed | |
| STARBOX GROUP HLDGS LTD. | G8437S115 | COM | 5,153 | $5,359 | dollars as filed | |
| CLEVER LEAVES HOLDINGS IN | 186760203 | Common Stock | 1,544 | $5,327 | dollars as filed | |
| AMPLIFY ETF TR | 032108730 | CMN | 200 | $5,324 | dollars as filed | |
| BIOCARDIA INC | 09060U119 | *W EXP 08/06/202 | 21,207 | $5,302 | dollars as filed | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 13,484 | $5,273 | dollars as filed | |
| ACELYRIN INC | 00445A100 | COM | 518 | $5,268 | dollars as filed | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 1,693 | $5,248 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416870 | HART DI EQUI ETF | 124 | $5,244 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229797 | COM LBTY SRM S B | 204 | $5,237 | dollars as filed | |
| PROSHARES TR | 74347G515 | S&P KENSHO CLEA | 206 | $5,202 | dollars as filed | |
| MERCATO PARTNERS ACQUISITION | 58759A108 | COM | 441 | $5,173 | dollars as filed | |
| IN8BIO INC | 45674E109 | COM | 4,968 | $5,167 | dollars as filed | |
| TIDAL ETF TR | 886364207 | SOFI SELCT 500 | 334 | $5,107 | dollars as filed | |
| GALECTO INC | 36322Q107 | COM | 7,088 | $5,103 | dollars as filed | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 158 | $5,096 | dollars as filed | |
| MOBILE INFRASTRUCTURE CORP | 60739N101 | COM SHS | 1,454 | $5,074 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 292 | $5,057 | dollars as filed | |
| GLOBAL X FDS | 37960A727 | BLOCKCHAIN & BIT | 152 | $5,020 | dollars as filed | |
| ISHARES TR | 46436E429 | MSCI CHINA MLTSE | 292 | $5,015 | dollars as filed | |
| ISHARES U S ETF TR | 46431W549 | INFLT HGD HI YLD | 201 | $5,012 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 65 | $5,010 | dollars as filed | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 582 | $5,005 | dollars as filed | |
| AERSALE CORPORATION | 00810F106 | COM | 335 | $5,005 | dollars as filed | |
| S&W SEED COMPANY COM | 785135104 | COM | 4,456 | $4,991 | dollars as filed | |
| HHG CAPITAL CORPORATION | G4R23P103 | ORDINARY SHARES | 432 | $4,985 | dollars as filed | |
| DBX ETF TR | 233051119 | XTRACKERS S&P SM | 216 | $4,975 | dollars as filed | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 1,000 | $4,960 | dollars as filed | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 60 | $4,956 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A739 | SHOR DURA BD ETF | 202 | $4,952 | dollars as filed | |
| KRANESHARES TRUST | 500767587 | QUADRATIC DEFLA | 347 | $4,938 | dollars as filed | |
| TIMBER PHARMACEUTICALS INC | 887080208 | COM | 1,659 | $4,936 | dollars as filed | |
| INFOBIRD CO LTD | G47724110 | SHS NEW | 46,522 | $4,931 | dollars as filed | |
| PHENIXFIN CORP | 71742W103 | COM | 130 | $4,927 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 5,000 | $4,915 | dollars as filed | principal |
| WISDOMTREE TR | 97717Y592 | BATTERY VL CHAIN | 168 | $4,909 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 11,657 | $4,896 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 1,375 | $4,854 | dollars as filed | |
| AERWINS TECHNOLOGIES INC | 00810J108 | COM | 39,764 | $4,811 | dollars as filed | |
| ADAMAS ONE CORP | 00548H101 | COMMON STOCK | 6,862 | $4,803 | dollars as filed | |
| SPIRE GLOBAL INC | 848560306 | COMMON STOCK | 978 | $4,782 | dollars as filed | |
| SEALSQ CORP | G79483106 | CMN | 2,370 | $4,764 | dollars as filed | |
| ADVISORSHARES TR | 00768Y560 | ADVISORSHS ETF | 91 | $4,747 | dollars as filed | |
| CYNGN INC | 23257B107 | COM | 9,856 | $4,731 | dollars as filed | |
| VISIONARY HOLDINGS INC | 92838F101 | COM | 31,687 | $4,721 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B634 | BTD CAPITAL FUND | 192 | $4,713 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G573 | S&P MIDCAP 400 | 203 | $4,684 | dollars as filed | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 5,751 | $4,670 | dollars as filed | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 19,491 | $4,659 | dollars as filed | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 329 | $4,645 | dollars as filed | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 4,219 | $4,641 | dollars as filed | |
| INSPIRE VETERINARY PARTNER | 45784E106 | COM CL A | 3,425 | $4,624 | dollars as filed | |
| GLOBAL X FOUNDER-RUN COMPANIES ETF | 37954Y681 | ETF | 175 | $4,588 | dollars as filed | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 1,217 | $4,552 | dollars as filed | |
| AMREP CORP | 032159105 | COM | 270 | $4,542 | dollars as filed | |
| IMMUNIC INC | 4525EP101 | COM | 3,084 | $4,533 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y201 | QUALITY ETF | 83 | $4,530 | dollars as filed | |
| EDIBLE GARDEN AG INC | 28059P204 | COM | 6,071 | $4,517 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E780 | CMN | 153 | $4,511 | dollars as filed | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 1,310 | $4,506 | dollars as filed | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 32,164 | $4,503 | dollars as filed | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 257 | $4,500 | dollars as filed | |
| PRESTIGE WEALTH INC | G7244A101 | ORD SHS | 1,352 | $4,489 | dollars as filed | |
| DUNXIN FINL HLDGS LTD | 26605Q205 | SPONSORED ADS | 13,132 | $4,478 | dollars as filed | |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 1,061 | $4,467 | dollars as filed | |
| USCF ETF TR | 90290T882 | MIDS ENE INC ETF | 126 | $4,448 | dollars as filed | |
| BIODESIX INC | 09075X108 | COM | 2,693 | $4,444 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 400 | $4,408 | dollars as filed | put |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 1,181 | $4,393 | dollars as filed | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 247 | $4,384 | dollars as filed | |
| DIANTHUS THERAPEUTICS INC | 252828108 | COM | 319 | $4,361 | dollars as filed | |
| ADVISORS INNER CIRCLE FD III | 00775Y652 | STRATEGAS GBL PO | 184 | $4,343 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A727 | CLEARSHS OCIO | 150 | $4,319 | dollars as filed | |
| SYROS PHARMACEUTICALS INC | 87184Q206 | COM NEW | 1,093 | $4,317 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 2,997 | $4,316 | dollars as filed | |
| ASP ISOTOPES INC | 00218A105 | COM | 4,542 | $4,315 | dollars as filed | |
| PAYCOR HCM INC | 70435P102 | COM | 189 | $4,315 | dollars as filed | |
| CLEARONE INC | 18506U104 | COM | 5,674 | $4,313 | dollars as filed | |
| IVEDA SOLUTIONS INC | 46583A204 | COM NEW | 5,032 | $4,312 | dollars as filed | |
| PROSOMNUS INC | 50535E108 | COMMON | 4,126 | $4,291 | dollars as filed | |
| ALSET INC | 02115D208 | COM NEW | 3,237 | $4,273 | dollars as filed | |
| DESWELL INDS INC | 250639101 | COM | 1,798 | $4,261 | dollars as filed | |
| QURATE RETAIL INC | 74915M209 | COM | 559 | $4,260 | dollars as filed | |
| GENERATION ASIA I ACQUISITIO | G38258110 | UNIT 99/99/9999 | 400 | $4,260 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 278 | $4,259 | dollars as filed | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 157 | $4,231 | dollars as filed | |
| SILICOM LTD | M84116108 | ORD | 162 | $4,228 | dollars as filed | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 3,548 | $4,222 | dollars as filed | |
| 1847 HLDGS LLC | 28252B887 | COMMON SHARES | 4,356 | $4,217 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 2,666 | $4,212 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 4,000 | $4,200 | dollars as filed | principal |
| FLOTEK INDUSTRIES INC | 343389409 | COMMON STOCK | 938 | $4,155 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505640 | RANGE INDIA FINA | 119 | $4,150 | dollars as filed | |
| PROCURE ETF TRUST II | 74280R304 | DISASTER REC STR | 150 | $4,137 | dollars as filed | |
| GLOBAL X FDS | 37960A867 | RARE EARTH | 257 | $4,122 | dollars as filed | |
| FINWISE BANCORP | 31813A109 | COMMON STOCK | 477 | $4,121 | dollars as filed | |
| KWESST MICRO SYSTEMS INC | 501506604 | COM NEW | 2,653 | $4,112 | dollars as filed | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 626 | $4,107 | dollars as filed | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 299 | $4,102 | dollars as filed | |
| NATIONWIDE S&P 500 RISK-MAN | 26922B766 | ETP | 205 | $4,101 | dollars as filed | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 13,582 | $4,075 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y590 | PREM INCM 40 BAR | 166 | $4,064 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G599 | NASDAQ BIOTECH | 205 | $4,063 | dollars as filed | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 373 | $4,059 | dollars as filed | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 5,432 | $4,057 | dollars as filed | |
| CUE HEALTH INC | 229790100 | COM | 9,162 | $4,050 | dollars as filed | |
| READING INTL INC | 755408101 | CL A | 1,908 | $4,045 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 218 | $4,042 | dollars as filed | |
| INDUSTRIAL TECH ACQSTNS II I | 45635R108 | COM | 376 | $4,038 | dollars as filed | |
| NN INC | 629337106 | COM | 2,170 | $4,036 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F730 | FT VEST US EQT | 119 | $4,032 | dollars as filed | |
| Cango Inc/KY | 137586103 | ADS | 3,400 | $4,032 | dollars as filed | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 306 | $4,016 | dollars as filed | |
| Roundhill Cannabis ETF | 53656F128 | SHARES | 120 | $4,007 | dollars as filed | |
| DOUBLELINE ETF TRUST | 25861R402 | MORTGAGE ETF | 85 | $3,996 | dollars as filed | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 121 | $3,993 | dollars as filed | |
| CVD EQUIP CORP | 126601103 | COM | 600 | $3,990 | dollars as filed | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 134 | $3,988 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 902 | $3,987 | dollars as filed | |
| JOURNEY MED CORP | 48115J109 | COM | 1,455 | $3,987 | dollars as filed | |
| ARROW INVTS TR | 042765677 | RVRSE CAP500 ETF | 192 | $3,970 | dollars as filed | |
| SEANERGY MARITIME HOLD F | Y73760400 | FOREIGN ORDINARIES | 717 | $3,958 | dollars as filed | |
| INPIXON | 45790J867 | COMMON | 35,325 | $3,956 | dollars as filed | |
| EBIX INC | 278715206 | COM NEW | 400 | $3,952 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-23-009734 | this filing | 2023-11-09 | acceptance time not in the bulk data set |