13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-09, with 9,411 holding rows worth $290,088,560,404.
- Accession
- 0000950123-23-009734
- Filer
- CIK 1610520
- Filed
- 2023-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 17,347 entries on the cover page, a total value of $290,088,560,404 stated on the cover page (in dollars after the unit check, H1), rows summing to $290,088,560,404 with VALUE read as dollars as filed, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT AMERICAS INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- reports for this filerCREDIT SUISSE AG 028-11379
- included managerUBS Financial Services Inc 028-11496
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) S.A. 028-22657
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46436E601 | ESG MSCI EM LDRS | 1,821 | $77,899 | dollars as filed | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 5,513 | $77,788 | dollars as filed | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 3,743 | $77,705 | dollars as filed | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 4,367 | $77,671 | dollars as filed | |
| GIGACLOUD TECHNOLOGY INC | G38644103 | CLASS A ORD | 8,789 | $77,431 | dollars as filed | |
| SURO CAP CORP | 86887Q109 | COM NEW | 21,360 | $77,323 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G153 | DAILY REGIONAL | 1,424 | $77,224 | dollars as filed | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 15,712 | $77,146 | dollars as filed | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 10,473 | $77,081 | dollars as filed | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 2,293 | $77,068 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 21,082 | $76,949 | dollars as filed | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 8,364 | $76,949 | dollars as filed | |
| GLOBAL X FDS | 37954Y616 | CMN | 2,518 | $76,839 | dollars as filed | |
| VALKYRIE ETF TRUST II | 91917A108 | COINSHARES BITCN | 7,696 | $76,806 | dollars as filed | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 1,478 | $76,708 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 15,923 | $76,430 | dollars as filed | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 859 | $76,419 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C581 | US EQTY BUF NOV | 2,333 | $76,352 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 14,626 | $76,348 | dollars as filed | |
| MARKETWISE INC | 57064P107 | COM CL A | 47,714 | $76,342 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 11,200 | $76,160 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 4,711 | $76,083 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q175 | ACTIVEBUILDE INT | 1,731 | $75,868 | dollars as filed | |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 2,550 | $75,786 | dollars as filed | |
| APOGEE THERAPEUTICS INC COM | 03770N101 | Stock | 3,557 | $75,764 | dollars as filed | |
| RAYZEBIO INC | 75525N107 | COM | 3,409 | $75,680 | dollars as filed | |
| CORECARD CORPORATION | 45816D100 | COM | 3,779 | $75,580 | dollars as filed | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 6,078 | $75,367 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 9,990 | $75,025 | dollars as filed | |
| PROSHARES TR | 74347G671 | NASDAQ100 DORSEY | 2,232 | $74,989 | dollars as filed | |
| NET POWER INC | 64107A105 | COMMON STOCK | 4,951 | $74,760 | dollars as filed | |
| EVE HLDG INC | 29970N104 | COM | 9,018 | $74,759 | dollars as filed | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 4,139 | $74,709 | dollars as filed | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 4,974 | $74,660 | dollars as filed | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 449 | $74,534 | dollars as filed | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 27,647 | $74,094 | dollars as filed | |
| ISHARES TR | 46436E148 | IBONDS DEC 2033 | 3,141 | $74,033 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 14,430 | $74,026 | dollars as filed | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 1,816 | $73,948 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 1,444 | $73,918 | dollars as filed | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 6,760 | $73,887 | dollars as filed | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,743 | $73,729 | dollars as filed | |
| TRANSCODE THERAPEUTICS INC | 89357L204 | COM NEW | 146,530 | $73,705 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 290,000 | $73,660 | dollars as filed | call |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 3,409 | $73,600 | dollars as filed | |
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 27,558 | $73,305 | dollars as filed | |
| FULL HSE RESORTS INC | 359678109 | COM | 17,162 | $73,282 | dollars as filed | |
| J JILL INC | 46620W201 | COMMON STOCK | 2,475 | $73,260 | dollars as filed | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 5,310 | $73,119 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E100 | COM | 28,323 | $73,073 | dollars as filed | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 4,464 | $73,031 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N103 | US EQT PLS CNVEX | 2,622 | $72,970 | dollars as filed | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 797 | $72,861 | dollars as filed | |
| DHI GROUP INC | 23331S100 | COM | 23,760 | $72,706 | dollars as filed | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 3,994 | $72,691 | dollars as filed | |
| TINGO GROUP INC | 55328R109 | COM | 70,915 | $72,688 | dollars as filed | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 12,596 | $72,679 | dollars as filed | |
| SIRIUSPOINT LTD | G8192H106 | COM | 7,139 | $72,604 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 56,943 | $72,318 | dollars as filed | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 5,848 | $72,105 | dollars as filed | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 12,163 | $72,005 | dollars as filed | |
| ADVISORSHARES TR | 00768Y479 | ETFs | 2,372 | $71,800 | dollars as filed | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 1,462 | $71,667 | dollars as filed | |
| KALTURA INC | 483467106 | COMMON STOCK | 41,396 | $71,615 | dollars as filed | |
| GATOS SILVER INC | 368036109 | COM | 13,816 | $71,567 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 7,296 | $71,355 | dollars as filed | |
| MINERALYS THERAPEUTICS INC | 603170101 | COM | 7,501 | $71,335 | dollars as filed | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 4,115 | $71,066 | dollars as filed | |
| ENFUSION INC | 292812104 | CL A | 7,914 | $70,989 | dollars as filed | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 1,922 | $70,922 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 5,924 | $70,851 | dollars as filed | |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 8,880 | $70,773 | dollars as filed | |
| EVERQUOTE INC | 30041R108 | COM CL A | 9,772 | $70,651 | dollars as filed | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 2,267 | $70,571 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 1,405 | $70,165 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 33,723 | $70,144 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 9,349 | $69,837 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 11,592 | $69,784 | dollars as filed | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 1,052 | $69,664 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 2,080 | $69,659 | dollars as filed | |
| Avantis Emerging Markets Value ETF | 025072372 | SHS | 1,593 | $69,200 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 22,572 | $69,070 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A841 | DLY GOOGL BUL 2X | 2,329 | $69,055 | dollars as filed | |
| ADVISORSHARES TR | 00768Y438 | Q DYNAMIC GROWTH | 2,520 | $68,973 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 1,048 | $68,686 | dollars as filed | |
| UNIFIED SER TR | 90470L568 | ABSLUTE SELCT VL | 2,508 | $68,607 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 9,045 | $68,561 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 11,718 | $68,433 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C466 | GRWT100 PWR BF | 1,684 | $68,333 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 20,579 | $68,117 | dollars as filed | |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 10,646 | $68,028 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V872 | CORE FIXE IN ETF | 1,682 | $67,902 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 14,187 | $67,672 | dollars as filed | |
| CORE & MAIN INC CL A | 21874C102 | Stock | 2,333 | $67,307 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 39,782 | $67,231 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 98,024 | $67,048 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 10,327 | $67,022 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 1,397 | $66,986 | dollars as filed | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 8,604 | $66,939 | dollars as filed | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 3,739 | $66,704 | dollars as filed | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 4,798 | $66,630 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 2,302 | $66,528 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U802 | FT VEST U.S. | 2,194 | $66,522 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 2,580 | $66,471 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 1,618 | $66,403 | dollars as filed | |
| OLINK HLDG AB | 680710100 | ADR | 4,500 | $66,375 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 18,445 | $66,217 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 58,555 | $66,167 | dollars as filed | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 3,010 | $66,099 | dollars as filed | |
| NUSHARES ETF TR | 67092P706 | CMN | 2,431 | $66,002 | dollars as filed | |
| CATHAY GEN BANCORP | 149150104 | COM | 1,897 | $65,939 | dollars as filed | |
| EASTERN CO | 276317104 | COM | 3,630 | $65,885 | dollars as filed | |
| BLUE BIRD CORP | 095306106 | COM | 3,073 | $65,609 | dollars as filed | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 7,015 | $65,520 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N301 | CMN | 2,248 | $65,471 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 20,000 | $65,400 | dollars as filed | call |
| ORCHESTRA BIOMED HOLDINGS IN | 68572M106 | COMMON STOCK | 7,494 | $65,347 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 17,197 | $65,177 | dollars as filed | |
| PROSHARES TR | 74347B391 | CMN | 1,285 | $65,047 | dollars as filed | |
| PROSHARES TR | 74347B185 | FUND | 5,015 | $65,030 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 25,484 | $64,984 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 63,066 | $64,957 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 6,715 | $64,665 | dollars as filed | |
| MOONLAKE IMMUNOTHERAPEUTICS CLASS A ORD | 61559X104 | Stock | 1,125 | $64,125 | dollars as filed | |
| AMBRX BIOPHARMA, INC. SPONSORED ADR | 02290A102 | COM | 5,574 | $64,101 | dollars as filed | |
| LUTHER BURBANK CORP | 550550107 | COM | 7,620 | $64,008 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 1,497 | $63,982 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 60,300 | $63,918 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 4,672 | $63,867 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G179 | CMN | 2,600 | $63,804 | dollars as filed | |
| INNOVATE CORP | 45784J105 | COM | 39,382 | $63,799 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P512 | INTEL MACHI ETF | 1,442 | $63,759 | dollars as filed | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 11,694 | $63,733 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N603 | ALPHA DOG ETF | 3,286 | $63,716 | dollars as filed | |
| AZUL S A | 05501U106 | OPT | 7,400 | $63,566 | dollars as filed | put |
| AZUL S A | 05501U106 | OPT | 7,400 | $63,566 | dollars as filed | call |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,175 | $63,485 | dollars as filed | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 2,499 | $63,399 | dollars as filed | |
| EGAIN CORP | 28225C806 | COM NEW | 10,336 | $63,359 | dollars as filed | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 2,128 | $63,351 | dollars as filed | |
| GLOBAL X FDS | 37960A677 | MSCI SUPR EM ETF | 2,712 | $63,336 | dollars as filed | |
| DESIGNER BRANDS INC | 250565108 | CL A | 4,995 | $63,237 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H802 | ALLIA US JAN ETF | 2,194 | $63,233 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F789 | ACTIVE FACTOR LA | 3,105 | $63,221 | dollars as filed | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 2,758 | $63,186 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 19,367 | $63,137 | dollars as filed | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 2,421 | $63,115 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 1,911 | $63,082 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 24,256 | $63,066 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 2,556 | $62,959 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 8,692 | $62,930 | dollars as filed | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 833 | $62,817 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 2,062 | $62,802 | dollars as filed | |
| CARISMA THERAPEUTICS INC | 14216R101 | COM | 14,825 | $62,710 | dollars as filed | |
| SIMPLIFY HEALTH CARE ETF | 82889N772 | ETF | 2,491 | $62,549 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 52,971 | $62,506 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 48,718 | $62,359 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 1,939 | $62,242 | dollars as filed | |
| BK TECHNOLOGIES CORP | 05587G203 | COMMON STOCK | 5,000 | $62,120 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 20,038 | $62,118 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 1,681 | $62,029 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 8,297 | $61,979 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 5,897 | $61,977 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 2,058 | $61,966 | dollars as filed | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 7,702 | $61,924 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C565 | US EQTY ULTRA BU | 2,037 | $61,758 | dollars as filed | |
| BANK MONTREAL MEDIUM | 063679856 | 2X LEVERAGED | 1,829 | $61,729 | dollars as filed | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 37,060 | $61,519 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 2,700 | $61,425 | dollars as filed | call |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 1,043 | $60,994 | dollars as filed | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 1,602 | $60,959 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C334 | GRWT100 PWR BF | 1,453 | $60,763 | dollars as filed | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 11,039 | $60,715 | dollars as filed | |
| GPGI INC COM CL A | 20459V105 | Stock | 9,378 | $60,488 | dollars as filed | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 2,698 | $60,300 | dollars as filed | |
| BROOKFIELD REINSURANCE FCLASS A | G16250105 | FOREIGN ORDINARIES | 1,916 | $60,296 | dollars as filed | |
| RALLYBIO CORP | 75120L100 | COM | 17,881 | $60,259 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q691 | LEASERSHS ALPHAF | 1,796 | $60,130 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q774 | LDRSHS ALPFACT | 1,900 | $60,097 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 6,338 | $60,084 | dollars as filed | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 6,231 | $60,005 | dollars as filed | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 1,400 | $59,976 | dollars as filed | |
| TWO RDS SHARED TR ANFIELD DIVERSIF | 90213U115 | ETF | 7,063 | $59,937 | dollars as filed | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 3,099 | $59,935 | dollars as filed | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 1,259 | $59,771 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 1,940 | $59,599 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 1,000 | $59,510 | dollars as filed | put |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 3,760 | $59,370 | dollars as filed | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 1,752 | $59,340 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 12,760 | $59,206 | dollars as filed | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 13,660 | $59,148 | dollars as filed | |
| TIDAL TRUST I | 886364595 | UPAR ULTRA RISK | 4,890 | $59,037 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 6,522 | $58,894 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F748 | FT VEST US EQT | 1,537 | $58,867 | dollars as filed | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 1,468 | $58,863 | dollars as filed | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 9,095 | $58,845 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 2,810 | $58,701 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 4,556 | $58,636 | dollars as filed | |
| IGM BIOSCIENCES INC | 449585108 | COM | 7,001 | $58,459 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 1,674 | $58,332 | dollars as filed | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 5,774 | $58,260 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 24,649 | $58,172 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 19,000 | $58,140 | dollars as filed | put |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 28,957 | $57,914 | dollars as filed | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 9,292 | $57,517 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 2,303 | $57,474 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 1,832 | $57,360 | dollars as filed | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 3,296 | $57,351 | dollars as filed | |
| MARINEMAX INC | 567908108 | COM | 1,747 | $57,337 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 29,387 | $57,305 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 27,802 | $57,272 | dollars as filed | |
| EXSCIENTIA PLC | 30223G102 | ADS | 12,650 | $57,178 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 3,212 | $57,013 | dollars as filed | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 6,647 | $56,965 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A230 | HOYA CAP HOUSI | 1,601 | $56,944 | dollars as filed | |
| SOTERA HEALTH CO | 83601L102 | COM | 3,792 | $56,804 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 52,569 | $56,775 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 72,394 | $56,684 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 6,462 | $56,671 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 7,719 | $56,580 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 39,721 | $56,403 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 3,058 | $56,237 | dollars as filed | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 4,609 | $56,138 | dollars as filed | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 3,975 | $56,008 | dollars as filed | |
| MAPLEBEAR INC COM | 565394103 | Stock | 1,886 | $55,995 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 1,803 | $55,983 | dollars as filed | |
| ALPS ETF TR | 00162Q429 | GLOBAL TRAVEL | 2,619 | $55,968 | dollars as filed | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 3,564 | $55,955 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 2,362 | $55,932 | dollars as filed | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 3,804 | $55,919 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 1,894 | $55,911 | dollars as filed | |
| Pagaya Technologies Ltd. | M7S64L115 | CL A | 35,359 | $55,867 | dollars as filed | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 6,833 | $55,860 | dollars as filed | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 14,053 | $55,509 | dollars as filed | |
| FUNDX INVT TR | 360876882 | AGGRESSIVE ETF | 1,073 | $55,472 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 4,011 | $55,392 | dollars as filed | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 3,628 | $55,146 | dollars as filed | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 4,842 | $54,715 | dollars as filed | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 3,337 | $54,393 | dollars as filed | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 6,926 | $54,300 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 7,144 | $54,295 | dollars as filed | |
| J & FRIENDS HOLDINGS LTD | 72352G206 | SPONSORED ADS | 51,678 | $54,262 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 42,383 | $54,250 | dollars as filed | |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 2,961 | $54,216 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 969 | $54,119 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R801 | 2X LONG COIN ETF | 5,295 | $54,115 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y103 | US EQUITY ACCELE | 1,959 | $54,068 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H109 | US LRGCP B10 APR | 1,749 | $53,859 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 48,428 | $53,755 | dollars as filed | |
| PROSHARES TR | 74347G374 | PSHS ULDOW30 NEW | 1,256 | $53,732 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 11,194 | $53,731 | dollars as filed | |
| BUCKLE INC COM | 118440106 | Stock | 1,606 | $53,624 | dollars as filed | |
| MOTLEY FOOL GLOBAL OPPORTUNITIES ETF | 74933W635 | UIT EXCHANGE TRADED | 2,047 | $53,549 | dollars as filed | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 19,752 | $53,528 | dollars as filed | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 1,357 | $53,330 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 10,448 | $53,285 | dollars as filed | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 9,693 | $53,118 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R868 | CMN | 2,677 | $53,058 | dollars as filed | |
| NOODLES & CO | 65540B105 | COM CL A | 21,462 | $52,797 | dollars as filed | |
| VANECK ETF TRUST | 92189F122 | MRNGSTR GBL WIDE | 1,642 | $52,787 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E281 | DAIL MS MEXI ETF | 2,291 | $52,743 | dollars as filed | |
| ISHARES U S ETF TR | 46431W598 | BLOOMBERG ROLL | 1,018 | $52,437 | dollars as filed | |
| LISTED FDS TR | 53656F854 | SHARES MUNI DB | 2,505 | $52,382 | dollars as filed | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 2,118 | $52,374 | dollars as filed | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 8,684 | $52,278 | dollars as filed | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 3,940 | $52,206 | dollars as filed | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 10,436 | $52,180 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 35,450 | $52,112 | dollars as filed | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 9,936 | $52,065 | dollars as filed | |
| ABCAM PLC | 000380204 | ADR USD | 2,300 | $52,049 | dollars as filed | call |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 2,595 | $51,833 | dollars as filed | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1,253 | $51,586 | dollars as filed | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 1,542 | $51,573 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 8,004 | $51,545 | dollars as filed | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 103,648 | $51,513 | dollars as filed | |
| EUROSEAS LTD | Y23592135 | COM | 1,930 | $51,454 | dollars as filed | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 5,886 | $51,326 | dollars as filed | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 7,466 | $51,291 | dollars as filed | |
| AMPLIFY ETF TR | 032108748 | INFLATION FIGHTE | 2,160 | $51,203 | dollars as filed | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 2,702 | $51,095 | dollars as filed | |
| TXO Partners LP | 87313P103 | COM | 2,505 | $50,877 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F656 | FT VEST INTE | 2,412 | $50,628 | dollars as filed | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 29,434 | $50,627 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 8,597 | $50,378 | dollars as filed | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 1,378 | $50,255 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E831 | INDXX AEROSPACE | 2,296 | $50,023 | dollars as filed | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 1,770 | $49,976 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 1,544 | $49,964 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 7,300 | $49,859 | dollars as filed | call |
| TRUPANION INC | 898202106 | COM | 1,768 | $49,858 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C305 | COM | 11,304 | $49,851 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 29,047 | $49,671 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P843 | CMN | 1,961 | $49,633 | dollars as filed | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 11,157 | $49,538 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 4,672 | $49,336 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 22,575 | $49,214 | dollars as filed | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 1,429 | $49,110 | dollars as filed | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 795 | $49,015 | dollars as filed | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 5,000 | $48,975 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 118,145 | $48,912 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V757 | EMERGING MKTS HI | 2,150 | $48,698 | dollars as filed | |
| NUVECTIS PHARMA INC | 67080T108 | COMMON STOCK | 3,776 | $48,672 | dollars as filed | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 1,102 | $48,667 | dollars as filed | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 3,193 | $48,534 | dollars as filed | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 4,050 | $48,398 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 752 | $48,340 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 1,386 | $48,227 | dollars as filed | |
| CULLMAN BANCORP INC | 230153108 | COM | 4,590 | $48,195 | dollars as filed | |
| LANZATECH GLOBAL INC | 51655R101 | COM | 10,309 | $48,143 | dollars as filed | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 3,858 | $48,109 | dollars as filed | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 3,102 | $48,081 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 38,976 | $47,940 | dollars as filed | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 14,208 | $47,881 | dollars as filed | |
| COLOR STAR TECHNOLOGY CO LTD | G2287A209 | USD CL A ORD SHS | 46,894 | $47,832 | dollars as filed | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 660 | $47,824 | dollars as filed | |
| CENTURY ALUM CO | 156431108 | COM | 6,650 | $47,814 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 17,700 | $47,790 | dollars as filed | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 1,365 | $47,720 | dollars as filed | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 411 | $47,672 | dollars as filed | |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 2,942 | $47,661 | dollars as filed | |
| NULL | 301505749 | NULL | 2,072 | $47,621 | dollars as filed | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 3,821 | $47,610 | dollars as filed | |
| VIRCO MFG CO | 927651109 | COM | 5,992 | $47,576 | dollars as filed | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 1,354 | $47,565 | dollars as filed | |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 2,059 | $47,378 | dollars as filed | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 2,395 | $47,069 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 10,108 | $47,003 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C524 | INTRNL DEV JAN | 1,687 | $46,995 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L706 | RESH ENHNC COR | 1,862 | $46,792 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 1,202 | $46,590 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524664 | ARIEL OPPOR ETF | 2,287 | $46,584 | dollars as filed | |
| AMERISAFE INC | 03071H100 | COM | 928 | $46,465 | dollars as filed | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 7,700 | $46,431 | dollars as filed | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 2,380 | $46,411 | dollars as filed | |
| GLOBAL X FDS | 37954Y277 | S&P 500 COVERED | 1,740 | $46,336 | dollars as filed | |
| LONGBOARD PHARMACEUTICALS IN | 54300N103 | COM | 8,286 | $46,070 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 2,410 | $46,055 | dollars as filed | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 2,092 | $46,014 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R761 | CMN | 1,486 | $45,974 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 1,583 | $45,954 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 519 | $45,947 | dollars as filed | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 1,057 | $45,895 | dollars as filed | |
| LISTED FDS TR | 53656F870 | SHARES FOREIGN | 2,154 | $45,807 | dollars as filed | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 20,159 | $45,559 | dollars as filed | |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 23,329 | $45,492 | dollars as filed | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 766 | $45,462 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 1,657 | $45,370 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 15,630 | $45,327 | dollars as filed | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 3,501 | $45,303 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 176,995 | $44,957 | dollars as filed | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 1,608 | $44,821 | dollars as filed | |
| GDL FD | 361570104 | COM SH BEN IT | 5,770 | $44,717 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 2,830 | $44,715 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072240 | AVANTIS INFLATIN | 787 | $44,664 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H794 | ALLIANZIM US EQT | 1,700 | $44,642 | dollars as filed | |
| V2X INC | 92242T101 | COM | 862 | $44,531 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H869 | ALLIANZIM US EQ | 1,814 | $44,516 | dollars as filed | |
| JPMORGAN ACTIVEBLD EMRG MRKT EQY ETF | 46641Q266 | COM | 1,288 | $44,475 | dollars as filed | |
| GLOBAL X FDS | 37954Y319 | CMN | 1,338 | $44,461 | dollars as filed | |
| BNY MELLON CONCENTRTD INTRTNL ETF | 09661T834 | COM | 1,024 | $44,457 | dollars as filed | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 9,833 | $44,445 | dollars as filed | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 1,159 | $44,401 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 22,764 | $44,390 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A263 | ACQUIRERS FD | 1,416 | $44,390 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 31,229 | $44,345 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 23,560 | $44,293 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 9,126 | $44,170 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 50,000 | $44,060 | dollars as filed | principal |
| RAMACO RES INC | 75134P501 | COM CL B | 3,680 | $43,902 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U844 | FT VEST U.S | 1,321 | $43,758 | dollars as filed | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 5,464 | $43,712 | dollars as filed | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 1,963 | $43,618 | dollars as filed | |
| FIRST SEACOAST BANCORP INC | 33631F104 | COM | 5,904 | $43,571 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G856 | CMN | 1,552 | $43,565 | dollars as filed | |
| PALATIN TECHNOLOGIES INC | 696077502 | COM NEW | 28,817 | $43,514 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C615 | GRWT100 PWR BUF | 1,023 | $43,492 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 6,348 | $43,420 | dollars as filed | |
| COSAN S A ADS | 22113B103 | ADR | 3,193 | $43,394 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 9,127 | $43,353 | dollars as filed | |
| TIDAL ETF TR | 886364504 | SOFI BE YOUR OWN | 2,858 | $43,342 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L870 | SELECT TECHNOLO | 2,233 | $43,293 | dollars as filed | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 2,235 | $43,225 | dollars as filed | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 11,126 | $43,224 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 13,888 | $43,192 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P751 | FTSE ITALY ETF | 1,681 | $43,119 | dollars as filed | |
| MERCURY SYS INC COM | 589378108 | Stock | 1,161 | $43,061 | dollars as filed | |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 2,032 | $43,046 | dollars as filed | |
| SR BANCORP INC | 85227J106 | COMMON STOCK | 4,966 | $43,030 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W812 | FUTURE TECH LEAD | 1,826 | $43,021 | dollars as filed | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 2,785 | $42,972 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 1,318 | $42,926 | dollars as filed | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 1,004 | $42,690 | dollars as filed | |
| PROSHARES TR | 74347G770 | ULTRA CYBRSCURTY | 1,481 | $42,678 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 15,967 | $42,632 | dollars as filed | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 18,064 | $42,631 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 1,201 | $42,611 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 69,797 | $42,576 | dollars as filed | |
| GLOBAL X SUPERDIVIDEND REIT ETF | 37960A651 | ETF | 2,115 | $42,533 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 14,716 | $42,529 | dollars as filed | |
| RBB FD INC | 74933W627 | MOTLEY FOOL MID | 1,789 | $42,476 | dollars as filed | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 1,309 | $42,367 | dollars as filed | |
| PELAGOS INS CAP LTD | G3398L118 | COM | 2,872 | $42,161 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 768 | $42,148 | dollars as filed | |
| NEXA RES S A | L67359106 | COM | 6,965 | $42,138 | dollars as filed | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 635 | $42,126 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 23,389 | $42,101 | dollars as filed | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 4,058 | $42,081 | dollars as filed | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 16,000 | $42,080 | dollars as filed | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 840 | $42,040 | dollars as filed | |
| CARA THERAPEUTICS INC | 140755109 | COM | 24,983 | $41,971 | dollars as filed | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 50 | $41,875 | dollars as filed | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 690 | $41,855 | dollars as filed | |
| PROSHARES TR II | 74347W395 | FUND | 1,300 | $41,854 | dollars as filed | |
| OUTSET MEDICAL INC | 690145107 | COM | 3,842 | $41,801 | dollars as filed | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 4,595 | $41,677 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 37,161 | $41,620 | dollars as filed | |
| GLOBAL X FDS | 37954Y368 | CMN | 1,550 | $41,520 | dollars as filed | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 745 | $41,450 | dollars as filed | |
| VS TRUST | 92891H101 | CMN | 1,479 | $41,235 | dollars as filed | |
| ASTORIA REAL ASSET ETF | 46141T117 | UIE | 1,609 | $41,216 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N558 | SIMPLIFY OPPORT | 1,616 | $41,064 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 1,676 | $41,028 | dollars as filed | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 3,988 | $40,997 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 9,249 | $40,973 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F573 | FT VEST INTER EQ | 2,013 | $40,930 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 5,825 | $40,891 | dollars as filed | |
| PACER FDS TR | 69374H584 | SWAN SOS CNS JAN | 1,772 | $40,818 | dollars as filed | |
| Skillsoft Corp. | 83066P200 | Common | 46,015 | $40,769 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 5,397 | $40,747 | dollars as filed | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 849 | $40,727 | dollars as filed | |
| ACELYRIN INC | 00445A100 | COM | 4,000 | $40,680 | dollars as filed | put |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 34,153 | $40,642 | dollars as filed | |
| XENCOR INC | 98401F105 | COMMON STOCK | 2,000 | $40,300 | dollars as filed | |
| MATTHEWS ASIA FDS | 577125826 | ASIA INNOV ACTIV | 1,803 | $40,268 | dollars as filed | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 1,683 | $40,190 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 31,371 | $40,155 | dollars as filed | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 2,600 | $40,040 | dollars as filed | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 1,052 | $40,016 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 2,427 | $39,973 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 7,098 | $39,749 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 1,194 | $39,478 | dollars as filed | |
| STRATEGY SHS | 86280R803 | DAY HAGAN SMART | 1,156 | $39,443 | dollars as filed | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 1,615 | $39,406 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H385 | INSPIRE SML/ MID | 1,700 | $39,375 | dollars as filed | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 953 | $39,330 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B106 | COM | 25,490 | $39,255 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 7,156 | $39,215 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C110 | FUND | 1,565 | $39,211 | dollars as filed | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 3,745 | $39,135 | dollars as filed | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 21,000 | $39,060 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 120,107 | $39,034 | dollars as filed | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 2,317 | $39,018 | dollars as filed | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 7,001 | $38,856 | dollars as filed | |
| GRAPHITE BIO INC | 38870X104 | COM | 15,653 | $38,819 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E799 | FIRST TR S&P 500 | 1,978 | $38,798 | dollars as filed | |
| VANECK ETF TRUST | 92189F593 | CMN | 1,300 | $38,786 | dollars as filed | |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 1,005 | $38,687 | dollars as filed | |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 5,561 | $38,538 | dollars as filed | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 11,532 | $38,517 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F649 | FT VEST NAS | 1,701 | $38,495 | dollars as filed | |
| BIOATLA INC | 09077B104 | COM | 22,618 | $38,451 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 46,193 | $38,433 | dollars as filed | |
| CSP INC | 126389105 | CMN | 2,195 | $38,413 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 7,501 | $38,405 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 29,655 | $38,255 | dollars as filed | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 2,104 | $38,167 | dollars as filed | |
| CORE LABORATORIES INC | 21867A105 | COM | 1,586 | $38,080 | dollars as filed | |
| TCW ETF TRUST | 29287L106 | TRANSFRM 500 ETF | 759 | $37,859 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 700 | $37,856 | dollars as filed | put |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 2,054 | $37,732 | dollars as filed | |
| SPROTT FDS TR | 85208P808 | JUNIOR URANIUM | 1,589 | $37,596 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 1,983 | $37,419 | dollars as filed | |
| GLOBAL X FDS | 37954Y194 | ADAPTIVE US RISK | 1,313 | $37,411 | dollars as filed | |
| PUTNAM ETF TRUST | 746729607 | ESG CORE BOND | 800 | $37,336 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 30,050 | $37,262 | dollars as filed | |
| PIMCO ETF TR | 72201R619 | PREFERRED AND CP | 812 | $37,104 | dollars as filed | |
| PROSHARES TR | 74348A707 | ULTRA HIGH YLD | 610 | $37,088 | dollars as filed | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 3,089 | $37,068 | dollars as filed | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 2,817 | $37,016 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 16,016 | $36,997 | dollars as filed | |
| GAIA INC NEW | 36269P104 | CL A | 13,537 | $36,821 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER ETF JUNE | 45782C730 | ETF | 1,299 | $36,762 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q815 | SUST MUNI IN ETF | 761 | $36,619 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 8,095 | $36,589 | dollars as filed | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 9,029 | $36,387 | dollars as filed | |
| TIDAL TRUST II | 88634T857 | YIELDMAX AAPL | 1,953 | $36,384 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 1,187 | $36,346 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 33,903 | $36,277 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U885 | FT VEST US EQT | 1,123 | $36,228 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U786 | FT VEST U.S | 1,101 | $36,212 | dollars as filed | |
| MICROSECTORS OIL & GAS EXP. & PROD. 3X LEVERAGED ETN | 063679583 | ETF | 779 | $36,037 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C301 | FUTURE TECH ETF | 1,759 | $36,017 | dollars as filed | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 985 | $36,002 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 2,407 | $35,937 | dollars as filed | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 837 | $35,906 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H369 | INSPI GROWT ETF | 1,422 | $35,883 | dollars as filed | |
| PUTNAM ETF TRUST | 746729409 | FOCSD LARCP GWT | 1,431 | $35,865 | dollars as filed | |
| VANECK ETF TRUST | 92189H755 | DYNAMIC HIGH INM | 1,418 | $35,833 | dollars as filed | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 3,478 | $35,823 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 1,294 | $35,689 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-23-009734 | this filing | 2023-11-09 | acceptance time not in the bulk data set |