13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 3,950 holding rows worth $291,748,559,000.
- Accession
- 0000950123-23-002429
- Filer
- CIK 820027
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A combination report, 11,204 entries on the cover page, a total value of $291,748,559,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $291,748,559,000 with VALUE read as dollars as filed, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC028-10477
- reports for this filerAmeriprise Trust Co028-10458
- reports for this filerAmeriprise Certificate Co028-00140
- reports for this filerRiverSource Life Insurance Co028-00143
- reports for this filerRiverSource Life Insurance Co of New York028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD028-10644
- reports for this filerAmeriprise Financial Services, LLC028-14918
- reports for this filerColumbia Wanger Asset Management LLC028-03639
- reports for this filerAmeriprise Bank, FSB028-18942
- reports for this filerPyrford International Ltd028-17429
- reports for this filerColumbia Threadneedle Management Ltd028-10846
- reports for this filerThames River Capital LLP028-10849
- reports for this filerColumbia Threadneedle (EM) Investments Ltd028-12261
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, LLC 028-14918
- included managerColumbia Wanger Asset Management, LLC. 028-03639
- included managerAmeriprise Bank, FSB 028-18942
- included managerColumbia Threadneedle Management Ltd 028-10846
- included managerPyrford International Ltd 028-17429
- included managerColumbia Threadneedle (EM) Investments Ltd 028-12261
- included managerThames River Capital LLP 028-10849
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 9,590 | $384,000 | dollars as filed | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 54,290 | $383,000 | dollars as filed | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 25,700 | $383,000 | dollars as filed | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 34,678 | $383,000 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 3,869 | $382,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 4,653 | $382,000 | dollars as filed | |
| AES CORP | 00130H204 | CONV | 3,730 | $381,000 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 123,890 | $379,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V831 | US HIGH PROF ETF | 15,721 | $377,000 | dollars as filed | |
| United States Brent Oil Fund L | 91167Q100 | COM | 13,347 | $377,000 | dollars as filed | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 31,773 | $376,000 | dollars as filed | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 26,781 | $374,000 | dollars as filed | |
| IMAGO BIOSCIENCES INC | 45250K107 | COM | 10,409 | $374,000 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 10,493 | $372,000 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 28,399 | $368,000 | dollars as filed | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 14,617 | $368,000 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 30,161 | $366,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 15,251 | $366,000 | dollars as filed | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 80,776 | $365,000 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 4,640 | $365,000 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 40,270 | $365,000 | dollars as filed | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 26,011 | $362,000 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 32,572 | $361,000 | dollars as filed | |
| FS BANCORP INC | 30263Y104 | COM | 10,780 | $360,000 | dollars as filed | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 10,783 | $360,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108102 | CMN | 9,226 | $358,000 | dollars as filed | |
| DAKTRONICS INC | 234264109 | COM | 126,591 | $357,000 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 51,212 | $354,000 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 77,022 | $351,000 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 19,115 | $351,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 15,871 | $351,000 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 13,465 | $350,000 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 33,333 | $349,000 | dollars as filed | |
| ZUORA INC | 98983V106 | COMMON STOCK | 54,840 | $349,000 | dollars as filed | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 16,155 | $348,000 | dollars as filed | |
| CORECARD CORPORATION | 45816D100 | COM | 11,955 | $347,000 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 67,995 | $345,000 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 71,030 | $343,000 | dollars as filed | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 13,468 | $343,000 | dollars as filed | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 9,016 | $343,000 | dollars as filed | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 5,276 | $342,000 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 15,776 | $342,000 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 9,664 | $339,000 | dollars as filed | |
| BERKELEY LTS INC | 084310101 | COM | 125,831 | $338,000 | dollars as filed | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 6,640 | $338,000 | dollars as filed | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 7,382 | $338,000 | dollars as filed | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 10,649 | $338,000 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 23,004 | $337,000 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 20,720 | $337,000 | dollars as filed | |
| ISHARES TR | 464287713 | US TELECOM ETF | 14,959 | $336,000 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 94,500 | $335,000 | dollars as filed | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 9,012 | $333,000 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 29,693 | $332,000 | dollars as filed | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 28,857 | $332,000 | dollars as filed | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 13,928 | $331,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 10,556 | $330,000 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 7,097 | $328,000 | dollars as filed | |
| SEABOARD CORP DEL | 811543107 | COM | 86 | $326,000 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 25,154 | $325,000 | dollars as filed | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 66,392 | $325,000 | dollars as filed | |
| FULL HSE RESORTS INC | 359678109 | COM | 43,130 | $324,000 | dollars as filed | |
| HYSTER-YALE INC | 449172105 | CL A | 12,760 | $323,000 | dollars as filed | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 5,996 | $322,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 10,909 | $318,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 11,926 | $318,000 | dollars as filed | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 20,151 | $317,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 6,406 | $316,000 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 278,650 | $316,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 6,280 | $315,000 | dollars as filed | |
| TRINITY CAP INC | 896442308 | COM | 28,835 | $315,000 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 38,777 | $315,000 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 18,438 | $315,000 | dollars as filed | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 11,837 | $314,000 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 33,650 | $312,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 23,631 | $311,000 | dollars as filed | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 16,494 | $309,000 | dollars as filed | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 11,419 | $308,000 | dollars as filed | |
| LEGALZOOM COM INC | 52466B103 | COM | 39,582 | $307,000 | dollars as filed | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 18,569 | $304,000 | dollars as filed | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 5,903 | $304,000 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 57,355 | $303,000 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 35,410 | $302,000 | dollars as filed | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 78,670 | $302,000 | dollars as filed | |
| PROMETHEUS BIOSCIENCES INC | 74349U108 | COM | 2,745 | $302,000 | dollars as filed | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 15,646 | $299,000 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 34,353 | $298,000 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 28,924 | $297,000 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 5,409 | $295,000 | dollars as filed | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 74,764 | $295,000 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 53,403 | $293,000 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 39,599 | $292,000 | dollars as filed | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 11,644 | $292,000 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 46,531 | $291,000 | dollars as filed | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 3,602 | $290,000 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 9,900 | $290,000 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 23,974 | $289,000 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 44,384 | $289,000 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 15,535 | $288,000 | dollars as filed | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 4,767 | $288,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 10,615 | $287,000 | dollars as filed | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 40,577 | $287,000 | dollars as filed | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 7,337 | $287,000 | dollars as filed | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 21,158 | $286,000 | dollars as filed | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 34,805 | $284,000 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 58,489 | $283,000 | dollars as filed | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 40,955 | $282,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 6,891 | $282,000 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 6,763 | $281,000 | dollars as filed | |
| BLUE BIRD CORP | 095306106 | COM | 26,190 | $280,000 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 21,547 | $279,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 6,395 | $279,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 5,926 | $278,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 16,499 | $277,000 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 23,456 | $276,000 | dollars as filed | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 18,865 | $276,000 | dollars as filed | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 10,117 | $273,000 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 27,664 | $273,000 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 28,776 | $273,000 | dollars as filed | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 13,251 | $271,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 11,744 | $271,000 | dollars as filed | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 23,220 | $269,000 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 118,966 | $269,000 | dollars as filed | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 7,754 | $268,000 | dollars as filed | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 25,116 | $267,000 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 42,951 | $267,000 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 398,084 | $267,000 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 33,496 | $266,000 | dollars as filed | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 6,345 | $266,000 | dollars as filed | |
| Anglogold Ashanti Plc | 035128206 | Common | 13,734 | $266,000 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 231,000 | $266,000 | dollars as filed | principal |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 17,860 | $264,000 | dollars as filed | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 65,035 | $264,000 | dollars as filed | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 33,127 | $263,000 | dollars as filed | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 15,530 | $263,000 | dollars as filed | |
| ACNB CORP | 000868109 | COMMON STOCK | 6,610 | $263,000 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 18,225 | $262,000 | dollars as filed | |
| BGSF INC | 05601C105 | COM | 17,115 | $262,000 | dollars as filed | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 343,124 | $261,000 | dollars as filed | |
| LUTHER BURBANK CORP | 550550107 | COM | 23,383 | $260,000 | dollars as filed | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 4,722 | $258,000 | dollars as filed | |
| SURGERY PARTNERS INC | 86881A100 | COM | 9,237 | $257,000 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 28,547 | $257,000 | dollars as filed | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 9,328 | $257,000 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 127,765 | $253,000 | dollars as filed | |
| MESABI TR | 590672101 | CTF BEN INT | 14,042 | $253,000 | dollars as filed | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 6,496 | $253,000 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 184,733 | $252,000 | dollars as filed | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 8,048 | $251,000 | dollars as filed | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 6,205 | $250,000 | dollars as filed | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 6,455 | $250,000 | dollars as filed | |
| INTREPID POTASH INC | 46121Y201 | COM | 8,613 | $249,000 | dollars as filed | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 13,979 | $249,000 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 63,465 | $249,000 | dollars as filed | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 22,700 | $249,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 8,112 | $245,000 | dollars as filed | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 48,387 | $244,000 | dollars as filed | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 6,300 | $243,000 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 32,231 | $242,000 | dollars as filed | |
| OPEN TEXT CORP COM | 683715106 | Stock | 8,083 | $240,000 | dollars as filed | |
| PAMT CORP | 693149106 | COMMON STOCK | 9,229 | $240,000 | dollars as filed | |
| BROWN FORMAN CORP | 115637100 | CL A | 3,625 | $239,000 | dollars as filed | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 4,463 | $239,000 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 19,017 | $238,000 | dollars as filed | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 3,755 | $238,000 | dollars as filed | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 7,876 | $237,000 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 36,877 | $237,000 | dollars as filed | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 5,558 | $236,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 5,471 | $234,000 | dollars as filed | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 5,678 | $233,000 | dollars as filed | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 3,207 | $233,000 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 21,200 | $230,000 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 18,968 | $229,000 | dollars as filed | |
| IMMUNOVANT INC | 45258J102 | COM | 12,819 | $228,000 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 38,648 | $228,000 | dollars as filed | |
| SILVERBOW RES INC | 82836G102 | COM | 8,025 | $227,000 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 66,164 | $226,000 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 43,565 | $226,000 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 13,632 | $224,000 | dollars as filed | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 6,023 | $223,000 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 42,157 | $222,000 | dollars as filed | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 17,900 | $222,000 | dollars as filed | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 19,835 | $221,000 | dollars as filed | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 3,052 | $221,000 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 7,481 | $221,000 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 93,000 | $217,000 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 69,073 | $217,000 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 48,219 | $217,000 | dollars as filed | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 9,689 | $216,000 | dollars as filed | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 2,125 | $214,000 | dollars as filed | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 10,310 | $214,000 | dollars as filed | |
| Rithm Property Trust Inc | 38983D300 | REIT | 29,357 | $213,000 | dollars as filed | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 8,309 | $212,000 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 200,327 | $210,000 | dollars as filed | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 6,533 | $209,000 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 18,030 | $208,000 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 24,986 | $208,000 | dollars as filed | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 1,378,169 | $207,000 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 19,549 | $205,000 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 20,795 | $204,000 | dollars as filed | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 28,010 | $203,000 | dollars as filed | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 9,162 | $203,000 | dollars as filed | |
| DAILY JOURNAL CORP | 233912104 | COM | 805 | $202,000 | dollars as filed | |
| OSCAR HEALTH INC | 687793109 | CL A | 81,784 | $201,000 | dollars as filed | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 18,719 | $201,000 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 79,703 | $201,000 | dollars as filed | |
| MCGRATH RENTCORP | 580589109 | COM | 2,024 | $200,000 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 10,173 | $200,000 | dollars as filed | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 14,057 | $199,000 | dollars as filed | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 21,268 | $199,000 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 234,000 | $198,000 | dollars as filed | principal |
| NEWTEKONE INC | 652526203 | COM NEW | 12,212 | $198,000 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 26,132 | $197,000 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 70,203 | $196,000 | dollars as filed | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 11,717 | $195,000 | dollars as filed | |
| CARPARTS COM INC | 14427M107 | COM | 31,107 | $195,000 | dollars as filed | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 12,438 | $191,000 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 31,767 | $191,000 | dollars as filed | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 18,826 | $190,000 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 17,797 | $190,000 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 39,053 | $189,000 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 49,371 | $186,000 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 25,757 | $185,000 | dollars as filed | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 16,430 | $185,000 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 64,235 | $185,000 | dollars as filed | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 24,423 | $182,000 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 69,253 | $182,000 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 27,134 | $179,000 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 14,413 | $178,000 | dollars as filed | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 17,217 | $177,000 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 48,637 | $176,000 | dollars as filed | |
| Matrix Service Company | 576853105 | COM | 28,300 | $176,000 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 44,292 | $175,000 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 20,125 | $173,000 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 86,305 | $172,000 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 18,138 | $171,000 | dollars as filed | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 13,995 | $169,000 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 51,602 | $166,000 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 28,674 | $166,000 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 19,079 | $166,000 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 15,836 | $164,000 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 18,424 | $164,000 | dollars as filed | |
| ESCALADE INC | 296056104 | COMMON STOCK | 16,143 | $164,000 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 17,891 | $162,000 | dollars as filed | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 20,234 | $159,000 | dollars as filed | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 13,100 | $159,000 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 27,044 | $158,000 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 56,560 | $158,000 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 57,716 | $157,000 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 11,070 | $155,000 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 92,001 | $155,000 | dollars as filed | |
| KRONOS BIO INC | 50107A104 | COM | 95,849 | $155,000 | dollars as filed | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 18,625 | $153,000 | dollars as filed | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 20,994 | $153,000 | dollars as filed | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 12,014 | $152,000 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 37,199 | $151,000 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 17,310 | $151,000 | dollars as filed | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 14,135 | $148,000 | dollars as filed | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 58,443 | $148,000 | dollars as filed | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 24,583 | $147,000 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 19,751 | $147,000 | dollars as filed | |
| NUVEEN GA DIVID | 67072B107 | COM | 14,496 | $147,000 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 116,879 | $146,000 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 12,446 | $142,000 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 43,631 | $142,000 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 13,316 | $139,000 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 40,963 | $137,000 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 13,955 | $137,000 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 12,616 | $136,000 | dollars as filed | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 25,027 | $135,000 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 12,041 | $135,000 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 13,636 | $134,000 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 30,781 | $133,000 | dollars as filed | |
| Viewra, Inc | 92672L107 | COM | 29,600 | $133,000 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 18,728 | $132,000 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 48,477 | $131,000 | dollars as filed | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 16,398 | $131,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 12,479 | $131,000 | dollars as filed | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 13,863 | $130,000 | dollars as filed | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 54,698 | $130,000 | dollars as filed | |
| REGIS CORP | 758932107 | COM | 104,955 | $127,000 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 15,515 | $126,000 | dollars as filed | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 22,480 | $126,000 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 14,416 | $125,000 | dollars as filed | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 18,116 | $125,000 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 17,453 | $125,000 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 38,400 | $124,000 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 66,275 | $124,000 | dollars as filed | |
| VELODYNE LIDAR INC | 92259F101 | COM | 166,635 | $123,000 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 11,159 | $122,000 | dollars as filed | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 34,096 | $122,000 | dollars as filed | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 186,084 | $121,000 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 11,300 | $116,000 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 10,231 | $116,000 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 39,211 | $116,000 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 13,328 | $114,000 | dollars as filed | |
| THORNE HEALTHTECH INC | 885260109 | COM | 31,368 | $114,000 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 17,600 | $114,000 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 25,481 | $113,000 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 10,216 | $112,000 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 12,296 | $111,000 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 22,960 | $111,000 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 34,547 | $110,000 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 12,585 | $109,000 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 10,555 | $108,000 | dollars as filed | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 21,850 | $107,000 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 15,076 | $105,000 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 20,942 | $104,000 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 28,638 | $103,000 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 27,135 | $100,000 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 55,458 | $98,000 | dollars as filed | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 12,709 | $97,000 | dollars as filed | |
| ICOSAVAX INC | 45114M109 | COM | 12,227 | $97,000 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 163,400 | $95,000 | dollars as filed | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 11,218 | $94,000 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 45,736 | $94,000 | dollars as filed | |
| USERTESTING INC | 91734E101 | COM | 12,300 | $93,000 | dollars as filed | call |
| CENTERRA GOLD INC COM | 152006102 | Stock | 17,640 | $92,000 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 10,582 | $92,000 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 13,268 | $89,000 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 42,905 | $88,000 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 15,233 | $88,000 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 25,659 | $87,000 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 29,330 | $87,000 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 15,216 | $86,000 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 90,000 | $86,000 | dollars as filed | principal |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 30,400 | $85,000 | dollars as filed | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 39,590 | $84,000 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 14,078 | $84,000 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 23,100 | $84,000 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 10,985 | $83,000 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 10,200 | $83,000 | dollars as filed | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 92,656 | $82,000 | dollars as filed | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 22,227 | $80,000 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 14,222 | $79,000 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 17,800 | $75,000 | dollars as filed | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 22,300 | $74,000 | dollars as filed | |
| CONNS INC | 208242107 | COM | 10,760 | $74,000 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 11,964 | $74,000 | dollars as filed | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 11,561 | $73,000 | dollars as filed | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 11,100 | $72,000 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 12,912 | $71,000 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 32,712 | $71,000 | dollars as filed | |
| SECUREWORKS CORP | 81374A105 | CL A | 10,470 | $67,000 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 18,100 | $62,000 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 22,402 | $62,000 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 18,500 | $61,000 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 11,314 | $60,000 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 20,682 | $58,000 | dollars as filed | |
| QUANTUM CORP | 747906501 | COM | 53,160 | $58,000 | dollars as filed | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 12,682 | $57,000 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 16,744 | $56,000 | dollars as filed | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 12,115 | $56,000 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 11,301 | $56,000 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 21,985 | $55,000 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 15,200 | $55,000 | dollars as filed | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 33,457 | $55,000 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 32,764 | $55,000 | dollars as filed | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 10,887 | $54,000 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 11,588 | $53,000 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 13,620 | $53,000 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 32,071 | $51,000 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 14,212 | $49,000 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 11,277 | $49,000 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 32,777 | $49,000 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 25,480 | $48,000 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 35,758 | $46,000 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 21,968 | $45,000 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 35,286 | $41,000 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 12,952 | $40,000 | dollars as filed | |
| Zedge Inc | 98923T104 | COM | 22,733 | $40,000 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 25,920 | $39,000 | dollars as filed | |
| WEWORK INC | 96209A104 | COM | 26,700 | $39,000 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 21,515 | $38,000 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 21,990 | $38,000 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 37,125 | $38,000 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 16,020 | $38,000 | dollars as filed | |
| OCEANPAL INC | Y6430L160 | COM | 34,012 | $38,000 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 11,382 | $37,000 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 21,891 | $34,000 | dollars as filed | |
| QUOTIENT LTD | G73268149 | SHS | 87,223 | $33,000 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 15,551 | $30,000 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 25,660 | $30,000 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 17,517 | $29,000 | dollars as filed | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 11,700 | $29,000 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 29,000 | $29,000 | dollars as filed | principal |
| USIO INC | 917313108 | CMN | 16,700 | $28,000 | dollars as filed | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 24,599 | $25,000 | dollars as filed | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 45,800 | $25,000 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 25,068 | $23,000 | dollars as filed | |
| DIEBOLD NXDF INC | 253651103 | COM | 15,545 | $22,000 | dollars as filed | |
| IMMUNIC INC | 4525EP101 | COM | 15,900 | $22,000 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,123 | $20,000 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 24,000 | $20,000 | dollars as filed | principal |
| SPLUNK INC | 848637AD6 | BOND | 21,000 | $20,000 | dollars as filed | principal |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 15,000 | $18,000 | dollars as filed | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 22,399 | $18,000 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 19,000 | $18,000 | dollars as filed | principal |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 15,000 | $18,000 | dollars as filed | |
| LIPOCINE INC NEW | 53630X104 | CMN | 44,110 | $18,000 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 15,000 | $17,000 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 20,000 | $17,000 | dollars as filed | principal |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 27,000 | $17,000 | dollars as filed | principal |
| BETTER THERAPEUTICS INC COMMON | 08773T104 | COM | 15,000 | $17,000 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 20,137 | $17,000 | dollars as filed | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 14,411 | $16,000 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 36,750 | $16,000 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 19,000 | $16,000 | dollars as filed | principal |
| NICE LTD | 653656AB4 | NOTE 9/1 | 17,000 | $16,000 | dollars as filed | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 15,000 | $16,000 | dollars as filed | principal |
| AUDACY INC | 05070N103 | COM | 73,436 | $16,000 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 19,000 | $16,000 | dollars as filed | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 16,000 | $15,000 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 24,000 | $15,000 | dollars as filed | principal |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 43,000 | $15,000 | dollars as filed | |
| VIRNETX HLDG CORP | 92823T108 | COM | 11,488 | $15,000 | dollars as filed | |
| ONCOCYTE CORP | 68235C107 | COM | 42,900 | $14,000 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 17,000 | $13,000 | dollars as filed | principal |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 15,000 | $13,000 | dollars as filed | principal |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 12,000 | $13,000 | dollars as filed | principal |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 14,000 | $13,000 | dollars as filed | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 15,000 | $13,000 | dollars as filed | principal |
| OAK STR HEALTH INC | 67181AAB3 | BOND | 17,000 | $13,000 | dollars as filed | principal |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 19,000 | $12,000 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 10,000 | $12,000 | dollars as filed | principal |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 12,000 | $12,000 | dollars as filed | principal |
| VBI VACCINES INC | 91822J103 | COM NEW | 27,835 | $11,000 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 13,000 | $11,000 | dollars as filed | principal |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 14,000 | $11,000 | dollars as filed | principal |
| NCL CORP LTD | 62886HBD2 | BOND | 14,000 | $10,000 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 10,000 | $10,000 | dollars as filed | principal |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 11,000 | $10,000 | dollars as filed | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 11,000 | $10,000 | dollars as filed | principal |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 12,000 | $9,000 | dollars as filed | principal |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 76,530 | $9,000 | dollars as filed | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 12,000 | $9,000 | dollars as filed | principal |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 10,000 | $9,000 | dollars as filed | principal |
| HEALTH CATALYST INC | 42225TAB3 | BOND | 10,000 | $9,000 | dollars as filed | principal |
| COMPUGEN LTD | M25722105 | ORD | 11,458 | $8,000 | dollars as filed | |
| SKILLZ INC | 83067L109 | COM | 14,056 | $8,000 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 10,000 | $8,000 | dollars as filed | principal |
| BIOCEPT INC | 09072V501 | COM | 12,275 | $7,000 | dollars as filed | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 14,500 | $6,000 | dollars as filed | |
| SESEN BIO INC | 817763105 | COM | 10,659 | $6,000 | dollars as filed | |
| VERASTEM INC | 92337C104 | COM | 13,200 | $5,000 | dollars as filed | |
| DIGITAL ALLY INC | 25382T101 | COM | 20,000 | $5,000 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 15,000 | $4,000 | dollars as filed | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 11,500 | $4,000 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 11,100 | $2,000 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,486,677 | $1,000 | dollars as filed | |
| ADIAL PHARMACEUTICALS INC | 00688A114 | *W EXP 07/31/202 | 35,000 | $1,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-23-002429 | this filing | 2023-02-14 | acceptance time not in the bulk data set |