13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 3,950 holding rows worth $291,748,559,000.
- Accession
- 0000950123-23-002429
- Filer
- CIK 820027
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A combination report, 11,204 entries on the cover page, a total value of $291,748,559,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $291,748,559,000 with VALUE read as dollars as filed, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC028-10477
- reports for this filerAmeriprise Trust Co028-10458
- reports for this filerAmeriprise Certificate Co028-00140
- reports for this filerRiverSource Life Insurance Co028-00143
- reports for this filerRiverSource Life Insurance Co of New York028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD028-10644
- reports for this filerAmeriprise Financial Services, LLC028-14918
- reports for this filerColumbia Wanger Asset Management LLC028-03639
- reports for this filerAmeriprise Bank, FSB028-18942
- reports for this filerPyrford International Ltd028-17429
- reports for this filerColumbia Threadneedle Management Ltd028-10846
- reports for this filerThames River Capital LLP028-10849
- reports for this filerColumbia Threadneedle (EM) Investments Ltd028-12261
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, LLC 028-14918
- included managerColumbia Wanger Asset Management, LLC. 028-03639
- included managerAmeriprise Bank, FSB 028-18942
- included managerColumbia Threadneedle Management Ltd 028-10846
- included managerPyrford International Ltd 028-17429
- included managerColumbia Threadneedle (EM) Investments Ltd 028-12261
- included managerThames River Capital LLP 028-10849
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 19,738 | $1,306,000 | dollars as filed | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 158,989 | $1,305,000 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 472,541 | $1,304,000 | dollars as filed | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 5,642 | $1,303,000 | dollars as filed | |
| TIPTREE INC | 88822Q103 | COM | 94,117 | $1,302,000 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 213,058 | $1,302,000 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 80,647 | $1,301,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 29,145 | $1,300,000 | dollars as filed | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 21,318 | $1,300,000 | dollars as filed | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 20,908 | $1,297,000 | dollars as filed | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 80,961 | $1,296,000 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 20,693 | $1,295,000 | dollars as filed | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 2,729 | $1,295,000 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 231,998 | $1,290,000 | dollars as filed | |
| GREENHILL & CO INC COM | 395259104 | Stock | 125,364 | $1,285,000 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 190,972 | $1,274,000 | dollars as filed | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 12,429 | $1,273,000 | dollars as filed | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 23,439 | $1,272,000 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 122,918 | $1,264,000 | dollars as filed | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 12,224 | $1,264,000 | dollars as filed | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 84,477 | $1,263,000 | dollars as filed | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 26,866 | $1,263,000 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 52,097 | $1,262,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 16,062 | $1,262,000 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 95,231 | $1,259,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 16,533 | $1,258,000 | dollars as filed | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 70,847 | $1,258,000 | dollars as filed | |
| REMITLY GLOBAL INC | 75960P104 | COM | 108,972 | $1,248,000 | dollars as filed | |
| NEWS CORP NEW | 65249B208 | CL B | 67,683 | $1,247,000 | dollars as filed | |
| PREMIER INC | 74051N102 | CL A | 35,602 | $1,245,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 74,250 | $1,241,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 34,174 | $1,239,000 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 81,814 | $1,235,000 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 35,758 | $1,229,000 | dollars as filed | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 35,566 | $1,229,000 | dollars as filed | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 15,207 | $1,225,000 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 96,614 | $1,224,000 | dollars as filed | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 356,598 | $1,223,000 | dollars as filed | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 38,199 | $1,217,000 | dollars as filed | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 114,461 | $1,213,000 | dollars as filed | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 21,112 | $1,205,000 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 236,475 | $1,205,000 | dollars as filed | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 17,497 | $1,205,000 | dollars as filed | |
| SOTERA HEALTH CO | 83601L102 | COM | 144,707 | $1,204,000 | dollars as filed | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 52,275 | $1,195,000 | dollars as filed | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 52,523 | $1,193,000 | dollars as filed | |
| ALEXANDERS INC COM | 014752109 | REIT | 5,412 | $1,191,000 | dollars as filed | |
| ZYNEX INC | 98986M103 | COM | 85,506 | $1,190,000 | dollars as filed | |
| LENDINGTREE INC | 52603B107 | COM | 55,720 | $1,188,000 | dollars as filed | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 36,561 | $1,187,000 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 34,178 | $1,182,000 | dollars as filed | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 27,801 | $1,179,000 | dollars as filed | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 87,159 | $1,179,000 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 51,854 | $1,176,000 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 251,169 | $1,157,000 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 49,814 | $1,157,000 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 51,388 | $1,153,000 | dollars as filed | |
| Berry Corp | 08579X101 | Common Stock | 144,055 | $1,153,000 | dollars as filed | |
| PENNANT GROUP INC | 70805E109 | COM | 104,928 | $1,152,000 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 208,899 | $1,152,000 | dollars as filed | |
| TITAN MACHY INC | 88830R101 | COM | 28,814 | $1,152,000 | dollars as filed | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 21,905 | $1,149,000 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 133,452 | $1,149,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 30,101 | $1,148,000 | dollars as filed | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 53,598 | $1,144,000 | dollars as filed | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 72,430 | $1,142,000 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 279,555 | $1,140,000 | dollars as filed | |
| PEOPLES BANCORP INC | 709789101 | COM | 40,339 | $1,139,000 | dollars as filed | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 35,527 | $1,139,000 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 162,224 | $1,139,000 | dollars as filed | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 73,205 | $1,132,000 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 16,069 | $1,130,000 | dollars as filed | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 123,515 | $1,129,000 | dollars as filed | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 34,733 | $1,128,000 | dollars as filed | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 67,080 | $1,127,000 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 100,017 | $1,126,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 27,682 | $1,124,000 | dollars as filed | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 30,417 | $1,121,000 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 163,690 | $1,121,000 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 62,948 | $1,120,000 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 106,306 | $1,117,000 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 37,840 | $1,116,000 | dollars as filed | |
| ISHARES TR | 464287861 | EUROPE ETF | 24,589 | $1,114,000 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 99,167 | $1,112,000 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 543,216 | $1,103,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 57,170 | $1,101,000 | dollars as filed | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 158,200 | $1,098,000 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 119,912 | $1,093,000 | dollars as filed | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 39,614 | $1,091,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 21,455 | $1,088,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 45,222 | $1,085,000 | dollars as filed | |
| PETIQ INC | 71639T106 | COMMON STOCK | 117,315 | $1,082,000 | dollars as filed | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 17,971 | $1,081,000 | dollars as filed | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 27,513 | $1,063,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 57,569 | $1,057,000 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 87,849 | $1,053,000 | dollars as filed | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 24,712 | $1,053,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 22,511 | $1,050,000 | dollars as filed | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 136,100 | $1,049,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 26,551 | $1,047,000 | dollars as filed | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 14,668 | $1,044,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A110 | CMN | 10,106 | $1,042,000 | dollars as filed | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 70,833 | $1,040,000 | dollars as filed | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 9,589 | $1,037,000 | dollars as filed | |
| ICL GROUP LTD SHS | M53213100 | Stock | 141,938 | $1,037,000 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 266,004 | $1,037,000 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 79,294 | $1,037,000 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 49,508 | $1,036,000 | dollars as filed | |
| iShares Global Healthcare ETF | 464287325 | SHS | 12,146 | $1,031,000 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 87,000 | $1,029,000 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 89,028 | $1,026,000 | dollars as filed | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 58,137 | $1,022,000 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 93,298 | $1,021,000 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 174,570 | $1,020,000 | dollars as filed | |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 145,176 | $1,016,000 | dollars as filed | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 40,991 | $1,014,000 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 292,763 | $1,013,000 | dollars as filed | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 15,743 | $1,012,000 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 156,451 | $1,011,000 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 281,623 | $1,009,000 | dollars as filed | |
| NVE CORP COM NEW | 629445206 | Stock | 15,534 | $1,006,000 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 47,791 | $1,005,000 | dollars as filed | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 81,377 | $1,004,000 | dollars as filed | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 46,713 | $1,001,000 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 147,155 | $1,001,000 | dollars as filed | |
| PARK AEROSPACE CORP | 70014A104 | COM | 74,598 | $1,000,000 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 24,603 | $999,000 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 98,970 | $997,000 | dollars as filed | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 65,650 | $997,000 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 104,947 | $991,000 | dollars as filed | |
| WPP PLC NEW ADR | 92937A102 | ADR | 20,020 | $985,000 | dollars as filed | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 176,584 | $983,000 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 115,382 | $982,000 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 6,919 | $980,000 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 205,589 | $976,000 | dollars as filed | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 147,952 | $976,000 | dollars as filed | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 29,140 | $976,000 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 140,232 | $976,000 | dollars as filed | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 225,425 | $971,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 24,635 | $969,000 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 124,451 | $968,000 | dollars as filed | |
| WIX COM LTD SHS | M98068105 | Stock | 12,570 | $966,000 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 246,512 | $961,000 | dollars as filed | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 93,348 | $959,000 | dollars as filed | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 171,576 | $959,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 56,014 | $959,000 | dollars as filed | |
| PAGERDUTY INC COM | 69553P100 | Stock | 35,994 | $956,000 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 332,264 | $956,000 | dollars as filed | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 20,725 | $953,000 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 148,684 | $950,000 | dollars as filed | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 100,070 | $949,000 | dollars as filed | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 32,053 | $949,000 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 245,881 | $949,000 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 125,386 | $947,000 | dollars as filed | |
| CAREDX INC | 14167L103 | COM | 82,938 | $947,000 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 105,947 | $946,000 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 346,325 | $945,000 | dollars as filed | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 11,027 | $942,000 | dollars as filed | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 40,207 | $942,000 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 80,370 | $940,000 | dollars as filed | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 52,861 | $940,000 | dollars as filed | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 106,284 | $936,000 | dollars as filed | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 15,706 | $934,000 | dollars as filed | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 57,887 | $933,000 | dollars as filed | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 32,569 | $932,000 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 119,558 | $931,000 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 214,414 | $928,000 | dollars as filed | |
| KIMBALL INTL INC | 494274103 | CL B | 142,463 | $926,000 | dollars as filed | |
| RYERSON HLDG CORP | 783754104 | COM | 30,556 | $924,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 8,882 | $923,000 | dollars as filed | |
| Flushing Financial Corp | 343873105 | Common Stock | 47,585 | $923,000 | dollars as filed | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 78,839 | $921,000 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 113,102 | $920,000 | dollars as filed | |
| LAKELAND BANCORP INC | 511637100 | COM | 52,231 | $920,000 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 62,029 | $919,000 | dollars as filed | |
| FORGEROCK INC | 34631B101 | CL A | 40,404 | $919,000 | dollars as filed | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 34,484 | $918,000 | dollars as filed | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 91,123 | $918,000 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 61,270 | $910,000 | dollars as filed | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 68,839 | $909,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 9,079 | $909,000 | dollars as filed | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 26,730 | $906,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 10,187 | $905,000 | dollars as filed | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 126,174 | $903,000 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 149,705 | $900,000 | dollars as filed | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 20,070 | $899,000 | dollars as filed | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 463,709 | $899,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 17,880 | $896,000 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 194,328 | $893,000 | dollars as filed | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 11,624 | $892,000 | dollars as filed | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 22,626 | $891,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 8,046 | $891,000 | dollars as filed | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 46,994 | $891,000 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 51,962 | $889,000 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 93,311 | $889,000 | dollars as filed | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 17,956 | $885,000 | dollars as filed | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 12,431 | $883,000 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 11,873 | $882,000 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 40,645 | $866,000 | dollars as filed | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 26,984 | $864,000 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 59,749 | $862,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 34,374 | $862,000 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 121,533 | $859,000 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 30,337 | $857,000 | dollars as filed | |
| 2U INC | 90214J101 | COM | 136,497 | $856,000 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 27,581 | $855,000 | dollars as filed | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 20,445 | $853,000 | dollars as filed | |
| PROPHASE LABS INC | 74345W108 | COM | 88,453 | $852,000 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 71,790 | $851,000 | dollars as filed | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 36,552 | $844,000 | dollars as filed | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 27,224 | $833,000 | dollars as filed | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 25,345 | $831,000 | dollars as filed | |
| STAGWELL INC | 85256A109 | COM CL A | 133,000 | $826,000 | dollars as filed | |
| AERSALE CORPORATION | 00810F106 | COM | 50,983 | $826,000 | dollars as filed | |
| KRANESHARES TRUST | 500767678 | INDX FD | 22,634 | $825,000 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 103,225 | $824,000 | dollars as filed | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 133,997 | $819,000 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 248,760 | $813,000 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 66,050 | $812,000 | dollars as filed | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 41,757 | $811,000 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 218,037 | $811,000 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 71,129 | $810,000 | dollars as filed | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 35,046 | $809,000 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 57,304 | $808,000 | dollars as filed | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 19,450 | $805,000 | dollars as filed | |
| JOINT CORP | 47973J102 | COM | 57,299 | $802,000 | dollars as filed | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 41,294 | $799,000 | dollars as filed | |
| CNA FINL CORP | 126117100 | COM | 18,863 | $797,000 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 113,838 | $796,000 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 14,505 | $794,000 | dollars as filed | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 64,886 | $792,000 | dollars as filed | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 8,060 | $790,000 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 4,590 | $783,000 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 62,863 | $782,000 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 13,235 | $782,000 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 95,791 | $781,000 | dollars as filed | |
| BED BATH & BEYOND INC | 075896100 | COM | 311,204 | $781,000 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 18,905 | $780,000 | dollars as filed | |
| DENBURY INC | 24790A101 | COM | 8,936 | $778,000 | dollars as filed | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 59,189 | $777,000 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 90,548 | $777,000 | dollars as filed | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 34,413 | $777,000 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 10,548 | $774,000 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 37,253 | $771,000 | dollars as filed | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 21,253 | $771,000 | dollars as filed | |
| ALCON AG ORD SHS | H01301128 | Stock | 11,237 | $770,000 | dollars as filed | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 36,831 | $768,000 | dollars as filed | |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 109,300 | $765,000 | dollars as filed | put |
| FRANCHISE GROUP INC | 35180X105 | COM | 31,998 | $762,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 31,354 | $760,000 | dollars as filed | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 6,219 | $759,000 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 570,067 | $758,000 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 76,587 | $758,000 | dollars as filed | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 22,800 | $754,000 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 58,775 | $754,000 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 74,534 | $753,000 | dollars as filed | |
| BANCROFT FUND LIMITED | 059695106 | COM | 45,882 | $751,000 | dollars as filed | |
| SCHRODINGER INC COM | 80810D103 | Stock | 39,548 | $739,000 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 140,158 | $737,000 | dollars as filed | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 20,748 | $737,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 18,048 | $735,000 | dollars as filed | |
| TRIMAS CORP | 896215209 | COM NEW | 26,371 | $732,000 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 31,822 | $727,000 | dollars as filed | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 7,317 | $726,000 | dollars as filed | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 21,995 | $726,000 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 92,677 | $724,000 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 54,674 | $720,000 | dollars as filed | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 16,369 | $720,000 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 118,775 | $719,000 | dollars as filed | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 81,007 | $718,000 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 7,945 | $716,000 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 52,513 | $715,000 | dollars as filed | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 72,263 | $713,000 | dollars as filed | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 7,623 | $711,000 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 59,881 | $710,000 | dollars as filed | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 31,424 | $705,000 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 80,325 | $699,000 | dollars as filed | |
| FIRST INTERNET BANCORP | 320557101 | COM | 28,652 | $696,000 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 30,315 | $696,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 5,132 | $696,000 | dollars as filed | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 11,647 | $693,000 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 168,625 | $693,000 | dollars as filed | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 23,076 | $687,000 | dollars as filed | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 133,153 | $686,000 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 35,480 | $685,000 | dollars as filed | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 39,332 | $682,000 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 109,779 | $682,000 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 49,139 | $682,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 5,693 | $682,000 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 14,093 | $681,000 | dollars as filed | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 36,400 | $681,000 | dollars as filed | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 19,809 | $680,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 12,821 | $674,000 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 102,986 | $673,000 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 37,372 | $672,000 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 59,562 | $671,000 | dollars as filed | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 27,372 | $670,000 | dollars as filed | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 8,835 | $670,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 23,759 | $668,000 | dollars as filed | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 82,161 | $664,000 | dollars as filed | |
| IES HOLDINGS INC | 44951W106 | COM | 18,596 | $661,000 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 63,591 | $660,000 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 104,696 | $657,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 12,299 | $657,000 | dollars as filed | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 54,628 | $657,000 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 23,369 | $654,000 | dollars as filed | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 55,115 | $652,000 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 15,698 | $647,000 | dollars as filed | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 22,371 | $647,000 | dollars as filed | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 37,402 | $645,000 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 141,978 | $643,000 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 168,199 | $640,000 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 165,952 | $636,000 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 113,181 | $636,000 | dollars as filed | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 116,410 | $632,000 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 252,641 | $631,000 | dollars as filed | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 59,832 | $631,000 | dollars as filed | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 13,263 | $630,000 | dollars as filed | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 6,753 | $630,000 | dollars as filed | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 13,846 | $629,000 | dollars as filed | |
| LENNAR CORP CL B | 526057302 | Stock | 8,415 | $628,000 | dollars as filed | |
| CRH PLC ADS | 12626K203 | ADR | 15,663 | $623,000 | dollars as filed | |
| SUMO LOGIC INC | 86646P103 | COM | 76,440 | $619,000 | dollars as filed | |
| PEOPLE INC | 44891N208 | COM NEW | 13,889 | $617,000 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 121,000 | $616,000 | dollars as filed | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 39,272 | $614,000 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 66,050 | $609,000 | dollars as filed | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 40,705 | $608,000 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 32,002 | $606,000 | dollars as filed | |
| ASANA INC | 04342Y104 | CL A | 44,000 | $605,000 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 18,349 | $603,000 | dollars as filed | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 46,825 | $601,000 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 97,190 | $601,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 26,752 | $600,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 34,795 | $598,000 | dollars as filed | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 72,945 | $596,000 | dollars as filed | |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 17,078 | $595,000 | dollars as filed | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 16,056 | $594,000 | dollars as filed | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 60,620 | $594,000 | dollars as filed | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 26,023 | $594,000 | dollars as filed | |
| QIAGEN NV | N72482123 | SHS NEW | 11,908 | $593,000 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 52,793 | $584,000 | dollars as filed | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 22,254 | $583,000 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 37,010 | $583,000 | dollars as filed | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 84,816 | $583,000 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 14,051 | $581,000 | dollars as filed | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 3,135 | $580,000 | dollars as filed | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 5,551 | $576,000 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 17,214 | $574,000 | dollars as filed | |
| VIRTRA INC | 92827K301 | CMN | 122,688 | $574,000 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 66,714 | $573,000 | dollars as filed | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 16,185 | $573,000 | dollars as filed | |
| GRAHAM CORP | 384556106 | COM | 59,492 | $572,000 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 112,262 | $566,000 | dollars as filed | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 9,482 | $563,000 | dollars as filed | |
| INVESCO BD FD | 46132L107 | COM | 35,814 | $561,000 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 164,989 | $560,000 | dollars as filed | |
| VITAL FARMS INC | 92847W103 | COM | 37,524 | $559,000 | dollars as filed | |
| FIRST LONG IS CORP | 320734106 | COM | 30,919 | $557,000 | dollars as filed | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 22,879 | $556,000 | dollars as filed | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 17,030 | $556,000 | dollars as filed | |
| INFORMATICA INC | 45674M101 | COM CL A | 34,066 | $555,000 | dollars as filed | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 2,230 | $554,000 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 39,744 | $553,000 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 13,001 | $551,000 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 187,070 | $551,000 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 63,399 | $551,000 | dollars as filed | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 11,660 | $550,000 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 33,977 | $549,000 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 336,432 | $548,000 | dollars as filed | |
| COURSERA INC COM | 22266M104 | Stock | 46,023 | $545,000 | dollars as filed | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 4,428 | $545,000 | dollars as filed | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 49,248 | $544,000 | dollars as filed | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 19,737 | $542,000 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 16,449 | $541,000 | dollars as filed | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 13,151 | $539,000 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 52,415 | $538,000 | dollars as filed | |
| SEER INC | 81578P106 | COM CL A | 92,295 | $536,000 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 54,059 | $536,000 | dollars as filed | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 176,064 | $535,000 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 106,428 | $534,000 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 37,298 | $533,000 | dollars as filed | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 19,834 | $533,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 9,282 | $532,000 | dollars as filed | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 7,479 | $532,000 | dollars as filed | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 27,921 | $529,000 | dollars as filed | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 43,684 | $528,000 | dollars as filed | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 18,140 | $528,000 | dollars as filed | |
| APPIAN CORP | 03782L101 | CL A | 16,195 | $527,000 | dollars as filed | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 17,101 | $525,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 9,505 | $525,000 | dollars as filed | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 41,818 | $524,000 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 41,000 | $521,000 | dollars as filed | |
| CARGURUS INC COM CL A | 141788109 | Stock | 36,787 | $517,000 | dollars as filed | |
| CATO CORP NEW | 149205106 | CL A | 55,344 | $517,000 | dollars as filed | |
| JAKKS PAC INC | 47012E403 | COM NEW | 29,426 | $515,000 | dollars as filed | |
| MGE ENERGY INC | 55277P104 | COM | 7,309 | $514,000 | dollars as filed | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 21,087 | $511,000 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 52,385 | $511,000 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 41,700 | $510,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 22,646 | $510,000 | dollars as filed | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 10,577 | $508,000 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 10,018 | $507,000 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 62,460 | $507,000 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 37,433 | $506,000 | dollars as filed | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 11,657 | $503,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 4,937 | $503,000 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 367,403 | $503,000 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 13,331 | $501,000 | dollars as filed | |
| BYLINE BANCORP INC | 124411109 | COM | 21,800 | $500,000 | dollars as filed | |
| AVANGRID INC | 05351W103 | COM | 11,600 | $500,000 | dollars as filed | |
| PAYSAFE LIMITED | G6964L206 | SHS | 35,869 | $499,000 | dollars as filed | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 30,409 | $499,000 | dollars as filed | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 20,237 | $499,000 | dollars as filed | |
| UBIQUITI INC | 90353W103 | COM | 1,824 | $498,000 | dollars as filed | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 10,741 | $496,000 | dollars as filed | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 6,311 | $496,000 | dollars as filed | |
| ENNIS INC COM | 293389102 | Stock | 22,374 | $495,000 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 23,859 | $493,000 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 15,736 | $491,000 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 40,171 | $491,000 | dollars as filed | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 30,451 | $488,000 | dollars as filed | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 17,494 | $481,000 | dollars as filed | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 57,645 | $481,000 | dollars as filed | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 16,999 | $481,000 | dollars as filed | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 41,371 | $479,000 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 18,883 | $478,000 | dollars as filed | |
| MANITOWOC CO INC | 563571405 | COM NEW | 52,056 | $477,000 | dollars as filed | |
| KEARNY FINL CORP MD | 48716P108 | COM | 46,893 | $476,000 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 38,416 | $474,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 6,215 | $473,000 | dollars as filed | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 12,904 | $471,000 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 27,087 | $468,000 | dollars as filed | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 42,824 | $467,000 | dollars as filed | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 7,713 | $465,000 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 60,717 | $463,000 | dollars as filed | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 43,860 | $462,000 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 7,689 | $462,000 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 63,502 | $462,000 | dollars as filed | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 5,925 | $457,000 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 31,000 | $455,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 10,333 | $453,000 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 31,115 | $452,000 | dollars as filed | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 21,681 | $452,000 | dollars as filed | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 16,863 | $452,000 | dollars as filed | |
| LSB INDS INC | 502160104 | COM | 33,689 | $448,000 | dollars as filed | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 798 | $446,000 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 27,746 | $445,000 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 18,749 | $444,000 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 15,665 | $442,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 2,457 | $440,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 9,068 | $440,000 | dollars as filed | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 55,081 | $439,000 | dollars as filed | |
| LEMONADEINC | 52567D107 | STOK | 31,931 | $437,000 | dollars as filed | |
| ENACT HLDGS INC COM | 29249E109 | Stock | 18,100 | $436,000 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 8,812 | $435,000 | dollars as filed | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 43,173 | $435,000 | dollars as filed | |
| LAKELAND INDS INC | 511795106 | COM | 32,400 | $431,000 | dollars as filed | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 14,361 | $430,000 | dollars as filed | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 89,623 | $430,000 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 23,115 | $429,000 | dollars as filed | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 15,686 | $428,000 | dollars as filed | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 19,411 | $428,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 9,470 | $426,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 3,795 | $426,000 | dollars as filed | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 23,900 | $423,000 | dollars as filed | |
| FORTIS INC | 349553107 | COM | 10,550 | $422,000 | dollars as filed | |
| ARTESIAN RES CORP | 043113208 | CL A | 7,173 | $420,000 | dollars as filed | |
| NLIGHT INC | 65487K100 | COM | 41,269 | $419,000 | dollars as filed | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 23,268 | $418,000 | dollars as filed | |
| YAMANA GOLD INC | 98462Y100 | COM | 74,496 | $418,000 | dollars as filed | |
| APPFOLIO INC | 03783C100 | COM CL A | 3,930 | $415,000 | dollars as filed | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 1,431 | $415,000 | dollars as filed | |
| ARCH RESOURCES INC | 03940R107 | CL A | 2,909 | $415,000 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 39,330 | $414,000 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 8,251 | $413,000 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 34,528 | $411,000 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 39,254 | $411,000 | dollars as filed | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 18,044 | $410,000 | dollars as filed | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 14,810 | $410,000 | dollars as filed | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 3,600 | $410,000 | dollars as filed | put |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 10,582 | $409,000 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 14,313 | $409,000 | dollars as filed | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 7,392 | $404,000 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 7,793 | $404,000 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 39,684 | $404,000 | dollars as filed | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 46,691 | $403,000 | dollars as filed | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 10,759 | $403,000 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 33,322 | $401,000 | dollars as filed | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 2,028 | $398,000 | dollars as filed | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 20,924 | $397,000 | dollars as filed | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 41,147 | $396,000 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 45,337 | $392,000 | dollars as filed | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 27,561 | $392,000 | dollars as filed | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 38,119 | $391,000 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 40,907 | $391,000 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 53,713 | $390,000 | dollars as filed | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 2,106 | $386,000 | dollars as filed | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 6,615 | $386,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 3,299 | $384,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-23-002429 | this filing | 2023-02-14 | acceptance time not in the bulk data set |