13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 13,695 holding rows worth $489,374,480,000.
- Accession
- 0000950123-22-003088
- Filer
- CIK 1423053
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 17,165 entries on the cover page, a total value of $489,374,480,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $489,374,480,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitadel Securities GP LLC 028-18870
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BITNILE METAVERSE INC | 27888N307 | CMN | 12,633 | $28,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 42,972 | $28,000 | thousands by filing date | |
| INFOBIRD CO LTD | G47724102 | SHS | 26,056 | $28,000 | thousands by filing date | |
| SURGEPAYS INC | 86882L204 | COM NEW | 13,584 | $27,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 11,400 | $27,000 | thousands by filing date | put |
| INVACARE CORP | 461203101 | COMMON STOCK | 10,000 | $27,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 35,100 | $27,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 24,200 | $27,000 | thousands by filing date | put |
| PROPERTY SOLUTIONS ACQUISITI | 74350A116 | WARR | 48,111 | $27,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 32,163 | $27,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 18,884 | $27,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 19,100 | $27,000 | thousands by filing date | call |
| HILL INTERNATIONAL INC | 431466101 | COM | 13,800 | $27,000 | thousands by filing date | put |
| AGRIFORCE GROWING SYSTEMS LT | C00948106 | COM | 13,195 | $27,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 21,300 | $27,000 | thousands by filing date | put |
| SYNLOGIC INC | 87166L100 | COM | 11,293 | $27,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 66,300 | $27,000 | thousands by filing date | put |
| RESEARCH FRONTIERS INC | 760911107 | COM | 15,400 | $26,000 | thousands by filing date | put |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 25,800 | $26,000 | thousands by filing date | call |
| KALA BIO INC COM | 483119103 | Stock | 21,200 | $26,000 | thousands by filing date | call |
| VYNE THERAP. | 92941V209 | COM | 25,200 | $26,000 | thousands by filing date | put |
| EMAGIN CORP | 29076N206 | COM | 20,480 | $26,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 45,122 | $26,000 | thousands by filing date | |
| VERSUS SYSTEMS INC | 92535P808 | COM NEW | 12,200 | $26,000 | thousands by filing date | call |
| ONCOCYTE CORP | 68235C107 | COM | 12,000 | $26,000 | thousands by filing date | put |
| AKUMIN INC | 01021F109 | COM | 14,995 | $26,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 48,700 | $26,000 | thousands by filing date | call |
| HEALTHCARE CAPITAL CORP | 42228C119 | *W EXP 12/31/202 | 53,433 | $26,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 49,900 | $25,000 | thousands by filing date | put |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 36,181 | $25,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 15,500 | $25,000 | thousands by filing date | call |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 10,487 | $25,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 11,500 | $25,000 | thousands by filing date | put |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 18,300 | $25,000 | thousands by filing date | put |
| GROM SOCIAL ENTERPRISES INC | 39878L308 | COM NEW | 13,698 | $25,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 40,018 | $25,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 32,789 | $25,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 61,600 | $25,000 | thousands by filing date | put |
| DATASEA INC | 238116206 | COM NEW | 15,830 | $25,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C114 | WTS | 48,758 | $25,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 29,015 | $24,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 11,500 | $24,000 | thousands by filing date | put |
| NEXTNAV INC | 65345N114 | *W EXP 99/99/999 | 14,719 | $24,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 10,400 | $24,000 | thousands by filing date | call |
| ORAGENICS INC | 684023302 | COM PAR | 54,375 | $24,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139125 | *W EXP 10/20/202 | 32,488 | $24,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 14,490 | $24,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 24,400 | $24,000 | thousands by filing date | put |
| ALARUM TECHNOLOGIES LTD SPONSORD ADS NEW | 78643B401 | ADR | 34,029 | $24,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 42,687 | $24,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 40,900 | $24,000 | thousands by filing date | call |
| BABYLON HLDGS LTD | G07031118 | *W EXP 10/21/202 | 34,849 | $24,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 33,260 | $23,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 12,300 | $23,000 | thousands by filing date | put |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 14,200 | $23,000 | thousands by filing date | call |
| ENGLOBAL CORP | 293306106 | COM | 17,300 | $23,000 | thousands by filing date | put |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 20,000 | $23,000 | thousands by filing date | put |
| GENPREX INC | 372446104 | COM | 17,464 | $23,000 | thousands by filing date | |
| STATERA BIOPHARMA INC | 857561104 | COM | 10,100 | $23,000 | thousands by filing date | put |
| ITHAX ACQUISITION CORP | G49775128 | WTS | 41,909 | $23,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 21,900 | $23,000 | thousands by filing date | put |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 13,900 | $22,000 | thousands by filing date | call |
| WATERDROP INC | 94132V105 | CMN | 15,774 | $22,000 | thousands by filing date | |
| BOXED INC | 103174116 | WARR | 18,753 | $22,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T117 | WARR | 42,121 | $22,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 43,844 | $22,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L121 | *W EXP 02/01/202 | 29,793 | $22,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 23,200 | $22,000 | thousands by filing date | put |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 21,300 | $22,000 | thousands by filing date | put |
| TANTECH HLDGS LTD | G8675X107 | COM | 48,875 | $22,000 | thousands by filing date | |
| US WELL SERVICES INC | 91274U200 | CL A NEW | 19,546 | $22,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 11,000 | $22,000 | thousands by filing date | call |
| LONGVIEW ACQUISITION CORP II | 54319Q113 | *W EXP 99/99/999 | 26,466 | $22,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 24,227 | $22,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 10,197 | $22,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 11,000 | $21,000 | thousands by filing date | call |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 13,200 | $21,000 | thousands by filing date | put |
| ZOVIO INC | 98979V102 | COMMON STOCK | 16,700 | $21,000 | thousands by filing date | put |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 34,400 | $21,000 | thousands by filing date | call |
| METACRINE INC | 59101E103 | COM | 31,300 | $21,000 | thousands by filing date | call |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 21,000 | $21,000 | thousands by filing date | put |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 56,500 | $21,000 | thousands by filing date | put |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 24,400 | $21,000 | thousands by filing date | put |
| LOGAN RIDGE FINANCE CORP | 14054R403 | cp | 20,850 | $21,000 | thousands by filing date | principal |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 12,600 | $20,000 | thousands by filing date | call |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 11,500 | $20,000 | thousands by filing date | put |
| LIZHI INC | 53933L104 | ADS | 11,000 | $20,000 | thousands by filing date | put |
| FIRST WAVE BIOPHARMA INC | 33749P101 | CMN | 14,101 | $20,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C119 | *W EXP 01/19/202 | 31,318 | $20,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 11,900 | $19,000 | thousands by filing date | put |
| ONCOSEC MED INC | 68234L306 | COM | 19,400 | $19,000 | thousands by filing date | call |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 15,200 | $19,000 | thousands by filing date | call |
| AURORA MOBILE LTD | 051857100 | ADS | 18,200 | $19,000 | thousands by filing date | put |
| SPARTAN ACQUISITION CORP III | 84677R114 | *W EXP 02/04/202 | 12,960 | $19,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 17,400 | $18,000 | thousands by filing date | call |
| P3 Health Partners Inc W Exp 11/19/202 | 744413113 | SPAC Combination | 17,068 | $18,000 | thousands by filing date | |
| SUNRISE NEW ENERGY CO LTD | G3932F106 | ORD CL A SHS | 15,563 | $18,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 23,000 | $18,000 | thousands by filing date | put |
| CELSION CORP | 15117N503 | COM PAR NEW | 33,951 | $18,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 10,600 | $18,000 | thousands by filing date | put |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 10,200 | $17,000 | thousands by filing date | call |
| BEST INC | 08653C106 | SPONSORED ADS | 20,300 | $17,000 | thousands by filing date | call |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 13,600 | $17,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 40,768 | $17,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 22,800 | $17,000 | thousands by filing date | call |
| OBLONG INC | 674434105 | COM | 16,300 | $17,000 | thousands by filing date | put |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 18,449 | $17,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 14,713 | $17,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 24,000 | $17,000 | thousands by filing date | put |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 11,500 | $17,000 | thousands by filing date | call |
| NANTHEALTH INC | 630104107 | CMN | 16,100 | $17,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 10,900 | $17,000 | thousands by filing date | put |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 29,825 | $17,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 51,192 | $17,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 10,600 | $16,000 | thousands by filing date | call |
| BUZZFEED INC | 12430A110 | *W EXP 12/03/202 | 31,208 | $16,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 12,716 | $16,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 11,900 | $16,000 | thousands by filing date | call |
| DYNATRONICS CORP | 268157401 | COM NEW | 15,863 | $16,000 | thousands by filing date | |
| ZW DATA ACTION TECHNOLOGS IN | 98880R109 | COM | 16,100 | $16,000 | thousands by filing date | put |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 16,505 | $16,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 22,350 | $16,000 | thousands by filing date | |
| G Squared Ascend I Inc | G4204R117 | Warrant | 18,248 | $16,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 24,700 | $15,000 | thousands by filing date | put |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 12,800 | $15,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 26,300 | $15,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 17,700 | $15,000 | thousands by filing date | call |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 10,900 | $15,000 | thousands by filing date | call |
| JAGUAR HEALTH INC | 47010C607 | COM | 14,879 | $15,000 | thousands by filing date | put |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 21,700 | $15,000 | thousands by filing date | call |
| EVOKE PHARMA INC | 30049G104 | COM | 26,592 | $15,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 11,600 | $15,000 | thousands by filing date | call |
| PUHUI WEALTH INVT MGMT CO LT | G7306H101 | SHS | 10,081 | $15,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | g25741110 | WT | 25,182 | $14,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 10,100 | $14,000 | thousands by filing date | call |
| SOLIGENIX INC | 834223307 | COM | 21,295 | $14,000 | thousands by filing date | |
| INMED PHARMACEUTICALS INC | 457637502 | COM NEW | 11,060 | $14,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 10,397 | $14,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 12,900 | $14,000 | thousands by filing date | call |
| AURORA MOBILE LTD | 051857100 | ADS | 13,500 | $14,000 | thousands by filing date | call |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 17,882 | $14,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 20,196 | $14,000 | thousands by filing date | |
| ANPAC BIO MED SCIENCE CO LTD | 03635R107 | cs | 11,800 | $14,000 | thousands by filing date | call |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 59,100 | $14,000 | thousands by filing date | call |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 13,600 | $13,000 | thousands by filing date | call |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 15,700 | $13,000 | thousands by filing date | put |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 53,696 | $13,000 | thousands by filing date | |
| SILEXION THERAPEUTICS CORP WT EXP 081529 | G6S23K124 | Stock | 23,933 | $13,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 11,600 | $13,000 | thousands by filing date | put |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 17,103 | $13,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 12,050 | $13,000 | thousands by filing date | principal |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 16,213 | $13,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 21,382 | $13,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 10,754 | $12,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M114 | WARR | 24,296 | $12,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 10,900 | $12,000 | thousands by filing date | put |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 12,300 | $12,000 | thousands by filing date | call |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 10,800 | $12,000 | thousands by filing date | call |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 20,600 | $12,000 | thousands by filing date | call |
| IGNYTE ACQUISITION CORP | 45175H114 | *W EXP 01/05/202 | 15,289 | $12,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q113 | *W EXP 11/30/202 | 24,750 | $12,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC | 59516C114 | *W EXP 07/23/202 | 11,575 | $11,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 10,500 | $11,000 | thousands by filing date | put |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 18,708 | $11,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 10,700 | $11,000 | thousands by filing date | call |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 27,978 | $11,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 19,300 | $11,000 | thousands by filing date | call |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 34,500 | $10,000 | thousands by filing date | call |
| METACRINE INC | 59101E103 | COM | 14,672 | $10,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334110 | *W EXP 10/29/202 | 21,587 | $10,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 17,300 | $10,000 | thousands by filing date | put |
| BEST INC | 08653C106 | SPONSORED ADS | 10,062 | $9,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 22,390 | $9,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 19,110 | $9,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 14,800 | $9,000 | thousands by filing date | put |
| WTS/ACKRELL SPAC PARTNERS I CO. EXP12/01/2026 | 00461L113 | COM | 17,115 | $9,000 | thousands by filing date | |
| AGILETHOUGHT INC 11.5000EXP01/10/2025 | 00857F118 | WARR | 12,744 | $8,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 11,300 | $8,000 | thousands by filing date | put |
| TWELVE SEAS INVESTMENT CO II | 90118T114 | *W EXP 03/02/202 | 15,820 | $8,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 34,700 | $8,000 | thousands by filing date | put |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 10,567 | $7,000 | thousands by filing date | |
| ARYA SCIENCES ACQU CORP IV | G31659108 | COM | 694 | $7,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 13,300 | $7,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 16,300 | $7,000 | thousands by filing date | call |
| AETERNA ZENTARIS INC | 007975402 | COM | 19,700 | $7,000 | thousands by filing date | put |
| EROS INTL PLC | G3788M114 | SHS NEW | 23,100 | $6,000 | thousands by filing date | put |
| VTAQW 30SEP25 11.5 C | 92280L119 | COM | 12,517 | $6,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 14,855 | $5,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 15,500 | $5,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 18,694 | $4,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 19,125 | $4,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 10,793 | $4,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 16,552 | $3,000 | thousands by filing date | |
| RTS/VENTOUX CCM ACQUISITION CORP EXP12/31/2025 | 92280L127 | COM | 12,517 | $3,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760152 | *W EXP 05/13/202 | 13,109 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-003088 | this filing | 2022-02-14 | acceptance time not in the bulk data set |