13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 13,695 holding rows worth $489,374,480,000.
- Accession
- 0000950123-22-003088
- Filer
- CIK 1423053
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 17,165 entries on the cover page, a total value of $489,374,480,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $489,374,480,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitadel Securities GP LLC 028-18870
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEOVASC INC | 64065J304 | COM | 158,884 | $74,000 | thousands by filing date | |
| ADITX THERAPEUTICS INC | 007025109 | COM | 138,300 | $74,000 | thousands by filing date | call |
| MIROMATRIX MED INC | 60471P108 | COM | 16,013 | $74,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 222,834 | $73,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 15,800 | $73,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 58,300 | $73,000 | thousands by filing date | put |
| GENPREX INC | 372446104 | COM | 56,000 | $73,000 | thousands by filing date | call |
| OBLONG INC | 674434105 | COM | 70,521 | $73,000 | thousands by filing date | |
| 7 ACQUISITION CORPORATION | G80694113 | *W EXP 11/05/202 | 120,000 | $73,000 | thousands by filing date | |
| Zivo Bioscience Inc | 98978N200 | COM | 25,483 | $73,000 | thousands by filing date | |
| BTCS INC | 05581M404 | CMN | 22,852 | $72,000 | thousands by filing date | |
| CLPS INCORPORATION | G31642104 | COM | 36,890 | $72,000 | thousands by filing date | |
| EQRX INC | 26886C107 | COM | 10,526 | $72,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 22,200 | $72,000 | thousands by filing date | call |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 23,800 | $72,000 | thousands by filing date | put |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 16,400 | $71,000 | thousands by filing date | put |
| RPC INC | 749660106 | COMMON STOCK | 15,600 | $71,000 | thousands by filing date | call |
| Xunlei Ltd-Adr | 98419E108 | COM | 35,400 | $71,000 | thousands by filing date | put |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 20,196 | $71,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 15,300 | $71,000 | thousands by filing date | call |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 22,400 | $71,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 69,700 | $71,000 | thousands by filing date | put |
| MUSTANG BIO INC | 62818Q104 | COM | 43,000 | $71,000 | thousands by filing date | call |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 144,600 | $71,000 | thousands by filing date | call |
| CHINA FIN ONLINE CO LTD | 169379203 | SPONSORD ADS NEW | 10,820 | $71,000 | thousands by filing date | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 13,029 | $70,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 26,227 | $70,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 130,918 | $70,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C607 | COM | 67,645 | $70,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 32,468 | $70,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 104,500 | $70,000 | thousands by filing date | call |
| POLYPID LTD | M8001Q118 | SHS | 12,204 | $70,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 17,400 | $70,000 | thousands by filing date | call |
| SEQLL INC | 81734C106 | COM | 37,631 | $70,000 | thousands by filing date | |
| 0 | 39947R112 | 0 | 135,869 | $70,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 11,291 | $69,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 10,400 | $69,000 | thousands by filing date | call |
| REDWIRE CORPORATION | 75776W103 | COM | 10,283 | $69,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 18,718 | $69,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 21,600 | $69,000 | thousands by filing date | put |
| ORCHID IS CAP INC | 68571X103 | COM | 15,400 | $69,000 | thousands by filing date | put |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 59,100 | $69,000 | thousands by filing date | call |
| PC TEL INC | 69325Q105 | COM | 12,100 | $69,000 | thousands by filing date | put |
| HILL INTERNATIONAL INC | 431466101 | COM | 35,200 | $69,000 | thousands by filing date | call |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 52,161 | $69,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 56,500 | $69,000 | thousands by filing date | call |
| AETHLON MED INC | 00808Y307 | COM | 37,200 | $69,000 | thousands by filing date | put |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 11,900 | $68,000 | thousands by filing date | put |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 10,827 | $68,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 25,000 | $68,000 | thousands by filing date | put |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 18,000 | $68,000 | thousands by filing date | put |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 14,200 | $68,000 | thousands by filing date | put |
| INNOVID CORP | 457679108 | COMMON STOCK | 10,124 | $68,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 22,600 | $68,000 | thousands by filing date | put |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 51,700 | $68,000 | thousands by filing date | call |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 15,600 | $68,000 | thousands by filing date | call |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 36,055 | $68,000 | thousands by filing date | |
| IM CANNABIS CORP | 44969Q208 | COM NEW | 20,400 | $68,000 | thousands by filing date | put |
| RA MED SYS INC | 74933X203 | COM | 43,582 | $68,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 191,335 | $68,000 | thousands by filing date | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 11,200 | $68,000 | thousands by filing date | put |
| APTINYX INC | 03836N103 | COM | 25,300 | $68,000 | thousands by filing date | put |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 11,328 | $68,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 17,100 | $67,000 | thousands by filing date | call |
| SAVARA INC | 805111101 | COM | 54,300 | $67,000 | thousands by filing date | call |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 15,600 | $67,000 | thousands by filing date | put |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 64,602 | $67,000 | thousands by filing date | |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 26,600 | $67,000 | thousands by filing date | put |
| USIO INC | 917313108 | CMN | 15,300 | $67,000 | thousands by filing date | call |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 40,726 | $67,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 10,396 | $67,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 33,804 | $67,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 15,000 | $67,000 | thousands by filing date | call |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 24,100 | $67,000 | thousands by filing date | put |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 20,400 | $67,000 | thousands by filing date | put |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 95,089 | $67,000 | thousands by filing date | |
| NUWELLIS INC | 67113Y108 | COM | 58,470 | $67,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 78,800 | $67,000 | thousands by filing date | call |
| POPULATION HEALTH INVS CO IN | G71716115 | *W EXP 10/01/202 | 133,333 | $67,000 | thousands by filing date | |
| MMTEC INC | G6181K106 | SHS | 102,209 | $67,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 42,500 | $66,000 | thousands by filing date | put |
| FREIGHTCAR AMER INC | 357023100 | COM | 17,800 | $66,000 | thousands by filing date | put |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 22,800 | $66,000 | thousands by filing date | call |
| KIROMIC BIOPHARMA INC | 497634105 | COM | 43,318 | $66,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 40,996 | $66,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 108,300 | $66,000 | thousands by filing date | call |
| AETHLON MED INC | 00808Y307 | COM | 35,711 | $66,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 23,760 | $66,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 53,700 | $66,000 | thousands by filing date | put |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 14,874 | $65,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 24,160 | $65,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 22,600 | $65,000 | thousands by filing date | put |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 125,627 | $65,000 | thousands by filing date | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 17,400 | $65,000 | thousands by filing date | put |
| QUOTIENT LTD | G73268107 | SHS | 25,100 | $65,000 | thousands by filing date | put |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 13,200 | $64,000 | thousands by filing date | put |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 14,800 | $64,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 124,200 | $64,000 | thousands by filing date | put |
| CYBIN INC | 23256X100 | COM | 53,484 | $64,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 25,000 | $64,000 | thousands by filing date | call |
| ACCRETION ACQUISITION CORP | 00438Y115 | *W EXP 03/01/202 | 160,000 | $64,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 155,300 | $64,000 | thousands by filing date | call |
| APTINYX INC | 03836N103 | COM | 23,873 | $64,000 | thousands by filing date | |
| SKYLIGHT HEALTH GROUP INC | 83086L205 | COM NEW | 49,262 | $64,000 | thousands by filing date | |
| VIQ SOLUTIONS INC | 91825V400 | COM NEW | 27,660 | $64,000 | thousands by filing date | |
| ORPHAZYME A S F UNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 687305102 | ADS | 26,400 | $64,000 | thousands by filing date | put |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 14,200 | $63,000 | thousands by filing date | call |
| INVACARE CORP | 461203101 | COMMON STOCK | 22,986 | $63,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 11,500 | $63,000 | thousands by filing date | put |
| SEACHANGE INTL INC | 811699107 | COM | 39,392 | $63,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 12,000 | $63,000 | thousands by filing date | call |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 19,419 | $63,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 126,438 | $63,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 125,824 | $63,000 | thousands by filing date | |
| BITNILE METAVERSE INC | 27888N307 | CMN | 28,100 | $63,000 | thousands by filing date | call |
| AKERNA CORP | 00973W102 | COM | 35,809 | $63,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 34,100 | $62,000 | thousands by filing date | put |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 28,800 | $62,000 | thousands by filing date | call |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 35,800 | $62,000 | thousands by filing date | call |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 40,400 | $62,000 | thousands by filing date | put |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 20,300 | $62,000 | thousands by filing date | put |
| SRX HEALTH SOLUTIONS INC. COM NEW | 08771Y303 | Stock | 19,167 | $62,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 35,800 | $62,000 | thousands by filing date | put |
| UNIVERSE PHARMACEUTICALS INC | G9442G104 | SHS | 38,078 | $62,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 15,200 | $61,000 | thousands by filing date | call |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 45,800 | $61,000 | thousands by filing date | call |
| SIEBERT FINL CORP | 826176109 | COM | 26,300 | $61,000 | thousands by filing date | put |
| U S GLOBAL INVS INC | 902952100 | CL A | 13,800 | $61,000 | thousands by filing date | put |
| BROADWIND INC | 11161T207 | CMN | 32,632 | $61,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 23,200 | $61,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 28,700 | $61,000 | thousands by filing date | call |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 11,705 | $61,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 11,940 | $61,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 10,700 | $61,000 | thousands by filing date | call |
| APTORUM GROUP LIMITED | G6096M106 | CL A ORD SHS | 40,520 | $61,000 | thousands by filing date | |
| EVAXION BIOTECH A S | 29970R105 | ADR | 13,900 | $61,000 | thousands by filing date | put |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 149,876 | $61,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 10,800 | $60,000 | thousands by filing date | put |
| COMPUGEN LTD | M25722105 | ORD | 13,900 | $60,000 | thousands by filing date | put |
| High Templar Tech Limit | 747798106 | COM | 62,300 | $60,000 | thousands by filing date | put |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 10,400 | $60,000 | thousands by filing date | call |
| IMPERIAL PETE INC COM NEW | Y3894J104 | Stock | 30,930 | $60,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 24,300 | $60,000 | thousands by filing date | put |
| HH&L ACQUISITION CO | G39714129 | WARR | 107,425 | $60,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 24,100 | $60,000 | thousands by filing date | put |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 25,620 | $60,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T110 | *W EXP 03/05/202 | 75,000 | $60,000 | thousands by filing date | |
| PERCEPTION CAPITAL CORP II | G7007D110 | *W EXP 10/25/202 | 136,176 | $60,000 | thousands by filing date | |
| OTONOMO TECHNOLOGIES LTD | M7571L103 | ORDINARY SHARES | 14,700 | $60,000 | thousands by filing date | put |
| CALYXT INC | 13173L107 | COM | 28,000 | $60,000 | thousands by filing date | call |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 21,775 | $60,000 | thousands by filing date | |
| TRXADE HEALTH INC | 89846A207 | COM NEW | 25,756 | $60,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 15,638 | $59,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 39,947 | $59,000 | thousands by filing date | |
| WIDEPOINT CORP | 967590209 | COMMON | 14,993 | $59,000 | thousands by filing date | |
| BETTER THERAPEUTICS INC COMMON | 08773T104 | COM | 12,713 | $59,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 244,138 | $59,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 58,562 | $59,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 59,900 | $59,000 | thousands by filing date | put |
| ADITX THERAPEUTICS INC | 007025109 | COM | 109,091 | $59,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 88,003 | $59,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 26,063 | $59,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 11,800 | $58,000 | thousands by filing date | put |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 20,300 | $58,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 15,766 | $58,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 11,186 | $58,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 14,102 | $58,000 | thousands by filing date | |
| JOURNEY MED CORP | 48115J109 | COM | 10,761 | $58,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 25,372 | $58,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 13,252 | $58,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 31,100 | $58,000 | thousands by filing date | put |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 81,934 | $58,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 35,700 | $58,000 | thousands by filing date | put |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 25,472 | $58,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 19,801 | $57,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 71,000 | $57,000 | thousands by filing date | call |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 25,509 | $57,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 14,600 | $57,000 | thousands by filing date | put |
| HOOKIPA PHARMA INC | 43906K100 | COM | 24,500 | $57,000 | thousands by filing date | put |
| SUPERIOR INDS INTL INC | 868168105 | COM | 12,700 | $57,000 | thousands by filing date | call |
| UR-ENERGY INC | 91688R108 | COM | 46,095 | $56,000 | thousands by filing date | |
| ENTERA BIO LTD | M40527109 | SHS | 19,900 | $56,000 | thousands by filing date | put |
| HEXO CORP | 428304307 | COM NEW | 80,236 | $56,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 34,500 | $56,000 | thousands by filing date | put |
| ONCORUS INC | 68236R103 | COM | 10,600 | $56,000 | thousands by filing date | call |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 11,700 | $56,000 | thousands by filing date | put |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 29,800 | $56,000 | thousands by filing date | call |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 91,726 | $56,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 53,720 | $56,000 | thousands by filing date | |
| SENTAGE HOLDINGS INC | G8062B106 | ORD SHS | 45,486 | $56,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 12,644 | $55,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 56,796 | $55,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 45,100 | $55,000 | thousands by filing date | put |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 29,096 | $55,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 23,175 | $55,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 48,600 | $55,000 | thousands by filing date | call |
| CTI BIOPHARMA CORP | 12648L601 | COM | 22,116 | $55,000 | thousands by filing date | |
| INNOVATE CORP | 45784J105 | COM | 14,865 | $55,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 18,868 | $55,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 23,300 | $55,000 | thousands by filing date | put |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 17,100 | $54,000 | thousands by filing date | call |
| IGC PHARMA INC | 45408X308 | COM NEW | 54,900 | $54,000 | thousands by filing date | put |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 25,500 | $54,000 | thousands by filing date | call |
| FOUR SEASONS ED CAYMAN INC SPON ADS | 35101A101 | ADR | 78,305 | $54,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 31,509 | $54,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 39,968 | $54,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 17,800 | $54,000 | thousands by filing date | put |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 10,700 | $54,000 | thousands by filing date | put |
| EPIZYME INC | 29428V104 | COM | 21,500 | $54,000 | thousands by filing date | call |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 100,014 | $54,000 | thousands by filing date | |
| FLORA GROWTH CORP | 339764102 | COM | 30,307 | $54,000 | thousands by filing date | |
| ENGINE GAMING AND MEDIA INC | 29287W102 | COM | 17,779 | $54,000 | thousands by filing date | |
| CHINA LIBERAL ED HLDGS LTD | G2161Y109 | ORD | 40,484 | $54,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R116 | *W EXP 03/05/202 | 74,390 | $54,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 10,300 | $53,000 | thousands by filing date | put |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 16,100 | $53,000 | thousands by filing date | call |
| STONEMOR INC | 86184W106 | COM | 23,287 | $53,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 43,000 | $53,000 | thousands by filing date | call |
| ORGENESIS INC | 68619K204 | COM | 18,270 | $53,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 49,300 | $53,000 | thousands by filing date | call |
| BSQUARE CORP | 11776U300 | COM | 30,800 | $53,000 | thousands by filing date | call |
| D AND Z MEDIA ACQUISITION CO | 23305Q114 | *W EXP 01/27/202 | 92,014 | $53,000 | thousands by filing date | |
| Movano, Inc. | 62459M107 | common | 13,963 | $53,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 51,221 | $53,000 | thousands by filing date | |
| WINC, INC. | 97265W105 | COM | 10,082 | $53,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V115 | *W EXP 06/01/202 | 61,158 | $53,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 16,600 | $52,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 16,800 | $52,000 | thousands by filing date | call |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 11,782 | $52,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 14,105 | $52,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 19,038 | $52,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 18,900 | $52,000 | thousands by filing date | call |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 12,044 | $52,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 17,900 | $52,000 | thousands by filing date | put |
| NUZEE INC | 67073S208 | COM NEW | 12,516 | $52,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 16,300 | $51,000 | thousands by filing date | put |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 17,100 | $51,000 | thousands by filing date | call |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 10,100 | $51,000 | thousands by filing date | put |
| NANOVIRICIDES INC | 630087302 | COM | 13,615 | $51,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 19,200 | $51,000 | thousands by filing date | put |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 14,643 | $51,000 | thousands by filing date | |
| PETVIVO HLDGS INC EQUITYCLASS EQUITY | 716817408 | COMMON STOCK | 13,417 | $51,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 30,000 | $51,000 | thousands by filing date | put |
| CREATIVE REALITIES INC | 22530J200 | COM | 36,523 | $51,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 27,800 | $51,000 | thousands by filing date | put |
| APTINYX INC | 03836N103 | COM | 19,000 | $51,000 | thousands by filing date | call |
| PETROS PHARMACEUTICALS INC | 71678J100 | COM | 15,200 | $51,000 | thousands by filing date | put |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 41,593 | $51,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 12,600 | $50,000 | thousands by filing date | put |
| TALKSPACE INC | 87427V103 | COM | 25,086 | $50,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 16,233 | $50,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 209,500 | $50,000 | thousands by filing date | call |
| EYENOVIA INC | 30234E104 | COM | 12,400 | $50,000 | thousands by filing date | call |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 10,300 | $50,000 | thousands by filing date | put |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 34,400 | $50,000 | thousands by filing date | put |
| PETROS PHARMACEUTICALS INC | 71678J100 | COM | 15,000 | $50,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 16,200 | $49,000 | thousands by filing date | call |
| BT BRANDS INC | 0557MQ206 | COM NEW | 16,776 | $49,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 10,655 | $49,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 11,100 | $49,000 | thousands by filing date | put |
| STONEMOR INC | 86184W106 | COM | 21,400 | $49,000 | thousands by filing date | put |
| CONTRAFECT CORP | 212326300 | COM | 18,800 | $49,000 | thousands by filing date | put |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 22,800 | $49,000 | thousands by filing date | put |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 14,900 | $49,000 | thousands by filing date | call |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 22,571 | $49,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 15,238 | $48,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 10,511 | $48,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 10,100 | $48,000 | thousands by filing date | call |
| GENASYS INC | 36872P103 | CMN | 11,944 | $48,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 22,815 | $48,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 37,779 | $48,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 39,200 | $48,000 | thousands by filing date | put |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 12,700 | $48,000 | thousands by filing date | put |
| NULL | 09071M205 | NULL | 23,700 | $48,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 13,110 | $48,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 37,100 | $48,000 | thousands by filing date | call |
| PEAR THERAPEUTICS INC | 704723113 | *W EXP 12/03/202 | 79,211 | $48,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 36,300 | $48,000 | thousands by filing date | call |
| EXICURE INC | 30205M101 | COM | 236,965 | $48,000 | thousands by filing date | |
| PERASO INC | 71360T101 | COM | 11,400 | $48,000 | thousands by filing date | call |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 10,058 | $47,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 12,500 | $47,000 | thousands by filing date | call |
| Enzo Biochem Inc | 294100102 | Common Stock | 14,580 | $47,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 23,502 | $47,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 23,800 | $47,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 83,200 | $47,000 | thousands by filing date | call |
| SHIFTPIXY INC | 82452L203 | COM NEW | 39,900 | $47,000 | thousands by filing date | call |
| GLOBUS MARITIME LIMITED NEW | Y27265126 | COM NEW | 21,740 | $46,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 45,700 | $46,000 | thousands by filing date | call |
| HEXO CORP | 428304307 | COM NEW | 65,925 | $46,000 | thousands by filing date | put |
| EYENOVIA INC | 30234E104 | COM | 11,400 | $46,000 | thousands by filing date | put |
| Draganfly Inc | 26142Q205 | COM | 28,400 | $46,000 | thousands by filing date | call |
| ASENSUS SURGICAL INC | 04367G103 | COM | 41,100 | $46,000 | thousands by filing date | put |
| Northern Star Investment Corp II | 66573W115 | Warrant | 73,099 | $46,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 52,100 | $46,000 | thousands by filing date | call |
| NEMAURA MED INC | 640442208 | COMMON | 10,000 | $46,000 | thousands by filing date | call |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 30,200 | $46,000 | thousands by filing date | put |
| Sigma Additive Solutions, Inc. | 826598500 | common | 25,200 | $46,000 | thousands by filing date | put |
| MEDIWOUND LTD | M68830104 | ORD SHS | 19,500 | $46,000 | thousands by filing date | put |
| NUZEE INC | 67073S208 | COM NEW | 11,000 | $46,000 | thousands by filing date | call |
| AIKIDO PHARMA INC | 008875106 | COM | 79,342 | $46,000 | thousands by filing date | |
| WEIDAI LTD | 94861A108 | SPONS ADS | 60,910 | $46,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 13,187 | $45,000 | thousands by filing date | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 10,174 | $45,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 78,933 | $45,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 25,000 | $45,000 | thousands by filing date | call |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 20,700 | $45,000 | thousands by filing date | put |
| GLYCOMIMETICS INC | 38000Q102 | COM | 31,500 | $45,000 | thousands by filing date | put |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 14,200 | $45,000 | thousands by filing date | call |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 63,496 | $45,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 13,600 | $45,000 | thousands by filing date | call |
| SOUNDHOUND AI INC WT EXP 042627 | 039562111 | Stock | 37,500 | $45,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 11,700 | $44,000 | thousands by filing date | call |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 19,400 | $44,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 57,600 | $44,000 | thousands by filing date | call |
| PLAYSTUDIOS INC | 72815G116 | *W EXP 99/99/999 | 73,795 | $44,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 22,800 | $44,000 | thousands by filing date | call |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 33,900 | $44,000 | thousands by filing date | call |
| MIDATECH PHARMA PLC | 59564R302 | SPONSORED ADS | 41,435 | $44,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 41,200 | $44,000 | thousands by filing date | call |
| BRF SA | 10552T107 | SPONSORED ADR | 10,282 | $43,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 14,000 | $43,000 | thousands by filing date | call |
| PHX MINERALS INC CL A | 69291A100 | Stock | 19,462 | $43,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 34,000 | $43,000 | thousands by filing date | call |
| EYENOVIA INC | 30234E104 | COM | 10,598 | $43,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 19,100 | $43,000 | thousands by filing date | put |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 18,300 | $43,000 | thousands by filing date | put |
| NULL | 09071M205 | NULL | 21,100 | $43,000 | thousands by filing date | call |
| CUENTAS INC | 229794201 | COM | 32,140 | $43,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 39,100 | $43,000 | thousands by filing date | call |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 18,600 | $43,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 58,060 | $43,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 30,898 | $43,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 45,800 | $43,000 | thousands by filing date | put |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 48,873 | $42,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 15,700 | $42,000 | thousands by filing date | put |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 12,847 | $42,000 | thousands by filing date | |
| WIDEPOINT CORP | 967590209 | COMMON | 10,600 | $42,000 | thousands by filing date | put |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 14,900 | $42,000 | thousands by filing date | call |
| PHX MINERALS INC CL A | 69291A100 | Stock | 19,200 | $42,000 | thousands by filing date | call |
| EMX RTY CORP | 26873J107 | COM | 18,500 | $42,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 16,000 | $42,000 | thousands by filing date | put |
| MUSTANG BIO INC | 62818Q104 | COM | 25,200 | $42,000 | thousands by filing date | put |
| LIZHI INC | 53933L104 | ADS | 22,500 | $42,000 | thousands by filing date | call |
| KINS TECHNOLOGY GROUP INC | 49714K117 | *W EXP 10/14/202 | 89,707 | $42,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 12,148 | $42,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 13,800 | $42,000 | thousands by filing date | put |
| QILIAN INTL HLDG GROUP LTD | G7307E107 | COM | 15,914 | $42,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 24,300 | $42,000 | thousands by filing date | call |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 27,600 | $42,000 | thousands by filing date | call |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 29,853 | $42,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 10,000 | $41,000 | thousands by filing date | put |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 17,900 | $41,000 | thousands by filing date | put |
| STEALTHGAS INC | Y81669106 | COM | 19,600 | $41,000 | thousands by filing date | call |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 38,770 | $41,000 | thousands by filing date | |
| SMART SH GLOBAL LTD | 83193E102 | ADS | 27,802 | $41,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 50,766 | $41,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 36,121 | $41,000 | thousands by filing date | |
| KIROMIC BIOPHARMA INC | 497634105 | COM | 26,900 | $41,000 | thousands by filing date | put |
| EQONEX LIMITED | Y2074E109 | SHS | 21,700 | $41,000 | thousands by filing date | call |
| ARTELO BIOSCIENCES INC | 04301G201 | COM NEW | 78,586 | $41,000 | thousands by filing date | |
| AXONPRIME INFRSTCTR AQSTN CO | 05467C116 | *W EXP 05/31/202 | 55,748 | $41,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 17,000 | $41,000 | thousands by filing date | call |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 211,225 | $40,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 11,500 | $40,000 | thousands by filing date | put |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 18,420 | $40,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 34,408 | $40,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 12,800 | $40,000 | thousands by filing date | call |
| TEAM INC | 878155100 | COM | 36,700 | $40,000 | thousands by filing date | call |
| REEDS INC COM | 758338107 | Stock | 110,650 | $40,000 | thousands by filing date | |
| IM CANNABIS CORP | 44969Q208 | COM NEW | 12,006 | $40,000 | thousands by filing date | |
| VICINITY MOTOR CORP | 925654105 | COM | 11,500 | $40,000 | thousands by filing date | call |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 10,387 | $40,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 12,000 | $40,000 | thousands by filing date | put |
| Uxin Ltd | 91818X108 | ADS | 25,600 | $40,000 | thousands by filing date | call |
| INVO Bioscience, Inc. | 44984F302 | common | 12,000 | $40,000 | thousands by filing date | call |
| STAFFING 360 SOLUTIONS INC | 852387406 | COM NEW | 43,718 | $40,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 49,849 | $39,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 12,400 | $39,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 13,600 | $39,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 108,986 | $39,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 12,500 | $39,000 | thousands by filing date | put |
| GENPREX INC | 372446104 | COM | 29,400 | $39,000 | thousands by filing date | put |
| KAIVAL BRNDS INNOVATNS GRP I | 483104204 | COM NEW | 52,628 | $39,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 168,587 | $39,000 | thousands by filing date | |
| ABITS GROUP INC | G6S34K105 | ORDINARY SHARES | 13,476 | $39,000 | thousands by filing date | |
| GALECTO INC | 36322Q107 | COM | 12,900 | $39,000 | thousands by filing date | call |
| ONCOSEC MED INC | 68234L306 | COM | 40,330 | $39,000 | thousands by filing date | |
| LFTRW US 23 Oct 25 C11.5 | 52470X117 | *W EXP 10/23/202 | 50,000 | $39,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 12,700 | $38,000 | thousands by filing date | put |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 11,120 | $38,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 41,732 | $38,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 37,471 | $38,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 12,500 | $38,000 | thousands by filing date | call |
| POLISHED COM INC | 28252C109 | CMN | 15,818 | $38,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 165,581 | $38,000 | thousands by filing date | |
| INSPIREMD INC | 45779A846 | COM | 12,200 | $37,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 103,100 | $37,000 | thousands by filing date | put |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 28,400 | $37,000 | thousands by filing date | put |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 16,000 | $37,000 | thousands by filing date | call |
| PROFIRE ENERGY INC | 74316X101 | COM | 35,223 | $37,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 41,052 | $37,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 33,261 | $37,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 30,168 | $37,000 | thousands by filing date | |
| BLUE HAT INTERACTIVE ENTMT T | G1329V106 | SHS | 85,325 | $37,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 13,600 | $36,000 | thousands by filing date | call |
| AUDACY INC | 05070N103 | COM | 14,100 | $36,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 35,800 | $36,000 | thousands by filing date | put |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 14,200 | $36,000 | thousands by filing date | put |
| COMSTOCK INC | 205750300 | COM NEW | 27,800 | $36,000 | thousands by filing date | put |
| STEEL CONNECT INC | 858098106 | CMN | 25,600 | $36,000 | thousands by filing date | put |
| LIPOCINE INC NEW | 53630X104 | CMN | 35,605 | $36,000 | thousands by filing date | |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 23,700 | $36,000 | thousands by filing date | call |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 12,900 | $35,000 | thousands by filing date | call |
| Sab Biotherapeutics Inc W Exp 10/22/202 | 78397T111 | SPAC Combination | 19,628 | $35,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 16,000 | $35,000 | thousands by filing date | call |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 11,442 | $35,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 17,800 | $35,000 | thousands by filing date | call |
| INTRUSION INC COM NEW | 46121e205 | COM | 10,260 | $35,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 14,455 | $35,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 11,500 | $34,000 | thousands by filing date | put |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 13,900 | $34,000 | thousands by filing date | put |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 11,600 | $34,000 | thousands by filing date | call |
| NEWAGE INC | 650194103 | COMMON STOCK | 33,000 | $34,000 | thousands by filing date | put |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 14,734 | $34,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 10,938 | $34,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 16,341 | $34,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L117 | *W EXP 01/12/202 | 83,818 | $34,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C607 | COM | 32,287 | $34,000 | thousands by filing date | call |
| SCOPUS BIOPHARMA INC | 809171101 | Equity | 20,897 | $34,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 15,000 | $34,000 | thousands by filing date | put |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 56,208 | $34,000 | thousands by filing date | |
| INVO Bioscience, Inc. | 44984F302 | common | 10,300 | $34,000 | thousands by filing date | put |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 49,508 | $34,000 | thousands by filing date | |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 22,342 | $34,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 10,422 | $33,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 19,327 | $33,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 13,400 | $33,000 | thousands by filing date | call |
| VYNE THERAP. | 92941V209 | COM | 32,458 | $33,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 14,300 | $33,000 | thousands by filing date | call |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 13,900 | $33,000 | thousands by filing date | call |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 11,453 | $33,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 10,609 | $33,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 13,600 | $33,000 | thousands by filing date | put |
| SECOO HLDG LTD | 81367P101 | ADR | 69,200 | $33,000 | thousands by filing date | call |
| INPIXON | 45790J800 | COM | 55,619 | $33,000 | thousands by filing date | |
| CYXTERA TECHNOLOGIES INC | 23284C110 | *W EXP 09/10/202 | 10,088 | $33,000 | thousands by filing date | |
| HEARTBEAM INC | 42238H108 | COM | 10,406 | $32,000 | thousands by filing date | |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 12,700 | $32,000 | thousands by filing date | call |
| MECHEL PREF SPON ADR | 583840509 | COM | 16,045 | $32,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 11,415 | $32,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 18,600 | $32,000 | thousands by filing date | put |
| REALNETWORKS INC | 75605L708 | COM | 32,200 | $32,000 | thousands by filing date | put |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 23,100 | $32,000 | thousands by filing date | put |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 51,900 | $32,000 | thousands by filing date | put |
| VIVEVE MED INC | 92852W501 | COM | 27,901 | $32,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 23,900 | $32,000 | thousands by filing date | put |
| ZW DATA ACTION TECHNOLOGS IN | 98880R109 | COM | 32,400 | $32,000 | thousands by filing date | call |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 43,895 | $32,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 33,600 | $32,000 | thousands by filing date | call |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 30,400 | $32,000 | thousands by filing date | call |
| STEEL CONNECT INC | 858098106 | CMN | 23,100 | $32,000 | thousands by filing date | call |
| VEON LTD | 91822M106 | SPONSORED ADR | 18,400 | $31,000 | thousands by filing date | call |
| LUMIRADX LTD | g5709l117 | WT | 21,431 | $31,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 14,000 | $31,000 | thousands by filing date | call |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 11,600 | $31,000 | thousands by filing date | put |
| SENSTAR TECHNOLOGIES LTD | M8T77E105 | COM | 10,700 | $31,000 | thousands by filing date | call |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 23,200 | $31,000 | thousands by filing date | put |
| CLARUS THERAPEUTICS HXXXBANKRUPTCY EFF 030123 | 18271L107 | Treas | 12,597 | $31,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 18,714 | $31,000 | thousands by filing date | |
| DSS INC | 26253C102 | COM | 45,401 | $31,000 | thousands by filing date | |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 29,706 | $31,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 20,273 | $31,000 | thousands by filing date | |
| YUMANITY THERAPEUTICS INC | 98872L102 | COM | 10,500 | $31,000 | thousands by filing date | put |
| VICKERS VANTAGE CORP I | G9440B115 | *W EXP 09/15/202 | 69,711 | $31,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 26,972 | $30,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 10,896 | $30,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 49,292 | $30,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 25,900 | $30,000 | thousands by filing date | call |
| CALYXT INC | 13173L107 | COM | 14,300 | $30,000 | thousands by filing date | put |
| CLOOPEN GROUP HOLDING LIMITE | 18900M104 | ADS | 10,200 | $30,000 | thousands by filing date | put |
| TANZANIAN GOLD CORP | 87601A107 | COM | 76,500 | $30,000 | thousands by filing date | call |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 22,400 | $30,000 | thousands by filing date | put |
| LMF ACQUISITION OPPORTUNIT I | 502015118 | WTS | 65,438 | $30,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 58,100 | $29,000 | thousands by filing date | call |
| 36KR HOLDINGS INC SPONSORED ADR | 88429K103 | ADR | 27,290 | $29,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 11,900 | $29,000 | thousands by filing date | call |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 31,516 | $29,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 21,400 | $29,000 | thousands by filing date | call |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 29,097 | $29,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 53,300 | $29,000 | thousands by filing date | put |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 19,697 | $29,000 | thousands by filing date | |
| GAUCHO GROUP HLDGS INC COM NEW | 36809R206 | Stock | 13,567 | $29,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 22,860 | $28,000 | thousands by filing date | |
| TALKSPACE INC | 87427V103 | COM | 14,000 | $28,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 33,100 | $28,000 | thousands by filing date | call |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 11,600 | $28,000 | thousands by filing date | put |
| AETERNA ZENTARIS INC | 007975402 | COM | 78,200 | $28,000 | thousands by filing date | call |
| LOCAL BOUNTI CORP | 53960E114 | *W EXP 99/99/999 | 42,722 | $28,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 20,900 | $28,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-003088 | this filing | 2022-02-14 | acceptance time not in the bulk data set |