13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 10,479 holding rows worth $349,144,051,000.
- Accession
- 0000950123-22-002572
- Filer
- CIK 1610520
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A combination report, 20,787 entries on the cover page, a total value of $349,144,051,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $349,144,017,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada)
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Gestion SGIIC, SA 028-21441
- included managerUBS Consenso Investimentos Ltda. 028-21429
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 161,183 | $883,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 46,561 | $880,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 6,000 | $880,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 318,200 | $878,000 | thousands by filing date | put |
| BANCFIRST CORP | 05945F103 | COM | 12,405 | $876,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 4,000 | $876,000 | thousands by filing date | call |
| INTERPARFUMS INC COM | 458334109 | Stock | 8,173 | $874,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 11,636 | $874,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 57,084 | $874,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 16,702 | $871,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 76,710 | $871,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 446,788 | $871,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 31,900 | $868,000 | thousands by filing date | put |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 15,711 | $867,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 9,678 | $866,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 43,935 | $866,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 14,103 | $866,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 20,966 | $865,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 54,399 | $865,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 10,345 | $865,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 20,738 | $864,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 43,329 | $864,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 12,042 | $862,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 54,908 | $861,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 5,800 | $861,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 19,714 | $861,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 88,190 | $860,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 6,381 | $859,000 | thousands by filing date | |
| INFORMATICA INC | 45674M101 | COM CL A | 23,250 | $859,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 17,333 | $857,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 19,732 | $855,000 | thousands by filing date | |
| ModivCare Inc | 60783X104 | Common Stock | 5,767 | $855,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 31,259 | $854,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 25,654 | $850,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 76,800 | $848,000 | thousands by filing date | put |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 30,011 | $846,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 24,756 | $846,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 18,383 | $845,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 34,867 | $843,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 10,471 | $840,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 54,165 | $836,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 85,324 | $836,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 23,411 | $836,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 12,669 | $835,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 9,038 | $830,000 | thousands by filing date | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 29,740 | $830,000 | thousands by filing date | |
| Dimensional International Value ETF | 25434V807 | SHS | 25,241 | $828,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 13,332 | $828,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 7,256 | $827,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 39,742 | $827,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 63,905 | $827,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 33,774 | $825,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 676,666 | $825,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 14,318 | $825,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 151,381 | $825,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 26,674 | $825,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 79,458 | $824,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 14,117 | $822,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 51,951 | $821,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 18,348 | $818,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 175,971 | $818,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 12,984 | $818,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 25,000 | $817,000 | thousands by filing date | call |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 30,549 | $816,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 9,954 | $815,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 25,862 | $814,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 24,284 | $814,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 63,856 | $814,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 98,499 | $812,000 | thousands by filing date | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 23,056 | $811,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 13,476 | $810,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 8,282 | $809,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 59,294 | $808,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 48,966 | $808,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 21,763 | $806,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 113,850 | $805,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 30,450 | $804,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 10,916 | $802,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 71,708 | $800,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 53,504 | $800,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 37,397 | $798,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 113,776 | $797,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 44,478 | $796,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 50,093 | $796,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 32,546 | $796,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 11,976 | $794,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 50,700 | $794,000 | thousands by filing date | put |
| Delek Logistics Partners LP | 24664T103 | Com | 18,567 | $793,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 5,947 | $792,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 239,397 | $792,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 119,220 | $791,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 7,781 | $790,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 32,121 | $789,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 19,680 | $787,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 24,617 | $786,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 20,647 | $786,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 27,347 | $786,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 7,719 | $785,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,200 | $782,000 | thousands by filing date | call |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 12,071 | $782,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,000 | $781,000 | thousands by filing date | call |
| S & T BANCORP INC COM | 783859101 | Stock | 24,762 | $781,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 42,697 | $781,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 45,774 | $781,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 8,338 | $780,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 73,037 | $780,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 143,435 | $780,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 328,525 | $779,000 | thousands by filing date | |
| PYROPHYTE ACQUISITION CORP | G7308P119 | UNIT 99/99/9999 | 76,812 | $779,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 183,167 | $776,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 48,117 | $775,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 32,574 | $775,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 4,600 | $774,000 | thousands by filing date | call |
| GENERATION BIO CO | 37148K100 | COM | 109,327 | $774,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 5,928 | $772,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 18,767 | $771,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 36,573 | $771,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 86,939 | $771,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 31,006 | $770,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 20,773 | $769,000 | thousands by filing date | |
| DOCGO INC | 256086109 | COM | 82,276 | $769,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 9,871 | $769,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 9,206 | $769,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 39,088 | $768,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 13,863 | $767,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 155,658 | $766,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 124,756 | $765,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 21,115 | $762,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 85,961 | $759,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 52,930 | $758,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 176,044 | $756,000 | thousands by filing date | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 27,670 | $755,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 13,291 | $755,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 19,791 | $755,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 85,806 | $753,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 12,682 | $752,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 13,306 | $750,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 27,044 | $748,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 151,408 | $747,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 115,817 | $747,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 126,057 | $746,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 10,386 | $746,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 90,055 | $746,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP II | G6293R122 | UNIT 99/99/9999 | 74,850 | $746,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 19,237 | $745,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 12,870 | $744,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 54,987 | $744,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 95,765 | $743,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 29,987 | $743,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 24,317 | $742,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 10,838 | $740,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 74,097 | $739,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 103,933 | $738,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 603,737 | $737,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 166,452 | $737,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 9,569 | $736,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 183,800 | $735,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 45,026 | $735,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 19,039 | $735,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 31,935 | $731,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 16,368 | $729,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 24,708 | $729,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 43,694 | $727,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP | 11134Y101 | CMN | 73,022 | $726,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 20,000 | $725,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 20,000 | $725,000 | thousands by filing date | call |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 147,200 | $725,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 10,688 | $724,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 88,829 | $724,000 | thousands by filing date | |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 57,416 | $724,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 51,217 | $723,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 4,858 | $722,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 47,404 | $722,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 5,262 | $722,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 8,409 | $721,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 51,464 | $720,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 16,782 | $720,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 14,644 | $720,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P102 | COM | 74,163 | $720,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 528,991 | $720,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 13,835 | $719,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 24,571 | $718,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 21,321 | $718,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 15,508 | $718,000 | thousands by filing date | |
| DELAWARE IVY HIGH INCOME OPPOR | 246107106 | COM | 51,425 | $716,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 31,014 | $715,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 4,853 | $714,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 29,553 | $713,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 11,108 | $713,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 50,000 | $712,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 37,559 | $712,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 31,678 | $712,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 10,340 | $712,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 12,199 | $711,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 43,043 | $710,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 37,659 | $710,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 166,242 | $710,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 35,627 | $709,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 23,686 | $708,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 53,563 | $708,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 138,016 | $704,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 5,805 | $703,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 30,209 | $702,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 26,665 | $701,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 47,646 | $700,000 | thousands by filing date | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 6,600 | $700,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 18,630 | $700,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 4,200 | $699,000 | thousands by filing date | call |
| EVENTBRITE INC | 29975E109 | COM CL A | 40,017 | $699,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 68,632 | $694,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 59,770 | $694,000 | thousands by filing date | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 95,568 | $694,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 34,169 | $693,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 33,059 | $692,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 9,200 | $691,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 16,435 | $691,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 336,147 | $689,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 30,000 | $688,000 | thousands by filing date | call |
| EQUINOX GOLD CORP | 29446Y502 | COM | 101,500 | $686,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 175,855 | $686,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 175,786 | $684,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 80,910 | $684,000 | thousands by filing date | |
| WEBER INC | 94770D102 | COM | 52,857 | $684,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 26,717 | $681,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 15,468 | $680,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 57,854 | $680,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 17,757 | $679,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 97,876 | $679,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 35,618 | $676,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 7,220 | $676,000 | thousands by filing date | |
| MYOMO INC | 62857J201 | COM NEW | 98,420 | $675,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 84,327 | $675,000 | thousands by filing date | |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 325 | $675,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 8,085 | $674,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 20,042 | $673,000 | thousands by filing date | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 52,488 | $673,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 7,989 | $672,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 52,442 | $672,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 46,188 | $671,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 128,053 | $671,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 15,343 | $671,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 40,484 | $669,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 22,841 | $667,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 37,120 | $667,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 55,900 | $667,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 74,421 | $666,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 35,993 | $665,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 71,202 | $664,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 422,181 | $663,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 11,551 | $662,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 94,890 | $661,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 15,839 | $661,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 41,430 | $660,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 54,661 | $659,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 25,077 | $658,000 | thousands by filing date | |
| APRIA INC | 03836A101 | COMMON STOCK | 20,191 | $658,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 45,000 | $657,000 | thousands by filing date | call |
| PREMIER INC | 74051N102 | CL A | 15,971 | $657,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 8,727 | $656,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 88,200 | $656,000 | thousands by filing date | call |
| OPENLANE INC | 48238T109 | COM | 41,961 | $655,000 | thousands by filing date | |
| INNOVATE CORP | 45784J105 | COM | 176,435 | $653,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 31,493 | $652,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 29,175 | $649,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 136,636 | $649,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 22,965 | $647,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 34,963 | $647,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 41,579 | $647,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 25,033 | $645,000 | thousands by filing date | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 88,209 | $644,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 94,804 | $644,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 13,074 | $644,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 27,742 | $643,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 34,576 | $642,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 63,328 | $642,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 68,340 | $641,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 30,000 | $640,000 | thousands by filing date | call |
| COHU INC | 192576106 | COM | 16,756 | $639,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 68,795 | $639,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 206,128 | $638,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 35,900 | $638,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 35,146 | $637,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 46,908 | $636,000 | thousands by filing date | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 17,722 | $636,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 18,439 | $636,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 17,320 | $633,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 65,780 | $633,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 29,940 | $632,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 13,684 | $631,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 21,433 | $629,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 46,296 | $629,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 36,744 | $628,000 | thousands by filing date | |
| LOYALTY VENTURES INC | 54911Q107 | COMMON STOCK | 20,843 | $627,000 | thousands by filing date | |
| BUMBLE INC | 12047B105 | COM CL A | 18,500 | $626,000 | thousands by filing date | call |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 15,358 | $626,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 92,677 | $626,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 14,824 | $626,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 39,049 | $625,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 22,083 | $624,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 416,423 | $624,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 8,713 | $622,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 9,171 | $622,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 54,146 | $622,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 22,416 | $622,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 240,852 | $622,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 137,288 | $621,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 34,840 | $619,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 5,585 | $618,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 12,802 | $617,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 29,235 | $617,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 22,740 | $615,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 48,025 | $614,000 | thousands by filing date | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 18,278 | $614,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 16,718 | $613,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 77,708 | $613,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 71,534 | $612,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 5,034 | $612,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 13,749 | $611,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 30,262 | $609,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 41,007 | $609,000 | thousands by filing date | |
| VALARIS LTD | G9460G101 | CL A | 16,890 | $608,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 140,481 | $608,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 21,315 | $604,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 39,237 | $602,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 2,446 | $600,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 5,005 | $599,000 | thousands by filing date | put |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 9,900 | $599,000 | thousands by filing date | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 32,466 | $599,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 50,214 | $597,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 50,854 | $595,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 30,463 | $594,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 51,036 | $594,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 20,810 | $594,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 114,300 | $594,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460G427 | DIREXION MRNA | 25,000 | $594,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 114,168 | $592,000 | thousands by filing date | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 75,413 | $592,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 26,302 | $591,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 2,600 | $589,000 | thousands by filing date | put |
| CITIZENS INC | 174740100 | COMMON STOCK | 111,043 | $589,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G450 | NANOTECHNOLOGY | 25,000 | $589,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 12,251 | $588,000 | thousands by filing date | |
| GLOBALFOUNDRIES INC | G39387108 | ORDINARY SHARES | 9,017 | $586,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 11,790 | $583,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 10,403 | $583,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 15,845 | $582,000 | thousands by filing date | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 24,094 | $581,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 644,904 | $581,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 54,868 | $579,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 47,000 | $578,000 | thousands by filing date | call |
| PERRIGO CO PLC SHS | G97822103 | Stock | 14,824 | $577,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 23,333 | $575,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 7,637 | $575,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 22,284 | $575,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 3,781 | $574,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 75,857 | $574,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 110,575 | $574,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B107 | CL A SHS | 58,112 | $574,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 18,770 | $573,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 1,500 | $572,000 | thousands by filing date | put |
| MARTEN TRANSPORT LTD | 573075108 | COM | 33,345 | $572,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 52,131 | $572,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 9,200 | $572,000 | thousands by filing date | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 20,724 | $571,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 11,411 | $570,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 12,519 | $570,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 26,636 | $569,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 41,945 | $569,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 46,137 | $568,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 12,500 | $568,000 | thousands by filing date | call |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 18,646 | $568,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 24,918 | $568,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 18,697 | $568,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 8,984 | $568,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 84,907 | $568,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 33,973 | $567,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 34,138 | $566,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 18,692 | $566,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 94,935 | $565,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 30,497 | $565,000 | thousands by filing date | |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 16,922 | $564,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 8,541 | $564,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 41,401 | $564,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 11,776 | $563,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 14,435 | $563,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 59,601 | $561,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 35,791 | $561,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 10,017 | $561,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 148,773 | $561,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 94,341 | $561,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 10,199 | $559,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 39,303 | $559,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 22,735 | $559,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 15,498 | $559,000 | thousands by filing date | |
| INTERCURE LTD | M549GJ111 | COM NEW | 86,100 | $558,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 52,119 | $558,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 17,088 | $557,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 7,400 | $556,000 | thousands by filing date | call |
| CLEANSPARK INC | 18452B209 | COM NEW | 58,282 | $555,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 39,334 | $554,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 18,632 | $554,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 6,258 | $553,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 15,406 | $553,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 9,042 | $553,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 67,020 | $552,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 63,132 | $551,000 | thousands by filing date | |
| HASHICORP INC | 418100103 | COM CL A | 6,024 | $549,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,900 | $548,000 | thousands by filing date | put |
| AMERISAFE INC | 03071H100 | COM | 10,180 | $548,000 | thousands by filing date | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 20,000 | $546,000 | thousands by filing date | call |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 7,310 | $545,000 | thousands by filing date | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 15,063 | $545,000 | thousands by filing date | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 37,212 | $545,000 | thousands by filing date | |
| Karooooo Ltd | Y4600W108 | COM | 13,368 | $545,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 11,346 | $544,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 19,679 | $543,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 13,132 | $543,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 19,604 | $541,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 9,444 | $541,000 | thousands by filing date | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 39,797 | $540,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 40,716 | $540,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 27,287 | $540,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 18,009 | $539,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 29,254 | $538,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 11,300 | $536,000 | thousands by filing date | call |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 46,117 | $535,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 31,853 | $534,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 56,742 | $534,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G107 | COM CL A | 54,648 | $534,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 292,384 | $532,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 7,657 | $532,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 81,916 | $531,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 20,950 | $530,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 33,082 | $529,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 11,414 | $528,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 15,186 | $527,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 25,254 | $527,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 78,840 | $525,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 47,211 | $524,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 53,082 | $524,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 21,192 | $524,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 46,004 | $524,000 | thousands by filing date | |
| JUNIPER II CORP | 48203N202 | UNIT 99/99/9999 | 51,173 | $522,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 41,180 | $521,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 1,200 | $520,000 | thousands by filing date | put |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 22,881 | $520,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 53,511 | $519,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 15,424 | $519,000 | thousands by filing date | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 33,189 | $519,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 65,663 | $519,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 6,634 | $517,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 2,500 | $516,000 | thousands by filing date | call |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 50,049 | $516,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 11,681 | $515,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 33,478 | $515,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 39,671 | $514,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 17,061 | $513,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 26,042 | $513,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 159,557 | $512,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 32,706 | $511,000 | thousands by filing date | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 31,779 | $511,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 33,976 | $510,000 | thousands by filing date | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 18,276 | $510,000 | thousands by filing date | put |
| Surmodics Inc | 868873100 | Common Stock | 10,595 | $510,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 75,542 | $509,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 14,725 | $509,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 12,773 | $509,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 8,280 | $508,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 148,168 | $508,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 189,202 | $507,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 49,792 | $507,000 | thousands by filing date | |
| IRON SPARK I INC | 46301G103 | CMN | 51,001 | $507,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 15,994 | $506,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 27,000 | $504,000 | thousands by filing date | put |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 35,721 | $504,000 | thousands by filing date | |
| CHW ACQUISITION CORPORATION | G2254A109 | CMN | 51,650 | $504,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 8,687 | $503,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 7,708 | $502,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 21,539 | $500,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 40,209 | $498,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 57,298 | $498,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 92,121 | $498,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 29,685 | $497,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601M100 | 2 CL A SHS | 50,230 | $497,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 34,839 | $495,000 | thousands by filing date | |
| ZHIHU INC | 98955N108 | ADR | 89,334 | $495,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 10,654 | $494,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 23,525 | $493,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 5,263 | $493,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 11,110 | $493,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 70,872 | $493,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 31,861 | $492,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 18,622 | $491,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 20,420 | $491,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 3,362 | $490,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 21,402 | $489,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 3,213 | $489,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 24,171 | $489,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 20,634 | $488,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 37,008 | $488,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-002572 | this filing | 2022-02-14 | acceptance time not in the bulk data set |