13F-HR/A filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR/A for the quarter ended 2021-03-31, filed 2021-05-21, with 13,104 holding rows worth $407,634,321,000.
- Accession
- 0000950123-21-007261
- Filer
- CIK 1423053
- Filed
- 2021-05-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, amendment of type restatement, 16,138 entries on the cover page, a total value of $407,634,321,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $407,634,321,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitadel Securities GP LLC 028-18870
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 10,200 | $36,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 15,600 | $35,000 | thousands by filing date | call |
| COLOR STAR TECHNOLOGY CO LTD | G2287A100 | SHS NEW | 19,924 | $35,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 59,200 | $35,000 | thousands by filing date | put |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 12,100 | $35,000 | thousands by filing date | call |
| PIVOTAL HOLDINGS CORP | G7315C119 | *W EXP 01/19/202 | 31,404 | $35,000 | thousands by filing date | |
| EUROPEAN SUSTAINABLE GROWTH | G3194F117 | *W EXP 01/21/202 | 50,100 | $35,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 18,300 | $34,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 43,600 | $34,000 | thousands by filing date | call |
| CERECOR INC | 15671L109 | COM | 11,300 | $34,000 | thousands by filing date | put |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 10,027 | $33,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 11,600 | $33,000 | thousands by filing date | put |
| AH BELO CORP | 001282102 | COMMON STOCK | 15,866 | $33,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 11,500 | $33,000 | thousands by filing date | put |
| SYNACOR INC | 871561106 | COM | 14,916 | $33,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 24,350 | $33,000 | thousands by filing date | |
| Axonics | 88875G101 | COM | 12,000 | $33,000 | thousands by filing date | call |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 14,971 | $33,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 12,400 | $33,000 | thousands by filing date | put |
| VIRCO MFG CO | 927651109 | COM | 10,447 | $32,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 10,900 | $32,000 | thousands by filing date | call |
| GROWTH CAP ACQUISITION CORP | 39986V115 | *W EXP 06/01/202 | 63,058 | $32,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 13,700 | $31,000 | thousands by filing date | call |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 20,900 | $31,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 39,834 | $31,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 40,800 | $31,000 | thousands by filing date | put |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 15,300 | $31,000 | thousands by filing date | call |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 11,100 | $30,000 | thousands by filing date | call |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 15,964 | $30,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 13,300 | $30,000 | thousands by filing date | call |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 60,000 | $30,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 11,433 | $29,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 10,617 | $29,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 10,100 | $29,000 | thousands by filing date | put |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 26,686 | $29,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 23,100 | $29,000 | thousands by filing date | call |
| AETHLON MED INC | 00808Y307 | COM | 14,515 | $29,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 11,700 | $28,000 | thousands by filing date | call |
| IGC PHARMA INC | 45408X308 | COM NEW | 15,381 | $28,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 10,800 | $28,000 | thousands by filing date | put |
| GSE SYS INC | 36227k106 | COM | 16,940 | $28,000 | thousands by filing date | |
| VICKERS VANTAGE CORP I | G9440B115 | *W EXP 09/15/202 | 64,326 | $28,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 42,700 | $28,000 | thousands by filing date | put |
| VERTEX ENERGY INC | 92534K107 | COM | 18,800 | $27,000 | thousands by filing date | put |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 16,642 | $27,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 12,200 | $27,000 | thousands by filing date | put |
| EVOKE PHARMA INC | 30049G104 | COM | 14,600 | $27,000 | thousands by filing date | put |
| JIANPU TECHNOLOGY INC | 47738D309 | ADS COMMON | 10,396 | $27,000 | thousands by filing date | |
| SPARTACUS ACQUISITION CORP | 84677L117 | *W EXP 10/31/202 | 42,751 | $27,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 12,100 | $26,000 | thousands by filing date | call |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 29,612 | $26,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 16,500 | $26,000 | thousands by filing date | put |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 16,900 | $26,000 | thousands by filing date | put |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 10,100 | $25,000 | thousands by filing date | put |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 18,768 | $25,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015118 | WTS | 64,639 | $25,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 22,473 | $25,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 11,287 | $24,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 22,500 | $24,000 | thousands by filing date | call |
| FOUR SEASONS ED CAYMAN INC SPON ADS | 35101A101 | ADR | 15,169 | $24,000 | thousands by filing date | |
| YUNHONG GREEN CTI LTD | 98873Q100 | COM | 10,017 | $23,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 12,788 | $23,000 | thousands by filing date | |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 20,236 | $23,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 19,797 | $23,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 18,008 | $22,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 12,400 | $22,000 | thousands by filing date | put |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 10,105 | $22,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 11,000 | $22,000 | thousands by filing date | put |
| VEON LTD | 91822M106 | SPONSORED ADR | 11,600 | $21,000 | thousands by filing date | put |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 14,689 | $21,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 14,176 | $21,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 10,100 | $20,000 | thousands by filing date | call |
| VEON LTD | 91822M106 | SPONSORED ADR | 10,833 | $19,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 12,600 | $18,000 | thousands by filing date | put |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 15,000 | $18,000 | thousands by filing date | put |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 14,100 | $17,000 | thousands by filing date | put |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 20,687 | $17,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 13,313 | $16,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 11,000 | $16,000 | thousands by filing date | put |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 10,315 | $15,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 12,344 | $15,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q113 | *W EXP 11/30/202 | 24,964 | $15,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W110 | *W EXP 11/30/202 | 12,999 | $15,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W110 | *W EXP 11/30/202 | 13,210 | $13,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M114 | WARR | 24,396 | $12,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 10,300 | $12,000 | thousands by filing date | put |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 23,147 | $11,000 | thousands by filing date | |
| BIG CYPRESS ACQUISITION CORP | 089115117 | *W EXP 07/25/202 | 18,955 | $11,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 22,960 | $10,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762115 | *W EXP 05/25/202 | 13,650 | $9,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 904 | $9,000 | thousands by filing date | |
| CA HEALTHCARE ACQUISITION CORP | 12510w115 | WT | 18,615 | $9,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 14,500 | $8,000 | thousands by filing date | call |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 11,543 | $8,000 | thousands by filing date | |
| WTS/ACKRELL SPAC PARTNERS I CO. EXP12/01/2026 | 00461L113 | COM | 17,115 | $8,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C116 | *W EXP 12/13/202 | 12,752 | $7,000 | thousands by filing date | |
| AIR T FDG | 00919P112 | *W EXP 08/30/202 | 27,324 | $6,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 19,406 | $5,000 | thousands by filing date | |
| TOUGHBUILT INDS INC | 89157G116 | *W EXP 11/14/202 | 23,332 | $5,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A168 | RIGHT 04/14/2021 | 23,998 | $3,000 | thousands by filing date | |
| INSPIREMD INC | 45779A127 | *W EXP 07/07/202 | 24,405 | $3,000 | thousands by filing date | |
| INSPIREMD INC | 45779A135 | *W EXP 03/14/202 | 40,919 | $2,000 | thousands by filing date | |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 35,158 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SEANERGY MARITIME HLDGS CORP | Y73760145 | *W EXP 11/10/202 | 10,648 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-007021 | superseded | 2021-05-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-21-007261 | this filing | 2021-05-21 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-21-007263 | added | 2021-05-21 | acceptance time not in the bulk data set |