13F-HR/A filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR/A for the quarter ended 2021-03-31, filed 2021-05-21, with 13,104 holding rows worth $407,634,321,000.
- Accession
- 0000950123-21-007261
- Filer
- CIK 1423053
- Filed
- 2021-05-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, amendment of type restatement, 16,138 entries on the cover page, a total value of $407,634,321,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $407,634,321,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitadel Securities GP LLC 028-18870
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EQUILLIUM INC | 29446K106 | COM | 21,366 | $153,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 13,518 | $153,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 25,369 | $153,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 134,300 | $153,000 | thousands by filing date | call |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 121,400 | $153,000 | thousands by filing date | put |
| BIT ORIGIN LTD | G21621100 | SHS | 145,287 | $153,000 | thousands by filing date | |
| UCOMMUNE INTERNATIONAL LTD | G9449A100 | COM | 51,093 | $153,000 | thousands by filing date | |
| REVOLUTION ACCELERTN ACQU CO | 76156P106 | COM CL A | 15,100 | $153,000 | thousands by filing date | call |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 19,859 | $152,000 | thousands by filing date | |
| INDONESIA ENERGY CORP LTD | G4760X102 | ORD SHS | 24,448 | $152,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 24,200 | $152,000 | thousands by filing date | call |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 12,100 | $152,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 79,200 | $152,000 | thousands by filing date | call |
| MEI PHARMA INC | 55279B202 | COM NEW | 44,300 | $152,000 | thousands by filing date | call |
| CREATIVE REALITIES INC | 22530J200 | COM | 82,927 | $152,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C409 | COM | 84,047 | $152,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 47,409 | $152,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 19,582 | $152,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 10,900 | $151,000 | thousands by filing date | put |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 20,540 | $151,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 12,100 | $151,000 | thousands by filing date | put |
| DLH HLDGS CORP | 23335Q100 | COM | 15,191 | $151,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 18,633 | $151,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 52,100 | $151,000 | thousands by filing date | put |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 41,400 | $151,000 | thousands by filing date | call |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 51,407 | $151,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 27,431 | $151,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 39,554 | $151,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 42,900 | $151,000 | thousands by filing date | put |
| CONTRAFECT CORP | 212326300 | COM | 31,500 | $151,000 | thousands by filing date | call |
| ANPAC BIO MED SCIENCE CO LTD | 03635R107 | cs | 25,129 | $151,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 16,100 | $151,000 | thousands by filing date | put |
| CADIZ INC | 127537207 | COM NEW | 15,582 | $150,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 39,154 | $150,000 | thousands by filing date | |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 11,782 | $150,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817112 | *W EXP 12/31/202 | 166,764 | $150,000 | thousands by filing date | |
| PROSHARES TR | 74347B177 | BASIC MAT NEW | 19,017 | $150,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 31,800 | $149,000 | thousands by filing date | put |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 10,800 | $149,000 | thousands by filing date | call |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 20,600 | $149,000 | thousands by filing date | put |
| IGC PHARMA INC | 45408X308 | COM NEW | 83,100 | $149,000 | thousands by filing date | put |
| SVF INVESTMENT CORP | G8601L110 | COMMON STOCK-FO | 14,156 | $149,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 43,700 | $149,000 | thousands by filing date | call |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 54,581 | $149,000 | thousands by filing date | |
| SCWORX CORP COM | 78396V109 | Stock | 75,392 | $149,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 60,400 | $149,000 | thousands by filing date | put |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 16,616 | $149,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 114,000 | $149,000 | thousands by filing date | put |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 77,200 | $149,000 | thousands by filing date | put |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 55,300 | $148,000 | thousands by filing date | call |
| CARS COM INC | 14575E105 | COM | 11,400 | $148,000 | thousands by filing date | put |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 17,296 | $148,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 36,512 | $148,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 13,100 | $148,000 | thousands by filing date | call |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 21,896 | $148,000 | thousands by filing date | |
| MOATABLE INC | 759892300 | COM | 16,400 | $148,000 | thousands by filing date | put |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 12,031 | $148,000 | thousands by filing date | |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 60,077 | $148,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 157,415 | $148,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 11,318 | $147,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 16,300 | $147,000 | thousands by filing date | call |
| FUEL TECH INC | 359523107 | COM | 46,910 | $147,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 38,271 | $147,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P118 | Warrant | 186,449 | $147,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 11,986 | $147,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 293,287 | $147,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 68,499 | $147,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 68,574 | $147,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M205 | UNIT 99/99/9999 | 14,345 | $147,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V207 | UNIT 99/99/9999 | 13,750 | $147,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 14,500 | $146,000 | thousands by filing date | call |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 15,000 | $146,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 24,100 | $146,000 | thousands by filing date | put |
| CHIMERIX INC COM | 16934W106 | Stock | 15,100 | $146,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 49,500 | $146,000 | thousands by filing date | put |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 15,900 | $146,000 | thousands by filing date | put |
| FORTRESS VALUE ACQUIS CORP I | 34964G115 | *W EXP 12/31/202 | 140,000 | $146,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139125 | *W EXP 10/20/202 | 244,050 | $146,000 | thousands by filing date | |
| 26 CAPITAL ACQUISITION CORP | 90138P209 | UNIT 12/31/2027 | 14,575 | $146,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 20,800 | $146,000 | thousands by filing date | call |
| VIA OPTRONICS AG | 91823Y109 | SPONSORED ADS | 11,320 | $146,000 | thousands by filing date | |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 44,208 | $146,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516U119 | *W EXP 01/15/202 | 126,127 | $146,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442115 | UNIT 12/01/2025 | 14,328 | $146,000 | thousands by filing date | |
| REVOLUTION ACCEL | 76156P205 | UNIT | 13,530 | $146,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 21,512 | $145,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 68,700 | $145,000 | thousands by filing date | call |
| VINCO VENTURES INC | 927330100 | COM | 56,500 | $145,000 | thousands by filing date | call |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 78,800 | $145,000 | thousands by filing date | call |
| BIO-PATH HLDGS INC | 09057N300 | COM | 20,591 | $145,000 | thousands by filing date | |
| DPCM CAP INC | 23344P101 | CMN | 14,700 | $145,000 | thousands by filing date | call |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 12,456 | $144,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 31,300 | $144,000 | thousands by filing date | |
| ADITX THERAPEUTICS INC | 007025109 | COM | 56,494 | $144,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E117 | WTS | 175,000 | $144,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 44,800 | $144,000 | thousands by filing date | put |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 14,448 | $144,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L124 | UNIT 99/99/9999 | 11,789 | $144,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 22,268 | $143,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 27,800 | $143,000 | thousands by filing date | call |
| TCW CONV SECS FD INC | 872340104 | COM | 25,045 | $143,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 30,342 | $143,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 33,444 | $143,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 92,139 | $143,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 65,300 | $143,000 | thousands by filing date | call |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 40,743 | $143,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 15,900 | $143,000 | thousands by filing date | put |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 30,900 | $143,000 | thousands by filing date | put |
| THE MUSIC ACQUISITION CORP | 62752R100 | CMN | 14,655 | $143,000 | thousands by filing date | |
| PROCESSA PHARMACEUTICALS INC COM NEW | 74275C205 | Stock | 13,117 | $143,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP UNIT EX | 722615200 | Stock | 13,871 | $143,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V206 | UNIT 06/01/2027 | 14,418 | $143,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 55,493 | $142,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 25,800 | $142,000 | thousands by filing date | put |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 40,400 | $142,000 | thousands by filing date | call |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 11,700 | $142,000 | thousands by filing date | put |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 108,900 | $142,000 | thousands by filing date | call |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 74,200 | $142,000 | thousands by filing date | put |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 30,456 | $141,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 22,400 | $141,000 | thousands by filing date | put |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 40,000 | $141,000 | thousands by filing date | put |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 24,400 | $141,000 | thousands by filing date | put |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 14,300 | $141,000 | thousands by filing date | put |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 10,600 | $141,000 | thousands by filing date | call |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 140,929 | $141,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C117 | WTS | 217,416 | $141,000 | thousands by filing date | |
| PROSHARES TR | 74347G713 | ULTSHT FINLS NEW | 11,600 | $141,000 | thousands by filing date | call |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 41,200 | $141,000 | thousands by filing date | call |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 11,300 | $141,000 | thousands by filing date | call |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 12,234 | $140,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 18,500 | $140,000 | thousands by filing date | call |
| MICROBOT MED INC | 59503A204 | COM NEW | 16,493 | $140,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 20,200 | $140,000 | thousands by filing date | put |
| AUTOWEB INC | 05335B100 | COM | 52,723 | $140,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 30,100 | $139,000 | thousands by filing date | put |
| NANOVIBRONIX INC | 63008J108 | COM | 137,590 | $139,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 51,900 | $139,000 | thousands by filing date | call |
| NEMAURA MED INC | 640442208 | COMMON | 18,200 | $139,000 | thousands by filing date | put |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 19,016 | $139,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 12,753 | $139,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 10,600 | $138,000 | thousands by filing date | put |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 15,218 | $138,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 27,800 | $138,000 | thousands by filing date | call |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 10,308 | $138,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M209 | COM | 10,167 | $138,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672129 | UNIT 99/99/9999 | 13,000 | $138,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 86,803 | $137,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 11,200 | $137,000 | thousands by filing date | put |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 51,400 | $137,000 | thousands by filing date | put |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 16,638 | $137,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 116,700 | $137,000 | thousands by filing date | call |
| OTONOMY INC | 68906L105 | COM | 53,600 | $137,000 | thousands by filing date | put |
| ORBCOMM INC | 68555P100 | COM | 17,900 | $137,000 | thousands by filing date | call |
| ADITX THERAPEUTICS INC | 007025109 | COM | 53,600 | $137,000 | thousands by filing date | call |
| CHIASMA INC | 16706W102 | COM | 43,700 | $137,000 | thousands by filing date | call |
| LIPOCINE INC NEW | 53630X104 | CMN | 90,600 | $137,000 | thousands by filing date | put |
| DECARBONIZATION PLUS ACQU CO | 242797108 | COM CL A | 13,100 | $137,000 | thousands by filing date | put |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 16,100 | $136,000 | thousands by filing date | call |
| MEDICINOVA INC | 58468P206 | COM NEW | 26,917 | $136,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 36,279 | $136,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T205 | MEDLEY MANAGEMENT INC | 19,436 | $136,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 18,700 | $136,000 | thousands by filing date | put |
| STELLUS CAP INVT CORP | 858568108 | COM | 10,636 | $135,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 17,700 | $135,000 | thousands by filing date | put |
| NATUZZI S P A | 63905A200 | SPON ADS | 11,168 | $135,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 29,300 | $135,000 | thousands by filing date | put |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 20,877 | $135,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 59,400 | $135,000 | thousands by filing date | call |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 70,700 | $135,000 | thousands by filing date | call |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 27,700 | $135,000 | thousands by filing date | call |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 12,600 | $134,000 | thousands by filing date | put |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 15,900 | $134,000 | thousands by filing date | put |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 13,400 | $134,000 | thousands by filing date | call |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 21,100 | $134,000 | thousands by filing date | call |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 122,334 | $134,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 36,583 | $134,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 76,905 | $134,000 | thousands by filing date | |
| DOGNESS INTERNATIONAL CORP | G2788T103 | COM CL A | 75,390 | $134,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 30,328 | $133,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 32,900 | $133,000 | thousands by filing date | call |
| AWARE INC MASS | 05453N100 | CMN | 36,500 | $133,000 | thousands by filing date | put |
| Renovaro Inc | 29350E104 | Common Stock | 37,563 | $133,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 44,100 | $133,000 | thousands by filing date | put |
| CEMTREX INC | 15130G600 | COM | 70,834 | $133,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 29,200 | $132,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,697 | $132,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 11,109 | $132,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 26,200 | $132,000 | thousands by filing date | put |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 14,400 | $132,000 | thousands by filing date | put |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 12,683 | $132,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 83,200 | $131,000 | thousands by filing date | put |
| Abrdn Emerging Markets | 00301W105 | COM | 15,101 | $131,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 24,356 | $131,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 14,413 | $131,000 | thousands by filing date | |
| PETROS PHARMACEUTICALS INC | 71678J100 | COM | 35,492 | $131,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 12,796 | $131,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 36,355 | $131,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 10,000 | $130,000 | thousands by filing date | call |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 29,992 | $130,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 13,000 | $130,000 | thousands by filing date | put |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 20,744 | $130,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 20,900 | $130,000 | thousands by filing date | put |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 34,800 | $130,000 | thousands by filing date | call |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 34,700 | $130,000 | thousands by filing date | put |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 31,100 | $130,000 | thousands by filing date | call |
| SOLIGENIX INC | 834223307 | COM | 85,286 | $130,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 49,856 | $130,000 | thousands by filing date | |
| VICKERS VANTAGE CORP I | G9440B123 | UNIT 09/15/2027 | 12,856 | $130,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 14,300 | $129,000 | thousands by filing date | call |
| ELECTRO-SENSORS INC | 285233102 | COM | 26,926 | $129,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 126,140 | $129,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 40,300 | $129,000 | thousands by filing date | call |
| POTBELLY CORP | 73754Y100 | COM | 21,871 | $129,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 12,636 | $129,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 67,346 | $129,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 21,400 | $129,000 | thousands by filing date | put |
| BLONDER TONGUE LABS INC | 093698108 | COM | 87,899 | $129,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A110 | *W EXP 06/15/202 | 285,431 | $129,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP | 756229100 | CMN | 13,240 | $129,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 28,800 | $129,000 | thousands by filing date | call |
| POEMA GLOBAL HOLDINGS CORP | G7154B123 | UNIT 99/99/9999 | 12,875 | $129,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 11,327 | $128,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 27,445 | $128,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 20,600 | $128,000 | thousands by filing date | put |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 28,100 | $128,000 | thousands by filing date | call |
| CREATD INC | 225265107 | COM | 29,649 | $128,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 84,958 | $128,000 | thousands by filing date | |
| Sigma Additive Solutions, Inc. | 826598500 | common | 34,400 | $128,000 | thousands by filing date | call |
| AC IMMUNE SA | H00263105 | SHS | 16,700 | $127,000 | thousands by filing date | call |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 25,500 | $127,000 | thousands by filing date | call |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 34,219 | $127,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 18,800 | $127,000 | thousands by filing date | put |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 25,000 | $127,000 | thousands by filing date | call |
| NAM TAI PROPERTY INC | G63907102 | Com | 10,317 | $127,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 29,097 | $127,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 50,500 | $127,000 | thousands by filing date | put |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 45,200 | $127,000 | thousands by filing date | put |
| POLISHED COM INC | 28252C109 | CMN | 14,541 | $127,000 | thousands by filing date | |
| BROADSTONE ACQUISITION CORP | G1739V118 | UNIT 99/99/9999 | 12,579 | $127,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 10,800 | $126,000 | thousands by filing date | put |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 16,300 | $126,000 | thousands by filing date | call |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 24,561 | $126,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 177,356 | $126,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 52,699 | $126,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334110 | *W EXP 10/29/202 | 201,883 | $126,000 | thousands by filing date | |
| MINGZHU LOGISTICS HLDGS LTD | G6180C105 | COM | 27,529 | $126,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 12,600 | $125,000 | thousands by filing date | put |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 15,000 | $125,000 | thousands by filing date | put |
| CITIZENS INC | 174740100 | COMMON STOCK | 21,445 | $125,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 18,400 | $125,000 | thousands by filing date | put |
| Uxin Ltd | 91818X108 | ADS | 106,700 | $125,000 | thousands by filing date | call |
| RESONANT INC | 76118L102 | COM | 29,500 | $125,000 | thousands by filing date | call |
| DATASEA INC | 238116206 | COM NEW | 38,567 | $125,000 | thousands by filing date | |
| BIOFRONTERA AG ADR | 09075G105 | COM | 23,325 | $125,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 25,200 | $125,000 | thousands by filing date | call |
| SPRING VY ACQUISITION CORP | G8377A116 | UNIT 11/11/2025 | 11,768 | $125,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 19,000 | $124,000 | thousands by filing date | put |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 12,574 | $124,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 18,500 | $124,000 | thousands by filing date | put |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 181,200 | $124,000 | thousands by filing date | put |
| DRAGONEER GROWTH OPPTY CORP | G28314105 | SHS CL A | 12,100 | $124,000 | thousands by filing date | call |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 34,000 | $124,000 | thousands by filing date | put |
| CLARIM ACQUISITION CORP | 18049C116 | WTS | 235,206 | $124,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 42,734 | $124,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 74,723 | $123,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 18,421 | $123,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 37,200 | $123,000 | thousands by filing date | call |
| OTONOMY INC | 68906L105 | COM | 48,164 | $123,000 | thousands by filing date | |
| DIREXION DAILY REAL ESTATE BEAR 3X SHARES | 25460E141 | ETF | 15,996 | $123,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 204,584 | $123,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 130,841 | $123,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A113 | *W EXP 01/12/202 | 154,038 | $123,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 18,300 | $122,000 | thousands by filing date | put |
| CALAMP CORP | 128126109 | COMMON STOCK | 11,200 | $122,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG ORD SHS | H33700107 | Stock | 10,000 | $122,000 | thousands by filing date | put |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 75,660 | $122,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 171,079 | $122,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 15,719 | $122,000 | thousands by filing date | |
| PAINREFORM LTD | M77798102 | SHS | 27,662 | $122,000 | thousands by filing date | |
| CODE CHAIN NEW CONTINENT LTD | 19200A105 | COM | 34,006 | $122,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQU COR | 88025V206 | UNIT 10/21/2025 | 11,380 | $122,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 12,400 | $121,000 | thousands by filing date | put |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 10,600 | $121,000 | thousands by filing date | put |
| EPIZYME INC | 29428V104 | COM | 13,900 | $121,000 | thousands by filing date | call |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 116,100 | $121,000 | thousands by filing date | |
| ADDEX THERAPEUTICS LTD | 00654J107 | SPONSORED ADS | 11,604 | $121,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 201,032 | $121,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 60,492 | $121,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 59,000 | $120,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 19,900 | $120,000 | thousands by filing date | call |
| AMERICAN RES CORP | 02927U208 | CL A | 31,498 | $120,000 | thousands by filing date | |
| WIDEPOINT CORP | 967590209 | COMMON | 13,048 | $120,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 21,500 | $120,000 | thousands by filing date | call |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 38,839 | $120,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 170,900 | $120,000 | thousands by filing date | call |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 12,600 | $120,000 | thousands by filing date | call |
| Benitec Biopharma, Inc. | 08205P100 | common | 23,253 | $120,000 | thousands by filing date | |
| CHINA LIBERAL ED HLDGS LTD | G2161Y109 | ORD | 29,848 | $120,000 | thousands by filing date | |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 34,988 | $120,000 | thousands by filing date | |
| LAIX INC | 50736W105 | ADS | 47,621 | $120,000 | thousands by filing date | |
| GREENROSE ACQUISITION CORP | 395392103 | COM | 12,000 | $120,000 | thousands by filing date | put |
| GREENROSE ACQUISITION CORP | 395392103 | COM | 12,000 | $120,000 | thousands by filing date | call |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 14,500 | $119,000 | thousands by filing date | put |
| MOATABLE INC | 759892300 | COM | 13,198 | $119,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 15,000 | $119,000 | thousands by filing date | put |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 15,800 | $119,000 | thousands by filing date | put |
| BINAH CAP GROUP INC | 496861204 | BCG | 11,575 | $119,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 14,432 | $119,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 18,560 | $119,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP W EXP 02/03/202 DELETED | 049287113 | *W EXP 02/03/202 | 140,171 | $119,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 11,375 | $119,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448201 | UNIT 03/10/2025 | 10,959 | $119,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 12,300 | $118,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 16,600 | $118,000 | thousands by filing date | put |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 21,704 | $118,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 14,942 | $118,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 10,400 | $118,000 | thousands by filing date | put |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 62,800 | $118,000 | thousands by filing date | put |
| PROPHASE LABS INC | 74345W108 | COM | 16,000 | $118,000 | thousands by filing date | put |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 11,169 | $118,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 30,777 | $118,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 23,100 | $118,000 | thousands by filing date | put |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 90,473 | $118,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 11,110 | $118,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 57,164 | $118,000 | thousands by filing date | |
| EUROPEAN SUSTAINABLE GROWTH | G3194F125 | UNIT 01/18/2024 | 11,825 | $118,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 29,177 | $118,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P102 | CMN | 12,192 | $118,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 11,991 | $118,000 | thousands by filing date | |
| RTS/VENTOUX CCM ACQUISITION CORP EXP12/31/2025 | 92280L127 | COM | 562,717 | $118,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 10,768 | $118,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 19,300 | $117,000 | thousands by filing date | put |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 11,300 | $117,000 | thousands by filing date | call |
| HC2 HLDGS INC | 404139107 | COM | 29,800 | $117,000 | thousands by filing date | put |
| GDL FD | 361570104 | COM SH BEN IT | 13,007 | $116,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 56,000 | $116,000 | thousands by filing date | call |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 18,800 | $116,000 | thousands by filing date | call |
| TRICIDA INC | 89610F101 | COM | 21,900 | $116,000 | thousands by filing date | call |
| BALLANTYNE STRONG INC | 058516105 | COM | 44,600 | $116,000 | thousands by filing date | put |
| CN ENERGY GROUP INC | G2181K105 | COMMON | 23,598 | $116,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 12,743 | $116,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 14,077 | $116,000 | thousands by filing date | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 17,900 | $116,000 | thousands by filing date | put |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 10,277 | $115,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 11,596 | $115,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 19,673 | $115,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 57,500 | $115,000 | thousands by filing date | call |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 12,943 | $115,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 11,405 | $115,000 | thousands by filing date | |
| Roth Ch Acquisition II Co | 778673202 | Unit | 10,809 | $115,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 10,282 | $114,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 12,000 | $114,000 | thousands by filing date | put |
| RPC INC | 749660106 | COMMON STOCK | 21,200 | $114,000 | thousands by filing date | call |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 12,600 | $114,000 | thousands by filing date | call |
| MAGNUM OPUS ACQUISITION LTD | G5S70A120 | UNIT 06/03/2026 | 11,533 | $114,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 11,296 | $114,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO | 98566K204 | UNIT 10/22/2025 | 11,086 | $114,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 64,000 | $113,000 | thousands by filing date | call |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 13,600 | $113,000 | thousands by filing date | call |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 34,006 | $113,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 25,500 | $113,000 | thousands by filing date | call |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 11,575 | $113,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 134,256 | $113,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 94,287 | $113,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 26,731 | $112,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 30,231 | $112,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 20,050 | $112,000 | thousands by filing date | |
| HUADI INTERNATIONAL GRP CO L | G4645E105 | SHS | 20,004 | $112,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 44,766 | $112,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 35,807 | $112,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427121 | WARR | 113,354 | $112,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 15,800 | $112,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 66,115 | $112,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 66,100 | $112,000 | thousands by filing date | put |
| SUPPORT COM INC | 86858W200 | COM NEW | 24,402 | $112,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761200 | UNIT 06/21/2025 | 10,669 | $112,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO | G28302126 | UNIT 08/18/2027 | 10,800 | $112,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H118 | *W EXP 10/01/202 | 74,966 | $112,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 22,400 | $111,000 | thousands by filing date | put |
| Accelerate Diagnostics | 00430H102 | COM | 13,300 | $111,000 | thousands by filing date | call |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 15,900 | $111,000 | thousands by filing date | put |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 41,700 | $111,000 | thousands by filing date | put |
| ALTITUDE ACQUISITION CORP | 02156Y202 | UNIT 11/30/2027 | 10,401 | $111,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X106 | COM | 11,490 | $111,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 37,300 | $111,000 | thousands by filing date | put |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 29,300 | $111,000 | thousands by filing date | |
| ACIES ACQUISITION CORP | G0103T121 | UNIT 11/30/2027 | 10,587 | $111,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 17,300 | $110,000 | thousands by filing date | put |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 10,932 | $110,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 10,283 | $110,000 | thousands by filing date | |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 30,394 | $110,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 13,600 | $110,000 | thousands by filing date | call |
| SEACHANGE INTL INC | 811699107 | COM | 71,200 | $110,000 | thousands by filing date | put |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 54,514 | $110,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716123 | UNIT 99/99/9999 | 10,907 | $110,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 10,798 | $110,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T209 | UNIT 01/01/2030 | 10,797 | $110,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC COM NE | 67424l209 | COM | 38,903 | $110,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 10,109 | $109,000 | thousands by filing date | |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 25,250 | $109,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 158,278 | $109,000 | thousands by filing date | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 14,238 | $109,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 27,000 | $109,000 | thousands by filing date | put |
| CLASS ACCELERATION CORP | 18274B114 | WTS | 175,000 | $109,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 25,526 | $109,000 | thousands by filing date | |
| ATIF HOLDINGS LIMITED | G0602B100 | SHS | 79,622 | $109,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 16,600 | $108,000 | thousands by filing date | call |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 16,800 | $108,000 | thousands by filing date | call |
| ZOVIO INC | 98979V102 | COMMON STOCK | 26,600 | $108,000 | thousands by filing date | call |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 10,600 | $108,000 | thousands by filing date | put |
| AKUMIN INC | 01021F109 | COM | 29,201 | $108,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 56,715 | $108,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 45,465 | $108,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 80,323 | $108,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 11,772 | $107,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 13,700 | $107,000 | thousands by filing date | put |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 19,700 | $107,000 | thousands by filing date | call |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 10,200 | $107,000 | thousands by filing date | put |
| BROADWAY FINL CORP DEL | 111444105 | COM | 42,966 | $107,000 | thousands by filing date | |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 17,857 | $107,000 | thousands by filing date | |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 80,616 | $107,000 | thousands by filing date | |
| INTEGRATED MEDIA TECHNLOGY L | Q49376108 | SHS | 19,077 | $107,000 | thousands by filing date | |
| ACIES ACQUISITION CORP | G0103T113 | *W EXP 11/30/202 | 70,537 | $107,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 20,300 | $106,000 | thousands by filing date | put |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 15,800 | $106,000 | thousands by filing date | call |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 10,000 | $106,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 28,912 | $106,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 29,057 | $106,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 38,300 | $106,000 | thousands by filing date | put |
| ASCENDANT DIGITAL ACQUISITIO | G05155125 | UNIT 99/99/9999 | 10,189 | $106,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 10,500 | $105,000 | thousands by filing date | call |
| PAVMED INC | 70387R106 | COM | 23,700 | $105,000 | thousands by filing date | call |
| IMAGE SENSING SYS INC | 45244C104 | COM | 23,271 | $105,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 10,400 | $105,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 15,846 | $105,000 | thousands by filing date | |
| NEW BEGINNINGS ACQUISITION C | 64222H100 | COM | 10,519 | $105,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 18,618 | $104,000 | thousands by filing date | |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 25,733 | $104,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 29,863 | $104,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 24,100 | $104,000 | thousands by filing date | put |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 66,600 | $104,000 | thousands by filing date | call |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 20,000 | $104,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQUISITI | 24279d204 | COM | 10,399 | $104,000 | thousands by filing date | |
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 30,000 | $104,000 | thousands by filing date | put |
| BARINGS BDC INC | 06759L103 | COM | 10,300 | $103,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 46,200 | $103,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 32,100 | $103,000 | thousands by filing date | call |
| CENTURY CASINOS INC | 156492100 | COM | 10,000 | $103,000 | thousands by filing date | put |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 57,600 | $103,000 | thousands by filing date | put |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 19,404 | $103,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 18,700 | $103,000 | thousands by filing date | put |
| TANZANIAN GOLD CORP | 87601A107 | COM | 174,700 | $103,000 | thousands by filing date | call |
| NANTHEALTH INC | 630104107 | CMN | 32,000 | $103,000 | thousands by filing date | call |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H203 | COM NEW | 18,812 | $103,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 42,300 | $102,000 | thousands by filing date | call |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 16,800 | $102,000 | thousands by filing date | call |
| WIDEPOINT CORP | 967590209 | COMMON | 11,100 | $102,000 | thousands by filing date | call |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 15,181 | $102,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 21,306 | $102,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 18,479 | $102,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 10,100 | $101,000 | thousands by filing date | call |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 25,800 | $101,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | 500688106 | COM | 32,800 | $101,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 11,800 | $101,000 | thousands by filing date | call |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 14,354 | $101,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 13,948 | $101,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 36,700 | $101,000 | thousands by filing date | call |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 13,718 | $101,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 5,490 | $101,000 | thousands by filing date | |
| URBAN TEA INC | G9396G118 | ORD SHS NEW | 27,158 | $101,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 14,500 | $100,000 | thousands by filing date | put |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 11,500 | $100,000 | thousands by filing date | put |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 57,900 | $100,000 | thousands by filing date | call |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 18,449 | $100,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 33,732 | $100,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 10,402 | $100,000 | thousands by filing date | |
| Northern Star Investment Corp II | 66573W115 | Warrant | 72,789 | $100,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 10,384 | $100,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 20,177 | $100,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 10,969 | $99,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 17,100 | $99,000 | thousands by filing date | call |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 11,800 | $99,000 | thousands by filing date | put |
| Ramaco Resources Inc | 75134P303 | COM CL B | 23,431 | $99,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 21,400 | $99,000 | thousands by filing date | put |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 15,017 | $99,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 19,900 | $99,000 | thousands by filing date | put |
| CNFINANCE HLDGS LTD | 18979T105 | SPON ADS | 25,730 | $99,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 15,900 | $99,000 | thousands by filing date | put |
| CHINA SXT PHARMACEUTICALS IN | G2161P116 | ORD SHS NEW | 53,418 | $99,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 33,881 | $98,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 28,200 | $98,000 | thousands by filing date | call |
| NOVA LIFESTYLE INC | 66979P201 | COM | 30,212 | $98,000 | thousands by filing date | |
| TOKEN CAT LTD SPONSORED ADR | 89856T203 | ADR | 24,518 | $98,000 | thousands by filing date | |
| ANTELOPE ENTERPRISE HLDGS LTD SHS NEW | G041JN106 | Stock | 31,471 | $98,000 | thousands by filing date | |
| INVO Bioscience, Inc. | 44984F302 | common | 22,721 | $98,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 90,117 | $98,000 | thousands by filing date | |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 70,197 | $98,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644148 | SHS NEW | 22,365 | $98,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 11,033 | $97,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 138,700 | $97,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-007021 | superseded | 2021-05-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-21-007261 | this filing | 2021-05-21 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-21-007263 | added | 2021-05-21 | acceptance time not in the bulk data set |