13F-HR filed by CLOUGH CAPITAL PARTNERS L P
CLOUGH CAPITAL PARTNERS L P filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 144 holding rows worth $2,240,612,000.
- Accession
- 0000950123-21-006931
- Filer
- CIK 1276144
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 144 entries on the cover page, a total value of $2,240,612,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,240,612,000 with VALUE read as thousands by filing date, 13F file number 028-10679. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCharles I. Clough, Jr. 028-12502
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO QQQ TR | 46090E103 | COM | 1,150,000 | $367,000,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 362,500 | $77,898,000 | thousands by filing date | call |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 740,701 | $49,531,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 5,653,600 | $48,621,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 97,800 | $44,634,000 | thousands by filing date | call |
| FIRST AMERN FINL CORP | 31847R102 | COM | 785,400 | $44,493,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 111,400 | $39,664,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 462,747 | $39,616,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 200,200 | $39,047,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 1,004,823 | $38,877,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 439,000 | $38,724,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,433,440 | $38,043,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 2,255,200 | $37,797,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 101,094 | $35,995,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 1,102,200 | $35,954,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 262,310 | $35,045,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 51,516 | $30,287,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 411,990 | $29,972,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 194,300 | $29,254,000 | thousands by filing date | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 146,805 | $28,633,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 12,087 | $28,161,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 501,800 | $27,353,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 74,975 | $26,912,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 176,450 | $26,861,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 64,015 | $26,838,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 45,600 | $26,809,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 738,400 | $26,752,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 159,780 | $26,260,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 414,270 | $26,174,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 141,360 | $26,084,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 43,730 | $26,030,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 256,999 | $26,016,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 286,500 | $25,533,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 64,600 | $24,036,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 171,835 | $22,921,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 11,064 | $22,887,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 9,800 | $22,832,000 | thousands by filing date | call |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 186,977 | $22,783,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 47,380 | $21,968,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 47,542 | $21,697,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 371,300 | $21,216,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 489,149 | $20,989,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 111,200 | $20,519,000 | thousands by filing date | call |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 124,780 | $20,510,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 314,000 | $20,096,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 89,370 | $18,922,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 119,005 | $18,741,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 478,400 | $18,696,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 67,864 | $17,808,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 230,300 | $17,754,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 81,280 | $17,466,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 371,100 | $17,245,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 1,352,313 | $16,417,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 474,484 | $16,113,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 211,020 | $15,696,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 742,727 | $15,620,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 318,959 | $14,710,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 109,000 | $13,282,000 | thousands by filing date | call |
| BARINGS BDC INC | 06759L103 | COM | 1,263,826 | $12,613,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 412,100 | $12,351,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 92,410 | $12,330,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 826,125 | $12,078,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 10,815,000 | $11,314,000 | thousands by filing date | principal |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 242,500 | $11,160,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 324,079 | $9,946,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 200,000 | $9,294,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 77,800 | $9,202,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 83,590 | $9,046,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 13,360 | $8,924,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 164,860 | $8,861,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 182,780 | $8,817,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 482,100 | $8,519,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 18,910 | $6,444,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 34,190 | $6,240,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 115,400 | $6,203,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 1,970 | $6,095,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 71,200 | $6,005,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 662,406 | $5,929,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 565,900 | $5,891,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 131,100 | $5,063,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 35,922 | $4,704,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 19,409 | $4,576,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 458,634 | $4,242,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 18,247 | $4,137,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 27,790 | $3,765,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 442,756 | $3,414,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 1,001,500 | $3,315,000 | thousands by filing date | |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 3,500,000 | $3,190,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 3,000,000 | $3,096,000 | thousands by filing date | principal |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 267,533 | $2,967,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 903,467 | $2,891,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 103,900 | $2,733,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 15,305 | $2,622,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 150,234 | $2,446,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 14,765 | $2,364,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 2,299,000 | $2,352,000 | thousands by filing date | principal |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 149,700 | $2,277,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 300,000 | $2,196,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 1,978,000 | $1,974,000 | thousands by filing date | principal |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 199,700 | $1,917,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 9,213 | $1,721,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 84,435 | $1,704,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 8,592 | $1,562,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 164,476 | $1,513,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 240,722 | $1,343,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 116,100 | $1,320,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 33,986 | $1,288,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 225,831 | $1,199,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 105,426 | $1,034,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 12,000 | $1,012,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 101,739 | $974,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 183,445 | $965,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 186,772 | $953,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 64,600 | $919,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 8,525 | $880,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 61,100 | $876,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 62,508 | $774,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 25,361 | $717,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 58,816 | $709,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 73,244 | $708,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 46,000 | $695,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 6,100 | $653,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,000 | $653,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 54,358 | $619,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F207 | COM NEW | 80,070 | $589,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 53,064 | $581,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 86,430 | $555,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 3,708 | $496,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 55,287 | $490,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 76,501 | $450,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 40,700 | $388,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 40,900 | $388,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 27,300 | $385,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 11,900 | $384,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 3,552 | $288,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 19,664 | $277,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 15,293 | $225,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 29,365 | $212,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 17,332 | $206,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 13,761 | $204,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 16,300 | $200,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 23,448 | $155,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 30,000 | $31,000 | thousands by filing date | principal |
| GABELLI UTIL TR | 36240A168 | RIGHT 04/14/2021 | 201,400 | $22,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-006931 | this filing | 2021-05-17 | acceptance time not in the bulk data set |