13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-12, with 9,111 holding rows worth $301,326,333,000.
- Accession
- 0000950123-21-005892
- Filer
- CIK 1610520
- Filed
- 2021-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 14,864 entries on the cover page, a total value of $301,326,333,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $301,326,396,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AIM ETF PRODUCTS TRUST | 00888H802 | ALLIA US JAN ETF | 130 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 60 | $3,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 345 | $3,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 225 | $3,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 475 | $3,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 276 | $3,000 | thousands by filing date | |
| LISTED FDS TR | 53656F581 | OVERLAY SHARES | 114 | $3,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 83 | $3,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 520 | $3,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 1,391 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 48 | $3,000 | thousands by filing date | |
| NORTHERN LIGHTS FD TR | 66538J720 | TOEWS AGILTY SHS | 118 | $3,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 142 | $3,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 616 | $3,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 270 | $3,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 761 | $3,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 191 | $3,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 312 | $3,000 | thousands by filing date | |
| INDONESIA ENERGY CORP LTD | G4760X102 | ORD SHS | 548 | $3,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 105 | $3,000 | thousands by filing date | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 190 | $3,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q733 | ANFIELD US EQU | 203 | $3,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 565 | $3,000 | thousands by filing date | |
| FIRST HIGH SCH ED GROUP CO L | 320505100 | ADR | 447 | $3,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 5,232 | $3,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 380 | $3,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 1,743 | $3,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 500 | $3,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 976 | $3,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 172 | $3,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 3,209 | $3,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 1,891 | $3,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 324 | $3,000 | thousands by filing date | |
| NLS PHARMACEUTICS LTD | H57830111 | *W EXP 02/02/202 | 3,119 | $3,000 | thousands by filing date | |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 2,338 | $3,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W110 | *W EXP 11/30/202 | 2,870 | $3,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 1,360 | $3,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 385 | $3,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 1,224 | $3,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 1,988 | $3,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767801 | MSCI ALL CHINA | 76 | $3,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N121 | UNIT 99/99/9999 | 291 | $3,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A200 | UNIT 01/27/2026 | 262 | $3,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L119 | *W EXP 12/16/202 | 845 | $3,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 1,825 | $3,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 100 | $3,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 2,176 | $3,000 | thousands by filing date | |
| ALPHA ARCHITECT ETF TR | 02072L805 | MERLYN AI ETF | 120 | $3,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 3,000 | $3,000 | thousands by filing date | principal |
| ENERGY FOCUS INC | 29268T409 | COM | 754 | $3,000 | thousands by filing date | |
| INMED PHARMACEUTICALS INC | 457637502 | COM NEW | 793 | $3,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439110 | W EXP 08/04/202 | 246 | $3,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 55 | $3,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B103 | COM CL A | 309 | $3,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015131 | *W EXP 07/19/202 | 1,929 | $3,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 2,000 | $3,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015100 | CMN | 353 | $3,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H106 | CMN | 302 | $3,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 2,000 | $3,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255807 | COM | 749 | $3,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 1,533 | $3,000 | thousands by filing date | |
| TS INNOVATION ACQUISITN CORP | 87284T118 | *W EXP 99/99/999 | 1,559 | $3,000 | thousands by filing date | |
| ACIES ACQUISITION CORP | G0103T113 | *W EXP 11/30/202 | 2,246 | $3,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 1,311 | $3,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A114 | *W EXP 07/31/202 | 4,961 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L112 | *W EXP 99/99/999 | 853 | $3,000 | thousands by filing date | |
| RICE ACQUISITION CORP | 762594117 | *W EXP 10/26/202 | 2,331 | $3,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 2,600 | $3,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196209 | UNIT 02/16/2028 | 298 | $3,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W110 | *W EXP 10/23/202 | 1,830 | $3,000 | thousands by filing date | |
| WTS/BULL HORN HLDGS CORP EXP10/31/2025 | G1686P122 | COM | 6,920 | $3,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L118 | UNIT 99/99/9999 | 259 | $3,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 2,441 | $3,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C119 | *W EXP 01/19/202 | 2,651 | $3,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 2,586 | $3,000 | thousands by filing date | |
| ORPHAZYME A S F UNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 687305102 | ADS | 311 | $3,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204108 | COM | 305 | $3,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V114 | *W EXP 08/31/202 | 2,020 | $3,000 | thousands by filing date | |
| IMMURON LTD | Q4867H223 | *W EXP 06/08/202 | 1,816 | $3,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C120 | *W EXP 99/99/999 | 3,134 | $3,000 | thousands by filing date | |
| NEWATER TECHNOLOGY INC | G64335105 | SHS | 954 | $3,000 | thousands by filing date | |
| INVESTINDUSTRIAL ACQUISITION | G4771L121 | UNIT 99/99/9999 | 346 | $3,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740102 | SHS CL A | 246 | $3,000 | thousands by filing date | |
| VG ACQUISITION-A | G9446E113 | EQUITY WRT | 1,586 | $3,000 | thousands by filing date | |
| CLIMATE CHANGE-A | 18716C118 | EQUITY WRT | 881 | $3,000 | thousands by filing date | |
| Rodgers Silicon Valley Acquisition Corp | 774873202 | Unit | 188 | $3,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C116 | *W EXP 12/13/202 | 5,717 | $3,000 | thousands by filing date | |
| PACER FDS TR | 69374H832 | MILTRY TIMS ETF | 88 | $3,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q208 | UNIT 05/15/2026 | 210 | $3,000 | thousands by filing date | |
| MECHANICAL TECHNOLOGY INC | 583538202 | COM NEW | 250 | $3,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION CORP | 34619R110 | *W EXP 12/31/202 | 1,253 | $3,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L204 | UNIT 99/99/9999 | 311 | $3,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 255 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 34 | $2,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 84 | $2,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 52 | $2,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 300 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 21 | $2,000 | thousands by filing date | |
| FRANKLIN FTSE LATIN AMERICA ETF | 35473P561 | ETF | 68 | $2,000 | thousands by filing date | |
| UNIFIED SER TR | 90470L550 | BALLAST SMLMD CP | 60 | $2,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 101 | $2,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 375 | $2,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 122 | $2,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 249 | $2,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 655 | $2,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 576 | $2,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 83 | $2,000 | thousands by filing date | |
| ISHARES TR | 46436E593 | IBOND DEC 2030 | 88 | $2,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 343 | $2,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 130 | $2,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 307 | $2,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 62 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 78 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 42 | $2,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 467 | $2,000 | thousands by filing date | |
| COHEN & CO INC NEW | 19249M102 | COM | 105 | $2,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 500 | $2,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y201 | QUALITY ETF | 33 | $2,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 100 | $2,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 175 | $2,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 1,025 | $2,000 | thousands by filing date | |
| CONX Corp | 212873111 | Warrant | 1,541 | $2,000 | thousands by filing date | |
| LISTED FDS TR | 53656F870 | SHARES FOREIGN | 75 | $2,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 102 | $2,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 54 | $2,000 | thousands by filing date | |
| ELLOMAY CAPITAL LIMITED | M39927120 | SHS | 61 | $2,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 926 | $2,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 197 | $2,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 193 | $2,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 1,106 | $2,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 419 | $2,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 169 | $2,000 | thousands by filing date | |
| BRIACELL THERAPEUTICS ORD | 10778Y302 | COM | 632 | $2,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 151 | $2,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 1,158 | $2,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 400 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E347 | S&P500 MIN VAR | 60 | $2,000 | thousands by filing date | |
| GULF RES INC | 40251W408 | COM | 363 | $2,000 | thousands by filing date | |
| YUNHONG GREEN CTI LTD | 98873Q100 | COM | 877 | $2,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 6,693 | $2,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M114 | WARR | 3,363 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P530 | FUND | 70 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P571 | FUND | 52 | $2,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 779 | $2,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 595 | $2,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 555 | $2,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 439 | $2,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 591 | $2,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 1,020 | $2,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 1,000 | $2,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 931 | $2,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 495 | $2,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 152 | $2,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 746 | $2,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 1,486 | $2,000 | thousands by filing date | |
| RELIANCE GLOBAL GROUP INC | 75946W116 | *W EXP 02/01/202 | 2,718 | $2,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167172 | *W EXP 02/09/202 | 87 | $2,000 | thousands by filing date | |
| Clene Inc | 185634110 | CLENE INC -CW25 | 1,425 | $2,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y111 | *W EXP 11/30/202 | 1,370 | $2,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074129 | *W EXP 10/01/203 | 2,561 | $2,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H117 | *W EXP 11/04/202 | 3,471 | $2,000 | thousands by filing date | |
| CREATD INC | 225265107 | COM | 435 | $2,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y119 | *W EXP 99/99/999 | 2,170 | $2,000 | thousands by filing date | |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 2,879 | $2,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H120 | UNIT 99/99/9999 | 165 | $2,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 837 | $2,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 3,000 | $2,000 | thousands by filing date | principal |
| IG ACQUISITION CORP | 449534114 | *W EXP 10/05/202 | 2,301 | $2,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382113 | *W EXP 04/07/202 | 1,991 | $2,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 215 | $2,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 481 | $2,000 | thousands by filing date | |
| VERIFYME INC | 92346X115 | *W EXP 06/22/202 | 1,386 | $2,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807123 | UNIT 99/99/9999 | 163 | $2,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J119 | *W EXP 11/19/202 | 5,680 | $2,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W137 | RIGHT 99/99/9999 | 5,343 | $2,000 | thousands by filing date | |
| AMERICAN ACQUISITION OPPT IN | 02369M201 | UNIT 05/28/2026 | 200 | $2,000 | thousands by filing date | |
| BIOMX INC | 09090D111 | *W EXP 10/28/202 | 3,302 | $2,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B123 | *W EXP 04/30/202 | 3,519 | $2,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 100 | $2,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 1,000 | $2,000 | thousands by filing date | principal |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 1,132 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 42 | $2,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D309 | ADS COMMON | 647 | $2,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 71 | $2,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 591 | $2,000 | thousands by filing date | |
| Kaspien Holdings Inc | 485837108 | COM | 75 | $2,000 | thousands by filing date | |
| WALDENCAST ACQUISITION CORP | G9460C126 | Unit 03/11/2026 | 212 | $2,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 613 | $2,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N117 | WTS | 1,574 | $2,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065112 | WTS | 3,014 | $2,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C193 | CMN | 65 | $2,000 | thousands by filing date | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 308 | $2,000 | thousands by filing date | |
| LIXIANG ED HLDG CO LTD | 53934A115 | SPON ADS | 282 | $2,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 2,009 | $2,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 970 | $2,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X114 | *W EXP 12/22/202 | 2,343 | $2,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L113 | *W EXP 99/99/999 | 1,549 | $2,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442123 | *W EXP 12/01/202 | 1,991 | $2,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049113 | *W EXP 08/19/202 | 2,259 | $2,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W117 | *W EXP 09/04/202 | 358 | $2,000 | thousands by filing date | |
| GENESIS PK ACQUISITION CORP | G38245125 | *W EXP 05/27/202 | 946 | $2,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC II | 233277110 | *W EXP 07/29/202 | 420 | $2,000 | thousands by filing date | |
| SANDBRIDGE ACQUISITION CORP | 799793112 | *W EXP 09/14/202 | 2,251 | $2,000 | thousands by filing date | |
| NORTHERN STAR ACQUISITION CO | 665742201 | UNIT 08/29/2025 | 185 | $2,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E161 | *W EXP 05/03/202 | 8,000 | $2,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 1,662 | $2,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817112 | *W EXP 12/31/202 | 2,406 | $2,000 | thousands by filing date | |
| IGNYTE ACQUISITION CORP | 45175H205 | UNIT 01/05/2026 | 200 | $2,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A202 | UNIT 04/01/2026 | 170 | $2,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L209 | UNIT 99/99/9999 | 206 | $2,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLDWT | G8251L113 | WARRANT AND RIGH | 660 | $2,000 | thousands by filing date | |
| TREPONT ACQUISITION COR-CW26 | G9095M127 | *W EXP 11/24/202 | 2,156 | $2,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 2,993 | $2,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T118 | *W EXP 01/01/203 | 2,587 | $2,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775112 | *W EXP 11/28/202 | 1,302 | $2,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A113 | *W EXP 01/12/202 | 2,713 | $2,000 | thousands by filing date | |
| WEIDAI LTD | 94861A108 | SPONS ADS | 1,270 | $2,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQUISITION | 77584N119 | *W EXP 10/31/202 | 2,608 | $2,000 | thousands by filing date | |
| PAVMED INC | 70387R114 | *W EXP 01/29/202 | 1,302 | $2,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQ CORP; TNT ACQ DT: 06/02/22 SH: $10.10 | 812227106 | COM CL A | 192 | $2,000 | thousands by filing date | |
| BIG CYPRESS ACQUISITION CORP | 089115117 | *W EXP 07/25/202 | 3,529 | $2,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G111 | *W EXP 10/28/202 | 1,998 | $2,000 | thousands by filing date | |
| AIR T FDG | 00919P112 | *W EXP 08/30/202 | 9,146 | $2,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H118 | *W EXP 10/01/202 | 1,607 | $2,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753111 | *W EXP 99/99/999 | 2,625 | $2,000 | thousands by filing date | |
| Collective Growth Corp | 19424L119 | W EXP 04/30/202 | 734 | $2,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 152 | $2,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751202 | UNIT 10/01/2023 | 125 | $2,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F119 | *W EXP 09/17/202 | 1,194 | $2,000 | thousands by filing date | |
| DEERFIELD HEALTHCARE TECH AC | 244413118 | *W EXP 07/16/202 | 1,011 | $2,000 | thousands by filing date | |
| HIGHCAPE CAP ACQUISITION COR | 42984L105 | COM CL A | 175 | $2,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U102 | *W EXP 06/09/202 | 538 | $2,000 | thousands by filing date | |
| NEBULA CARAVEL ACQUISITION C | 629070111 | W EXP 10/01/202 | 1,038 | $2,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP IV | 31810N112 | *W EXP 12/31/202 | 1,651 | $2,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G202 | UNIT 10/28/2024 | 142 | $2,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC | 02128L114 | *W EXP 02/14/202 | 653 | $2,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J114 | *W EXP 04/13/202 | 388 | $2,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 288 | $1,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 135 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 66 | $1,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 331 | $1,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 397 | $1,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 388 | $1,000 | thousands by filing date | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 101 | $1,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 22 | $1,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 93 | $1,000 | thousands by filing date | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 55 | $1,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F821 | ACTV FCTR LGCP | 60 | $1,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U406 | FT VEST U.S. | 39 | $1,000 | thousands by filing date | |
| ADVISORS INNER CIRCLE FD III | 00774Q346 | DEMCRATIC LG ETF | 50 | $1,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 9 | $1,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 167 | $1,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 197 | $1,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 106 | $1,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 93 | $1,000 | thousands by filing date | |
| PHARVARIS NV | N69605108 | COMMON STOCK | 32 | $1,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 59 | $1,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 189 | $1,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 23 | $1,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 150 | $1,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682309 | FRAN CLE ENH ETF | 37 | $1,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 523 | $1,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 103 | $1,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P496 | CMN | 49 | $1,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 433 | $1,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767843 | INDX FD | 19 | $1,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 33 | $1,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767694 | SSE STAR MRKT 50 | 36 | $1,000 | thousands by filing date | |
| X FINL | 98372W202 | SPONSORED ADS | 200 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W270 | ULTRA YEN NEW | 14 | $1,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 250 | $1,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q725 | ANFIELD DYNAMIC | 88 | $1,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T800 | HIGH YIELD ETF | 10 | $1,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 190 | $1,000 | thousands by filing date | |
| TIDAL TRUST I | 886364835 | GOTHAM ENHNCD | 53 | $1,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 264 | $1,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 800 | $1,000 | thousands by filing date | |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 192 | $1,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P470 | EXPON DATA ETF | 46 | $1,000 | thousands by filing date | |
| ELTEK LTD | M40184208 | SHS | 162 | $1,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 252 | $1,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 255 | $1,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 311 | $1,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 680 | $1,000 | thousands by filing date | |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 169 | $1,000 | thousands by filing date | |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 410 | $1,000 | thousands by filing date | |
| 36KR HOLDINGS INC SPONSORED ADR | 88429K103 | ADR | 383 | $1,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 234 | $1,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 309 | $1,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 176 | $1,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 64 | $1,000 | thousands by filing date | |
| CLOUGH SELECT EQUITY ETF | 53656F631 | ETF | 33 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 35 | $1,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A110 | *W EXP 11/30/202 | 2,322 | $1,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U112 | *W EXP 04/09/202 | 967 | $1,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707122 | WARR | 1,572 | $1,000 | thousands by filing date | |
| POWERED BRANDS | G7209M116 | WARR | 1,000 | $1,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334102 | COM | 70 | $1,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 1,320 | $1,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 210 | $1,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 180 | $1,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 291 | $1,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 400 | $1,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 68 | $1,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 200 | $1,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 300 | $1,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 46 | $1,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 56 | $1,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 180 | $1,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 539 | $1,000 | thousands by filing date | |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 1,664 | $1,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 505 | $1,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032106 | COM CL A | 88 | $1,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 340 | $1,000 | thousands by filing date | |
| AMESITE INC | 031094105 | COM | 257 | $1,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898123 | *W EXP 99/99/999 | 1,338 | $1,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G115 | *W EXP 12/31/202 | 713 | $1,000 | thousands by filing date | |
| MY SIZE INC | 62844N208 | COM NEW | 861 | $1,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 264 | $1,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 400 | $1,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L118 | UNIT 99/99/9999 | 129 | $1,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 200 | $1,000 | thousands by filing date | |
| HIGHEST PERFORMANCES HOLDINGS - ADR | 69373Y109 | COM | 228 | $1,000 | thousands by filing date | |
| AGM GROUP HOLDINGS INC | G0132V105 | SHS CL A | 51 | $1,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 898 | $1,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875203 | UNIT 03/15/2028 | 144 | $1,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 739 | $1,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 185 | $1,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 1,231 | $1,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 500 | $1,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 118 | $1,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 71 | $1,000 | thousands by filing date | |
| GREENBROOK TMS INC | 393704309 | Common Stock | 43 | $1,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 19 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 103 | $1,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 1,000 | $1,000 | thousands by filing date | principal |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 210 | $1,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X106 | COM | 97 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 38 | $1,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171103 | CMN | 100 | $1,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 2,591 | $1,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J106 | CMN | 152 | $1,000 | thousands by filing date | |
| NATURAL ORDER ACQUISITION CO | 63889L107 | CMN | 98 | $1,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C110 | WTS | 936 | $1,000 | thousands by filing date | |
| EMLES TR | 291361871 | CMN | 41 | $1,000 | thousands by filing date | |
| EMLES TR | 291361103 | CMN | 28 | $1,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C177 | DOUBLE STKR JAN | 33 | $1,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 100 | $1,000 | thousands by filing date | |
| Sigma Additive Solutions, Inc. | 826598500 | common | 200 | $1,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T456 | ETN LKD 34 | 171 | $1,000 | thousands by filing date | |
| PHUNWARE INC | 71948P118 | *W EXP 12/26/202 | 1,629 | $1,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X105 | CL A | 59 | $1,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 398 | $1,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 536 | $1,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497117 | *W EXP 12/08/202 | 1,282 | $1,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 1,321 | $1,000 | thousands by filing date | |
| SVF INVESTMENT CORP 3 | G8601N108 | CL A SHS | 100 | $1,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CO | 85521J117 | *W EXP 09/10/202 | 619 | $1,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 914 | $1,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXCHA LIQ $12.06432/SH 6/26/23 | 46090A309 | LIQ $12.06432/SH 6/26/23 | 75 | $1,000 | thousands by filing date | |
| MEDIGUS LTD | 58471G128 | *W EXP 07/22/202 | 826 | $1,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 22 | $1,000 | thousands by filing date | |
| POWERBRIDGE TECHNLOGIES CO LTD ORD SHS | G72007100 | ORD SHS | 407 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78468R614 | BBG SASB CRPT ES | 24 | $1,000 | thousands by filing date | |
| ALPHA ARCHITECT ETF TR | 02072L854 | UPHOLDINGS COMPN | 25 | $1,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP WT EXP 091625 | 661204115 | Stock | 680 | $1,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 3,676 | $1,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVESTMENT | 443760202 | UNIT 01/31/2027 | 98 | $1,000 | thousands by filing date | |
| ISHARES MSCI USA MIDCAP | 46435U143 | ETF | 40 | $1,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895118 | *W EXP 12/10/202 | 637 | $1,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T115 | *W EXP 01/20/202 | 605 | $1,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F117 | *W EXP 01/07/202 | 499 | $1,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R209 | UNIT 99/99/9999 | 78 | $1,000 | thousands by filing date | |
| RTS/BENESSERE CAPITAL ACQUSTN CORP EXP12/31/2099 | 08179B129 | COM | 4,160 | $1,000 | thousands by filing date | |
| Vickers Vantage Corp I | G9440B107 | Equity | 80 | $1,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690124 | *W EXP 12/02/202 | 518 | $1,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L126 | *W EXP 01/08/202 | 1,240 | $1,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M125 | RIGHT 05/10/2024 | 1,439 | $1,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108839 | PURE JR GLD MINE | 50 | $1,000 | thousands by filing date | |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 3,386 | $1,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E114 | *W EXP 09/09/202 | 912 | $1,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P305 | mc | 25 | $1,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 664 | $1,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576200 | CL B | 39 | $1,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F118 | *W EXP 99/99/999 | 985 | $1,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760152 | *W EXP 05/13/202 | 9,437 | $1,000 | thousands by filing date | |
| PETRA ACQUISITION INC | 716421110 | *W EXP 05/25/202 | 1,317 | $1,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A669 | NATIONWIDE RSK | 41 | $1,000 | thousands by filing date | |
| NAVSIGHT HLDGS INC | 639358118 | *W EXP 01/01/203 | 747 | $1,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC | 29273B112 | *W EXP 05/08/202 | 1,376 | $1,000 | thousands by filing date | |
| EUROPEAN SUSTAINABLE GROWTH | G3194F109 | CL A SHS | 100 | $1,000 | thousands by filing date | |
| ION ACQUISITION CORP 2 LTD | G49393120 | UNIT 99/99/9999 | 85 | $1,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448102 | COM CL A | 85 | $1,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y200 | UNIT 99/99/9999 | 51 | $1,000 | thousands by filing date | |
| SIGMA LABS INC | 826598112 | *W EXP 02/15/202 | 2,322 | $1,000 | thousands by filing date | |
| SOLIGENIX INC | 834223117 | *W EXP 11/14/202 | 3,464 | $1,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516U119 | *W EXP 01/15/202 | 729 | $1,000 | thousands by filing date | |
| CBRE ACQUISITION HLDGS INC | 12510J114 | *W EXP 99/99/999 | 1,004 | $1,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 824 | $1,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G129 | RIGHT 06/01/2021 | 1,081 | $1,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRADED FD | 74255Y797 | INTL MLTFCTR ETF | 21 | $1,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760145 | *W EXP 11/10/202 | 15,008 | $1,000 | thousands by filing date | |
| ATLAS CREST INVT CORP | 049284110 | *W EXP 01/30/202 | 723 | $1,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305123 | *W EXP 10/06/202 | 547 | $1,000 | thousands by filing date | |
| QELL- A SHRS | G7307X113 | EQUITY WRT | 498 | $1,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185112 | *W EXP 08/11/202 | 36 | $1,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707117 | *W EXP 99/99/999 | 646 | $1,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q118 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C110 | *W EXP 08/03/202 | 2,848 | $1,000 | thousands by filing date | |
| ISHARES TR | 46436E783 | FACTORS US MID | 30 | $1,000 | thousands by filing date | |
| RUHNN HLDG LTD | 781314109 | ADS | 244 | $1,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F138 | *W EXP 04/20/202 | 1,596 | $1,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 99 | $1,000 | thousands by filing date | |
| Avantis US Equity ETF | 025072885 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 27,251 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 22,772 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 423,555 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 735,087 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 646,305 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 82,704 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 96,534 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TASEKO MINES LTD COM | 876511106 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 218,152 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 890 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 236,227 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 35,025 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 3,280,982 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 330,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 5,339 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 8,319 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 576 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLOOMIA HOLDINGS INC | 45765Y204 | COM NEW | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR ETF VEST GOLD STRATEGY TARGET INCOME ETF | 33733E856 | ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERITAGE GLOBAL INC | 42727E103 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 32,285 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Amplify Energy Corp | 03212B103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 9,095 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189H854 | MOODYS ANLYT BBB | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDAL TRUST I | 886364819 | SOUND ENHANCED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK LIFE INVESTMENTS ET | 45409B453 | CANDRIAM INTL EQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DATA I O CORP | 237690102 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLPS INCORPORATION | G31642104 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIM ETF PRODUCTS TRUST | 00888H604 | FUND | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNATECH INC | 563771203 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR T INC | 009207101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLLABORATIVE INVESTMNT SER | 19423L714 | RARE TAX ADV ETF | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN CENTY ETF TR | 025072760 | MID CAP GRW IMP | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N889 | VOLT TSLA RE ETF | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UCLOUDLINK GROUP INC | 90354D104 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLS | 14070Y101 | Stock | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624307 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347G838 | ULTST NASD NW20 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS ETF TR | 38149W507 | ACES INVSTMNT GR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN CENTY ETF TR | 025072539 | QUALITY PREFER | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOUR SEASONS ED CAYMAN INC SPON ADS | 35101A101 | ADR | 234 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTIMETER GROWTH CORP | G0370L108 | CL A | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN MED INC | 88830X819 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TZP STRATEGIES ACQUISTN CORP | G91595119 | WARR | 316 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL PARTNER ACQISTN CORP | G3934P102 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTELCO INC | 688823301 | CL A NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-005892 | this filing | 2021-05-12 | acceptance time not in the bulk data set |