13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 10,843 holding rows worth $384,599,856,000.
- Accession
- 0000950123-21-002766
- Filer
- CIK 1423053
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 13,210 entries on the cover page, a total value of $384,599,856,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $384,599,856,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitadel Securities GP LLC 028-18870
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENERGOUS CORP | 29272C103 | COM | 33,549 | $60,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 12,353 | $60,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 13,700 | $60,000 | thousands by filing date | call |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 10,668 | $60,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 11,900 | $59,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 15,500 | $59,000 | thousands by filing date | put |
| CHICOS FAS INC | 168615102 | COM | 36,900 | $59,000 | thousands by filing date | call |
| SESEN BIO INC | 817763105 | COM | 43,200 | $58,000 | thousands by filing date | put |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 10,873 | $57,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 26,200 | $57,000 | thousands by filing date | put |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 21,300 | $57,000 | thousands by filing date | call |
| SAVARA INC | 805111101 | COM | 49,200 | $57,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 14,500 | $57,000 | thousands by filing date | put |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 29,749 | $57,000 | thousands by filing date | |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 12,373 | $57,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 14,600 | $57,000 | thousands by filing date | call |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 16,500 | $57,000 | thousands by filing date | call |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 47,800 | $57,000 | thousands by filing date | put |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 81,298 | $57,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 11,000 | $57,000 | thousands by filing date | put |
| BIOCARDIA INC | 09060U507 | COM | 16,585 | $57,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 10,718 | $57,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 24,962 | $57,000 | thousands by filing date | |
| MMTEC INC | G6181K106 | SHS | 38,710 | $57,000 | thousands by filing date | |
| MOXIAN INC | 624697306 | COM | 41,057 | $57,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 33,900 | $56,000 | thousands by filing date | call |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 24,400 | $56,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 14,800 | $56,000 | thousands by filing date | call |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 10,793 | $56,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 45,400 | $56,000 | thousands by filing date | put |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 25,500 | $56,000 | thousands by filing date | put |
| SIENTRA INC | 82621J105 | COM | 14,300 | $56,000 | thousands by filing date | call |
| NEMAURA MED INC | 640442208 | COMMON | 14,721 | $56,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 12,800 | $55,000 | thousands by filing date | call |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 12,700 | $55,000 | thousands by filing date | put |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 23,800 | $55,000 | thousands by filing date | call |
| AURORA MOBILE LTD | 051857100 | ADS | 15,528 | $55,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328874 | COM NEW | 27,590 | $55,000 | thousands by filing date | call |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 11,654 | $54,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 42,208 | $54,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 39,106 | $54,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 12,694 | $53,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 13,900 | $53,000 | thousands by filing date | call |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 12,500 | $53,000 | thousands by filing date | put |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 16,280 | $53,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 62,700 | $53,000 | thousands by filing date | call |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 15,700 | $53,000 | thousands by filing date | call |
| SYNLOGIC INC | 87166L100 | COM | 24,500 | $53,000 | thousands by filing date | call |
| Uxin Ltd | 91818X108 | ADS | 60,700 | $53,000 | thousands by filing date | call |
| SECOO HLDG LTD | 81367P101 | ADR | 23,000 | $53,000 | thousands by filing date | put |
| INPIXON | 45790J800 | COM | 51,484 | $53,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 14,900 | $52,000 | thousands by filing date | call |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 36,400 | $52,000 | thousands by filing date | put |
| NANTHEALTH INC | 630104107 | CMN | 16,151 | $52,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 13,602 | $52,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 14,400 | $51,000 | thousands by filing date | put |
| J JILL INC | 46620W201 | COMMON STOCK | 13,706 | $51,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 28,700 | $51,000 | thousands by filing date | call |
| RESEARCH FRONTIERS INC | 760911107 | COM | 18,000 | $51,000 | thousands by filing date | call |
| CLPS INCORPORATION | G31642104 | COM | 16,656 | $51,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 58,000 | $51,000 | thousands by filing date | call |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 27,221 | $51,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 12,197 | $51,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 12,697 | $51,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 10,200 | $50,000 | thousands by filing date | put |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 52,400 | $50,000 | thousands by filing date | call |
| SRAX INC | 78472M106 | CL A | 16,000 | $50,000 | thousands by filing date | call |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 33,635 | $50,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 33,600 | $49,000 | thousands by filing date | call |
| APTORUM GROUP LIMITED | G6096M106 | CL A ORD SHS | 20,024 | $49,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 12,200 | $49,000 | thousands by filing date | put |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 20,100 | $49,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 24,700 | $48,000 | thousands by filing date | put |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 15,100 | $48,000 | thousands by filing date | put |
| FERROGLOBE PLC | G33856108 | SHS | 29,477 | $48,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 10,800 | $48,000 | thousands by filing date | put |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 20,682 | $48,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 13,500 | $48,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 23,000 | $48,000 | thousands by filing date | put |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 49,455 | $48,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 18,003 | $47,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 18,184 | $47,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 11,800 | $47,000 | thousands by filing date | call |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 30,230 | $47,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 16,937 | $47,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 16,100 | $46,000 | thousands by filing date | put |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 11,801 | $46,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 12,302 | $46,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 19,900 | $46,000 | thousands by filing date | call |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 16,700 | $46,000 | thousands by filing date | call |
| GOLD STD VENTURES CORP | 380738104 | COM | 63,126 | $46,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 66,100 | $46,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 20,686 | $46,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 69,700 | $46,000 | thousands by filing date | call |
| DIGITAL MEDIA SOLUTIONS INC | 25401G114 | WTS | 29,345 | $46,000 | thousands by filing date | |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 12,300 | $46,000 | thousands by filing date | put |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 18,936 | $46,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 14,498 | $45,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 16,700 | $45,000 | thousands by filing date | put |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 16,768 | $45,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 18,849 | $45,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 14,031 | $45,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 63,800 | $45,000 | thousands by filing date | call |
| TITAN MED INC | 88830X819 | COM | 26,409 | $45,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 23,447 | $45,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 14,758 | $45,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 20,700 | $45,000 | thousands by filing date | call |
| Axonics | 88875G101 | COM | 22,200 | $45,000 | thousands by filing date | call |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 18,710 | $45,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 14,100 | $44,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 15,222 | $44,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 16,900 | $44,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 11,937 | $44,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 14,873 | $44,000 | thousands by filing date | |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 32,952 | $44,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 10,700 | $43,000 | thousands by filing date | put |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 19,333 | $43,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 17,100 | $43,000 | thousands by filing date | call |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 94,913 | $43,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 20,088 | $43,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 17,800 | $43,000 | thousands by filing date | put |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 12,148 | $43,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 53,083 | $43,000 | thousands by filing date | |
| ENSERVCO CORP | 29358Y201 | COM NEW | 23,019 | $43,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 16,511 | $43,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 10,199 | $43,000 | thousands by filing date | |
| WEIDAI LTD | 94861A108 | SPONS ADS | 32,053 | $43,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 43,747 | $42,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 16,153 | $42,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 23,600 | $42,000 | thousands by filing date | call |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 16,062 | $42,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 16,229 | $42,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 10,100 | $42,000 | thousands by filing date | call |
| NEUROMETRIX INC | 641255807 | COM | 13,392 | $42,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 17,100 | $42,000 | thousands by filing date | call |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 21,600 | $41,000 | thousands by filing date | put |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 15,243 | $41,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 10,000 | $41,000 | thousands by filing date | call |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 16,200 | $41,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 33,000 | $41,000 | thousands by filing date | put |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 11,200 | $41,000 | thousands by filing date | call |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 17,000 | $41,000 | thousands by filing date | call |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 18,600 | $41,000 | thousands by filing date | put |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 18,800 | $41,000 | thousands by filing date | call |
| POLARITYTE INC | 731094108 | COM | 59,600 | $41,000 | thousands by filing date | call |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 17,200 | $40,000 | thousands by filing date | call |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 12,246 | $40,000 | thousands by filing date | |
| VERIFYME INC | 92346X206 | COM NEW | 11,228 | $40,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 10,600 | $40,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 40,400 | $40,000 | thousands by filing date | call |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 28,900 | $40,000 | thousands by filing date | put |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 19,792 | $40,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 42,400 | $40,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 42,990 | $40,000 | thousands by filing date | |
| MOLECULAR DATA INC | 60852L106 | SPONSORED ADS | 47,986 | $40,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707109 | SHS CL A | 3,509 | $40,000 | thousands by filing date | |
| ANTELOPE ENTERPRISE HLDGS LTD SHS NEW | G041JN106 | Stock | 15,599 | $39,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 20,335 | $39,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 24,121 | $38,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 24,300 | $38,000 | thousands by filing date | call |
| CLEARONE INC | 18506U104 | COM | 16,873 | $38,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 18,000 | $38,000 | thousands by filing date | call |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 13,537 | $38,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 18,500 | $38,000 | thousands by filing date | call |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 11,155 | $38,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 17,000 | $37,000 | thousands by filing date | call |
| TAITRON COMPONENTS INC | 874028103 | CL A | 11,495 | $37,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 102,600 | $37,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 17,295 | $37,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 22,631 | $37,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 16,100 | $37,000 | thousands by filing date | put |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 17,400 | $37,000 | thousands by filing date | put |
| JOBY AVIATION IN | G7483N103 | EQUITY WRT | 11,526 | $37,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 15,500 | $36,000 | thousands by filing date | put |
| LSB INDS INC | 502160104 | COM | 10,691 | $36,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 15,091 | $36,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 14,700 | $36,000 | thousands by filing date | put |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 20,500 | $36,000 | thousands by filing date | put |
| TOKEN CAT LTD SPONSORED ADR | 89856T203 | ADR | 10,600 | $36,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 23,300 | $36,000 | thousands by filing date | put |
| TD HLDGS INC COM NEW | 87250W103 | Stock | 22,921 | $36,000 | thousands by filing date | |
| SKILLFUL CRAFTSMAN ED TECH L | G8211A108 | ORD SHS | 11,312 | $35,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 22,331 | $35,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 18,333 | $35,000 | thousands by filing date | |
| AENZA S.A.A | 00776D103 | SPONSORED ADS | 14,737 | $35,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 30,300 | $34,000 | thousands by filing date | call |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 16,050 | $34,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 10,101 | $34,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 13,215 | $34,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 48,383 | $34,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 33,500 | $34,000 | thousands by filing date | call |
| RETO ECO SOLUTIONS INC | G75271109 | COM | 50,995 | $34,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 37,900 | $33,000 | thousands by filing date | put |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 11,282 | $33,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 20,469 | $33,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 10,100 | $32,000 | thousands by filing date | call |
| SOCIETAL CDMO INC | 75629F109 | COM | 11,134 | $32,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R302 | SPONSORED ADS | 17,063 | $32,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 23,679 | $32,000 | thousands by filing date | |
| GREENPRO CAP CORP COM NEW | 39540F101 | Stock | 15,748 | $32,000 | thousands by filing date | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 14,496 | $32,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 14,338 | $32,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V116 | *W EXP 10/16/202 | 15,716 | $32,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 13,000 | $31,000 | thousands by filing date | put |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 12,657 | $31,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 12,855 | $31,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 15,025 | $31,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 26,242 | $30,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 19,100 | $30,000 | thousands by filing date | put |
| 36KR HOLDINGS INC SPONSORED ADR | 88429K103 | ADR | 10,834 | $30,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 14,300 | $30,000 | thousands by filing date | put |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 10,000 | $30,000 | thousands by filing date | call |
| TRANSENTERIX INC | 89366M300 | COM | 47,692 | $30,000 | thousands by filing date | call |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 11,319 | $29,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 10,825 | $29,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 26,300 | $29,000 | thousands by filing date | call |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 26,473 | $29,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 12,029 | $29,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 13,800 | $29,000 | thousands by filing date | put |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 12,700 | $29,000 | thousands by filing date | put |
| CREATIVE REALITIES INC | 22530J200 | COM | 22,272 | $29,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 22,725 | $28,000 | thousands by filing date | |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 12,391 | $28,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 15,077 | $28,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 15,018 | $28,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 11,500 | $28,000 | thousands by filing date | put |
| VEON LTD | 91822M106 | SPONSORED ADR | 17,600 | $27,000 | thousands by filing date | call |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 10,600 | $27,000 | thousands by filing date | put |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 32,197 | $27,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762115 | *W EXP 05/25/202 | 26,089 | $27,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 21,263 | $27,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 21,965 | $27,000 | thousands by filing date | |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 35,583 | $27,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 12,217 | $27,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 17,625 | $27,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671179 | *W EXP 09/ | 13,148 | $27,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 11,500 | $26,000 | thousands by filing date | put |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 21,300 | $26,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 12,200 | $26,000 | thousands by filing date | put |
| CORVUS GOLD INC | 221013105 | COM | 11,079 | $26,000 | thousands by filing date | |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 12,019 | $26,000 | thousands by filing date | |
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 10,012 | $26,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 13,896 | $25,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 13,884 | $25,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 12,447 | $25,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 11,200 | $25,000 | thousands by filing date | put |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 23,200 | $25,000 | thousands by filing date | call |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 40,839 | $25,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 37,600 | $24,000 | thousands by filing date | put |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 10,494 | $24,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 15,206 | $24,000 | thousands by filing date | |
| YUNHONG GREEN CTI LTD | 98873Q100 | COM | 13,968 | $24,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 11,079 | $24,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 11,792 | $24,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 19,353 | $24,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 13,139 | $24,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 64,832 | $24,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 10,298 | $23,000 | thousands by filing date | |
| GREEN GIANT INC | 16948W209 | COM NEW | 13,133 | $23,000 | thousands by filing date | |
| LAIX INC | 50736W105 | ADS | 14,838 | $23,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 25,600 | $22,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 10,000 | $22,000 | thousands by filing date | put |
| Lee Enterprises Inc | 523768109 | COM | 17,780 | $22,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 11,280 | $22,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 10,100 | $22,000 | thousands by filing date | put |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 20,650 | $22,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 11,800 | $22,000 | thousands by filing date | put |
| BAUDAX BIO INC | 07160F107 | COM | 21,500 | $22,000 | thousands by filing date | call |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 19,650 | $22,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 10,600 | $21,000 | thousands by filing date | call |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 31,500 | $21,000 | thousands by filing date | put |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 29,188 | $21,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 102,700 | $21,000 | thousands by filing date | put |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 31,096 | $21,000 | thousands by filing date | |
| COLOR STAR TECHNOLOGY CO LTD | G2287A100 | SHS NEW | 30,055 | $21,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 32,100 | $21,000 | thousands by filing date | put |
| CHEMOMAB THERAPEUTICS LTD SPONSORED ADS | 03280X102 | ADR | 12,168 | $21,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 15,100 | $20,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 31,300 | $20,000 | thousands by filing date | call |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 21,000 | $20,000 | thousands by filing date | put |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 10,038 | $20,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 17,735 | $20,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 28,500 | $20,000 | thousands by filing date | put |
| TRANSENTERIX INC | 89366M300 | COM | 31,500 | $20,000 | thousands by filing date | put |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 10,900 | $19,000 | thousands by filing date | put |
| MECHEL PREF SPON ADR | 583840509 | COM | 38,492 | $19,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 18,891 | $19,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 35,937 | $19,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 10,900 | $19,000 | thousands by filing date | call |
| HOSTESS BRANDS INC | 44109J114 | WTS | 12,031 | $19,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 16,900 | $18,000 | thousands by filing date | put |
| AH BELO CORP | 001282102 | COMMON STOCK | 11,619 | $18,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 10,412 | $18,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 13,758 | $18,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 11,944 | $18,000 | thousands by filing date | |
| Clene Inc | 185634110 | CLENE INC -CW25 | 17,708 | $18,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 13,326 | $18,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 18,305 | $18,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 31,672 | $17,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 19,500 | $17,000 | thousands by filing date | put |
| SPAR GROUP INC | 784933103 | COM | 13,908 | $16,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 18,365 | $16,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 19,334 | $16,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 11,314 | $16,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 12,046 | $16,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 28,935 | $16,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V125 | *W EXP 99/99/999 | 10,442 | $16,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 13,500 | $15,000 | thousands by filing date | call |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 10,300 | $15,000 | thousands by filing date | call |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 31,338 | $15,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 12,000 | $15,000 | thousands by filing date | put |
| BSQUARE CORP | 11776U300 | COM | 10,100 | $15,000 | thousands by filing date | put |
| CELSION CORP | 15117N503 | COM PAR NEW | 20,900 | $15,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 15,270 | $13,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 11,879 | $13,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 37,600 | $13,000 | thousands by filing date | call |
| VERTEX ENERGY INC | 92534K107 | COM | 18,000 | $13,000 | thousands by filing date | put |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 10,377 | $13,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 32,452 | $12,000 | thousands by filing date | |
| FINTECH ACQ IV-A | 31810N104 | COMMON STOCK | 1,084 | $12,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 23,300 | $11,000 | thousands by filing date | put |
| MOTUS GI HLDGS INC | 62014P108 | COM | 11,412 | $11,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 18,200 | $11,000 | thousands by filing date | put |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 14,100 | $9,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 28,000 | $9,000 | thousands by filing date | put |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 16,100 | $9,000 | thousands by filing date | put |
| HISTOGEN INC | 43358Y103 | COM | 10,763 | $8,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 20,600 | $7,000 | thousands by filing date | put |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 33,900 | $7,000 | thousands by filing date | call |
| ADVAXIS INC | 007624307 | COM | 21,437 | $7,000 | thousands by filing date | |
| TOUGHBUILT INDS INC | 89157G116 | *W EXP 11/14/202 | 33,728 | $7,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 19,442 | $6,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 10,310 | $6,000 | thousands by filing date | |
| AIR T FDG | 00919P112 | *W EXP 08/30/202 | 24,545 | $6,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 12,035 | $5,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760145 | *W EXP 11/10/202 | 83,509 | $3,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC | 68232V116 | *W EXP 07/11/202 | 32,041 | $3,000 | thousands by filing date | |
| INSPIREMD INC | 45779A127 | *W EXP 07/07/202 | 84,627 | $3,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 11,842 | $2,000 | thousands by filing date | |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 82,992 | $2,000 | thousands by filing date | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 10,178 | $1,000 | thousands by filing date | |
| INSPIREMD INC | 45779A135 | *W EXP 03/14/202 | 64,469 | $1,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 10,952,625 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-002766 | this filing | 2021-02-16 | acceptance time not in the bulk data set |