13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 10,843 holding rows worth $384,599,856,000.
- Accession
- 0000950123-21-002766
- Filer
- CIK 1423053
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 13,210 entries on the cover page, a total value of $384,599,856,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $384,599,856,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitadel Securities GP LLC 028-18870
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENTURY ALUM CO | 156431108 | COM | 12,406 | $137,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 16,000 | $137,000 | thousands by filing date | put |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 13,000 | $137,000 | thousands by filing date | put |
| CONTRAFECT CORP | 212326300 | COM | 27,024 | $137,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 112,000 | $136,000 | thousands by filing date | put |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 22,400 | $136,000 | thousands by filing date | call |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 109,097 | $136,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 328,491 | $136,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 16,000 | $135,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 25,800 | $135,000 | thousands by filing date | call |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 10,809 | $135,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 21,700 | $135,000 | thousands by filing date | put |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 56,900 | $135,000 | thousands by filing date | call |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 18,600 | $134,000 | thousands by filing date | put |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 10,800 | $134,000 | thousands by filing date | put |
| FUEL TECH INC | 359523107 | COM | 34,618 | $134,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 55,500 | $134,000 | thousands by filing date | call |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 54,116 | $134,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 12,200 | $133,000 | thousands by filing date | call |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 26,833 | $133,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 21,594 | $133,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 152,164 | $133,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 38,100 | $133,000 | thousands by filing date | call |
| GLYCOMIMETICS INC | 38000Q102 | COM | 35,400 | $133,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 42,400 | $133,000 | thousands by filing date | put |
| Zagg, Inc. | 98884U108 | COM | 31,800 | $133,000 | thousands by filing date | put |
| HF ENTERPRISES INC | 40438A105 | COM | 22,252 | $133,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 20,100 | $132,000 | thousands by filing date | put |
| REALNETWORKS INC | 75605L708 | COM | 84,900 | $132,000 | thousands by filing date | call |
| ONCOCYTE CORP | 68235C107 | COM | 55,344 | $132,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 13,900 | $132,000 | thousands by filing date | put |
| QUHUO LTD | 74841Q100 | ADS | 17,464 | $132,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 15,100 | $131,000 | thousands by filing date | put |
| Gilat Satellite Network | M51474118 | COM | 20,048 | $131,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 41,900 | $131,000 | thousands by filing date | call |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 76,971 | $131,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 24,254 | $130,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 10,500 | $130,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 10,200 | $130,000 | thousands by filing date | call |
| SECOO HLDG LTD | 81367P101 | ADR | 56,700 | $130,000 | thousands by filing date | call |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 16,400 | $129,000 | thousands by filing date | call |
| PEABODY ENGR CORP | 704551100 | COM | 53,400 | $129,000 | thousands by filing date | call |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 20,800 | $129,000 | thousands by filing date | call |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 14,400 | $129,000 | thousands by filing date | call |
| SITE CENTERS CORP | 82981J109 | COM | 12,700 | $129,000 | thousands by filing date | put |
| NOODLES & CO | 65540B105 | COM CL A | 16,300 | $129,000 | thousands by filing date | put |
| AC IMMUNE SA | H00263105 | SHS | 24,800 | $128,000 | thousands by filing date | call |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 48,002 | $128,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 73,000 | $128,000 | thousands by filing date | put |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 18,200 | $128,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 140,820 | $128,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 11,200 | $128,000 | thousands by filing date | call |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 25,600 | $128,000 | thousands by filing date | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 41,500 | $127,000 | thousands by filing date | call |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 17,700 | $127,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 79,700 | $127,000 | thousands by filing date | put |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 21,000 | $127,000 | thousands by filing date | put |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 35,400 | $127,000 | thousands by filing date | put |
| BANK OF MONTREAL | 063679666 | MICROSCTRS 3X | 26,083 | $127,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 30,500 | $126,000 | thousands by filing date | call |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 36,703 | $126,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 13,194 | $126,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 15,400 | $126,000 | thousands by filing date | call |
| COLLPLANT BIOTECHNOLOGIES LTD SHS NEW | 19516R107 | Stock | 11,937 | $126,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 28,600 | $126,000 | thousands by filing date | put |
| ZIX CORP | 98974P100 | COM | 14,600 | $126,000 | thousands by filing date | put |
| MOTION ACQUISITION CORP | 61980M206 | UNIT 10/14/2025 | 11,867 | $126,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 18,700 | $125,000 | thousands by filing date | put |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 36,400 | $125,000 | thousands by filing date | call |
| TILLYS INC | 886885102 | CL A | 15,300 | $125,000 | thousands by filing date | put |
| GREENHILL & CO INC COM | 395259104 | Stock | 10,300 | $125,000 | thousands by filing date | put |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 12,673 | $125,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 37,860 | $125,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 264,400 | $125,000 | thousands by filing date | put |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 15,900 | $125,000 | thousands by filing date | put |
| ACE CONVERGENCE ACQU CORP | G0083D112 | UNIT 99/99/9999 | 11,474 | $125,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 11,669 | $125,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 24,861 | $124,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 36,200 | $124,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 17,300 | $124,000 | thousands by filing date | call |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 52,900 | $124,000 | thousands by filing date | put |
| NULL | 09071M205 | NULL | 49,301 | $124,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 23,300 | $123,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 70,216 | $123,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 31,759 | $123,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 77,814 | $123,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 39,700 | $123,000 | thousands by filing date | call |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 11,874 | $123,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 88,047 | $122,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 32,200 | $122,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 75,900 | $121,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 15,200 | $121,000 | thousands by filing date | call |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 50,500 | $121,000 | thousands by filing date | put |
| REKOR SYSTEMS INC | 759419104 | COM | 14,953 | $121,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 23,774 | $121,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 37,143 | $121,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 35,500 | $121,000 | thousands by filing date | put |
| CONTURA ENERGY INC | 21241B100 | COM | 10,703 | $121,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 15,500 | $120,000 | thousands by filing date | call |
| U S GLOBAL INVS INC | 902952100 | CL A | 22,100 | $120,000 | thousands by filing date | call |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 139,700 | $120,000 | thousands by filing date | call |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 96,200 | $120,000 | thousands by filing date | put |
| TANTECH HLDGS LTD | G8675X107 | COM | 87,077 | $120,000 | thousands by filing date | |
| WANDA SPORTS GROUP CO LTD | 93368R101 | SPONSORED ADS | 48,069 | $120,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 40,200 | $119,000 | thousands by filing date | call |
| GRAFTECH INTL LTD | 384313508 | COM | 11,200 | $119,000 | thousands by filing date | put |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 10,500 | $119,000 | thousands by filing date | put |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 14,000 | $118,000 | thousands by filing date | put |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 11,700 | $118,000 | thousands by filing date | put |
| FREIGHTCAR AMER INC | 357023100 | COM | 48,900 | $118,000 | thousands by filing date | call |
| POTBELLY CORP | 73754Y100 | COM | 26,800 | $118,000 | thousands by filing date | call |
| PARTY CITY HOLDCO INC | 702149105 | COM | 19,135 | $118,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 12,475 | $118,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 65,400 | $118,000 | thousands by filing date | call |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 75,000 | $118,000 | thousands by filing date | call |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 27,300 | $118,000 | thousands by filing date | call |
| ROMAN DBDR TECH ACQUISITION | 77584N119 | *W EXP 10/31/202 | 100,000 | $118,000 | thousands by filing date | |
| ARCLIGHT CLEAN-A | G04561125 | EQUITY WRT | 50,000 | $118,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 28,500 | $117,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 28,100 | $117,000 | thousands by filing date | put |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 24,024 | $117,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 73,800 | $117,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 49,039 | $117,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 112,898 | $117,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 27,000 | $117,000 | thousands by filing date | put |
| GALILEO ACQUISITION CORP | G3770A128 | UNIT 99/99/9999 | 10,759 | $117,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 51,900 | $116,000 | thousands by filing date | call |
| TEEKAY CORPORATION | Y8564W103 | COM | 54,100 | $116,000 | thousands by filing date | put |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 10,600 | $116,000 | thousands by filing date | put |
| CHIMERIX INC COM | 16934W106 | Stock | 24,076 | $116,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 17,900 | $116,000 | thousands by filing date | put |
| 111 INC | 68247Q102 | ADR | 16,694 | $116,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 115,207 | $116,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 17,201 | $115,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 14,500 | $115,000 | thousands by filing date | put |
| PAE INC | 69290Y109 | COM CL A | 12,500 | $115,000 | thousands by filing date | call |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 14,682 | $114,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 11,500 | $114,000 | thousands by filing date | call |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 13,022 | $114,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 12,700 | $114,000 | thousands by filing date | put |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 87,427 | $114,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 29,200 | $114,000 | thousands by filing date | put |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 47,400 | $114,000 | thousands by filing date | put |
| OBALON THERAPEUTICS INC COM NE | 67424l209 | COM | 76,253 | $114,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 12,135 | $113,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 19,500 | $113,000 | thousands by filing date | put |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 10,000 | $113,000 | thousands by filing date | call |
| AKERS BIOSCIENCES INC | 00973E409 | COM | 56,575 | $113,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 10,000 | $112,000 | thousands by filing date | call |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 10,900 | $112,000 | thousands by filing date | put |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 10,500 | $112,000 | thousands by filing date | put |
| CENTURY CASINOS INC | 156492100 | COM | 17,600 | $112,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 35,900 | $112,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 44,300 | $112,000 | thousands by filing date | put |
| GREENLANE HLDGS INC | 395330103 | CL A | 28,220 | $112,000 | thousands by filing date | |
| Sigma Additive Solutions, Inc. | 826598500 | common | 33,002 | $112,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 16,500 | $111,000 | thousands by filing date | call |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 12,154 | $111,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 22,900 | $111,000 | thousands by filing date | call |
| TRAVELZOO | 89421Q205 | CMN | 11,800 | $111,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 53,000 | $111,000 | thousands by filing date | put |
| BEYOND AIR INC | 08862L103 | COM | 21,080 | $111,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 41,700 | $111,000 | thousands by filing date | call |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 77,703 | $111,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 11,766 | $111,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 11,150 | $111,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 32,025 | $111,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 10,700 | $110,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 35,100 | $110,000 | thousands by filing date | put |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 21,400 | $110,000 | thousands by filing date | put |
| IBIO INC | 451033203 | COM NEW | 104,700 | $110,000 | thousands by filing date | put |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 15,600 | $109,000 | thousands by filing date | call |
| CYTOSORBENTS CORP | 23283X206 | CMN | 13,700 | $109,000 | thousands by filing date | call |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 32,600 | $109,000 | thousands by filing date | call |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 56,185 | $108,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 13,700 | $108,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 17,300 | $108,000 | thousands by filing date | put |
| CHURCHILL CAPITAL CORP IV | 171439110 | W EXP 08/04/202 | 71,401 | $108,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 49,100 | $107,000 | thousands by filing date | call |
| A10 NETWORKS INC | 002121101 | COM | 10,900 | $107,000 | thousands by filing date | put |
| MONROE CAPITAL CORP | 610335101 | COM | 13,266 | $107,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 24,303 | $107,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 27,241 | $107,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 71,000 | $107,000 | thousands by filing date | call |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 10,700 | $107,000 | thousands by filing date | put |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 15,900 | $106,000 | thousands by filing date | call |
| CENTURY CASINOS INC | 156492100 | COM | 16,600 | $106,000 | thousands by filing date | put |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 21,700 | $106,000 | thousands by filing date | call |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 16,800 | $106,000 | thousands by filing date | put |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 32,216 | $106,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 13,939 | $106,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 66,000 | $106,000 | thousands by filing date | put |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 32,300 | $106,000 | thousands by filing date | put |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 63,500 | $105,000 | thousands by filing date | call |
| AXT INC | 00246W103 | COM | 11,000 | $105,000 | thousands by filing date | put |
| IDENTIV INC | 45170X205 | COM NEW | 12,300 | $105,000 | thousands by filing date | call |
| QUANTUM CORP | 747906501 | COM | 17,127 | $105,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 31,912 | $104,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 14,800 | $104,000 | thousands by filing date | put |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 45,300 | $104,000 | thousands by filing date | call |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 40,810 | $104,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 66,940 | $104,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 19,066 | $104,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 26,900 | $103,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 49,649 | $103,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 22,200 | $103,000 | thousands by filing date | call |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 11,900 | $102,000 | thousands by filing date | call |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 18,000 | $102,000 | thousands by filing date | call |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 46,700 | $102,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 24,200 | $102,000 | thousands by filing date | call |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 28,884 | $102,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 12,635 | $102,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 74,889 | $102,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q870 | COM | 14,658 | $102,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 13,900 | $102,000 | thousands by filing date | put |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 25,746 | $101,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 10,400 | $101,000 | thousands by filing date | put |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 12,200 | $101,000 | thousands by filing date | put |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 11,400 | $101,000 | thousands by filing date | put |
| Amplify Energy Corp | 03212B103 | COM | 77,300 | $101,000 | thousands by filing date | call |
| MEDICINOVA INC | 58468P206 | COM NEW | 19,200 | $101,000 | thousands by filing date | call |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 35,378 | $101,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 243,240 | $101,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 57,094 | $100,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 21,900 | $100,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 308,600 | $99,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 51,471 | $99,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 18,351 | $99,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 15,200 | $99,000 | thousands by filing date | put |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 14,800 | $99,000 | thousands by filing date | call |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 45,400 | $99,000 | thousands by filing date | call |
| ATIF HOLDINGS LIMITED | G0602B100 | SHS | 106,410 | $99,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542117 | *W EXP 01/17/202 | 10,808 | $99,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 14,900 | $98,000 | thousands by filing date | call |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 98,000 | $98,000 | thousands by filing date | put |
| SADOT GROUP INC | 627333107 | COM | 56,015 | $98,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 10,700 | $97,000 | thousands by filing date | call |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 25,477 | $97,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 20,600 | $97,000 | thousands by filing date | call |
| EMX RTY CORP | 26873J107 | COM | 28,992 | $97,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 151,144 | $97,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 77,891 | $97,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 10,700 | $97,000 | thousands by filing date | call |
| KIROMIC BIOPHARMA INC | 497634105 | COM | 11,637 | $97,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 19,600 | $96,000 | thousands by filing date | call |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 14,000 | $96,000 | thousands by filing date | put |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 14,300 | $96,000 | thousands by filing date | call |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 21,408 | $96,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 19,600 | $96,000 | thousands by filing date | put |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 38,500 | $95,000 | thousands by filing date | put |
| GASLOG LTD | G37585109 | SHS | 25,500 | $95,000 | thousands by filing date | call |
| BROADWIND INC | 11161T207 | CMN | 12,041 | $95,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 37,700 | $95,000 | thousands by filing date | put |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 16,911 | $95,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 36,900 | $95,000 | thousands by filing date | put |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 49,400 | $95,000 | thousands by filing date | call |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 26,970 | $95,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 10,900 | $94,000 | thousands by filing date | put |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 10,655 | $94,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 90,100 | $94,000 | thousands by filing date | put |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 62,600 | $94,000 | thousands by filing date | put |
| ORAGENICS INC | 684023302 | COM PAR | 209,084 | $94,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 43,400 | $94,000 | thousands by filing date | put |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 10,475 | $94,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 24,612 | $94,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 14,300 | $93,000 | thousands by filing date | put |
| RA MED SYS INC | 74933X203 | COM | 12,607 | $93,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 68,200 | $93,000 | thousands by filing date | call |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 14,100 | $92,000 | thousands by filing date | call |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 14,200 | $92,000 | thousands by filing date | put |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 10,100 | $92,000 | thousands by filing date | put |
| INTEVAC INC | 461148108 | COM | 12,700 | $92,000 | thousands by filing date | call |
| IMV INC | 44974L103 | COM | 30,000 | $92,000 | thousands by filing date | put |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 13,877 | $91,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 10,300 | $91,000 | thousands by filing date | call |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 16,000 | $91,000 | thousands by filing date | put |
| CREXENDO INC | 226552107 | COMMON STOCK | 13,197 | $91,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 10,823 | $91,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274E166 | ETRACS MNTHLY B | 11,158 | $91,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 14,700 | $91,000 | thousands by filing date | call |
| CONTRAFECT CORP | 212326300 | COM | 18,100 | $91,000 | thousands by filing date | call |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 10,317 | $90,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 20,400 | $90,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 18,700 | $90,000 | thousands by filing date | put |
| NAM TAI PROPERTY INC | G63907102 | Com | 15,349 | $90,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 57,000 | $89,000 | thousands by filing date | call |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 20,844 | $89,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 29,800 | $89,000 | thousands by filing date | put |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 15,014 | $89,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 38,200 | $89,000 | thousands by filing date | call |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 273,565 | $89,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 68,500 | $89,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 66,600 | $88,000 | thousands by filing date | put |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 26,900 | $88,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 23,600 | $88,000 | thousands by filing date | put |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 32,100 | $88,000 | thousands by filing date | call |
| LIZHI INC | 53933L104 | ADS | 22,561 | $88,000 | thousands by filing date | |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 21,561 | $88,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 15,200 | $87,000 | thousands by filing date | call |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 24,100 | $87,000 | thousands by filing date | call |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 23,020 | $87,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 24,073 | $87,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 64,576 | $87,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 56,882 | $86,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 10,600 | $86,000 | thousands by filing date | call |
| DASEKE INC | 23753F107 | COM | 14,800 | $86,000 | thousands by filing date | call |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 64,900 | $86,000 | thousands by filing date | call |
| AYRO INC | 054748108 | COM | 14,081 | $86,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 19,900 | $86,000 | thousands by filing date | call |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 86,965 | $86,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 15,900 | $85,000 | thousands by filing date | put |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 14,800 | $85,000 | thousands by filing date | call |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 11,600 | $85,000 | thousands by filing date | put |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 12,100 | $85,000 | thousands by filing date | call |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 16,351 | $85,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 16,559 | $85,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 12,300 | $85,000 | thousands by filing date | put |
| HUDSON EXECUTIVE INVT CORP | 443761119 | *W EXP 06/21/202 | 50,000 | $85,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 17,479 | $84,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 18,000 | $84,000 | thousands by filing date | call |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 10,400 | $84,000 | thousands by filing date | put |
| CBDMD INC | 12482W101 | COM | 28,500 | $84,000 | thousands by filing date | call |
| ONCOCYTE CORP | 68235C107 | COM | 35,300 | $84,000 | thousands by filing date | put |
| Uxin Ltd | 91818X108 | ADS | 96,200 | $84,000 | thousands by filing date | put |
| ONCOSEC MED INC | 68234L306 | COM | 12,971 | $84,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 60,547 | $84,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 11,381 | $83,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 10,379 | $83,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 12,700 | $83,000 | thousands by filing date | call |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 27,174 | $83,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 61,794 | $83,000 | thousands by filing date | |
| HAPPINESS DEVELOPMENT GRP LT | G4289N114 | ORD SHS CL A | 45,334 | $83,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 16,100 | $83,000 | thousands by filing date | put |
| NANTHEALTH INC | 630104107 | CMN | 25,600 | $83,000 | thousands by filing date | call |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 56,407 | $83,000 | thousands by filing date | |
| RUHNN HLDG LTD | 781314109 | ADS | 28,533 | $83,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 250,500 | $81,000 | thousands by filing date | put |
| BEST INC | 08653C106 | SPONSORED ADS | 39,800 | $81,000 | thousands by filing date | call |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 25,497 | $80,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 10,200 | $80,000 | thousands by filing date | call |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 67,056 | $80,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 11,700 | $80,000 | thousands by filing date | call |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 33,593 | $80,000 | thousands by filing date | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 20,391 | $80,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 91,459 | $80,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 22,590 | $80,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 82,109 | $80,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 15,900 | $79,000 | thousands by filing date | call |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 41,200 | $79,000 | thousands by filing date | call |
| READING INTL INC | 755408101 | CL A | 15,800 | $79,000 | thousands by filing date | call |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 32,500 | $79,000 | thousands by filing date | call |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 11,169 | $79,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 11,500 | $79,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 36,800 | $79,000 | thousands by filing date | put |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 11,100 | $78,000 | thousands by filing date | put |
| AMERICAN RES CORP | 02927U208 | CL A | 39,911 | $78,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 10,600 | $78,000 | thousands by filing date | call |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 15,600 | $78,000 | thousands by filing date | put |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 14,300 | $77,000 | thousands by filing date | call |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 25,683 | $77,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 11,200 | $77,000 | thousands by filing date | call |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 30,400 | $77,000 | thousands by filing date | call |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 27,097 | $77,000 | thousands by filing date | |
| HUIZE HLDG LTD | 44473E105 | SPONSORED ADS | 11,065 | $77,000 | thousands by filing date | |
| 180 LIFE SCIENCES CORP | 68236V104 | COM | 28,151 | $77,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 13,300 | $77,000 | thousands by filing date | put |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 11,700 | $76,000 | thousands by filing date | put |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 10,500 | $76,000 | thousands by filing date | call |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 16,170 | $76,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 37,805 | $76,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 57,371 | $76,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 22,693 | $76,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 12,100 | $76,000 | thousands by filing date | put |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 11,100 | $76,000 | thousands by filing date | put |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 25,355 | $75,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 14,900 | $75,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 19,000 | $75,000 | thousands by filing date | call |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 10,600 | $75,000 | thousands by filing date | put |
| FURY GOLD MINES LTD | 36117T100 | COM | 52,268 | $75,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 23,228 | $75,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 11,424 | $75,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 19,300 | $75,000 | thousands by filing date | put |
| USD PARTNERS LP LP | 903318103 | STOK | 22,082 | $75,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 28,600 | $75,000 | thousands by filing date | put |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 35,100 | $75,000 | thousands by filing date | call |
| CASTOR MARITIME INC | Y1146L109 | SHS | 408,026 | $75,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 14,300 | $74,000 | thousands by filing date | put |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 15,200 | $74,000 | thousands by filing date | put |
| HILL INTERNATIONAL INC | 431466101 | COM | 38,700 | $74,000 | thousands by filing date | call |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 109,320 | $74,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 22,510 | $74,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G113 | *W EXP 07/13/202 | 33,333 | $74,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 84,445 | $74,000 | thousands by filing date | |
| URBAN TEA INC | G9396G118 | ORD SHS NEW | 42,610 | $74,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 14,500 | $73,000 | thousands by filing date | put |
| U S SILICA HLDGS INC | 90346E103 | COM | 10,332 | $73,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 15,819 | $73,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 13,096 | $73,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 15,800 | $73,000 | thousands by filing date | call |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 14,800 | $73,000 | thousands by filing date | call |
| VACCINEX INC | 918640103 | CMN | 35,094 | $73,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 93,773 | $73,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 25,563 | $72,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 40,846 | $72,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC | 02128L114 | *W EXP 02/14/202 | 36,273 | $72,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 16,800 | $71,000 | thousands by filing date | call |
| INUVO INC | 46122W204 | COM NEW | 155,738 | $71,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 29,800 | $71,000 | thousands by filing date | put |
| CTI BIOPHARMA CORP | 12648L601 | COM | 22,041 | $71,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 24,900 | $71,000 | thousands by filing date | call |
| LEAF GROUP LTD | 52177G102 | COM | 15,200 | $71,000 | thousands by filing date | put |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 34,200 | $71,000 | thousands by filing date | |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 18,906 | $71,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 13,060 | $70,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 22,963 | $70,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 25,600 | $70,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 20,600 | $70,000 | thousands by filing date | put |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 11,100 | $70,000 | thousands by filing date | call |
| BARNES & NOBLE ED INC | 06777U101 | COM | 15,008 | $70,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 12,100 | $70,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 20,500 | $70,000 | thousands by filing date | call |
| EROS INTL PLC | G3788M114 | SHS NEW | 38,500 | $70,000 | thousands by filing date | call |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 19,800 | $70,000 | thousands by filing date | call |
| BSQUARE CORP | 11776U300 | COM | 46,000 | $70,000 | thousands by filing date | call |
| BIOMERICA INC | 09061H307 | COM NEW | 14,000 | $70,000 | thousands by filing date | put |
| AUTOWEB INC | 05335B100 | COM | 28,537 | $70,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 104,125 | $69,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 17,760 | $69,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 42,151 | $69,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 27,435 | $69,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 13,300 | $69,000 | thousands by filing date | put |
| TRUECAR INC | 89785L107 | COM | 16,500 | $69,000 | thousands by filing date | put |
| RED LION HOTELS CORP | 756764106 | COM | 19,915 | $69,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 15,500 | $69,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 20,400 | $68,000 | thousands by filing date | call |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 15,961 | $68,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 16,200 | $68,000 | thousands by filing date | put |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 11,490 | $68,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 25,700 | $68,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 16,100 | $68,000 | thousands by filing date | put |
| MEI PHARMA INC | 55279B202 | COM NEW | 25,700 | $68,000 | thousands by filing date | call |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 17,438 | $68,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 24,905 | $67,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 15,204 | $67,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 27,600 | $67,000 | thousands by filing date | put |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 15,400 | $67,000 | thousands by filing date | put |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 46,542 | $67,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 101,282 | $67,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 20,400 | $67,000 | thousands by filing date | call |
| TRXADE HEALTH INC | 89846A207 | COM NEW | 12,700 | $67,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 13,410 | $67,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 10,000 | $66,000 | thousands by filing date | put |
| ObsEva SA | H5861P103 | COM | 31,700 | $66,000 | thousands by filing date | call |
| SAFETY SHOT INC | 48208F105 | COM NEW | 12,958 | $66,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 35,945 | $66,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 32,000 | $66,000 | thousands by filing date | call |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 30,445 | $66,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 36,468 | $65,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 15,300 | $65,000 | thousands by filing date | put |
| IGC PHARMA INC | 45408X308 | COM NEW | 41,700 | $65,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 30,663 | $65,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 12,000 | $65,000 | thousands by filing date | call |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 17,100 | $65,000 | thousands by filing date | call |
| SIO GENE THERAPIES INC | 829399104 | COM | 23,300 | $65,000 | thousands by filing date | call |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 29,828 | $65,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 19,000 | $64,000 | thousands by filing date | put |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 10,700 | $64,000 | thousands by filing date | call |
| U S GLOBAL INVS INC | 902952100 | CL A | 11,800 | $64,000 | thousands by filing date | put |
| URBAN ONE INC | 91705J105 | CL A | 15,271 | $64,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 72,500 | $64,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 16,000 | $64,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 21,600 | $63,000 | thousands by filing date | call |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 22,500 | $63,000 | thousands by filing date | put |
| HERITAGE GLOBAL INC | 42727E103 | COM | 23,562 | $63,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 29,535 | $63,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 10,700 | $63,000 | thousands by filing date | put |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 79,601 | $63,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 41,735 | $63,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 25,978 | $63,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 18,359 | $62,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 23,254 | $62,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 21,500 | $62,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 182,821 | $62,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 38,985 | $62,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 61,700 | $62,000 | thousands by filing date | call |
| VACCINEX INC | 918640103 | CMN | 30,100 | $62,000 | thousands by filing date | put |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 19,738 | $62,000 | thousands by filing date | |
| ALARUM TECHNOLOGIES LTD SPONSORD ADS NEW | 78643B401 | ADR | 43,752 | $62,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328874 | COM NEW | 31,211 | $62,000 | thousands by filing date | |
| FLJ GROUP LIMITED SPON ADS | 74738J102 | ADR | 22,923 | $62,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 10,535 | $61,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 11,984 | $61,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 20,700 | $61,000 | thousands by filing date | call |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 44,600 | $61,000 | thousands by filing date | call |
| REEDS INC COM | 758338107 | Stock | 103,584 | $61,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 34,687 | $61,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 12,100 | $60,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 14,300 | $60,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 17,800 | $60,000 | thousands by filing date | call |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 19,000 | $60,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-002766 | this filing | 2021-02-16 | acceptance time not in the bulk data set |