13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-11, with 8,499 holding rows worth $295,784,923,000.
- Accession
- 0000950123-21-001651
- Filer
- CIK 1610520
- Filed
- 2021-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 14,104 entries on the cover page, a total value of $295,784,923,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $295,785,041,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 297,962 | $15,881,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 197,054 | $15,821,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 1,401,690 | $15,811,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 100,000 | $15,773,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 113,300 | $15,765,000 | thousands by filing date | call |
| SEI INVTS CO COM | 784117103 | Stock | 274,323 | $15,765,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 2,353,461 | $15,744,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 511,429 | $15,675,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 176,201 | $15,615,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 75,000 | $15,614,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 260,000 | $15,608,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 812,483 | $15,608,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 114,083 | $15,590,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 33,000 | $15,585,000 | thousands by filing date | put |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,097,311 | $15,582,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 295,000 | $15,573,000 | thousands by filing date | put |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 766,565 | $15,515,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 640,582 | $15,476,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 284,064 | $15,458,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 43,500 | $15,442,000 | thousands by filing date | put |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 193,958 | $15,427,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 227,615 | $15,382,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 94,847 | $15,364,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 161,763 | $15,362,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 351,242 | $15,352,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 98,607 | $15,338,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 130,000 | $15,331,000 | thousands by filing date | put |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 487,273 | $15,320,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 209,211 | $15,315,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 66,208 | $15,214,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 296,642 | $15,200,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 248,437 | $15,182,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,021,196 | $15,175,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 372,300 | $15,149,000 | thousands by filing date | put |
| iShares Global 100 ETF | 464287572 | SHS | 240,449 | $15,127,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 15,209 | $15,122,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 1,252,163 | $15,076,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 399,691 | $15,044,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 326,064 | $15,028,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 507,638 | $15,021,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 685,429 | $15,011,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 348,100 | $15,010,000 | thousands by filing date | put |
| ISHARES INC | 464286509 | MSCI CDA ETF | 486,698 | $15,009,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 148,967 | $15,006,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 342,527 | $14,975,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 249,262 | $14,963,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 54,577 | $14,952,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 395,531 | $14,948,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 635,475 | $14,947,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 32,000 | $14,905,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,542,522 | $14,886,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 132,154 | $14,855,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 169,753 | $14,831,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 644,582 | $14,787,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 93,900 | $14,778,000 | thousands by filing date | call |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 621,258 | $14,742,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 206,483 | $14,737,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,138,710 | $14,724,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 149,730 | $14,706,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,000,000 | $14,680,000 | thousands by filing date | call |
| STITCH FIX INC | 860897107 | COM CL A | 250,000 | $14,680,000 | thousands by filing date | put |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 324,627 | $14,618,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 434,780 | $14,609,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 350,000 | $14,602,000 | thousands by filing date | put |
| INMODE LTD SHS | M5425M103 | Stock | 306,492 | $14,552,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 300,898 | $14,542,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1,073,924 | $14,541,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 125,252 | $14,517,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 189,328 | $14,474,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 280,524 | $14,456,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 2,153,468 | $14,429,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 255,064 | $14,419,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 462,467 | $14,391,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 205,980 | $14,375,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 120,137 | $14,369,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 498,400 | $14,344,000 | thousands by filing date | call |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 149,895 | $14,341,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,628,382 | $14,313,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 579,120 | $14,304,000 | thousands by filing date | call |
| LGI HOMES INC COM | 50187T106 | Stock | 135,128 | $14,303,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 209,982 | $14,302,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 321,550 | $14,297,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 495,411 | $14,284,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 134,254 | $14,279,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 88,881 | $14,239,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 287,609 | $14,208,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 40,000 | $14,199,000 | thousands by filing date | call |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 173,600 | $14,195,000 | thousands by filing date | put |
| JETBLUE AWYS CORP | 477143101 | COM | 975,427 | $14,182,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 575,000 | $14,139,000 | thousands by filing date | put |
| IRON MTN INC DEL COM | 46284V101 | REIT | 477,312 | $14,071,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 366,502 | $14,052,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 283,214 | $14,002,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 69,800 | $13,939,000 | thousands by filing date | put |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 978,822 | $13,900,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 356,912 | $13,891,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 853,026 | $13,887,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 575,000 | $13,886,000 | thousands by filing date | put |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 182,417 | $13,869,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 81,022 | $13,867,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 370,662 | $13,800,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 59,000 | $13,798,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 500,964 | $13,791,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 194,237 | $13,777,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 84,164 | $13,770,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 291,036 | $13,763,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 328,117 | $13,722,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 141,086 | $13,712,000 | thousands by filing date | put |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 182,200 | $13,701,000 | thousands by filing date | put |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 235,000 | $13,701,000 | thousands by filing date | call |
| MONGODB INC CL A | 60937P106 | Stock | 38,147 | $13,696,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 288,641 | $13,684,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 374,173 | $13,680,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 343,000 | $13,679,000 | thousands by filing date | put |
| CLARIVATE PLC | G21810109 | ORD SHS | 459,880 | $13,663,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 314,017 | $13,641,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 55,700 | $13,639,000 | thousands by filing date | call |
| ALCON AG ORD SHS | H01301128 | Stock | 206,600 | $13,631,000 | thousands by filing date | call |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 668,973 | $13,587,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 121,819 | $13,554,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 230,438 | $13,485,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 132,008 | $13,471,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 431,377 | $13,407,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 429,393 | $13,384,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 109,211 | $13,382,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 932,069 | $13,375,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 84,041 | $13,365,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 320,600 | $13,350,000 | thousands by filing date | call |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 260,995 | $13,321,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 691,000 | $13,295,000 | thousands by filing date | put |
| WINGSTOP INC COM | 974155103 | Stock | 100,000 | $13,255,000 | thousands by filing date | put |
| KOHLS CORP | 500255104 | COM | 325,133 | $13,230,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 94,200 | $13,212,000 | thousands by filing date | put |
| FORTIS INC | 349553107 | COM | 323,657 | $13,211,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,030,206 | $13,207,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 93,800 | $13,205,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,211,400 | $13,204,000 | thousands by filing date | put |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 500,151 | $13,189,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 140,035 | $13,173,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 1,304,777 | $13,152,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 40,000 | $13,149,000 | thousands by filing date | put |
| INGREDION INC COM | 457187102 | Stock | 166,707 | $13,115,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 214,952 | $13,065,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 120,000 | $13,061,000 | thousands by filing date | put |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 77,818 | $13,056,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 896,685 | $13,056,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 125,778 | $13,049,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,100,000 | $13,035,000 | thousands by filing date | put |
| TC ENERGY CORP | 87807B107 | COM | 319,697 | $13,018,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 51,920 | $12,978,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 513,187 | $12,973,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 186,822 | $12,962,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 44,275 | $12,958,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 78,999 | $12,958,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 137,299 | $12,950,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 103,255 | $12,941,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 483,042 | $12,941,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 1,005,145 | $12,926,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 339,942 | $12,914,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 330,364 | $12,908,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 77,800 | $12,901,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 300,000 | $12,897,000 | thousands by filing date | put |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 438,611 | $12,882,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 856,588 | $12,857,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 419,236 | $12,854,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 620,096 | $12,836,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 238,407 | $12,800,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 94,900 | $12,797,000 | thousands by filing date | put |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 2,184,833 | $12,759,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 634,685 | $12,758,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 361,497 | $12,739,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 240,997 | $12,737,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 272,796 | $12,715,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 23,871 | $12,714,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 242,701 | $12,709,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 804,500 | $12,687,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 536,214 | $12,665,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 152,400 | $12,618,000 | thousands by filing date | put |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 338,274 | $12,611,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 490,741 | $12,538,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 84,700 | $12,513,000 | thousands by filing date | put |
| SEALED AIR CORP NEW | 81211K100 | COM | 272,689 | $12,487,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1,574,493 | $12,478,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 129,836 | $12,477,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 338,700 | $12,468,000 | thousands by filing date | call |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 739,752 | $12,457,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 58,800 | $12,455,000 | thousands by filing date | call |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 110,898 | $12,449,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 102,170 | $12,443,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 303,500 | $12,440,000 | thousands by filing date | call |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 487,128 | $12,417,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 138,360 | $12,398,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 430,000 | $12,397,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 142,552 | $12,294,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 162,117 | $12,282,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 180,754 | $12,264,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 634,595 | $12,248,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 71,750 | $12,232,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 123,037 | $12,207,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 248,425 | $12,200,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 1,509,577 | $12,198,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 53,000 | $12,186,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 297,014 | $12,175,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 443,890 | $12,171,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 375,608 | $12,147,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 932,012 | $12,078,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 11,688 | $12,077,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 192,059 | $12,067,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 78,598 | $12,062,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 538,739 | $12,062,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 691,727 | $12,057,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 55,369 | $12,048,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 227,944 | $12,033,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 135,280 | $12,032,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 250,384 | $12,031,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 370,614 | $12,019,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 92,077 | $11,989,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 50,000 | $11,977,000 | thousands by filing date | call |
| BEYOND MEAT INC | 08862E109 | COM | 95,582 | $11,948,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 432,563 | $11,913,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 955,200 | $11,902,000 | thousands by filing date | put |
| D R HORTON INC COM | 23331A109 | Stock | 172,500 | $11,889,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 351,560 | $11,883,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 466,760 | $11,865,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 228,080 | $11,860,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 212,589 | $11,826,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 120,000 | $11,813,000 | thousands by filing date | call |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 825,777 | $11,801,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 920,339 | $11,799,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 175,990 | $11,770,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 87,100 | $11,745,000 | thousands by filing date | call |
| INVESCO | 46138J825 | EXCHANGE TRADED | 518,575 | $11,735,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 200,843 | $11,700,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 232,396 | $11,662,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 117,002 | $11,656,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 233,508 | $11,636,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 336,856 | $11,625,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 267,358 | $11,622,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 97,318 | $11,619,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 299,813 | $11,609,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 83,200 | $11,607,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 157,800 | $11,595,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 98,704 | $11,589,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 573,985 | $11,589,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 144,300 | $11,586,000 | thousands by filing date | call |
| BIO RAD LABS INC | 090572207 | CL A | 19,860 | $11,577,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 650,000 | $11,544,000 | thousands by filing date | put |
| TARGA RES CORP COM | 87612G101 | Stock | 437,500 | $11,541,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 254,267 | $11,516,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 96,960 | $11,504,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 29,605 | $11,503,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 43,949 | $11,495,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 145,055 | $11,423,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 130,088 | $11,408,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 75,305 | $11,397,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 121,069 | $11,367,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 65,000 | $11,361,000 | thousands by filing date | call |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 33,897 | $11,271,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 96,285 | $11,271,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 87,787 | $11,232,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 441,751 | $11,229,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 404,259 | $11,206,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 39,458 | $11,188,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 223,086 | $11,165,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 266,887 | $11,159,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 75,000 | $11,140,000 | thousands by filing date | put |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 395,153 | $11,139,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,616,053 | $11,119,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 237,356 | $11,099,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 350,000 | $11,078,000 | thousands by filing date | put |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 1,040,000 | $11,076,000 | thousands by filing date | call |
| ServiceNow,Inc. | 81762P102 | COM | 20,100 | $11,064,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 196,830 | $11,064,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 18,259 | $11,024,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 68,203 | $11,021,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 744,630 | $10,953,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 41,900 | $10,945,000 | thousands by filing date | call |
| REGENCY CTRS CORP COM | 758849103 | REIT | 239,225 | $10,907,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,000,000 | $10,900,000 | thousands by filing date | put |
| NEWMARKET CORP COM | 651587107 | Stock | 27,308 | $10,877,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 114,622 | $10,871,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 572,445 | $10,865,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 56,596 | $10,845,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 63,434 | $10,833,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 136,439 | $10,803,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 122,205 | $10,797,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 480,534 | $10,778,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 236,210 | $10,776,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 173,462 | $10,736,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 141,048 | $10,714,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 754,375 | $10,705,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 156,044 | $10,684,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 179,287 | $10,681,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 228,345 | $10,638,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 411,386 | $10,634,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 91,980 | $10,633,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 478,540 | $10,619,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 764,012 | $10,619,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 516,780 | $10,599,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 80,011 | $10,594,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 196,395 | $10,543,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 161,639 | $10,542,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 74,770 | $10,539,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 283,100 | $10,528,000 | thousands by filing date | put |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 252,100 | $10,523,000 | thousands by filing date | put |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 31,043 | $10,521,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 44,100 | $10,479,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 400,649 | $10,453,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 87,362 | $10,444,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 256,189 | $10,437,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 235,402 | $10,429,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 51,240 | $10,429,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 841,554 | $10,427,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 685,375 | $10,417,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 297,369 | $10,345,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 28,200 | $10,328,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 61,300 | $10,323,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 672,292 | $10,320,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 743,171 | $10,315,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 475,000 | $10,289,000 | thousands by filing date | put |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 261,358 | $10,278,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 401,527 | $10,276,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 316,100 | $10,273,000 | thousands by filing date | put |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 235,580 | $10,259,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 329,100 | $10,228,000 | thousands by filing date | put |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 669,404 | $10,216,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 64,033 | $10,195,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 700,000 | $10,192,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 198,444 | $10,166,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 180,616 | $10,160,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 191,993 | $10,147,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 171,753 | $10,139,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 57,000 | $10,127,000 | thousands by filing date | call |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 104,235 | $10,125,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 171,800 | $10,102,000 | thousands by filing date | put |
| BLOOM ENERGY CORP | 093712107 | COM | 351,162 | $10,065,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 42,000 | $10,064,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 95,002 | $10,061,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 415,326 | $10,059,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 38,500 | $10,056,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 44,500 | $10,049,000 | thousands by filing date | put |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 517,938 | $10,048,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 170,336 | $10,048,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 214,000 | $10,047,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 104,200 | $9,979,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 91,100 | $9,975,000 | thousands by filing date | call |
| EVERCORE INC CLASS A | 29977A105 | Stock | 90,975 | $9,974,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 62,100 | $9,968,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 70,819 | $9,963,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 146,823 | $9,962,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 124,298 | $9,938,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 642,033 | $9,932,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 248,418 | $9,919,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 265,400 | $9,899,000 | thousands by filing date | put |
| CHILDRENS PL INC NEW | 168905107 | COM | 197,486 | $9,894,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 176,856 | $9,883,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 381,304 | $9,880,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 484,686 | $9,878,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 350,466 | $9,865,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 57,005 | $9,862,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 239,700 | $9,828,000 | thousands by filing date | put |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 769,291 | $9,816,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 86,195 | $9,812,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 424,508 | $9,790,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 407,411 | $9,782,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,170,900 | $9,765,000 | thousands by filing date | put |
| ABIOMED INC | 003654100 | COM | 30,096 | $9,757,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 408,529 | $9,745,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 299,500 | $9,686,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 242,000 | $9,678,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 775,885 | $9,668,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 663,048 | $9,667,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 841,353 | $9,616,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 93,225 | $9,610,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 157,302 | $9,597,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 345,898 | $9,592,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 125,028 | $9,580,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 423,000 | $9,568,000 | thousands by filing date | put |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 181,362 | $9,565,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 112,500 | $9,555,000 | thousands by filing date | call |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 293,208 | $9,553,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 222,490 | $9,549,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 70,000 | $9,549,000 | thousands by filing date | put |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 809,805 | $9,548,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 403,470 | $9,542,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 361,133 | $9,520,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 251,400 | $9,518,000 | thousands by filing date | call |
| CARVANA CO CL A | 146869102 | Stock | 39,721 | $9,515,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,125,792 | $9,513,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 252,337 | $9,500,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 116,000 | $9,489,000 | thousands by filing date | call |
| QIAGEN NV | N72482123 | SHS NEW | 179,400 | $9,481,000 | thousands by filing date | call |
| Prologis,Inc. | 74340W103 | COM | 95,000 | $9,468,000 | thousands by filing date | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 459,600 | $9,431,000 | thousands by filing date | put |
| SLR INVESTMENT CORP | 83413U100 | COM | 538,396 | $9,427,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 44,300 | $9,423,000 | thousands by filing date | put |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 102,714 | $9,394,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 243,098 | $9,337,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 53,869 | $9,322,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 411,900 | $9,317,000 | thousands by filing date | call |
| QURATE RETAIL INC | 74915M100 | COM SER A | 847,344 | $9,295,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 368,722 | $9,289,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 40,417 | $9,277,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 85,000 | $9,251,000 | thousands by filing date | call |
| BANKUNITED INC | 06652K103 | COM | 265,722 | $9,241,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 290,017 | $9,240,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 362,623 | $9,221,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 236,500 | $9,212,000 | thousands by filing date | put |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 176,433 | $9,210,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 400,000 | $9,204,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 97,063 | $9,201,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 122,348 | $9,196,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 315,269 | $9,181,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 402,125 | $9,181,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 227,043 | $9,173,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 107,200 | $9,167,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 381,201 | $9,167,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 183,331 | $9,158,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 49,988 | $9,154,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 319,849 | $9,129,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 130,500 | $9,127,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 550,091 | $9,077,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 618,773 | $9,053,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 321,428 | $9,032,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 54,767 | $9,031,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 201,627 | $9,017,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 198,468 | $9,014,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 218,182 | $9,005,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 72,000 | $9,000,000 | thousands by filing date | call |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,710,000 | $8,995,000 | thousands by filing date | put |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 165,754 | $8,979,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 642,550 | $8,970,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 62,800 | $8,965,000 | thousands by filing date | call |
| Airbnb, Inc. Class A | 009066101 | COM | 61,065 | $8,964,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 113,525 | $8,952,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 292,100 | $8,941,000 | thousands by filing date | call |
| ALLY FINL INC COM | 02005N100 | Stock | 250,000 | $8,915,000 | thousands by filing date | put |
| AVANTAX INC | 095229100 | COMMON STOCK | 559,527 | $8,902,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 194,363 | $8,893,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 40,000 | $8,886,000 | thousands by filing date | call |
| Analog Devices,Inc. | 032654105 | COM | 60,000 | $8,864,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 620,530 | $8,864,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 102,460 | $8,849,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 185,092 | $8,848,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 91,749 | $8,844,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 257,736 | $8,820,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 74,781 | $8,808,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 218,053 | $8,799,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 324,604 | $8,797,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 120,000 | $8,795,000 | thousands by filing date | call |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 493,122 | $8,793,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 266,615 | $8,783,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,311,052 | $8,745,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 106,183 | $8,739,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 989,563 | $8,728,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 28,748 | $8,725,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 567,749 | $8,715,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 171,768 | $8,711,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 709,943 | $8,697,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 160,000 | $8,678,000 | thousands by filing date | put |
| SPIRIT AIRLS INC | 848577102 | COM | 354,911 | $8,677,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 69,240 | $8,674,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 176,600 | $8,650,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 102,300 | $8,639,000 | thousands by filing date | call |
| ENBRIDGE INC COM | 29250N105 | Stock | 270,000 | $8,637,000 | thousands by filing date | call |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 299,511 | $8,620,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 123,767 | $8,584,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 186,765 | $8,580,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 255,000 | $8,548,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 65,000 | $8,544,000 | thousands by filing date | put |
| FEDERAL SIGNAL CORP | 313855108 | COM | 257,304 | $8,534,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 107,503 | $8,526,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 110,176 | $8,523,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 538,297 | $8,511,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 769,397 | $8,510,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,719,039 | $8,510,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 262,816 | $8,507,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 253,852 | $8,504,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,478,957 | $8,504,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 400,123 | $8,487,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 680,600 | $8,480,000 | thousands by filing date | call |
| SIGNATURE BANK | 82669G104 | COM | 62,627 | $8,473,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 835,547 | $8,455,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 61,593 | $8,431,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 103,892 | $8,426,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 239,880 | $8,385,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 608,500 | $8,367,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 60,558 | $8,361,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,878,657 | $8,360,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 64,021 | $8,348,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 241,706 | $8,332,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 104,292 | $8,315,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 243,508 | $8,311,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 319,359 | $8,307,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 422,738 | $8,273,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 300,000 | $8,271,000 | thousands by filing date | put |
| DOLLAR GEN CORP COM | 256677105 | Stock | 39,300 | $8,265,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 126,300 | $8,252,000 | thousands by filing date | call |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 131,952 | $8,240,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 127,529 | $8,233,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-001651 | this filing | 2021-02-11 | acceptance time not in the bulk data set |