13F-HR filed by CLOUGH CAPITAL PARTNERS L P
CLOUGH CAPITAL PARTNERS L P filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-17, with 123 holding rows worth $1,390,288,000.
- Accession
- 0000950123-20-012226
- Filer
- CIK 1276144
- Filed
- 2020-11-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 123 entries on the cover page, a total value of $1,390,288,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,390,288,000 with VALUE read as thousands by filing date, 13F file number 028-10679. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCharles I. Clough, Jr. 028-12502
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 2,790,000 | $117,180,000 | thousands by filing date | put |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 1,294,709 | $75,248,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 447,980 | $51,881,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 856,100 | $43,584,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 186,114 | $39,145,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 550,000 | $36,559,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 4,814,700 | $34,281,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 2,446,800 | $34,035,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 492,847 | $31,902,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 394,700 | $29,851,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,221,492 | $29,426,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 115,117 | $29,258,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 354,400 | $28,947,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 338,500 | $27,442,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 524,759 | $24,538,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 7,629 | $24,022,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 207,575 | $23,765,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 89,145 | $23,347,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 343,200 | $22,813,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 266,827 | $22,317,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 99,714 | $22,242,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 476,490 | $20,541,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 75,310 | $20,493,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 277,302 | $19,619,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 197,103 | $18,975,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 42,473 | $18,753,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 85,214 | $18,682,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 190,716 | $18,566,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 93,780 | $17,656,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 561,100 | $15,913,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 1,313,286 | $14,864,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 177,300 | $14,258,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 171,220 | $14,240,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 823,627 | $14,175,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,068,625 | $14,149,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 39,669 | $13,415,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 738,900 | $13,234,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 101,740 | $13,125,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 23,292 | $13,038,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,246,150 | $12,972,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 62,480 | $12,494,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 405,834 | $12,244,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 877,300 | $12,238,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 791,340 | $12,013,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 1,494,826 | $11,959,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 68,170 | $11,320,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 73,730 | $10,981,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 124,300 | $10,887,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 29,750 | $9,870,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 63,920 | $9,300,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 26,990 | $8,804,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 201,200 | $8,798,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 17,540 | $8,334,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 61,630 | $7,992,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 58,000 | $7,965,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 26,960 | $7,403,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 29,560 | $7,304,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 223,960 | $7,276,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 606,400 | $7,083,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 42,175 | $6,974,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 36,470 | $6,861,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 199,563 | $6,851,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 201,779 | $6,209,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 96,600 | $6,080,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 52,550 | $6,010,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 19,647 | $5,776,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 459,834 | $5,707,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 402,800 | $4,842,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 131,100 | $4,520,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 16,664 | $4,188,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 859,400 | $3,790,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 17,250 | $3,711,000 | thousands by filing date | |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 3,500,000 | $3,618,000 | thousands by filing date | principal |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 382,327 | $3,284,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 501,552 | $3,110,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 3,000,000 | $3,059,000 | thousands by filing date | principal |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 448,907 | $2,653,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 232,560 | $2,551,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 519,716 | $2,547,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 30,900 | $2,398,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 2,299,000 | $2,298,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 2,315,000 | $2,227,000 | thousands by filing date | principal |
| CENTRAL SECURITIES CORP | 155123102 | COM | 67,838 | $1,967,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 226,858 | $1,965,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 11,805 | $1,607,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 50,661 | $1,552,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 9,213 | $1,364,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 140,072 | $1,350,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 146,850 | $1,254,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 58,926 | $1,036,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 101,246 | $1,023,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,165 | $984,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 2,481 | $975,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 138,000 | $883,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 96,000 | $787,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 55,648 | $780,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 5,200 | $777,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 9,900 | $753,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 121,503 | $713,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 8,195 | $671,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 189,176 | $662,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 2,800 | $661,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 6,200 | $595,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 13,600 | $566,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 7,600 | $564,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 66,394 | $554,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 17,800 | $412,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 44,021 | $369,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 38,387 | $367,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 41,000 | $341,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 16,100 | $332,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 29,600 | $327,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 38,800 | $279,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 31,016 | $246,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 66,300 | $239,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 656,213 | $230,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 29,060 | $216,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,300 | $200,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 17,332 | $187,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 13,200 | $171,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 10,800 | $168,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 13,072 | $150,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 30,000 | $31,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-012226 | this filing | 2020-11-17 | acceptance time not in the bulk data set |