13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 9,686 holding rows worth $280,432,841,000.
- Accession
- 0000950123-20-009061
- Filer
- CIK 1423053
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 11,802 entries on the cover page, a total value of $280,432,841,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $280,432,841,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitadel Securities GP LLC 028-18870
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SAVARA INC | 805111101 | COM | 10,000 | $25,000 | thousands by filing date | put |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 10,100 | $25,000 | thousands by filing date | put |
| KINGOLD JEWELRY INC | 49579A303 | COM | 34,442 | $25,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 16,300 | $25,000 | thousands by filing date | call |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 28,800 | $25,000 | thousands by filing date | put |
| TITAN MED INC | 88830X819 | COM | 30,021 | $25,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 20,367 | $25,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 54,279 | $25,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 10,923 | $24,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 24,000 | $24,000 | thousands by filing date | put |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 10,700 | $24,000 | thousands by filing date | put |
| U S GLOBAL INVS INC | 902952100 | CL A | 12,600 | $24,000 | thousands by filing date | call |
| USIO INC | 917313108 | CMN | 12,072 | $24,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 11,200 | $24,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 13,000 | $24,000 | thousands by filing date | put |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 10,600 | $24,000 | thousands by filing date | call |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 10,100 | $24,000 | thousands by filing date | put |
| CHARLES + COLVARD LTD | 159765106 | COM | 33,032 | $24,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 10,900 | $24,000 | thousands by filing date | call |
| SOLIGENIX INC | 834223307 | COM | 11,491 | $24,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 15,100 | $24,000 | thousands by filing date | call |
| INSPIREMD INC | 45779A853 | COM | 52,079 | $24,000 | thousands by filing date | |
| POWERBRIDGE TECHNLOGIES CO LTD ORD SHS | G72007100 | ORD SHS | 11,089 | $24,000 | thousands by filing date | |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 18,587 | $24,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 13,102 | $23,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 18,800 | $23,000 | thousands by filing date | call |
| POLARITYTE INC | 731094108 | COM | 18,797 | $23,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 18,500 | $23,000 | thousands by filing date | put |
| CASTOR MARITIME INC | Y1146L109 | SHS | 57,102 | $23,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 15,900 | $22,000 | thousands by filing date | put |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 15,600 | $22,000 | thousands by filing date | call |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 10,200 | $22,000 | thousands by filing date | call |
| DESTINATION XL GROUP INC | 25065K104 | COM | 33,624 | $22,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 10,106 | $22,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 52,150 | $22,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 34,432 | $22,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 10,400 | $22,000 | thousands by filing date | put |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 11,654 | $22,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 17,300 | $22,000 | thousands by filing date | call |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 27,078 | $21,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 11,700 | $21,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 76,400 | $21,000 | thousands by filing date | call |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 18,000 | $21,000 | thousands by filing date | call |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 16,000 | $21,000 | thousands by filing date | call |
| SEACHANGE INTL INC | 811699107 | COM | 13,625 | $21,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 13,900 | $21,000 | thousands by filing date | call |
| EASTSIDE DISTILLING INC | 277802302 | COM | 14,501 | $21,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 41,337 | $21,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 18,221 | $20,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 17,437 | $20,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 16,562 | $20,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 10,300 | $20,000 | thousands by filing date | call |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 131,500 | $20,000 | thousands by filing date | call |
| TANZANIAN GOLD CORP | 87601A107 | COM | 23,107 | $20,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 12,203 | $20,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 13,066 | $19,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 16,700 | $19,000 | thousands by filing date | call |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 14,876 | $19,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 15,189 | $19,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 11,200 | $19,000 | thousands by filing date | call |
| SEACHANGE INTL INC | 811699107 | COM | 12,300 | $19,000 | thousands by filing date | put |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 16,650 | $19,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 52,588 | $19,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 22,592 | $18,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 12,100 | $18,000 | thousands by filing date | call |
| IGC PHARMA INC | 45408X308 | COM NEW | 29,459 | $18,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 10,200 | $18,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 54,500 | $18,000 | thousands by filing date | call |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 10,619 | $18,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 15,856 | $18,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 49,499 | $18,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 22,900 | $18,000 | thousands by filing date | call |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 20,351 | $18,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 21,900 | $18,000 | thousands by filing date | call |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 20,100 | $18,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 12,900 | $17,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 14,400 | $17,000 | thousands by filing date | put |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 14,907 | $17,000 | thousands by filing date | |
| APEX GLOBAL BRANDS INC | 03755M201 | COM NEW | 15,016 | $17,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 14,979 | $17,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K118 | *W EXP 06/01/202 | 21,042 | $17,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 79,593 | $17,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 105,251 | $16,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 23,000 | $16,000 | thousands by filing date | call |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 20,561 | $16,000 | thousands by filing date | |
| OBLONG INC | 674434105 | COM | 10,992 | $16,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 10,093 | $16,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 10,800 | $16,000 | thousands by filing date | put |
| DELMAR PHARMACEUTICALS INC | 247078306 | COM | 23,107 | $16,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 29,428 | $15,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 54,700 | $15,000 | thousands by filing date | put |
| CHICOS FAS INC | 168615102 | COM | 10,900 | $15,000 | thousands by filing date | call |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 25,867 | $15,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 12,600 | $15,000 | thousands by filing date | call |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 105,990 | $15,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 19,300 | $15,000 | thousands by filing date | call |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 22,800 | $15,000 | thousands by filing date | call |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 18,000 | $15,000 | thousands by filing date | put |
| MOTUS GI HLDGS INC | 62014P108 | COM | 11,412 | $15,000 | thousands by filing date | |
| MMTEC INC | G6181K106 | SHS | 11,208 | $15,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 34,673 | $15,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 29,424 | $14,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 25,558 | $14,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 26,800 | $14,000 | thousands by filing date | put |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 18,301 | $14,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 12,283 | $14,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 20,000 | $14,000 | thousands by filing date | call |
| Amplify Energy Corp | 03212B103 | COM | 10,495 | $13,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 11,379 | $13,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C409 | COM | 26,925 | $13,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265407 | COM | 47,143 | $13,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 14,643 | $13,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 21,300 | $13,000 | thousands by filing date | call |
| BIO-KEY INTL INC | 09060C309 | COM | 14,280 | $13,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 23,386 | $12,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 16,620 | $12,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 16,857 | $12,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 16,400 | $12,000 | thousands by filing date | call |
| DAVIDSTEA INC | 238661102 | COM | 12,900 | $12,000 | thousands by filing date | put |
| VIVUS INC | 928551308 | COM NEW | 14,951 | $12,000 | thousands by filing date | |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 14,323 | $12,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 14,522 | $11,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 12,500 | $11,000 | thousands by filing date | call |
| GSE SYS INC | 36227k106 | COM | 10,789 | $11,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 17,160 | $11,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 11,234 | $11,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 16,712 | $11,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 14,900 | $11,000 | thousands by filing date | put |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 42,500 | $11,000 | thousands by filing date | call |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 15,157 | $11,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 19,700 | $10,000 | thousands by filing date | call |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 12,900 | $10,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 19,208 | $10,000 | thousands by filing date | |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 10,194 | $10,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 15,094 | $10,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 32,506 | $10,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 13,248 | $10,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 12,900 | $10,000 | thousands by filing date | call |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 15,882 | $10,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 19,600 | $10,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 12,700 | $10,000 | thousands by filing date | call |
| J JILL INC | 46620W102 | COM | 14,614 | $10,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 12,888 | $10,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671179 | *W EXP 09/ | 15,282 | $10,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 36,300 | $10,000 | thousands by filing date | put |
| RA MED SYS INC | 74933X104 | COM | 19,998 | $10,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 13,052 | $9,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 10,767 | $9,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 21,021 | $9,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 12,500 | $9,000 | thousands by filing date | call |
| TOP SHIPS INC | Y8897Y164 | COM NEW | 64,789 | $9,000 | thousands by filing date | |
| HEXINDAI INC | 428295109 | ADR | 10,631 | $9,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 15,300 | $8,000 | thousands by filing date | call |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 14,100 | $8,000 | thousands by filing date | call |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 17,114 | $8,000 | thousands by filing date | |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 12,026 | $8,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 13,895 | $8,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 20,100 | $7,000 | thousands by filing date | call |
| ADVAXIS INC | 007624307 | COM | 12,637 | $7,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 16,004 | $7,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 11,369 | $7,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 36,715 | $7,000 | thousands by filing date | |
| CHINA SXT PHARMACEUTICALS IN | G2161P108 | ORD SHS | 12,513 | $7,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 11,380 | $6,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 12,200 | $6,000 | thousands by filing date | call |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 12,093 | $6,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 14,000 | $6,000 | thousands by filing date | put |
| STEIN MART INC | 858375108 | COM | 15,200 | $6,000 | thousands by filing date | call |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 12,400 | $6,000 | thousands by filing date | call |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 11,800 | $6,000 | thousands by filing date | call |
| NXT-ID INC | 67091J206 | COM NEW | 12,854 | $6,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 13,011 | $6,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 15,205 | $6,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 10,133 | $5,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 15,100 | $5,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 18,341 | $5,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 14,800 | $4,000 | thousands by filing date | put |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 28,700 | $4,000 | thousands by filing date | put |
| SEANERGY MARITIME HLDGS CORP | Y73760145 | *W EXP 11/10/202 | 76,756 | $4,000 | thousands by filing date | |
| KITOV PHARMA LTD | 49803V115 | *W EXP 11/25/202 | 21,818 | $4,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 64,439 | $4,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 10,100 | $3,000 | thousands by filing date | call |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 65,771 | $3,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC | 68232V116 | *W EXP 07/11/202 | 41,723 | $3,000 | thousands by filing date | |
| TOUGHBUILT INDS INC | 89157G116 | *W EXP 11/14/202 | 14,563 | $1,000 | thousands by filing date | |
| CEMTREX INC | 15130G113 | *W EXP 12/02/202 | 10,958 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-009061 | this filing | 2020-08-14 | acceptance time not in the bulk data set |